antonin scalia financial disclosure report for 2010

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AO IORev . 1 /2011

FINANCIAL DISCLOSURE REPOR T

FOR CALENDAR YEAR 20 10

Report Req uired by the Ethicsin Government Act of 1978

(5 U . S . C . app . §§ 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)

Scal ia , Antonin

4. Title (Article III judges indicate active or senior status;magistrate judges indicate full- or part- time)

2.Cour t or Organizat ion

Su p r eme C o u r t o f t he U . S .

5a. Report Type (check appropriate type)

!DN o m i n a t i o n , D a t e

Associate Just ice

7. Chambers or Office Address

Supreme C our t o f the U. S .

One First Street , N.E.Washin g to n , D.C . 2054 3

I D Initial[] Annual [] Final

5 b . [] A m e n d e d R e p o r t

8. On the bas is o f the in formation conta ined in this Repor t and anymodif icat ions per taining thereto, i t i s , in m y opinion, in compliancewith appl icable laws and regu lat ions .

Reviewing Officer D a t e

3. D a t e o f R e p o r t

5/13/2011

6. Repor ting Per iod

01/01/2010

to

12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe~ C om pl e t e a l l pa r t s,

ch eck i ng t h e NONE b o x fo r each p ar t wh er e yo u h av e no r ep o r t ab le i n fo r mat i o n. S ign o n las t p age.

I . P O S I T I O N S . (Reporting individual only; seepp. 9-13 of filing instructions.)

[] N O N E (No repo r tab le pos i t ions .)

POSITION NAME OF ORGANIZATION/ENTITY

1. H o n o r a r y M e m b e r U.S. Associat ion of Const i tu t ional Law

2. A d v i s o ry B o a r d M e m b e r T em p l e U n i v e r s i ty L aw Sc ho o l P r o g r am i n P eo p l e ’ s R e p u bl ic o f C h i n a

3.

4.

5.

I I . A G R E E M E N T S . (Reporting individual only; see pp. 14-16 of filing instructions.)

~ (No reportableO N E agreements.)

DATE PARTIES AND TERMS

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FINANCIAL DISCLOSURE REPORT

Page 3 of 10

Name of Per son R e p o r t i n g

S c a l i a , A n to n in

D a t e o f R e p o r t

5/13/2011

6. Marquet te Universi ty September 8 Mi lwau kee , Wl Lecture Tran sp o r ta t io n , Fo o d , an d L o d g in g

7. Mississ ippi College Janu ary 4 C lin ton , M S Lecture Tran sp o r ta t io n , Fo o d , an d L o d g in g

8. Montana State Universi ty July 28 Bozeman , MT Lecture Tranportat ion, Food

9. New - Y o rk His to r ica l S o cie ty February 4 N e w Y o r k , N Y S p eech Transportat ion, Food

I0 . S t . Tho mas Mo re S o cie ty o f October 28 Green Bay , WI Speech Transportat ion, Food

No rthern Wisco n s in

1 1 . T exas T ech U n iv ers ity N ov em ber 1 2-1 5 Lubbock, TX Lectures Tran sp o r ta t io n , Fo o d , an d L o d g in g

1 2 . U n iv e rsity of C a lifo nia Sep tem ber 1 7 S an Fran ci sco , CA T e a c h i n g Tran sp o r ta t io n , Fo o d , an d L o d g in g

H a s t in g s C o l l e g e o f L a w

13 . Univer s i ty o f Texas Apri l 24 Aust in, TX Lectures Tran sp o r ta t io n , Fo o d , an d L o d g in g

14. Unive rs i ty of Virgin ia Apri l 16 Charlottesvi!le, VALecture F o o d , L o d g i n g

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FINANCIAL DISCLOSURE REPORT

Page 4 of 10

N a m e o f P e r s o n R e p o r t i n g

Scalia, Antonin

Date of Report

5 /13/2011

V . G I F T S . ( Inc ludes those to spouse and dependent chi ldren; seepp . 28-31 o f f i l ing ins truct ions .)

N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION

1 .

2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . ( I n c l u d e s ,h o se o f sp o u se a n d d e p e n d e n t c h i l d re n ; se e p p . 3 2 -3 3 o f f i l i n g i n s tru c t io n s . )

~ NON E (N o reportable liabilities.)

