clement edith b 1 - judicialwatch.org edith b . 4/28/2009. vii. investments and trusts -income,...
Post on 19-Apr-2018
216 Views
Preview:
TRANSCRIPT
FINANCIAL DISCLOSURE REPORT
Page 2of11
Name of Person Reporting
CLEMENT, EDITH B
Date of Report
4/28/2009
Ill. N 0 N-JNVESTMENT JN CO ME. (Reporting individ11a/ and spouse; see pp. 17-24 of filing instructions.)
A. Filer's Non-Investment Income
!ZJ NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[ZJ NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
JV. REJMB URSEMENTS -- transportatio11, lodgi11g,food, entertainment.
(Includes those to spouse and dependent children; see pp. 25-27 of/iling instructions.)
D NONE (No reportable reimbursements.)
DATES LOCATION P URPOSE ITEMS PAID OR PROVIDED
March 31-April 2, Charlottesville, VA, Preside over final round of the UVa Moot Court Board (Transportation, room and meals)
April 9-12, New York, NY, Preside over Moot Court (Transportation, room and meals)
3. Ave Maria School of Law May 13-14, Ann Arbor, Ml, Deliver graduation address (Transportation, room and meals)
4. Foundation for Research
on Economics and the Environment
October 8-13, Rancine, WI, Attend a seminar
(Transportation, room and meals)
5. St. Thomas More Society October 30-31, Honored Guest, luncheon speaker
SOURCE
I. University of Virginia Law School
2. Columbia Law School
FINAN.CIAL DISCLOSURE REPORT
Page 3of11
Name of Perso11 Reporting
rLEMENT, EDITH B
Date of Report
4/28/2009
(Transportation, room and meals)
FINANCIAL DISCLOSURE REPORT
Page 4 of lJ
Name of Person Reporting
CLEJVIENT, EDITH B
Dace of Report
4/28/2009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
IZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
2.
3.
4.
5.
VJ, LJABJLJTJES. (lnc/11des those of spouse and dependent children; see pp. 32-33 ofjiling ins/ructions.)
IZJ NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
l.
2.
3.
4.
5.
----- ·-------------·-----
--------·�------·-··--·----
(I) (1)
--·---·�---�----
FINANCIAL DISCLOSURE REPORT
Page 5of11
Name of Person Reporting
CLEMENT, EDITH B
Date of Report
4/28/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children: see PP· u-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A.
Descriplion of Assels
(including tmst assels)
Place "(X)" after each assel
exempl from prior disclosure
I. J P Morgan Chase (n/c fin Bank One 7 /05)
2. Rental Property/Residential FMV
3. Dimon, Inc
4. 8 x 8 Corp
5. Microsoft, Inc
6. Pepsico
7. SBC Communications, Inc
8. Verizon
9. AIM Mid Cap Core Equity Fund Cl C
10. ALCA TEL ALSTHOM Spon ADR
11. Alliance Bernstein Global Value ABCGX
12. Alliance Bernstein Int'! Value Fund C AWPCX
13. Alliance Int'! Growth Fund Class C ABICX
14. Allianz OCC Renaissance C n/c 4/5 PIM CO PEA Renaissance Fund
15. AM Funds Capital Income CIBCX
16. AM Funds Capital World & Inc Fund Class C CWGCX
17. American Funds Growth Fund of America Fund Class C
B. C.
Income during
reporting period
Gross value at end of
reporting period
(2) (2)
Amount Type (e.g., Value Value
(1) Type (e g.,
Code 1
(A-H)
B
E
A
D
D
E
div., rent, Code2
or int.) (J-P)
Method
Code3
(Q-W)
buy, sell, Monlh - Code 2 Code 1 buyer/seller
redemption) Day (J-P) (A-H) (ifpriva1e
transaction) ------ ·-- ----- - -- ----- -- -- ---------
Dividend K
Rent N
· None
None
None
None
None
None
None M
None
Dividend L
Dividend M
Dividend M
None L
None L
Dividend M
None L
T
w
sold
sold
sold
sold
sold
sold
T
sold
T buy
T
T
T
T buy
T
T
- <
1/17 J A
1/17 J A
7/21 ] A
1117 J A
1117 ] A
1/17 ] A
1/3 J A
12/8 M
3/21 L
-·- - ------ --- -· - ·----·····-· . · ··-·-·1 I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50 I -$5,000 D =$5,00 I -$15,000 E=$15,00l-$50,000
(See Columns BI and 04) F =$50,00 I -$I 00,000 0=$100,001-$1,000,000 Iii =$1,000,001 -$5,000,000 112 =More 1han $5,000,000 I 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,00I - $I 00,000 M =$100,001 - $250,000
(Sec Columns Cl and 03) N =$250,001 -$500,000 0 =$500,001 - $1,000,000 PI =$1,000,00 I - $5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S ==Assessment T =Cash Market (See Column C2) U =Book Value V =Other W =Estimated
---'--·-- ------ ·
h
(e.g.
