10-year update on case data & metrics - world bank
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SUSPENSIONANDDEBARMENT10-Year Update on Case Data & Metrics
The World Bank Office of
O S DTHE WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT
2007–2017
ADDENDUM TO THE SECOND EDITION
© 2017 International Bank for Reconstruction and Development / The World Bank1818 H Street NWWashington DC 20433Telephone: 202-473-1000Internet: www.worldbank.org
This work is a product of the staff of The World Bank. The findings, interpretations, and conclusions expressed in this work do not necessarily reflect the views of The World Bank, its Board of Executive Directors, or the governments they represent.
The World Bank does not guarantee the accuracy of the data included in this work. The boundaries, colors, denominations, and other information shown on any map in this work do not imply any judgment on the part of The World Bank concerning the legal status of any territory or the endorsement or acceptance of such boundaries.
Rights and Permissions
The material in this work is subject to copyright. Because The World Bank encourages dissemination of its knowledge, this work may be reproduced, in whole or in part, for noncommercial purposes as long as full attribution to this work is given.
Any queries on rights and licenses, including subsidiary rights, should be addressed to World Bank Publications, The World Bank Group, 1818 H Street NW, Washington, DC 20433, USA; fax: 202-522-2625; e-mail: pubrights@worldbank.org.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 1
OSD Case Data 3
- OSD Dashboard 5- Number of Firms/Individuals Temporarily Suspended by OSD 6- Number of Debarments and Other Sanctions Imposed on Firms/Individuals 7- Duration of Cases Through Final Sanctions Decision 8- Typology: Percentage of Cases/Settlements Received by Type of Sanctionable Practice 12- Typology: Breakdown of Fraudulent Practice Claims 13- OSD Determinations by Case 14- OSD Determinations by Respondent 14- Percentage of Issued Cases Resolved at OSD Level 15
Annexes 16
- Annex A – Detailed Breakdown of Duration of Cases 16- Annex B – Detailed Typology with Breakdown of Fraudulent Practice Claims 40
TABLE OF CONTENTS
2 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 3
O S DTHE WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT
When the Office of Suspension and Debarment (OSD) was created, its terms of reference expressly called for the creation of a data management system. OSD has gathered statistics since receiving its first case.
OSD tracks a variety of indicators that provide insight into the workings of the sanctions system beyond the basic input and output measures of caseload, suspensions and debarments.1 The World Bank’s investigative and sanctions processes are well suited for tracking and measuring, given the specific milestones required. In many circumstances there are prescribed time limits for how long each step can take – for example, subject to any extension or stay of proceedings, Respondents have 90 days to appeal to the Sanctions Board by submitting a Response.
1. INT’s annual reports, which are available at www.worldbank.org/integrity, reflect INT’s tabulation of data relating to its investigative work.
Tracking all steps from beginning to end allows OSD and others involved in the investigative and sanctions processes to monitor trends. This information in turn provides the World Bank with opportunities to direct its resources efficiently and effectively.
The following series of charts provides a glimpse into the OSD case review process from a number of angles, and also provides information about the performance of the World Bank’s suspension and debarment system in general. Unless otherwise noted, all charts cover the period from OSD’s inception through June 30, 2017 (the end of the Bank’s Fiscal Year 2017). The case tracking data shown here reveals no detail about individual cases beyond generic identifiers such as case numbers and milestone dates.
CASE DATA
4 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 5
320 Sanctions Cases Submitted by INT
291 have been “regular” sanctions cases
29 have been early temporary suspension cases
26 have been withdrawn by INT/closed by OSD prior to issuance
2 have been settled prior to OSD initial review
11 are with OSD for initial review
6 are with INT for revisions
0 are with OSD for supplemental review
275 have been issued to respondents
427 Firms/Individuals Temporarily Suspended
368 have been sanctioned by OSD/the Sanctions Board
8 have been sanctioned pursuant to a settlement agreement with INT after the temporary suspension
18 have not been found liable by the Sanctions Board
27 remain under temporary suspension
5 have been released following withdrawal of Notice
1 has been released following revision of recommended sanction
275 Cases Issued by OSD
1 involves ongoing early temporary suspensions
5 are with the respondents
11 are on appeal before the Sanctions Board
21 have been early temporary suspension cases superseded by an SAE
237 have been totally completed
Percentage of Issued Cases Resolved at OSD Level
66% have been resolved at OSD level
34% have been appealed to the Sanctions Board
489 Firms/Individuals Debarred or Otherwise Sanctioned
381 have been sanctioned pursuant to OSD/Sanctions Board decisions
108 have been sanctioned pursuant to settlement agreements
FY13 FY14 FY16FY15 FY17FY12FY07-11
OSD DASHBOARD This “all in one” dashboard with overall OSD caseload management statistics is used by the World Bank Suspension andDebarment Officer (the SDO) and shared with senior managers who need a snapshot of activity in the sanctions system,
both on a current basis and in comparison to historical activity. The dashboard shows, on a quarterly basis, all key case activity since OSD’s inception, including the number of cases and settlements submitted by INT, the number of suspensions imposed by OSD, and the number of final sanctions imposed by OSD and the World Bank Group Sanctions Board (the Sactions Board). For each such measure, there is a further breakdown showing the status of active cases (for example, how many cases are with OSD for review, or how many issued cases are with Respondents pending their decisions to appeal).
