gecko governance - start up next - week 6 - 18th may 2016

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“Real-Time Fund Regulation”

@GECKOgovernance

US & UK - Fines

MiFID II/ MiFIRAIFMD

Annex IVMMIF

Reporting

PRIIPS KID

EMIR

VAG

GroMiKV

CRD IV / Basel IIISolva & SolvVFTK

K201/2/3/4/5

Regulation 28COVIP

BVQA-V

UCITS V

Money Market Fund

ReportingMiFID I

Solvency II

Form PF

Form N PORT

Form N CENForm N MFPCFTC Form CPO-PQR

ASIC Derivative

Transaction Reporting

APRA SRS - Australia

Trade and Position

reports (for SFC and HKEx)

MAS/MIR - SG

CRS - OECD

OPERA Reporting

One live view - all Fund Regulation & Compliance

@geckodocs

Governance

"Increased compliance efficiency by 20%

Saving over $200,000 per year"

Pricing - $1,000 annually Per User

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• 2015 - New Frontiers & HPSU EI client 100% “Bootstrapped” - €150k investment

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• Shortlisted - BOI Start Up Awards 2016“Best Online Digital Start Up”

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Shane Brett Mark McHugh

Sean McEllinDamien Cahill Andris Macs

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