sell, J--1--· 1--Value
Month 2
---
n
--
Day
----
FINANCIAL DISCLOSURE REPORT
Page 6of11
Name of Person Reporting
CLEMENT, EDITH B
Date of Report
4/28/2009
VII. INVESTMENTS and TRUSTS -- income. value, transactions (1nc111des those of spouse and dependent children; see pp. 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets
(including trust assets)
Income during Gross value at end of Transactions during reporting period
reporting period reporting period
Place "(X)" after each asset
exempt from prior disclosure
(!) (2) (I) Amount Type (e.g., Value Code I div., rent, Code 2 (A-H) or int.) (J-P)
(2) Value
Met od
Code3
(Q-W)
(1) Type
buy,
redemptio
(2) (3) (4) Date Gain
- Code Code 1
- - : __ - =-18. American Funds New Prespecive
NPFCX
19. American Funds New Prespective NPFCX
20. American funds New Prespective NPFCX
21. Bank of America Corp
22. Blackrock Income Opportunity, n/c 2002 Black. N.Am Gov't
23. BP Amoco PLC ADR
24. Chevron Corp, n/c 5/9 fm Chevrontexaco Corp
25. Cigna Corp
26. Cisco Systems Inc.
27. CITIGROUP, Inc.
28. CNH Global N.V.
29. Coca-Cola Hellenic Bottling Co ordinary
30. Colonial Bank
31. COMCAST Corporation CLA
32. Conocophillips (formerly Burlington Resources, merged 4/06
33. Devon Energy
34. Diamond Offshore Drilling
A
A
A
A
c
A
B
A
c
B
A
B
A
Dividend L
Dividend K
Dividend K
Dividend K
Dividend K
Dividend K
Dividend M
Distribution K
None
Dividend M
None
None
Interest K
None
Dividend L
Dividend M
Dividend L
V =Other
T buy
T buy
T buy
T
T
T
T
T
sold
T
sold
sold
T
sold
T
T
T
W=Estima£e<l
-··--·---------··-·--·--·
1/12 L
2/14 K
11/9 K
1/3 J A
1/3 J A
1/3 J A
1/3 K c
(5) Identity of
buyer/seller
(if private
transaction)
I. Income Gain Code : A =$1,000 or less 8=$1,001-$2,500 c =$2,50t - $5,000 D =$5.00 I - $ t 5,000 E =$I 5,00 I - $50,000
(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001- $1,000,000 Ii I =$1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codes J =$15,000 or le s K =$15,001 • $50,000 L=$50,001 -$100,000 M =$100,001 -$250,000
(Sec Columns Cl and 03) N =$250,001- $500,000 0 =$500.001.- $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,00 I - $25,000,000
PJ =$25,000,00 I -$50.000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
{See Column C2) U =Book Value ------··-·-------· ·-·-·- -· . ----- ----···--· ·--------·-·-- ·-··------·
-------------· --'------
35.
37.
38.
42.
43.
49.
(5)
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 7of11 4/28/2009CLEMENT, EDITH B
VII. INVESTMENTS and TRUSTS -- income, vutue, transactions r1nc1udes those of spouse and dependent children; see pp. 14-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
Identityof buyer/seller
(if private
transaction)
A.
Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. Income during reporting period
(1) (2) Amount Type(e.g., Code 1 div., rent, (A-H) or int.)
c. Gross value at end of
reporting period
(1) (2) Value Value
Code2 Method
(J-P) Code 3
(Q-W)
(1) Type (e.g., buy, sell,
redemption)
D.
Transactions during reporting perio
(2) (3) (4) Date Value Gain
Month- Code 2 Code I
Day (J-P) (A-H)
d
Direct General Corporation None sold 6110 J A
36. Eaton Vance Worldwide Health Sicences None L T Fund Cl C
El Paso Corp A Dividend sold 7/21 J A
EXXON Mobil Corporation A Dividend sold 7/21 M E
Fund Cl C
40. Flextronics International None sold 12/8 J B
sold 1/3
41. Freescale Semiconductor None sold 12/5 J A
39. Federated Communications Technology None L A
Fremont General Corp A Dividend sold 6/10 K B
General Electric Co B Dividend L T
44. Goodyear Tire & Rubber B Interest J T
45. Grey Wolflnc. None J T
46. Hewlett-Packard Co. A Dividend K T
47. Home Depot None sold 7/21 K c
48. IDACORP, Inc. None sold 1/3 K A
Infinity Property & Casualty A Dividend K T
50. Koninklyke Philips Electronic None sold 114 K A
51. Longleaf Partners Fund A
I.Income Gain Codes: A =$1,000 or less
(Sec Columns BI and D4) F ;$50,001 -$100.000
2. Value Codes J =$15,000 or less (See Columns CI and D3) N ;$250,001 -$500,000
P3 ;$25,000.00 I -$50,000,000
3. Value Me1hod Codes Q =Appraisal
(See Column C2) U =Book Value
Dividend M
B ;$1,001 - $2,500
G ;$100,001 -$1.000,000
K =Sll,001 - $50,000 0 ;$500,00 I -$1,000,000
R ost (Real Eslate Only)
V=Other
T
C;$2.501 -$5,000
Ill ;$1,000,001 -$5,000,000
L =$50,001 - $!00,000 Pl ;$1,000.001 - $5,000.000
P4 =More than $50,000,000
S =Assessmenl
W =Estimated
D;$5,00t -$15,000 E415,00l -S50.000
112 ;More 1han $5.000,000
M ;$100,001 - $250,000 P2 ;$5,000.00 I -$25.000,000
T =Cash Market
·-------··--·-·--·-·-------- ·--·------
--·
----lf :j (3)
Value
Code 2
(J-P)
-
---
----- ---- ------------
c
53.