OSD CaseloadSanctions Cases Total Total Total Total Total Q1 Q2 Q3 Q4 Total Q1 Q2 Q3 Q4 Total Q1 Q2 Q3 Q4 Total Q1 Q2 Q3 Q4 Total Q1 Q2 Q3 Q4 Total Q1 Q2 Q3 Q4 Total Total
Sanctions Cases Submitted to OSD by INT
2 3 39 43 27 1 5 9 10 25 10 6 7 10 33 7 11 13 13 44 9 7 10 9 35 9 12 13 10 44 3 4 9 9 25 320
OSD Initial Review Completed
0 5 15 44 40 7 4 4 7 22 9 8 5 9 31 5 13 12 14 44 8 12 9 9 38 15 6 9 14 44 5 4 7 5 21 304
Sanctions Cases Issued by OSD to Respondents
0 3 10 29 33 12 9 1 11 33 9 5 6 5 25 5 11 14 15 45 11 10 10 8 39 13 11 5 11 40 6 4 5 3 18 275
Settlement Agreements
Settlement Agreements Submitted to OSD by INT
- - - - 11 1 9 4 2 16 0 4 1 3 8 4 0 1 1 6 1 1 3 6 11 3 0 10 5 18 1 6 7 12 26 96
OSD Review Completed - - - - 10 2 9 4 1 16 1 2 3 3 9 4 0 1 1 6 1 1 3 6 11 3 0 3 12 18 1 6 7 8 22 92
Sanctions ResultsFirms and Individuals Temporarily Suspended by OSD
0 2 32 51 55 18 17 1 22 58 20 9 5 7 41 10 11 27 18 66 18 14 10 12 54 14 14 5 15 48 7 7 1 5 20 427
Firms and Individuals Debarred or Otherwise Sanctioned
0 2 13 45 38 22 29 17 15 83 9 19 10 9 47 11 9 20 31 71 17 16 15 25 73 15 5 15 24 59 13 16 14 15 58 489
6 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
0
10
20
30
40
50
60
70
Number of Early Temporary Suspensions (ETS)
Number of Temporary Suspensions
FY17FY16FY15 FY14FY13FY12FY11FY10FY09FY08
2
32
5155
58
41
66
54
40
61
5446
1
20
19
1
4
5
8 48
41
7
401 Temporary Suspensions
26 Early Temporary Suspensions (ETS)
427 Total
NUMBER OF FIRMS/INDIVIDUALS TEMPORARILY SUSPENDED BY OSDSince its inception, OSD has imposed temporary suspensions on 427 firms and individuals. This chart shows the total by fiscal year and highlights the proportion of those temporary suspensions that were imposed pursuant to the “early temporary suspension” (ETS) procedure.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 7
NUMBER OF DEBARMENTS AND OTHER SANCTIONS IMPOSED ON FIRMS/INDIVIDUALSThe World Bank has imposed 489 debarments and other sanctions on firms and individuals since the creation of the two-tier sanctions system. This chart shows the total number of sanctions imposed by fiscal year and highlights the proportion of sanctions that were imposed pursuant to settlement agreements, as opposed to sanctions proceedings.
0
20
40
60
80
100
Pursuant to Settlement Agreements
Pursuant to Sanctions Proceedings
FY17FY16FY15FY14FY13FY12FY11FY10FY09FY08
18
Primary Colors
Secondary Colors
2
13
4538
83
47
71 73
59 5865
36
64
55
4033
11
718
19 25
28
10
489Sanctions Imposed by the World Bank Since Creation of Two-Tier Sanctions System
This chart does not include (i) cross-debarments fromother MDBs or (ii) affiliatesof sanctioned firms fallingwithin the scope of suchfirms’ sanctions.
8 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
1
0
2
3
4
5
6
7
8
9
483
405
478
474
436
488
482
460
406
TS
30
468
466
464
465
448
463
443
456
446
434
454
391
453
447
442
TS
29
431
412
432
433
419
421
410
TS
28
427
415
TS
25
426
418
420
250
TS
27
425
358
416
403
307
413
411
330
TS
26
394
402
370
345
374
366
360
386
409
TS
24
TS
23
385
TS
22
356
400
399
389
395
365
359
TS
20
397
392
TS
19
393
387
375
376
364
368
349
347
348
TS
17
TS
18
357
352
383
354
377
372
351
369
TS
16
339
329
310
355
TS
15
340
331
342
311
338
314
TS
14
287
324
332
317
327
335
TS
13
333
251
306
305
325
313
TS
12
326
TS
11
TS
10
TS
9293
321
299
323
318
315
322
262
309
303
260
276
302
270
TS
8281
255
254
214
203
301
296
295
294
291
277
283
266
274
264
248
261
273
268
259
269
185
267
215
258
249
257
200
244
256
TS
7247
212
184
210
216
213
189
TS
6211
209
208
205
207
206
201
204
202
199
198
196
197
193
192
TS
5191
194
195
190
TS
4188
170
186
187
183
TS
3147
182
181
180
152
179
173
178
177
176
175
174
172
161
166
171
168
169
167
165
164
160
162
159
158
163
157
156
154
153
151
149
155
150
148
146
145
126
141
144
140
133
132
142
129
143
139
138
137
135
134
131
130
136
127
128
125
123
121
122
124
TS
2120
116
TS
1119
118
117
115
114
113
112
111
110
109
108
107
106
105
103
101
99
89
87
104
102
100
97
92
98
96
86
91
95
94
93
90
88
85
84
83
79
81
82
80
78
77
76
75
68
73
74
67
72
Years
FY07/08 FY09 FY10 FY11
DURATION OF CASES THROUGH FINAL SANCTIONS DECISION A common question posed to OSD is “how long does a sanctions case take?” This chart shows all sanctions cases (excluding settlements) that have been submitted to OSD since its inception. The chart measures the time taken up in the investigative phase and in each phase of the sanctions process through final resolution. It should be noted that some cases, particularly those submitted in FY16 and FY17, are still active, and therefore the timelines for these cases are not complete, potentially skewing the overall picture to a small degree.
The colors correspond to the various actors in the sanctions process:
Red and orange lines indicate INT activity. The first portion of each line, in red, represents the period between the earliest date on which it can be established, based on the INT file submitted to OSD, that INT was aware of allegations (case may have been opened earlier) and the date of submission of
the case to OSD. Subsequent red portions reflect the period in which a case is, if necessary, back with INT for revision, following an OSD determination on the evidence. In cases that are appealed to the Sanctions Board, the orange portion reflects the period (30 days, subject to extension) during which INT may submit a “Reply” to the Respondent’s appeal.
Blue lines indicate OSD activity. For example, the first blue portion of each line represents the amount of time that a case remains with OSD for initial determination. Subsequent blue portions reflect either (i) supplemental review periods, where INT has resubmitted a case after making revisions in response to OSD’s initial determination, or (ii) the period in which OSD prepares a case for issuance to the Respondents.
Green lines indicate the amount of time that a case is with the Respondent, pending the Respondent’s decision whether or not to appeal the case to the Sanctions Board. If the Respondent does not appeal, the final portion of the line for that case is green.
Yellow lines reflect the period for additional submissions, any hearing and Sanctions Board review for appealed cases.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 9
FY12
DURATION OF CASES THROUGH FINAL SANCTIONS DECISION
Notes:1. All data as of June 30, 2017. Includes all submitted cases (SAEs and RTSs), and as such averages may be skewed slightly downward because of cases that are pending in each stage (e.g., as of June 30, 2017, Case No. 478 had been with OSD for initial review for 23 days, but the initial review remained pending, such that the final number of days for this stage can be expected to be greater than the 23 currently shown as of June 30, 2017).
2. In cases with multiple respondents, the date given for(i) delivery of Notice, (ii) receipt of Response, (iii) date ofextension and/or (iv) uncontested determination is the latestapplicable date (e.g., if the Notice is delivered on threedifferent dates to the three respondents in a case, the latestdate is used).
3. Four cases (Case Nos. 98, 100, 103 and 111) that wereinitially issued between July and September 2009 werereissued under the new Sanctions Procedures in March
2011 to permit constructive delivery. Since it relates to a delay in delivery, the intervening time has been attributed to the respondents, as have delivery delays under the new Sanctions Procedures.
