for the western district of pennsylvania securities …
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IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
SECURITIES AND EXCHANGE COMMISSION
450 Fifth Street, N.W.
Washington, D.C. 20549,
Plaintiff,
v.
NATIONAL INSTITUTE COMPANIES OF
AMERICA, INC. ,
RAYMOND P. SOBIERALSKI,
JOHN A. D'ONOFRIO,
ROBERT C. WALTERS,
DENNIS J. OSLOSKY and
JASON J .. RILEY,
Defendants.
COMPLAINT
CIVIL ACTION NO.
00
' CERTIFIED FROM THE RECORD
JUN 10 2004 Date . .. .
ROBm:zf ��
By . Deputy Clerk
l.-. -------------... g
Plaintiff Securities and Exchange Commission ("Commission")
alleges for its Complaint the following:
- SUMMARY
1. This case involves a scheme by the defendants to defraud
investors through the offer and sale of unregistered securities.
From approximately August 1996 to August 1998, defendants
National Institute Companies of America, Inc.· ( '·'NICA ''), Raymond.
P. Sobieralski ( 11 Sobieralski"), John A. D'Onofrio ("D 'Onofrio"),
Robert C. Walters ("Walters"), Dennis J. Oslosky ("Oslosky"), and
Jason J. Riley ("Riley") (collectively; "defendants'')
participated in a fraudulent scheme in which they raised more
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