capital marketfinal
Post on 20-Jan-2015
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- 1.
2.
- Simple to Complex
- Supply > Demand
- Information Technology
- One world
- New Type of Industry
- Job Profile Changing
- Security to Performance
- Eligibility of Jobs-
- Not Qualification butUniqueness
3.
- Legislations
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- Capital Issues (Control) Act,1947
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- SEBI Act, 1992
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- Securities Contract (Regulation) Act,1956
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- Depositories Act, 1996
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- Companies Act, 1956
- Regulators
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- DEA, DCA, RBI and SEBI
- Instruments
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- Traditional
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- Modern-Derivatives, Exchange Traded Funds, Euro Issues etc.
- Services
-
- Underwriting, Merchant Banking, Custodial Services
- Intermediaries
- Underwriter, Broker, Banker, Registrar, Advisors etc.
4. Structure of Capital Market in India
- Market Segments
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- Primary and Secondary
- Regulators
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- SEBI, RBI, DCA, DEA
- Legislations
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- Capital Issues (Control) Act,1947
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- SEBI Act, 1992; Depositories Act,1996
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- Securities Contract Regulation Act 1956
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- Companies Act, 1956
- Participants
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- Issuers, Intermediaries, Investors
5. 6. 7. Broad Structure of Secondary Market as on March 31,2003 8.
- Objectives
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- Improving Market Efficiency
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- Enhancing Transparency
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- Preventing Unfair Trade Practices
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- Integration with International Markets
- Actions
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- Liberalise
-
- Regulate
-
- Develop
9.
- SEBI ACT,1992
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- Protect-Promote-Regulate
- Disclosure and Investor Protection Guidelines (DIP)
- Free Pricing
- Book Building
- Screen Based Trading
- Internet Trading-Mobile Trading
10.
- Trading Cycle
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- T+5, T+3, T+2, T+1
- Derivatives Trading (June 2000)
- Demutalisation and Corporatisation
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- Ownership-Management-Trading Membership
- Depositories
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- NSDL and CDSL
- Risk Management
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- Capital Adequacy, Margin, monitoring, Trade/Settlement Guarantee Fund
- Investor Protection and Education
11.
- Globalisation
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- ADR, GDR, FCCBs, ECBs, FIIs, IDRs
- Miscellaneous
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- e-IPOs,
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- ESOPs,
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- Buy back,
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- Private Placement,
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- Bought out Deals,
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- OTCEI, NSE, ICSEI,
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- Regional Stock Exchanges
12.
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