4. For uncontested cases for which the Notice was issued to the Respondent on or after September 15, 2010, OSD issued a determination reflecting the imposition of the sanctionrecommended by the SDO in the Notice. For uncontestedcases for which the Notice was issued prior to such date, the
Sanctions Board issued a determination imposing the SDO’s recommended sanction.
See the sanctions system website (www.worldbank.org/sanctions) for updated information and copies of recent Sanctions Board decisions and SDO determinations.
See Annex A for Detailed Breakdown of Duration of Cases
FY13 FY14 FY15
While this data gives a useful overview of the activity in the sanctions system and the typical life cycle of sanctions cases, it must be noted that many factors can have an impact on the timeline of a particular case, such as the complexity of the matters involved, stays for unsuccessful settlement negotiations during investigations, the need to obtain legal and procurement policy advice on case-specific matters, extensions to submission deadlines and additional submissions requested by the parties.
1
0
2
3
4
5
6
7
8
9
483
405
478
474
436
488
482
460
406
TS
30
468
466
464
465
448
463
443
456
446
434
454
391
453
447
442
TS
29
431
412
432
433
419
421
410
TS
28
427
415
TS
25
426
418
420
250
TS
27
425
358
416
403
307
413
411
330
TS
26
394
402
370
345
374
366
360
386
409
TS
24
TS
23
385
TS
22
356
400
399
389
395
365
359
TS
20
397
392
TS
19
393
387
375
376
364
368
349
347
348
TS
17
TS
18
357
352
383
354
377
372
351
369
TS
16
339
329
310
355
TS
15
340
331
342
311
338
314
TS
14
287
324
332
317
327
335
TS
13
333
251
306
305
325
313
TS
12
326
TS
11
TS
10
TS
9293
321
299
323
318
315
322
262
309
303
260
276
302
270
TS
8281
255
254
214
203
301
296
295
294
291
277
283
266
274
264
248
261
273
268
259
269
185
267
215
258
249
257
200
244
256
TS
7247
212
184
210
216
213
189
TS
6211
209
208
205
207
206
201
204
202
199
198
196
197
193
192
TS
5191
194
195
190
TS
4188
170
186
187
183
TS
3147
182
181
180
152
179
173
178
177
176
175
174
172
161
166
171
168
169
167
165
164
160
162
159
158
163
157
156
154
153
151
149
155
150
148
146
145
126
141
144
140
133
132
142
129
143
139
138
137
135
134
131
130
136
127
128
125
123
121
122
124
TS
2120
116
TS
1119
118
117
115
114
113
112
111
110
109
108
107
106
105
103
101
99
89
87
104
102
100
97
92
98
96
86
91
95
94
93
90
88
85
84
83
79
81
82
80
78
77
76
75
68
73
74
67
72
Years
10 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
Period with INT for Reply (Days)
Period with Respondent to Contest Case (Days)
Period with OSD for Final Review and Issuance (Days)
(If Appl.) Period with INT for 2nd Revision (Days)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Period with INT for Revision (Days)
Period with OSD for Initial Determination (Days)
Period with INT for Investigative Activity and Case Preparation (Days)
FY15 FY16 FY17
1
0
2
3
4
5
6
7
8
9
483
405
478
474
436
488
482
460
406
TS
30
468
466
464
465
448
463
443
456
446
434
454
391
453
447
442
TS
29
431
412
432
433
419
421
410
TS
28
427
415
TS
25
426
418
420
250
TS
27
425
358
416
403
307
413
411
330
TS
26
394
402
370
345
374
366
360
386
409
TS
24
TS
23
385
TS
22
356
400
399
389
395
365
359
TS
20
397
392
TS
19
393
387
375
376
364
368
349
347
348
TS
17
TS
18
357
352
383
354
377
372
351
369
TS
16
339
329
310
355
TS
15
340
331
342
311
338
314
TS
14
287
324
332
317
327
335
TS
13
333
251
306
305
325
313
TS
12
326
TS
11
TS
10
TS
9293
321
299
323
318
315
322
262
309
303
260
276
302
270
TS
8281
255
254
214
203
301
296
295
294
291
277
283
266
274
264
248
261
273
268
259
269
185
267
215
258
249
257
200
244
256
TS
7247
212
184
210
216
213
189
TS
6211
209
208
205
207
206
201
204
202
199
198
196
197
193
192
TS
5191
194
195
190
TS
4188
170
186
187
183
TS
3147
182
181
180
152
179
173
178
177
176
175
174
172
161
166
171
168
169
167
165
164
160
162
159
158
163
157
156
154
153
151
149
155
150
148
146
145
126
141
144
140
133
132
142
129
143
139
138
137
135
134
131
130
136
127
128
125
123
121
122
124
TS
2120
116
TS
1119
118
117
115
114
113
112
111
110
109
108
107
106
105
103
101
99
89
87
104
102
100
97
92
98
96
86
91
95
94
93
90
88
85
84
83
79
81
82
80
78
77
76
75
68
73
74
67
72
Years
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 11
12 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
81%
20%
10%
5%
1%
0 20 40 60 80 100
Coercion
Obstruction
Collusion
Corruption
Fraud
Obstruction
TYPOLOGY: PERCENTAGE OF CASES/SETTLEMENTS RECEIVED BY TYPE OF SANCTIONABLE PRACTICEThis chart shows what percentage of the cases and settlements received by OSD since its inception have involved claims of each type of sanctionable practice: fraudulent practice, corrupt practice, collusive practice, obstructive practice and coercive practice. The total of the percentages exceeds 100% because a number of cases have involved claims of more than one type of sanctionable practice (for example, payment of a bribe (corrupt practice) and the submission of false documents (fraudulent practice)). For a further breakdown of the types of fraudulent practice claims, see Typology: Breakdown of Fraudulent Practice Claims.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 13
TYPOLOGY: BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS
Total No. of Cases
Case Type FraudCollusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank
Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresen-tation or Omis-sion Regarding
Conflict or Agent
Misrepre-sentation
Regarding Past Performance or
Experience
Misrepre-sentation Regarding
Future Performance
Other Fraud
320 SAEs and RTSs
44 29 57 18 26 41 46 18 53 34 69 19 2
96 Settlements 2 3 7 5 20 21 18 12 20 9 14 0 0
Total Number of Instances
46 32 64 23 46 62 64 30 73
Total Number of Forgery Cases vs. Other Fraud Cases
163 219
Total Number of Cases by Type of Sanctionable Practice
339 43 83 19 2
Cases with more than 1 type of misconduct 59
See Annex B for Detailed Breakdown of All Fraudulent Practice Claims
This detailed breakdown shows the different types of fraudulent practice claims that have appeared in sanctions cases received from INT. First, a distinction is made between fraud cases that involve the forgery of third-party documents and those that involve other types of fraud. Then, within each of these two streams, a further categorization is done to reflect the specific type of forgery or other fraud. For example, within the forgery stream, common instances are fraudulent bid securities, performance certificates and manufacturer’s authorizations. Within the other stream, common instances are misrepresentations of experience, over-invoicing and failure to make required disclosures of conflicts of interest. The totals at the bottom of each column show how often INT has sent each type of claim to OSD for decision-making.