55.
56.
59.
63.
64.
67.
1/3
Date of ReportName of Person ReportingFINANCIAL DISCLOSURE REPORT
Page 8of11- 4/28/2009CLEMENT, EDITH B
VII. INVESTMENTS and TRUSTS -income, vatue, transactions r1nctudes those of spouse and dependent children; see PP· 14-60 offilinc instructions.;
D NONE (No reportable income, assets, or transactions.)
A. B. c. D.
Description of Assets Income during Gross value at end of Transactions during reporting period
(including trnst assets) reporting period reporting period
(2) (4) (5)
Gain Identity of
Code I buyer/seller
(A-H) (if private
transaction)____l____(2) (1)(I) (2) (1)
Value Type (e.g.,Amount Type (e.g., Value Code 1 Month -Method buy, sell,div., rent, Code 2 (A-II) Code 3 redemption)or int.) (J-P)
(Q-W)
Place "(X)" after each asset
exempt from prior disclosure
Date
Day
52. Medco Health Solutions, Inc. None J T
Microsoft Corporation None sold 7/21 J A
54. Motorola Inc. A Dividend J T
partial sale 12/5 J A
Newfield Explorations Co. None J Asold 7/21
57. Occidental Pete Corp B Dividend L T
58. Ocean Energy lnc.,8.25% due 7/1/2018 D Interest L T (bond)
Oracle systems Corporation None sold J A
60. Pepsico CAP Res Inc, 4/J /2008 None J T
61. Pepsico CAP Res Inc. 4/1/2011 None J T
62. Pepsico CAP Res Inc, 4/1/2012 None K T
PIMCO High Yield Fund CL C c Dividend K T
Pride International Inc None sold 4/17 K
65. Principal Class (money market) A Dividend N T
66. Proctor & Gamble Co. B Dividend M T
Prospect Street High Income PTFL A Dividend Asold 7/21 J
68. Regions Morgan Keegan Sector High D Dividend L T buy 1/24 K Income Fund RHY
I. Income Gain Codes: A =$1,000 or less
(Sec Columns Bl and 04) F =$50,001 - $100,000
2. Value Codes J =$15,000 or less (See Columns Cl and 03) N =$250,00 I $500,000•
P3 =$25,000,00 I - $50,000,000
3. Value Method Codes Q =Appraisal
(See Column C2) U =Book Value
B =$1,001 $2,500• G =$100,001 -$1,000,000
K =$15,001 -$50,000 0 =$500,001 -$1,000,000
R =Cost (Real Estate Only)
V =Other
C =$2,50 I $5,000• Ill =$1,000,001. $5,000,000
L =$50,001 - $100,000
PI =$1,000,001 - $5,000,000
P4 =More than $50,000,000
S =Assessment
W =Estimated
D =$5,001 - $15,000
112 =More than $5,000,000
M =$100,001. $250,000
P2 =$5,000,001 - $25,000,000
T =Cash Market
E =$15,001 - $50,000
--------------------,-----
--+------,-------!---
---------
---·-·----------��---�----�- ---- ---
74.
75.
79.
1/3
FINANCIAL DISCLOSURE REPORT
Page 9of11
Name of Person Reporting
CLEMENT, EDITH B
Date of Report
4/28/2009
VII. INVESTMENTS and TRUSTS -- income, varue, transactions (Includes those of spouse and dependent children; see pp. 14-60 of filinc ins1r11ctions.J
D NONE (No reportable income, assets, or transactions.)
A. Description of Assets
(including trust assets)
Place "(X)" after each asset exempt from prior disclosure
B. Income during
reporting period
(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
C. Gross value at end of
reporting period
(I) Value
Code 2
(J-P)
(2) (I) Value Type (e.g.,
Method buy, sell,
Code3 redemption) (Q-W)
--------
D. Transactions during reporting period
(2) Date
Month -
Day
(4)(3) (5) Value Gain Identity of
Code 2 Code I buyer/seller
(J-P) (if private transaction)
(A-H) - -· -
69. Regions Morgan Keegan Select High Income Fund RHICX
E Dividend M T
-··
70. Regions Morgan Keegan Select High Income Fund RillCX
E Dividend L T buy 7120 L
71. Regioins Morgan Keegan Select Intermediate Bond Fund RIBCX
D Dividend L T
72. Safeco Corp A Dividend K T
73. J.M. Smucker None sold J A
Snow Capital Opportunity None L T buy 519 K
Texas Instruments Inc A Dividend J T
76. Thornburg Value Fund Class C None M T
77. US Bancorp B Dividend K T
78. Victory Diversified Stock None buy 1/10 L
" " " E Dividend M T buy 2/10 K
I. Income Gain Codes: A =$1 ,000 or less B=Sl,001-$2,500 c=$2,501 -$5,000 0=$5,001 -$15,000 E =$15,001 -$50,000
(See Columns Bl and D4) F =$50,001 -$100,000 G =$100,001-$1,000,000 HI =$1,000,001 - $5,000,000 112 =More 1han $5,000,000
2. Y•lue Codes J =$15,000 or less K=$15,001 -$50,000 L =$50,001 · $100,000 M=$100,001 -$250,000
(See Columns CI and 03) N=$250,001 - $500,000 0=$500,00 I - $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,00 I - $50,000,000 P4 =More lhan $50,000,000
3. Value Method Codes Q =Appraisal R ost (Real Estate Only) S =Assessment T=Cash Market
(See Column C2) U =Book Value V =Other W =Estimated
. .