CREDITOR DESCRIPTION

1 . N W M u tu al Li fe I ns ur an ce C om p a ny Lo a n o n i n s u r a n ce

3.

4.

5.

VALUE CODE

J

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FINANCIAL DISCLOSURE REPORT

Page 5 of 10

N a m e o f P e r s o n R e p o r t in g

Scalia, Antonin

D a t e o f R e p o r t

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N ON E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s lncome during

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(1 ) (2 )

P l a c e "(X)" a f te r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure C o d e I d iv . , r e n t ,

( A - H ) o r i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2)

V a l u e Value

C o d e 2 M e th o d

( J -P) C o d e 3

( Q - W )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (Z) (3) (4) (5 )

T y p e ( e .g . , D a t e Value Gain I d e n t i t y o f

buy , sell, m m /dd/yy Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e

t r a n s a c t i o n )

2.

3.

4.

5.

6.

7.

8.

9.

1 0 .

1 2 .

1 4 .

1 6 .

T I A A - C R E F C In te res t L T

Chevy Chase Bank A Interest L T

Van g u ard In f l a t io n P ro tected S ecu r i t ie sFund (VIPSX)

Schw ab A dv Cash Rese rves (Money Mark e t

Fund)

American Fu n d s Bo n d Fu n d o f Am er ica5 29F1 (CFA FX)

American Fu n d s Cap i t a l Wo rld Gro wth &

I n c o m e 5 2 9 F 1 ( C W I F X

A m e r i c a n F u n d s G r o w t h F u n d o f A m e r i ca5 2 9 F 1 ( C G F F X )

A m e r i c a n F u n d s I n c o m e F u n d o f A m e r i ca5 29F1 (CIMFX)

Calv er t Glo bal Al t E n erg y (CA E IX)

H arbor Bond Fund Ins t (H A BD X)

C Di v i d en d M T

A Di v i d en d L T

A Di v i d en d J T

A D i v i d e n d J T

A D i v i d e n d J T

A Di v i d en d J T

N o n e K T Bu y( ad d ’ l )

D D i v i d e n d L T

10/28/10 K

I v y S c i e n ce & Te ch n o l o g y ( I S TI X) A D i v i d e n d K T

Keeley S mal l Cap Valu e (KS C1 X) N o n e K T

O p p e n h e i m e r G o l d & P r e c M e t a l s ( O P G S X ) C Div id en d K T

Bu y(add’l)

10/28/10 K

Temple ton Globa! Bond (TGBA X) B Div id en d K T

Van g u ard S ho r t - Term Bo n d Fu n d (VBS S X) B Div id en d L T

Van g u ard To ta l S to ck Marke t E TF (VTI) A Div id en d K T

Berk shire H athaw ay C lass B co m m o n shares N on e K T

(BRK B)

1. Income Gain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,~01 - $5,000

(See Columns BI and /94 ) F =$50,001 - $100,00D G =$ 100,001 - $1,000,000 H I =$1,000,001 - $5,000,000

2. Value Code~ J = $ t 5 ,000 or less K = $15,001 - $50,000 L =$50,001 - $ 100,000

(S e e C o lu m n s C I a n d D 3) N = $250,001 - $ 500,000 O = $5 00,001 - S 1,000,000 P I =$1,000,001 - $5 ,000,000

P3 =S25,000,001 - $50,000,000 P4 =More than $50,000,000

3 . V alue M ethod Codes Q =Appraisal R = C os t ( R ea l E s t a t e On ly ) S =Assessment

(S e e C o lu m n C 2) U = B ook V alue V =O the r W = E s t imated

D =$5,001- $15,000

H 2 = M o~ M an $5 ,0 0 0 ,0 0 0

M=$100,00I - $250,000

P2 =$5,000,001- $25,000,000

T = C a s h M a r k ~

E =$15,001 - $50,000

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FINANCIAL DISCLOSURE REPORT

Page 6 of 10 Ia m e o f P e r s o n R e p o r t i n g

Scalia, Antonin

D a t e o f R e p o r t

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m c , v ~ l ~ e , ,r a ~ ’ ~ ¢ , io n ~ ~ a n c l n d ~ , h o ~ ’ e o I ~ r o . s e a n d dependent children; see pp. 34-60 of fil lng instructions.)

N ON E (N o reportable income, assets, or transactions.)