14 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
0
25
50
75
100
96%
4%
38%
62%Suf�cientevidence
for allclaims
Suf�cientevidence
for at leastone claim
Insuf�cientevidence
for allclaims
Insuf�cientevidence
for at leastone claim
Percentage ofcases with OSD
finding ofinsufficient
evidencefor all claims
Percentage ofcases with OSD
finding ofinsufficient
evidence for at least one claim
OSD DETERMINATIONS BY CASEIn 96% of the cases that OSD has reviewed to date, OSD determined that there was sufficient evidence to support at least one of the claims made by INT.
In 38% of the cases reviewed, OSD determined that there was insufficient evidence to support one or more of the claims made by INT, resulting in the referral of the case back to INT for revision:• In a slight majority of such cases, OSD found that there was insufficient evidence
for all claims against one or more of the Respondents in the case, meaning thatINT was required to drop those Respondents from the case.
• In the remainder of such cases, OSD found that there was sufficient evidence for atleast one claim against all Respondents, but insufficient evidence for certain otherclaims, meaning that INT was required to drop those claims from the case.
0
25
50
75
100
15%
85%Suf�cient evidence
for at least one claim
Insuf�cient evidence
for all claims
Firms Individuals
0
25
50
75
100
91%
9% 24%
76%Suf�cientevidence
for at leastone claim
Suf�cientevidence
for at leastone claim
Insuf�cientevidence
for all claims
Insuf�cientevidence
for all claims
Percentage of Respondents
for whom OSD found sufficient evidence for at least one claim
OSD DETERMINATIONS BY RESPONDENTThere is another way to look at OSD’s determinations, which is to consider the proportion of respondents for which OSD found that there was sufficient evidence for at least one instance of sanctionable misconduct. For 85% of the Respondents in cases reviewed to date, OSD found that there was sufficient evidence for at least one INT claim, meaning that there was a basis for the SDO to recommend a sanction and impose a temporary suspension. For the remaining 15% of the Respondents, OSD found that there was insufficient evidence on all claims, meaning that INT was required to drop those Respondents from the case.
BREAKDOWN: RESPONDENT FIRMS VS. RESPONDENT INDIVDUALS
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 15
0 25 50 75 100
34% of issued cases had at least one appeal to the Sanctions Board
66% of issued caseswere resolved at the OSD level
PERCENTAGE OF ISSUED CASES RESOLVED AT OSD LEVELThis chart shows the percentage of sanctions cases issued by OSD in which none of the Respondents submitted an appeal to the Sanctions Board, meaning that those cases were resolved at the OSD level.
16 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
1. 72 06/29/04 06/05/07 1071 07/05/07 30 03/12/09 616 03/27/09 15 01/03/11 647 SAE Withdrawn by INT on 01/03/11 2379 1308
2. 67 01/21/04 06/29/07 1255 08/13/07 45 10/15/07 63 11/13/07 29 11/16/07 3 12/04/07 18 02/13/08 71 03/14/08 30 06/03/08 81 1595 340
3. 74 02/17/05 10/31/07 986 12/10/07 40 02/03/10 786 05/18/10 104 12/28/11 589 12/30/11 2 01/02/12 04/03/12 95 2602 1616
4. 73 04/28/03 11/16/07 1663 01/03/08 48 02/08/08 36 02/29/08 21 03/20/08 20 05/01/08 42 08/01/08 07/15/09 92 08/29/08 28 01/12/09 136 2086 423
5. 68 07/20/04 05/16/08 1396 06/18/08 33 06/27/08 9 06/27/08 0 06/27/08 0 06/30/08 3 09/05/08 04/29/09 67 02/27/09 175 04/24/09 56 1739 343
6. 75 05/09/06 07/14/08 797 08/19/08 36 08/26/08 7 08/26/08 0 08/28/08 2 12/05/08 99 01/23/09 49 04/24/09 91 1081 284
7. 76 05/12/06 12/09/08 942 12/18/08 9 01/12/09 25 01/13/09 1 01/22/09 9 01/23/09 1 05/13/09 110 1097 155
8. 77 07/15/05 12/31/08 1265 01/14/09 14 01/10/10 361 02/26/10 47 05/27/10 07/13/10 90 07/14/10 48 11/29/10 138 1963 698
9. 78 07/29/06 03/12/09 957 03/18/09 6 03/19/09 1 03/31/09 12 05/10/09 40 06/24/09 45 10/20/09 118 1179 222
10. 80 07/29/06 03/24/09 969 04/03/09 10 04/09/09 6 07/21/09 103 1088 119
11. 82 07/25/06 03/25/09 974 04/03/09 9 04/09/09 6 07/21/09 103 1092 118
12. 81 11/14/08 03/26/09 132 04/10/09 15 04/17/09 7 04/21/09 4 07/02/09 72 Notice Withdrawn (Settled on 07/02/09) 230 98
13. 79 07/29/06 03/30/09 975 04/14/09 15 04/16/09 2 04/20/09 4 08/04/09 106 1102 127
14. 83 07/29/06 03/31/09 976 04/15/09 15 04/17/09 2 04/22/09 5 08/04/09 104 1102 126
15. 84 07/25/06 04/10/09 990 05/11/09 31 09/30/09 142 10/29/09 29 11/10/09 12 11/16/09 6 02/25/10 101 1311 321
16. 85 07/25/06 04/29/09 1009 05/11/09 12 06/26/09 46 06/30/09 4 11/17/09 140 1211 202
17. 88 10/22/04 05/14/09 1665 05/29/09 15 06/12/09 14 07/02/09 20 07/20/09 18 08/04/09 15 07/08/10 338 2085 420