FINANCIAL DISCLOSURE REPORT
Page 10of11
Name of Person Reporting
CLEMENT, EDITH B
Date of Report
4/28/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale partofReporl.)
Signature _______________________ _
. .
FINANCIAL DISCLOSURE REPORT Name or Person Reporting Date or Report
Page 11 of 11 CLE!V!ENT, EDITH B 4/28/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS.(5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
0 (/)
o-cn:Z
;n:Z l'T.f ol:> fJi
I ;o m
-.
co m
l> < fTI -
I.
Report Required by the EthicsAO io FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev. 1/2008 FOR CALENDAR YEAR 2008 (5 U.SC. app. §§ 101-111)
I. Person Reporting (last name, first, middle initial)
CLEMENT. EDITH B.
2. Court or Organization
Appeals Court, Active
3. Date of Report
5/14/2009
6. Reporting Period
01/01/2008 to
12/31/2008
4. Title (Article III judges indicale ac1ive or senior starus; magistrate judges indicale full- or part-time)
Circuit Court Judge
Sa. Report Type (check appropriate type)
D Nomination, Date
D Initial [Z] Annual D Final
Sb. D Amended Report
7. Chambers or Office Address
600 CAMP STREET, ROOM 200 NEW ORLEANS, LA 70130
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, iu my opinion, in compliance with applicable laws and regulations.
Reviewing Officer Date
IMPORT ANT NOTES: The ins/ructions accompanying this form m11s/ be followed. Complete all parts, checking the NONE box for em:h part where you have no reportable information. Sign on last page.
J. POSITIONS. (Reporting individual only; see pp. 9-13 ojjiling instructions.)
[Z] NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
5.
JJ. AGREEMENTS. (Reporting individual unly; see pp. 14-16 of filing instructions.)
[ZJ NONE (No reportable agreements.)
PARTIES AND TERMS
I.
("")r-'"T'!
cl:>
("")f'1
3:
0
-
-
c
N
2.
3.
--
PURPOSE PAID
3.
3.
I. Liberty Fund
2. Witherspoon Institute, Prince ton University
3. George Mason University
4.
5.
March 13-15, 2008
August 11-13, 2008
September 18-21, 2008
FINANCIAL DISCLOSURE REPORT
Page 2 of 8
Name of Person Reporting
CLEMENT, EDITH B.
Date of Report
5/14/2009
III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-14 of filing instructions.)
A. Filer's Non-Investment Income
[Z] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
4.
B. Spouse's Non-Investment Income -1Jyo11 were married during anyportion ofthe reportingyear, complete tliis section.
(Dollar amount not required except/or honoraria.)
[Z] NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
4.
IV. REIMBURSEMENTS transportation, lodging.food, entertainment.
{Includes those tu spouse and dependent children; see pp. 25-27 offiling instructions.)
D NONE (No reportable reimbursements.)
SOURCE DA TES LOCATION ITEMS OR PROVIDED
Sausalito, CA Attended Colloquium Transportation, lodging and meals
Princeton, NJ Delivered a speech Transportation, lodging and some meals
LaJolla, CA Attended Colloquium Transportation, lodging and some meals
2.
4.
FINANCIAL DISCLOSURE REPORT Page 3of8
Name of Person Reporting
CLEMENT, EDITH B.
Date of Report
5114/2009
V. GIFTS, (Includes those to spouse and dependent children; see pp. 28-3I of filing instructions.)
[Z] NONE (No reportable gifts.)
SOURCE DESCRIPTION VALUE
I.
3.
4.
5.
VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
[Z] NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
I.
2.
3.
5.
------------·------- --
I.
c
·
(5)
-·-·-----'---·---
' .
FINANCIAL DISCLOSURE REPORT Name of Person Reporting Date of Report
Page 4of8 CLEMJ):NT, EDITH B. 511412009
VII. INVESTMENTS and TRUSTS -- income, vatue, transactions r1nctudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
A.
Description of Assets
(including trust assets)
et
!re
Place "(X)" after each ass
exempt from prior disclost
J P Morgan Chase (n/c fin Bank One 7/05)
Rental Property/Residential FMV, New Or leans, LA
AIM Mid Cap Core Equity Fund Cl C, G TACX
Alliance Bernstein Global Value, ABCGX
Alliance Bernstein lnt'I Value Fund C, AB ICX
Alliance Int'! Growth Fund Class C, AW PCX
Allianz OCC Renaissance C, PQNCX
AM Funds Capital Income CIBCX
AM Funds Capital World & Inc Fund Class C,CWGCX
American Funds Growth Fund of America F und Class C GFACX
American Funds New Prespecive NPFCX
Bank of America Corp
Blackrock Income Opportunity, n/c 2002 Black. N.Am Gov't
BP Amoco PLC ADR
Chevron Corp, n/c 5/9 fm Chevrontexaco Corp CVX
Cigna Corp
CITIGROUP, Jnc.