D e s crip t io n o f A ss e ts I n co m e d u rin g

( inc lud ing t ru s t a s se ts ) r epor t i ng per i od

(1 ) (2 )

Place "(X)" after each asset A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e ! di v . , r en t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

(1) (2)

V a lu e V a lu e

C o d e 2 M e tho d

(J -P ) C o d e 3

( Q - W )

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3) (4) (5 )

T y p e ( e .g . , D a t e Value Gain I d e n t i t y o f

buy, sell, m m /dd /y y Code 2 C o d e 1 buyer/seller

r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 . ING F ixed Index A nnui t y E Div id en d

1 9 . PIMCO Stocks Plus Short Strategy (PSTIX) A Div id en d

20 . SPD R Gold Trus t ETF (GLD ) N o n e

21 . W e l l s F a r g o H i g h Y i e l d B o n d ( S H Y Y X ) C Div id en d

22 . V a n g u a r d E n e r g y E T F A D ividend

K

K

K

T

T

T

T

S o l d 08/06/10 K A

S o l d 10/20/10 K B

( p a r t )

23 . V a n g u a rd M i d C a p E T F ( V O ) A Div id en d

24 . D o d g e & C o x I n t e r n a ti o n a l S t o ck ( D O D F X ) A Div id en d

25 . Fid e l i ty F lo a t in g Ra te Hig h Y ie ld Bo n d A Div id en dFund (FFRH X)

26 .

K T

K T

K T

Bu y 10/28/10 K

Bu y 09/17/10 K

27. Trust#1 D Dividend O T

28. - BI F M o n e y F u n d ( ca s h a cco u n t )

29 . -B l ac k R o c k L ar g e C ap C o r e F u n d I n s t l

( M A L R X )

30 . -B l ac k R o c k G l o ba l Sm C ap F u n d I n s t l

( M A G C X )

31 .

32 . -B l ac k R o c k Eq u i t y D i v i d en d l n s t l

( M A D V X )

33 .

34 . - Bl a ck R o ck Gl o b a l A l l o ca t io n i n s t l

( M A L O X )

So ld 06 /09 /1 0 J A(part)

Sold 06/09/10 J

(part)

Sold 1 2 / 2 3 1 1 0 J- A

(part)

Sold 06/09/10 K

( p a r t )

Sold 12/23/!0 J A

(part)

Buy 06/09/10 J

(add’l)

1. Income Gain Codes : A =$1,000 or less B = $1,001 - $2,5 00 C = $2,501 - $5 ,000 D =$5,001 - $15,000

(S e e C o lu m n s BI a n d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000 H I =$ I ,000 ,001 "$ 5 ,000 ,00 0 H2 =M°re than $5,000,000

2 . Va lu e C o d ~ J =$15,000 or less K =$15,001 - $50,000 L =$50,001 - $ 100,000 M =$ 100,001 - $250,000

(S e e C o lu m n s C I a n d D 3) N = $250,001 - $ 500,000 O = $5 00,001 - $1 ,000,000 P 1 =$1,000,001 - $ 5 , 0 0 0 , 0 0 0 F2 =$5,000,001 - $ 2 5 , 0 0 0 , 0 0 0

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Es tate Only) S =Assessment T =C a s h Ma rke t

(S e e C o lu m n C 2) U = B ook V alue V =O the r W =Estimated

= $ 1 5 , 0 0 t - $ 5 0 , 0 0 0

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FINANCIAL DISCLOSURE REPORT

Page 7 of 10

N a m e o f P e r s o n R e p o r t in g

Scalia, Antonin

D a t e o f R e p o r t

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fili~g instructions.)

N O N E (No reportable income, assets, or transactions.)

Description of Assets Income during

(including trust assets) r e p o r t i n g p e r i o d

(1 ) (2 )

P l a ¢ e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

exempt from prior disclosure C o d e ~ . d i v . , r e n t ,( A - H ) o r i n t . )

Gross value at end

o f r e p o r t i n g p e r i o d

(I) (2)

Value Value

Code 2 M e t ho d

( J - P ) C o d e 3

( Q - W )

(1 )

T y p e ( e . g . ,

buy, sell,

r e d e m p t i o n )

Transactions during reporting period

(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o f

mrrddd/yy Code 2 Code I buyer/seller

( J - P ) ( A -H ) ( i f p r i v a t e

t r a n s a c t i o n

35 . - Bl a ck R o ck I n f l a t io n P r o t e c te d Bo n d I n s t l

( B P R I X )

36 . - Bl a ck R o ck Bo n d Po r t I n s t l (PN BI X )

37 . - Bl a ck R o e k U S O p p o r t u n i t i e s Po r t I n s t l

( B M C I X )

38. - BI a ck R o e k C a p i t a l A p p r e c i a ti o n F u n d I n c

I n s t l ( MAF G X )

39 .