18. 90 07/25/06 06/05/09 1046 06/19/09 14 06/26/09 7 06/30/09 4 09/17/09 11/12/09 79 10/22/09 35 04/01/10 161 1346 300
19. 93 07/31/06 06/12/09 1047 06/26/09 14 07/06/09 10 07/10/09 4 09/08/09 60 12/30/09 113 04/01/10 92 1340 293
20. 94 07/25/06 06/17/09 1058 06/26/09 9 07/06/09 10 07/10/09 4 10/27/09 109 1190 132
21. 95 03/31/08 06/17/09 443 07/02/09 15 07/08/09 6 07/31/09 23 10/26/09 87 10/28/09 2 12/18/09 51 01/25/10 38 04/01/10 66 731 288
22. 91 04/28/05 06/22/09 1516 07/07/09 15 06/30/11 723 12/06/11 159 05/14/12 160 06/29/12 46 07/03/12 10/01/12 94 11/09/12 39 10/10/14 700 3452 1936
23. 86 07/25/06 06/24/09 1065 07/10/09 16 07/16/09 6 07/21/09 5 11/03/09 105 1197 132
24. 96 07/29/06 06/24/09 1061 07/16/09 22 07/23/09 7 07/28/09 5 07/31/09 3 08/04/09 4 09/03/09 30 12/30/09 118 04/01/10 92 1342 281
ANNEX ADETAILED BREAKDOWN OF DURATION OF CASES This detailed chart shows all sanctions cases (excluding settlements) that have been submitted to OSD since its inception. The chart measures the time taken up in the investigative phase and in each phase of the sanctions process through final resolution. It should be noted that some cases, particularly those submitted in FY16 and FY17, are still active, and therefore the timelines for these cases are not complete, potentially skewing the overall picture to a small degree.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 17
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
1. 72 06/29/04 06/05/07 1071 07/05/07 30 03/12/09 616 03/27/09 15 01/03/11 647 SAE Withdrawn by INT on 01/03/11 2379 1308
2. 67 01/21/04 06/29/07 1255 08/13/07 45 10/15/07 63 11/13/07 29 11/16/07 3 12/04/07 18 02/13/08 71 03/14/08 30 06/03/08 81 1595 340
3. 74 02/17/05 10/31/07 986 12/10/07 40 02/03/10 786 05/18/10 104 12/28/11 589 12/30/11 2 01/02/12 04/03/12 95 2602 1616
4. 73 04/28/03 11/16/07 1663 01/03/08 48 02/08/08 36 02/29/08 21 03/20/08 20 05/01/08 42 08/01/08 07/15/09 92 08/29/08 28 01/12/09 136 2086 423
5. 68 07/20/04 05/16/08 1396 06/18/08 33 06/27/08 9 06/27/08 0 06/27/08 0 06/30/08 3 09/05/08 04/29/09 67 02/27/09 175 04/24/09 56 1739 343
6. 75 05/09/06 07/14/08 797 08/19/08 36 08/26/08 7 08/26/08 0 08/28/08 2 12/05/08 99 01/23/09 49 04/24/09 91 1081 284
7. 76 05/12/06 12/09/08 942 12/18/08 9 01/12/09 25 01/13/09 1 01/22/09 9 01/23/09 1 05/13/09 110 1097 155
8. 77 07/15/05 12/31/08 1265 01/14/09 14 01/10/10 361 02/26/10 47 05/27/10 07/13/10 90 07/14/10 48 11/29/10 138 1963 698
9. 78 07/29/06 03/12/09 957 03/18/09 6 03/19/09 1 03/31/09 12 05/10/09 40 06/24/09 45 10/20/09 118 1179 222
10. 80 07/29/06 03/24/09 969 04/03/09 10 04/09/09 6 07/21/09 103 1088 119
11. 82 07/25/06 03/25/09 974 04/03/09 9 04/09/09 6 07/21/09 103 1092 118
12. 81 11/14/08 03/26/09 132 04/10/09 15 04/17/09 7 04/21/09 4 07/02/09 72 Notice Withdrawn (Settled on 07/02/09) 230 98
13. 79 07/29/06 03/30/09 975 04/14/09 15 04/16/09 2 04/20/09 4 08/04/09 106 1102 127
14. 83 07/29/06 03/31/09 976 04/15/09 15 04/17/09 2 04/22/09 5 08/04/09 104 1102 126
15. 84 07/25/06 04/10/09 990 05/11/09 31 09/30/09 142 10/29/09 29 11/10/09 12 11/16/09 6 02/25/10 101 1311 321
16. 85 07/25/06 04/29/09 1009 05/11/09 12 06/26/09 46 06/30/09 4 11/17/09 140 1211 202
17. 88 10/22/04 05/14/09 1665 05/29/09 15 06/12/09 14 07/02/09 20 07/20/09 18 08/04/09 15 07/08/10 338 2085 420
18. 90 07/25/06 06/05/09 1046 06/19/09 14 06/26/09 7 06/30/09 4 09/17/09 11/12/09 79 10/22/09 35 04/01/10 161 1346 300
19. 93 07/31/06 06/12/09 1047 06/26/09 14 07/06/09 10 07/10/09 4 09/08/09 60 12/30/09 113 04/01/10 92 1340 293
20. 94 07/25/06 06/17/09 1058 06/26/09 9 07/06/09 10 07/10/09 4 10/27/09 109 1190 132
21. 95 03/31/08 06/17/09 443 07/02/09 15 07/08/09 6 07/31/09 23 10/26/09 87 10/28/09 2 12/18/09 51 01/25/10 38 04/01/10 66 731 288
22. 91 04/28/05 06/22/09 1516 07/07/09 15 06/30/11 723 12/06/11 159 05/14/12 160 06/29/12 46 07/03/12 10/01/12 94 11/09/12 39 10/10/14 700 3452 1936
23. 86 07/25/06 06/24/09 1065 07/10/09 16 07/16/09 6 07/21/09 5 11/03/09 105 1197 132
24. 96 07/29/06 06/24/09 1061 07/16/09 22 07/23/09 7 07/28/09 5 07/31/09 3 08/04/09 4 09/03/09 30 12/30/09 118 04/01/10 92 1342 281
While this data gives a useful overview of the activity in the sanctions system and the typical life cycle of sanctions cases, it must be noted that many factors can have an impact on the timeline of a particular case, such as the complexity of the matters involved, stays for unsuccessful settlement negotiations during investigations, the need to obtain legal and procurement policy advice on case-specific matters, extensions to submission deadlines and additional submissions requested by the parties.