I. Income Gain Codes: A =$1,000 or Im
(See Columris BI and 04) F =$50,001 - $100,000
2. Value Codes J =$15,000 or less
(See Columns CI and 03) N =$250,001 - $500,000
B. Income during
reporting period
(I) (2) Amount Type (e.g., Code I div., rent, (A-H) or int.)
B Dividend
E Rent
None
A Dividend
A Dividend
Dividend
None
B Dividend
B Dividend
A Dividend
B Dividend
D Dividend
c Dividend
B Dividend
c Dividend
A Distribution
D Dividend
B =$1,001 -$2,500
---·-
c. D.
Gross value at end of Transactions during reporting period
reporting period
(I) (2) (I) (2) (3) (4) Value Value Type (e.g., Date Value Gain Identity of
Code 2 Method buy, sell, Month- Code 2 Code I buyer/seller
(J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction) --
K T
N w
L T
L T
L T
K T
K T
K T •see Part VIII.
L T
K T
L T
L T
K T
K T
M T
K T
K T
-- ---------------------·-----------------· -------- -------·-1
C =$2,501 - $5,000 D =$5,001 - $15,000 E =SI 5,001 · $50,000
G =$100,001 -$1,000,000 Ill =$1,000,001 - $5,000,000
L =$50,001 - $100,000
H2 =More than $5,000,000
M=$IOO,OOI -$250,000 K =$15,001 - $50,000
0 =$500,001 -$1,000,000 P2 =$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000
Pl =$1,000,001 -$5,000,000
P4 =More than $50,000,000
S =Assessment 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) T =Cash Market
(See Column C2) U =Book Value V=Other W =Es1imated
___ _
r -----------------------�--------·---.----------·--·--· -
-
- -
v
- Typ�ir:-pc :e
- ----
__
-- -- -------
- -
25.
33.
__Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
CLEMENT, l(:DITH B. 5/14/2009Page 5 of 8
VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent childrm: see pp. 14-60 of filing instructions.;
D NONE (No reportable income, assets, or transactions.) [.. --·--- --- ·-·-·--·-· -------- -- --------------·---------------iA. B. c. D.
Description of Assets Income during Gross value al end of Transaclions during reporting period (including crust assets) reporting period reporting period
-.(4). .
(5) Place "(X)" after each assel A ;un1 Typ le.g., v -1 v e
Code l div., rent, Code 2 Melhod buy, sell, Month - Code 2 (A-H) or inl.) (J-P) Code 3 redemptwn) Day (J-P)
exempt from prior disclosure
(Q-W) -
18. Colonial Bank B Interest K T
.Gain ldentily of Code I buyer/seller(A-H) (if private
transaclion)--
19. Conocophillips (formerly Burlington Resour B Dividend K T ces, merged 4/06
20. Devon Energy B Dividend M T
21. Diamond Offshore Drilling D Dividend K T
22. Eaton Vance Worldwide Health Sicences F None L T und Cl C
23. General Electric Co c Dividend L T
24. Goodyear Tire & Rubber B Interest J T
Grey Wolflnc. None Merged (with line 39)
26. Hewlett-Packard Co. A Dividend L T
27. Infinity Property & Casualty None Sold 5/22 J c
28. Longleaf Partners Fund None J T
29. Medco Health Solutions, Inc. None J T
30. J.P. Morgan Chase & Co., call: 9/1/13 B Dividend K T Buy 8121 K
31. Morgan Keegan Ideas B Dividend Expired 6/27 J A
32. Occidental Pete Corp B Dividend L T
Ocean Energy lnc.,8.25% due 7/1/2018 (b D Interest L T ond)
34. Pepsico CAP Res Inc, 4/l/2008 None Matured 4/1 J D
-(See Columns Bl and 04) F =$50,001 - $100,000 G =$100,001 -$1,000,000 Ill =$1,000,001 -$5,000,000 112 =More chan $5,000,000
------------------·· ---D 45,00 I -- $15,000 - -I. Income Gain Codes: A =$1,000 or less 8=$1,001-$2,500 c =$2,501 . $5,000 -- -- . - -· . -E $ ;5,oo : S50.000 ·-1 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000
(See Columns Cl and 03) N =$250,00 I · $500,000 0 =$500,001 . $1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,001 - $50,000,000 P4 =More chan $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =Other W =Estimated -- - ----- - __J I
(l) ------
--------
44.
(4)
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT CLEMENT, EDITH B. 5/14/2009Page 6 of 8
VII. INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.) ----· ---- ------------
A. B. C. D.
Description of Ass ets Income during Gross value at end of Transactions during reporting period
(including trust ass ets) reporting period reporting period
(I) (2) (3)(2)(2) (I) (5) Place "(X)" after each asset Amount
exempt from prior dis closure Code I
(A-H)
Type (e.g.,
div., rent,
or int.)