40 . -B l ac k R o c k L o w D u r a t i o n B o n d I n s t l

( B F M S X )

41 . - Bl a ck R o ck I n t l O p p Po r t i n s t l ( BI S IX)

42 .

43 . -B l ac k R o c k M i d C ap Val u e Eq u i t y I n s t l

( C M V I X )

44 .

4 5 . T r u s t # 2 ( X ) B D ividend M

S o l d 06/09/10 K B

Bu y 06/09/10 J

(add’l )

S o ld 106/09/10 K

S o l d 06/09110 J A

(par t )

S o ld 12/23/10 J C

( p a r t )

Bu y 06/09/10 K

Bu y 06/09/10 K

S o ld ’ 1 2 / 2 3 / 1 0 J A

( p a r t )

Bu y 06/09/10 K

112/23/10 J Ao ld(part)

T

46 . -Schw ab A dv Cash Rese rves (Money

Mark e t Fund)

47 . -A mer ican Funds C ap i t a l Wor ld Grow th & Bu y : 11/04/10

I n c o m e F (C W G F X )

4 8. - A m e ri ca n F u nd s E u ro P a ci fi c G r o w th F Bu y 11/04/10

(A EGFX)

49 , -Be rk sh i re H a thaw ay Cla ss B comm on Bu y 11/04/10

sha re s (BRK B)

50 . -Ca lve r t G!oba l A lt Ene rgy (CA E IX) Bu y 11/04/10

5 1 . - C G M R e a l t y ( C G M R X Bu y I 1/04/10

J

J

J

J

J

1. Income Gain Codes : A ~$1,000 o r less B = $1 ,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15,000

(S ~ C o lu m n s B I a n d D 4 ) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000 H2 =More than $ 5,000,000

2. Value Codes J =$15,000 or less K =515,001 - $50,000 L =$50,001 - $100,000 M =$100,001 - $250,000

(See Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $ 1,000,000 P I =$ 1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P 2 =$ 5, 00 0, 00 1 - $ 25 ,0 00 ,p 00

P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R = Cos t ( R ea l E s t a te On ly ) S =Assessment T =C a s h Ma rke t

(S e e C o lu m n C 2) U =Book Value V =Other W =Estimated

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0

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FINANCIAL DISCLOSURE REPOR T

Page 8 of 10

N a m e o f P e r s o n R e p o r t i n g

Scalia, Antonin

D a t e o f R e p o r t

05/13/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a t a e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

N ON E (N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g

( i ncl udi ng t r us t asse t s) r epor t i ng per i od

(1) ( 2 )

Place "(X)" after each asset A m o u n t T y p e ( e . g . ,

e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 di v . , r en t ,¯( A-H) or i n t . )

G r o s s v a l u e a t e n d

o f r e p o r t i n g p e r i o d

( 1 ) ( 2 )

Valuc Value

Codc 2 Method

(J-P) " C o d e 3

( Q - W )

(i )T y p e ( e . g . ,

b uy , se l l ,

r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )

Date Value Gain I d e n t i t y o f

mm/dd/yy Code 2 C o d e 1 buyer/seller

( J - P ) ( A - H ) ( i f p r i v a t e

t r a n s a c t i o n )

52 . - Do d g e & C o x In te rn a t io n a l S to ck( D O D F X )

53 . -EGA Brazi l In f ra s truc tu re ETF (BRXX )

54 . - F id e l i ty F lo a t in g R a te Hig h Y ie ld Bo n d

Fund (FFRH X)

55 . -H a rbor Bond Fund Ins t (H A BD X)

56 . - Iv y S cien ce & Techn o lo g y ( IS TIX)

57 . - Kee ley S mal l Cap Valu e (KS CIX)

58. -O ppenhe imer Gold & Prec Me ta l s

(O PGSX)