18 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
25. 98 07/25/06 06/24/09 1065 07/10/09 16 07/16/09 6 07/17/09 1 07/17/09 0 07/21/09 4 04/29/11 07/29/11 738 1830 765
26. 92 12/01/05 06/25/09 1302 08/21/09 57 09/16/09 26 10/22/09 36 10/26/09 4 11/02/09 7 02/16/10 106 1538 236
27. 97 07/31/06 06/25/09 1060 07/24/09 29 07/29/09 5 08/04/09 6 11/12/09 100 1200 140
28. 100 07/26/06 06/26/09 1066 07/31/09 35 08/05/09 5 08/10/09 5 05/21/11 08/22/11 742 1853 787
29. 102 05/25/04 06/26/09 1858 07/20/09 24 07/23/09 3 07/23/09 0 07/23/09 0 07/24/09 1 10/21/09 89 01/15/10 86 09/20/10 248 2309 451
30. 104 12/12/05 06/29/09 1295 08/10/09 42 10/16/09 67 10/22/09 6 10/26/09 4 11/02/09 7 12/28/09 56 02/02/10 36 04/01/10 58 1571 276
31. 87 07/25/06 06/30/09 1071 07/30/09 30 08/04/09 5 08/10/09 6 11/17/09 99 1211 140
32. 89 07/25/06 06/30/09 1071 08/07/09 38 08/12/09 5 08/14/09 2 08/17/09 3 08/18/09 1 12/01/09 105 1225 154
33. 99 11/11/08 06/30/09 231 09/18/09 80 10/05/09 17 10/15/09 10 01/21/10 98 436 205
34. 101 04/18/05 06/30/09 1534 11/24/09 147 04/12/11 504 08/24/11 134 09/06/11 12/06/11 104 2423 889
35. 103 07/25/06 06/30/09 1071 08/21/09 52 08/27/09 6 08/31/09 4 04/29/11 07/29/11 697 1830 759
36. 105 12/01/08 06/30/09 211 09/11/09 73 09/22/09 11 09/25/09 3 01/21/10 118 03/05/10 43 09/20/10 199 658 447
37. 106 02/02/09 06/30/09 148 09/04/09 66 09/16/09 12 09/22/09 6 09/22/09 0 09/25/09 3 01/11/10 108 343 195
38. 107 11/21/08 06/30/09 221 09/24/09 86 10/05/09 11 10/08/09 3 10/15/09 7 10/19/09 4 01/08/10 81 02/18/10 41 09/20/10 214 668 447
39. 108 11/24/08 06/30/09 218 10/02/09 94 10/08/09 6 10/15/09 7 01/21/10 98 423 205
40. 109 07/29/06 06/30/09 1067 08/28/09 59 09/03/09 6 09/04/09 1 09/08/09 4 09/17/09 9 12/22/09 96 1242 175
41. 110 04/08/05 06/30/09 1544 11/10/09 133 11/20/09 10 02/26/10 98 05/27/10 90 07/14/10 48 11/29/10 138 2061 517
42. 111 07/25/06 06/30/09 1071 08/28/09 59 09/03/09 6 09/04/09 1 09/08/09 4 09/17/09 9 06/01/11 08/31/11 713 1863 792
43. 112 01/08/04 06/30/09 2000 12/16/09 169 04/06/11 476 05/18/11 42 07/26/11 69 08/04/11 9 08/08/11 11/17/11 105 03/15/12 119 09/04/12 173 3162 1162
44. 113 09/27/04 06/30/09 1737 01/22/10 206 06/30/11 524 10/22/11 114 05/14/12 205 06/29/12 46 07/02/12 11/19/12 143 Settlement on 11/19/12 2975 1238
45. 114 11/14/08 07/31/09 259 08/14/09 14 08/20/09 6 08/25/09 5 08/26/09 1 08/26/09 0 11/25/09 91 376 117
46. 115 04/16/08 09/30/09 532 10/15/09 15 10/21/09 6 10/23/09 2 11/09/09 17 02/25/10 108 04/07/10 41 09/20/10 166 887 355
47. 117 07/24/06 11/12/09 1207 02/04/10 84 03/16/10 40 02/09/11 330 05/25/11 105 06/15/11 21 06/20/11 09/16/11 09/20/11 93 11/02/11 47 05/30/12 210 2137 930
48. 118 03/10/09 11/24/09 259 12/22/09 28 01/26/11 400 02/04/11 9 02/09/11 05/05/11 05/11/11 90 06/09/11 35 05/30/12 356 1177 918
49. 119 03/30/04 12/17/09 2088 02/26/10 71 06/30/11 489 09/01/11 63 09/06/11 05/10/12 252 07/05/12 56 01/31/14 575 3594 1506
50. TS1 10/26/09 12/17/09 52 01/26/10 40 03/11/10 44 05/25/10 75 RTS Withdrawn by INT on 5/25/10 211 159
51. 116 10/12/08 12/30/09 444 04/14/10 105 05/15/12 762 12/21/12 220 Case Closed by OSD on 12/21/12 for Insufficiency of Evidence 1531 1087
52. 120 08/14/06 12/30/09 1234 03/10/10 70 03/17/10 7 04/22/10 36 07/25/10 08/03/11 94 08/26/10 32 11/29/10 95 1568 334
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 19
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
25. 98 07/25/06 06/24/09 1065 07/10/09 16 07/16/09 6 07/17/09 1 07/17/09 0 07/21/09 4 04/29/11 07/29/11 738 1830 765
26. 92 12/01/05 06/25/09 1302 08/21/09 57 09/16/09 26 10/22/09 36 10/26/09 4 11/02/09 7 02/16/10 106 1538 236
27. 97 07/31/06 06/25/09 1060 07/24/09 29 07/29/09 5 08/04/09 6 11/12/09 100 1200 140
28. 100 07/26/06 06/26/09 1066 07/31/09 35 08/05/09 5 08/10/09 5 05/21/11 08/22/11 742 1853 787
29. 102 05/25/04 06/26/09 1858 07/20/09 24 07/23/09 3 07/23/09 0 07/23/09 0 07/24/09 1 10/21/09 89 01/15/10 86 09/20/10 248 2309 451
30. 104 12/12/05 06/29/09 1295 08/10/09 42 10/16/09 67 10/22/09 6 10/26/09 4 11/02/09 7 12/28/09 56 02/02/10 36 04/01/10 58 1571 276
31. 87 07/25/06 06/30/09 1071 07/30/09 30 08/04/09 5 08/10/09 6 11/17/09 99 1211 140
32. 89 07/25/06 06/30/09 1071 08/07/09 38 08/12/09 5 08/14/09 2 08/17/09 3 08/18/09 1 12/01/09 105 1225 154
33. 99 11/11/08 06/30/09 231 09/18/09 80 10/05/09 17 10/15/09 10 01/21/10 98 436 205
34. 101 04/18/05 06/30/09 1534 11/24/09 147 04/12/11 504 08/24/11 134 09/06/11 12/06/11 104 2423 889
35. 103 07/25/06 06/30/09 1071 08/21/09 52 08/27/09 6 08/31/09 4 04/29/11 07/29/11 697 1830 759
36. 105 12/01/08 06/30/09 211 09/11/09 73 09/22/09 11 09/25/09 3 01/21/10 118 03/05/10 43 09/20/10 199 658 447
37. 106 02/02/09 06/30/09 148 09/04/09 66 09/16/09 12 09/22/09 6 09/22/09 0 09/25/09 3 01/11/10 108 343 195