Value
Code2
(J-P)
Value
Method
Code 3
(Q-W)
Type (e.g.,
buy, sell,
redemption)
Date
Month -
Day
Value
Code2
(J-P)
Gain
Code I
(A-H)
Identity of
buyer/seller
(if private
transaction)
35. Pepsico CAP Res Inc. 4/1/2011 None J T
36. Pepsico CAP Res Inc, 4/1/2012 None K T
37. PIMCO High Yield Fund CL C None K T
38. Precision Drilling Trust Unit (merged with A Dividend J T Buy 12/31 J Grey Wolf)
39. Principal Class (money market) A Dividend N T
40. Proctor & Gamble Co. c Dividend M T
41. Regions Financing Tr., call 6/15/ 13 D Interest K T Buy 4/30 K
42. Safeco Corp A Dividend Sold 3/20 K c
43. Snow Capital Opportunity None K T
Thornburg Value Fund Class C None L T
45. Victory Diversified Stock A Dividend K T
l. Income Gain Codes: A =$1.000 or less 8=$1,001-$2,500 c =$2,501 -$5,000 D =$5,00 I -$15,000 E =$15,001 - $50,000
(See Columns Bl and D4) f =$50.001 -$100,000 G =$100,001- $1,000,000 Ill =$1,000,001-$5,000,000 112 =More lhan $5,000,000
2. Value Codes J =$15,000 or less K =$15,001 -$50,000 L =$50,001 - $100,000 M =$ I00.00 I - $250,000
(See Columns Cl and 03) N =$250,001 - $500,000 0 =$500,001 - $1,000,000 Pl =$1,000,001-$5.000,000 P2 =$5,000,001 - $25,000,000
P3 =$25,000,00 I - $50,000,000 P4 =More than $50,000,000
3. Value Method Codes Q =Appraisal R =Cost (Real Es1ate Only) S =Assessment T =Cash Market
(See Column C2) U =Book Value V =01her W =Estimated
FINANCIAL DISCLOSURE REPORT
Page 7of8
Name of Person Reporting
CLEMENT, EDITH B.
Date of Report
5/14/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lfldica/e parto/Report.)
Reference Part VII. Investments and Trusts, #7, AM Fund Capital Income (CIBCX) was purchased March 2007, and inadvertently omitted from the 2007 FDR. My amended 2007 Financial Disclosure Report, dated May 15, 2008, reflecting this purchase, is attached.
FINANCIAL DISCLOSURE REPORT Page 8 of 8
Name of Person Reporting Date of Report
CLEMENT, EDITH B. 511412009
IX. CERTIFICATION.
I certify that all information given above (incl11ding information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and beliet and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES on FAILS TO FILE THIS nEPOHT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
NAME
I':
r--...
--::
r ..::
- ··
-·
C' AND -
•;
=:;)
)..--" ···
( ) . ..
AOJO Rev. 112008
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2008 -
I. Person Reporting (las! name, firs!, middle inilial) 2. Court or Organization
CLEMENT, EDITH B. Appeals Court, Active
4. Title (Article Ill judges indicale active or senior stalUs; Sa. Report Type (check appropriate type) magislrale judges indicale full- or part-lime)
D Nomination, Dale
Circuit Court Judge D lnilial [Z] Annual
Sb. D Amended Report
D Final
keport Required by the Ethics in Government Act of 1978 (5 U.S.C. app. _ §§ IOI-I I I)
3. Dale of Report
7/24/2009
6. Reporting Period
01/01/2008
lo
12/3112008
7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance
600 CAMP STREET, ROOM 200 with applicable laws and regulations.
NEW ORLEANS, LA 70130
Reviewing Officer Date
IMPORTANT NOTES: The instructions accompanying this form must be followed_ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.
J. P OS JTJ 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)
[2J NONE (No reportable positions.)
POSITION
I.
OF ORGANIZATION/ENTITY
3.
4.
r, ......_,
c-:.->
-0 .::'J ,-
-
. r· ·;C. ,II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.) -·--
( ·') c:: -'
[2J NONE (No reportable agreements.) -::J rv
t1"'1OJr·.-, -·
..-.
. i PARTIES TERMS -'l
-,
f'..., 9(") 0
I. l<i +:: N
2.
3.
FINANCIAL DISCLOSURE REPORT
Page 2of8
Name of Person Reporting
CLEMENT, EDITH 8.
Date of Report
7/24/2009
Ill. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. I 7-24 of filing instructions.)
A. Filer's Non-Investment Income
[Z] NONE (No reportable non-investment income.)
SOURCE AND TYPE INCOME (yours, not spouse's)
I.
2.
3.
4.
B. Spouse's Non-Investment Income -.Jfyou were married during any portion of the reporting year, complete this section.
(Dollar amounl no/ required excepl for honoraria.)
[Z] NONE (No reportable non-investment income.) ...r.
SOURCE AND TYPE
1.
2.
3.
4.
JV. REIMBURSEMENTS - transportation, lodging, food, entertainment
(Includes rhose ro spouse and dependenr children; see pp. 25-17 of filing insrrucrions.)
D NONE (No reportable reimbursements.)