59 . -SPD R Gold Trus t ETF (GLD )

60 . -Temple ton Globa l Bond (TGBA X)

61 . - V a n g u a r d E m e r g i n g M a r k e t E T F ( V W O )

62 . - V a n g u a r d E n e r g y E T F

63 . - Van g u ard In f l a t io n P ro tected S ecu r i t i e s

Fund (VIPSX)

64 . - Van g u ard Mid Cap E TF (VO)

65 . - V a n g u a r d S h o r t- T e r m B o n d F u n d

(VBS S X)

65 . - Van g u ard To ta l S to ck Marke t E TF (VTI)

67 . - W e l l s F a r g o H i g h Y i e l d B o n d ( S H Y Y X )

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

Bu y

11/04/10

11/04/10

11/04/10

11/04/10

11/04/10

11/04/10

11/04/10

11/04/10

!1 /04 /1 0

11/04/10

11/04/10

1 1 /04 / !0

11104/10

11/04/10

11/04/10

11/04/10

J

J

J

J

J

J

J

K

J

J

J

J

J

J

J

1 . Incom e Gain Codes: A = $1 ,000 o r less B =$ 1,00 t - $2,500 C =S2,501 - $5,000

(See Columns B I and 134) F =$50,001 - $100,000 G =$100,001 - $1,000,000 HI =$1,000,001 - $5,000,000

2. Value Codes J = $15 ,000 o r le ss K =$15,001 - $50,000 L ~$50,001 - $100,000

(S ee Co lu mn s C 1 a nd D3 ) N =$ 25 0,0 01 - S~ 00,0 00 O =$500,001 - S1,000,000 P I =S 1,000,001 - S5,000,000

P3 =$25,000,001 - S5 0,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =C ost (R eal Es tate On ly ) S =A ssessm en t

(See Column C2) U =Book Value V =Other W = E s t imated

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$ 100,00 ! - $250,000

P2 =$5,000,001 - $25,000,000

T =C a s h Ma rke t

E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0

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FINANCIAL DISCLOSURE REPOR T

Pag~ 9 of 10

Name of Person Report ing

S c a l i a , A n to n in

Date of Report

05/13/2011

V I II . AD D I TI O N AL I N F O RMATI O N O R E X PLAN ATI O N S. an~i~’atepart ofrepOrto)

1) Pa r t VI I , L ine 28 - Money mark e t veh ic l e w as sw i t ched f rom CM A Money Fund t o BIF M oney Fund by f i nanci a l i ns ti t u ti on .2) Par t VII , L ine 3 8 - Thi s a sse t w as fo rmer ly k now n a s Black Rock Fundam enta l Grow th Ins tl .

8/3/2019 Antonin Scalia Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORT

Page 10 of 10 Iame of Person Report ing

Sc a l i a , An t o n i n

IX. CERTIFICATION.

Date of Report

5/ | 3/2011

I c e r t i fy th a t a l l i n fo rma t io n g iv e n a b o v e ( i n c lu d in g in fo rma t io n p e r t a in in g to my sp o u se a n d min o r o r d e p e n d e n t c h i ld re n , i f a n y) i sa c c u ra t e , t ru e , a n d c o mp le t e t o th e b e s t o f my kn o w le d g e a n d b e l i e f , a n d th a t a n y in fo rm a t io n n o t r e p o r t e d w a s w i th h e ld b e c a u se i t me t a p p l i c a b le s ta tu to ry

p ro v i s io n s p e rmi t t i n g n o n - d i sc lo su re .

I fu r th e r c e r t i fy th a t e a rn e d in c o me f ro m o u t s id e e mp lo yme n t a n d h o n o ra r i a a n d th e a c c e p ta n c e o f g i f t s w h ic h h a v e b e e n re p o r t e d a re i n

c o m p l i an c e wi t h t he p r o v i s i o n s o f 5 U . S . C . ap p . § 5 01 e t . s eq . , 5 U . S . C . § 7 35 3 , an d Ju d i c i a l C o n f e r en c e r eg u l a t i o n s .

Signature: S/Antonin Scalia

N O T E : A N Y I N D I VI D U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . § 1 0 4 )

C o m m i tt e e o n F i n a n c i a l D i s cl o s u r e

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Suite 2-301

One Columbus Circle, N.E.

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