38. 107 11/21/08 06/30/09 221 09/24/09 86 10/05/09 11 10/08/09 3 10/15/09 7 10/19/09 4 01/08/10 81 02/18/10 41 09/20/10 214 668 447
39. 108 11/24/08 06/30/09 218 10/02/09 94 10/08/09 6 10/15/09 7 01/21/10 98 423 205
40. 109 07/29/06 06/30/09 1067 08/28/09 59 09/03/09 6 09/04/09 1 09/08/09 4 09/17/09 9 12/22/09 96 1242 175
41. 110 04/08/05 06/30/09 1544 11/10/09 133 11/20/09 10 02/26/10 98 05/27/10 90 07/14/10 48 11/29/10 138 2061 517
42. 111 07/25/06 06/30/09 1071 08/28/09 59 09/03/09 6 09/04/09 1 09/08/09 4 09/17/09 9 06/01/11 08/31/11 713 1863 792
43. 112 01/08/04 06/30/09 2000 12/16/09 169 04/06/11 476 05/18/11 42 07/26/11 69 08/04/11 9 08/08/11 11/17/11 105 03/15/12 119 09/04/12 173 3162 1162
44. 113 09/27/04 06/30/09 1737 01/22/10 206 06/30/11 524 10/22/11 114 05/14/12 205 06/29/12 46 07/02/12 11/19/12 143 Settlement on 11/19/12 2975 1238
45. 114 11/14/08 07/31/09 259 08/14/09 14 08/20/09 6 08/25/09 5 08/26/09 1 08/26/09 0 11/25/09 91 376 117
46. 115 04/16/08 09/30/09 532 10/15/09 15 10/21/09 6 10/23/09 2 11/09/09 17 02/25/10 108 04/07/10 41 09/20/10 166 887 355
47. 117 07/24/06 11/12/09 1207 02/04/10 84 03/16/10 40 02/09/11 330 05/25/11 105 06/15/11 21 06/20/11 09/16/11 09/20/11 93 11/02/11 47 05/30/12 210 2137 930
48. 118 03/10/09 11/24/09 259 12/22/09 28 01/26/11 400 02/04/11 9 02/09/11 05/05/11 05/11/11 90 06/09/11 35 05/30/12 356 1177 918
49. 119 03/30/04 12/17/09 2088 02/26/10 71 06/30/11 489 09/01/11 63 09/06/11 05/10/12 252 07/05/12 56 01/31/14 575 3594 1506
50. TS1 10/26/09 12/17/09 52 01/26/10 40 03/11/10 44 05/25/10 75 RTS Withdrawn by INT on 5/25/10 211 159
51. 116 10/12/08 12/30/09 444 04/14/10 105 05/15/12 762 12/21/12 220 Case Closed by OSD on 12/21/12 for Insufficiency of Evidence 1531 1087
52. 120 08/14/06 12/30/09 1234 03/10/10 70 03/17/10 7 04/22/10 36 07/25/10 08/03/11 94 08/26/10 32 11/29/10 95 1568 334
20 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
53. TS2 10/26/09 12/30/09 65 01/26/10 27 03/11/10 44 05/25/10 75 RTS Withdrawn by INT on 5/25/10 211 146
54. 124 03/30/04 02/22/10 2155 02/09/11 352 12/27/11 321 03/30/12 94 05/21/12 52 06/01/12 11 06/06/12 09/18/12 109 10/18/12 30 01/31/14 470 3594 1439
55. 122 12/14/05 02/24/10 1533 05/21/10 86 03/11/11 294 04/20/11 40 10/18/11 181 10/25/11 7 08/27/12 11/26/12 02/28/12 398 12/26/12 30 03/31/14 460 3029 1496
56. 121 11/06/08 03/01/10 480 05/28/10 88 12/03/10 189 12/13/10 10 01/11/11 29 02/04/11 24 02/07/11 05/17/11 102 07/01/11 45 05/30/12 334 1301 821
57. 123 07/30/08 03/02/10 580 04/30/10 59 06/27/11 423 08/19/11 53 Case Closed by OSD on 8/19/11 for Insufficiency of Evidence 1115 535
58. 125 05/25/09 03/04/10 283 07/08/10 126 09/03/10 57 09/08/10 5 02/09/11 03/03/11 154 03/11/11 30 09/26/11 199 854 571
59. 128 05/12/08 03/25/10 682 04/30/10 36 06/29/11 425 08/19/11 51 Case Closed by OSD on 8/19/11 for Insufficiency of Evidence 1194 512
60. 127 04/29/08 03/26/10 696 07/29/10 125 01/06/11 161 01/26/11 20 03/18/11 51 03/24/11 6 03/25/11 06/24/11 92 1151 455
61. 136 12/31/07 03/30/10 820 05/27/10 58 04/13/11 321 04/21/11 8 04/25/11 07/26/11 96 1303 483
62. 130 09/22/08 03/31/10 555 06/25/10 86 03/24/11 272 04/11/11 18 04/13/11 06/16/11 66 07/18/11 32 05/30/12 317 1346 791
63. 131 07/22/08 03/31/10 617 06/08/10 69 06/29/11 386 07/06/11 7 12/22/11 03/22/12 260 1339 722
64. 134 09/29/08 03/31/10 548 07/09/10 100 03/02/11 236 03/18/11 16 06/10/11 84 06/14/11 4 07/28/11 44 08/26/11 29 05/30/12 278 1339 791
65. 135 04/07/09 03/31/10 358 06/10/10 71 03/17/11 280 03/23/11 6 03/29/11 06/28/11 97 812 454
66. 137 04/29/08 03/31/10 701 07/29/10 120 01/06/11 161 01/26/11 20 03/18/11 51 03/24/11 6 03/25/11 06/24/11 92 1151 450
67. 138 06/27/07 03/31/10 1008 08/02/10 124 06/17/11 319 SAE Withdrawn by INT on 6/17/11 1451 443
68. 139 03/30/10 04/02/10 3 04/13/10 11 04/14/10 1 04/16/10 2 04/29/10 13 30 27
69. 143 10/26/09 05/21/10 207 06/23/10 33 02/28/11 250 03/17/11 17 Case Closed by OSD on 3/17/11 for Insufficiency of Evidence 507 300
70. 129 11/16/09 05/25/10 190 08/06/10 73 05/17/11 284 05/26/11 9 05/30/11 08/30/11 96 652 462
71. 142 10/26/09 05/25/10 211 06/08/10 14 02/28/11 265 03/09/11 9 03/11/11 06/10/11 93 592 381
72. 132 10/16/09 05/26/10 222 08/31/10 97 12/29/10 120 01/11/11 13 01/21/11 10 02/04/11 14 08/26/11 11/29/11 298 774 552
73. 133 02/17/05 05/28/10 1926 08/31/10 95 12/03/10 94 12/16/10 13 12/22/10 03/08/11 82 04/06/11 29 09/26/11 173 2412 486
74. 140 11/13/09 05/28/10 196 08/31/10 95 Case Closed by OSD on 8/31/10 for Insufficiency of Evidence 291 95
75. 144 11/13/09 06/04/10 203 09/01/10 89 03/09/11 189 03/15/11 6 03/17/11 06/16/11 93 580 377
76. 141 01/29/09 06/28/10 515 09/17/10 81 02/28/11 164 03/09/11 9 08/17/11 11/16/11 252 1021 506