SOURCE
1. Liberty Fund
DATES LOCATION
March 13-15, 2008 Sausalito, CA
PURPOSE
Attended Colloquium
ITEMS PAID OR PROVIDED
T ransportalion, lodging and meals
2. Witherspoon Institute, Prince August 11-13, 2008 Princeton, NJ Delivered a speech Transportalion, lodging and some meals ton University
3. George Mason University September 18-21, 2008 LaJolla, CA Attended Colloquium Transportation, lodging and some meals
4.
CREDITOR
FINANCIAL DISCLOSURE REPORT
Page 3of8
Name of Person Reporting
CLEMENT, EDITH B.
Dale of Report
7/24/2009
V. GIFTS. (Includes those to spouse and dependent children; see pp. 18-31 of filing instructions.)
[ZJ NONE (No reportable gifts.)
SOURCE DESCRIPTION
I.
2.
-_, ... _
VALUE
3.
4.
5.
VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 31-33 of filing instructions.)
[ZJ NONE (No reportable liabilities.)
DESCRIPTION VALUE CODE
2.
3.
4.
5.
I
Ii i --· - __!__ ·
2.
-.
Type div., or
(2)
int.) rent, (e.g.,
(Q-W)
I.
FINANCIAL DISCLOSURE REPORT Page 4of8
Name of Person Reporting
CLEMENT, EDITH B.
Date of Report
7/24/2009
VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
A. D.B. c.
Description of Assets Income during Gross value al end of Transactions during reporting period (including trust assets) reporting period reporting period
(I)
,
V e Typ 1 le g., ;e v?i e J : n Ide of !AmountCode I(A-H)
Method buy, sell, Month - Code 2 ! Code I 1 buyer/seller jCode 3 redemption) Day (J-P) (A-H) (if private !transaction)
(I)ValueCode2 (J-P)
Place "(X)" after each asset exempt from prior disclosure
I J P Morgan Chase (n/c fin Bank One 7 /05) B Dividend K T
Rental Property/Residential FMV, New Or E Rent N w leans, LA
3. AIM Mid Cap Core Equity Fund Cl C, G None L T TACX
4. Alliance Bernstein Global Value, ABCGX A Dividend L T -
5. Alliance Bernstein Int'! Value Fund C, AB A Dividend L T ICX
6. Alliance lnt'I Growth Fund Class C, AW c Dividend K T PCX
7. Allianz OCC Renaissance C, PQNCX None K T
8. AM Funds Capital Income CIBCX B Dividend K T •see Part VIII.
9. AM Funds Capital World & Inc Fund Class B Dividend L T C,CWGCX
10. American Funds Growth Fund of America F A Dividend K T und Class C GF ACX
II. American Funds New Prespecive NPFCX B Dividend L T
12. Bank of America Corp D Dividend L T
13. Blackrock Income Opportunity, n/c 2002 c Dividend K T Black. N.Am Gov't
14. BP Amoco PLC ADR B Dividend K T
15. Chevron Corp, n/c 519 fm Chevrontexaco Dividend M Tc Corp CVX
16. Cigna Corp A Distribution K T
17. CITIGROUP, Inc. D Dividend K T
l. Income Gain Codes: A =$1,000 OT less B=SJ,001-$2.500 C =S2.501 - S5.000 D =S5.00J -Sll.000 E =$15.001 -$50.000
(See Columns Bl and 04) F =$50.001 • $100.000 G=SI00.001 • Sl,000,000 HI =Sl,000,001 · $5,000,000 HZ =More 1han 15,000,000
2. Value Codes J =S 15,000 or less K =$15,001 -$50.000 L =$50,001 • SI00.000 M =SI00,001 -$250,000
(See Columns CJ and DJ) N =S250,00J • $500,000 0 =$500,001 -Sl,000,000 Pl =$1,000,001 -Sl,000.000 P2 =$5,000,00 I - $25,000,000
PJ =S25,000.00J · $50,000,000 P4 =More 1han $50,000.000
3. Value Method Codes Q =Appraisal R =Cost (Real Esiaie Only) S =Assessment T =Cash Market
(See Column C 2) U =Book Value V =Other W =Estimated
i
I I
--- ----
I
L ----------- ------
I ci:inI-- de
'"" ''""'-'
.
-
J.
• -.
_______
(J-P)
FINANCIAL DISCLOSURE REPORT
Page 5of8
Name of Person Reporting
CLEMENT, EDITffB.
Date of Report
. 7/2412009
VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
- ·---· - -
A. B. Description of Assets Income during
(including trust assets) reporting period
c. Gross value at end of
reporting period
· ·-----· D Transactions durin g reporting period
(I) (2) (I)Place "(X)" after each asset Amount Type (e.g., Value
exempt from prior disclosure Code I div., rent, Code 2 (A-H) or int.)
---··
-
(2) (I) (2) (3)Value Dale ValueType (e.g .•
Method buy. sell. Month- Code 2 Code3 redemption) Day (J-P) (Q-W)
--·
:f-·------c Code I buyer/seller(A-H) (if private :l__ ··-
18. Colonial Bank B
19. Conocophillips (formerly Burlington Resour B
20. Devon Energy B
22. Eaton Vance Worldwide Health Sicences F
23. General Electric Co c
27. Infinity Property &Casualty
30. J.P. Morgan Chase & Co. , call: 9/1/13 B
Interest K T
ces, merged 4/06
21. Diamond Offshore Drilling D
undCI C
24. Goodyear Tire & Rubber B
25. Grey Wolf Inc.
26. Hewlett-Packard Co. A
28. Longleaf Partners Fund
29. Medco Health Solutions. Inc.
31. Morgan Keegan Ideas (X) B
32. Occidental Pete Corp B
33. Ocean Energy lnc.,8.25% due 7/1/2018 (b D ond)
34. Pepsico CAP Res Inc, 4/1/2008
(See Columns Bl and 04) F =$50,001 -1100.000 l. Income Gain Codes: A =$ t ,000 or Jess B =Sl.001 • S2500 C =S2.50 I - S5,000 D =S5.00I - Sl5.000 E =$15.001 $50.000
2. Value Codes J =$15.000 or less
(See C olumns Cl and 03) N =$250.001 - $500.000
Pl =$25,000,00 I - $50,000,000
3. Value Method Codes Q =Appraisal
(See Column C2) U =Book Value
Dividend K
Dividend M
Dividend K
None L
Dividend L
Interest J
None
Dividend L
None
None _ _,,_,,,
None J
Dividend K
Dividend
Dividend L
Interest L
None
G =$I00,00 I -SI.000.000 K =$15,001 -$50,000
0 =S500,00 I - $1,000,000
R =Cost (Real Esta te Only)
V =Other
T
T
T
T
T
T
Merged (with line 39)
T
Sold
T
T
T Buy
Expired
T
T
Matured
HI =Sl.000.001 • SS,000,000 L =$50,001 - $100,000
Pl =Sl.000.001-$5,000,000
P4 =More tha n $50,000.000
S =Assessment
W =Estimated
5/22 J c
8/21 K
6/27 J A
4/1 ] D
H2 =More than S5.000,000 M =$100.00I - $250,000
P2 =$5.000,001 - $25,000.000
T =Cash Market
-
L____ ·---·- -·----·- -- J
,--- ������������-
I
....
I
I I
I 35.
43.
45.
c.
(2)
Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT
CLEMENT, EDITH B. • 7/24/2009Page 6of8
VII. INVESTMENTS and TltUSTS -income,.va1ue, transactions r1nc1udes those of spouse ant1 dependent children; see PP· 14-60 of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
A. B. D.
Description of Assets Income during Gross value al end of Transactions during reporting period
(including lrust assets) reporting period reporting period
(2)(2) (I)(I) (I) (3) (5)(4) Place "(X)" after each asset Amount Type(e.g., Value
exempt from prior disclosure Code I div., rent, Code2 (A-H) or int.) (J-P)
Pepsico CAP Res Inc. 4/1/2011 None J
Value
Method
Code 3 (_Q-W)
T
Type (e.g .•
buy, sell,
redemption)
Dale
Month-
Day
Gain
Code 2 Code I
(J-P) (A-H)
Value Identity of I Ibuyer/seller
(if private
transaction)
36. Pepsico CAP Res Inc, 4/1/2012 None K T
37. PlMCO High Yield Fund CL C None K T
38. Precision Drilling Trust Unit (merged with Grey Wolf)
A Dividend J T Buy 12/31 J
39. Principal Class (money market) A Dividend N T
40. Proctor & Gamble Co. c Dividend M T
41. Regions Financing Tr., call 6/15/13 D Interest K T Buy 4/30 K
42. Safeco Corp A Dividend Sold 3/20 K c
Snow Capital Opportunity None K T
44. Thornburg Value Fund Class C None L T
Victory Diversified Stock A Dividend K T
). Income Gain Codes: A =S 1,000 or Jess B =St.DOI - $2,500 C =S2,50 I -$5.000 D =$5.001 - $15.000
(Sec Columns BI and D4) F =$50.001 - $100.000 G =SI00,001 - Sl.000.000 HI =Sl.000.001 · 15.000.000 H2 =More than $5.000.000
2. Value Codes J =$15.000 or less K =S15,00I -$50,000 L =$50.001 · $!00.000 M =$100.001. $250,000
(See Columns Cl and DJ) N =$250.00 I - $500,000 0 =$500,001 - $1.000.000 Pl =St.000,001 -$5,000.000 P2 =$5,000,001 -$25.000,000
i P3 =S25,000.00I - $50.000,000 P4 =More than $50,000.000
I. 3. Value Method Codes
(Sec Column CZ) Q =Appraisal U=Book Value
R =Cost (Real Estate Only) V=Othcr
S =Assessment W=Estimated
T =Cash Marker
E =Sll.001. S50.000
L
Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT
Page 7of8 CLEMENT, EDITH B. · 7/24/2009
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {/ndicateparto/Reporl}
Reference Part VII. Investments and Trusts, #7, AM Fund Capital Income (CIBCX) was purchased March 2007, and inadvertently omitted from the 2007 FDR. My amended 2007 Financial Disclosure Report, dated May 15, 2008, reflecting this purchase, is attached.
-
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL
FINANCIAL DISCLOSURE REPORT
Page 8of8
Name of Person Reporting
CLEMENT, EDITH B.
Date of Report
7/24/2009
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544
top related