77. 126 03/30/04 06/29/10 2282 02/09/11 225 04/10/13 791 04/02/14 357 06/26/14 85 08/04/14 11/04/14 131 3871 1589
78. 145 10/07/08 06/29/10 630 09/30/10 93 03/10/11 161 03/22/11 12 04/07/11 08/03/11 134 09/01/11 29 05/30/12 272 1331 701
79. 146 10/07/08 06/29/10 630 09/30/10 93 03/10/11 161 03/23/11 13 03/26/11 06/22/11 91 09/01/11 71 05/30/12 272 1331 701
80. 148 08/09/06 06/29/10 1420 10/18/10 111 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1755 335
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 21
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
53. TS2 10/26/09 12/30/09 65 01/26/10 27 03/11/10 44 05/25/10 75 RTS Withdrawn by INT on 5/25/10 211 146
54. 124 03/30/04 02/22/10 2155 02/09/11 352 12/27/11 321 03/30/12 94 05/21/12 52 06/01/12 11 06/06/12 09/18/12 109 10/18/12 30 01/31/14 470 3594 1439
55. 122 12/14/05 02/24/10 1533 05/21/10 86 03/11/11 294 04/20/11 40 10/18/11 181 10/25/11 7 08/27/12 11/26/12 02/28/12 398 12/26/12 30 03/31/14 460 3029 1496
56. 121 11/06/08 03/01/10 480 05/28/10 88 12/03/10 189 12/13/10 10 01/11/11 29 02/04/11 24 02/07/11 05/17/11 102 07/01/11 45 05/30/12 334 1301 821
57. 123 07/30/08 03/02/10 580 04/30/10 59 06/27/11 423 08/19/11 53 Case Closed by OSD on 8/19/11 for Insufficiency of Evidence 1115 535
58. 125 05/25/09 03/04/10 283 07/08/10 126 09/03/10 57 09/08/10 5 02/09/11 03/03/11 154 03/11/11 30 09/26/11 199 854 571
59. 128 05/12/08 03/25/10 682 04/30/10 36 06/29/11 425 08/19/11 51 Case Closed by OSD on 8/19/11 for Insufficiency of Evidence 1194 512
60. 127 04/29/08 03/26/10 696 07/29/10 125 01/06/11 161 01/26/11 20 03/18/11 51 03/24/11 6 03/25/11 06/24/11 92 1151 455
61. 136 12/31/07 03/30/10 820 05/27/10 58 04/13/11 321 04/21/11 8 04/25/11 07/26/11 96 1303 483
62. 130 09/22/08 03/31/10 555 06/25/10 86 03/24/11 272 04/11/11 18 04/13/11 06/16/11 66 07/18/11 32 05/30/12 317 1346 791
63. 131 07/22/08 03/31/10 617 06/08/10 69 06/29/11 386 07/06/11 7 12/22/11 03/22/12 260 1339 722
64. 134 09/29/08 03/31/10 548 07/09/10 100 03/02/11 236 03/18/11 16 06/10/11 84 06/14/11 4 07/28/11 44 08/26/11 29 05/30/12 278 1339 791
65. 135 04/07/09 03/31/10 358 06/10/10 71 03/17/11 280 03/23/11 6 03/29/11 06/28/11 97 812 454
66. 137 04/29/08 03/31/10 701 07/29/10 120 01/06/11 161 01/26/11 20 03/18/11 51 03/24/11 6 03/25/11 06/24/11 92 1151 450
67. 138 06/27/07 03/31/10 1008 08/02/10 124 06/17/11 319 SAE Withdrawn by INT on 6/17/11 1451 443
68. 139 03/30/10 04/02/10 3 04/13/10 11 04/14/10 1 04/16/10 2 04/29/10 13 30 27
69. 143 10/26/09 05/21/10 207 06/23/10 33 02/28/11 250 03/17/11 17 Case Closed by OSD on 3/17/11 for Insufficiency of Evidence 507 300
70. 129 11/16/09 05/25/10 190 08/06/10 73 05/17/11 284 05/26/11 9 05/30/11 08/30/11 96 652 462
71. 142 10/26/09 05/25/10 211 06/08/10 14 02/28/11 265 03/09/11 9 03/11/11 06/10/11 93 592 381
72. 132 10/16/09 05/26/10 222 08/31/10 97 12/29/10 120 01/11/11 13 01/21/11 10 02/04/11 14 08/26/11 11/29/11 298 774 552
73. 133 02/17/05 05/28/10 1926 08/31/10 95 12/03/10 94 12/16/10 13 12/22/10 03/08/11 82 04/06/11 29 09/26/11 173 2412 486
74. 140 11/13/09 05/28/10 196 08/31/10 95 Case Closed by OSD on 8/31/10 for Insufficiency of Evidence 291 95
75. 144 11/13/09 06/04/10 203 09/01/10 89 03/09/11 189 03/15/11 6 03/17/11 06/16/11 93 580 377
76. 141 01/29/09 06/28/10 515 09/17/10 81 02/28/11 164 03/09/11 9 08/17/11 11/16/11 252 1021 506
77. 126 03/30/04 06/29/10 2282 02/09/11 225 04/10/13 791 04/02/14 357 06/26/14 85 08/04/14 11/04/14 131 3871 1589
78. 145 10/07/08 06/29/10 630 09/30/10 93 03/10/11 161 03/22/11 12 04/07/11 08/03/11 134 09/01/11 29 05/30/12 272 1331 701
79. 146 10/07/08 06/29/10 630 09/30/10 93 03/10/11 161 03/23/11 13 03/26/11 06/22/11 91 09/01/11 71 05/30/12 272 1331 701
80. 148 08/09/06 06/29/10 1420 10/18/10 111 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1755 335
22 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
81. 150 11/10/08 06/29/10 596 01/31/11 216 06/16/11 136 07/14/11 28 07/19/11 10/18/11 96 1072 476
82. 155 01/10/09 06/29/10 535 11/30/10 154 03/28/11 118 04/29/11 32 Case Closed by OSD on 4/29/11 for Insufficiency of Evidence 839 304
83. 149 08/08/06 06/30/10 1422 10/18/10 110 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1756 334
84. 151 02/05/08 06/30/10 876 10/28/10 120 03/28/11 151 03/31/11 3 04/04/11 06/27/11 88 07/26/11 29 05/30/12 309 1576 700
85. 153 07/03/08 06/30/10 727 10/29/10 121 04/13/11 166 04/21/11 8 04/26/11 07/26/11 96 1118 391
86. 154 06/23/06 06/30/10 1468 09/21/10 83 12/03/10 73 12/16/10 13 12/17/10 03/01/11 75 Notice Withdrawn by INT on 03/01/11 1712 244
87. 156 09/06/06 08/05/10 1429 10/18/10 74 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1727 298
88. 157 01/06/09 09/27/10 629 11/24/10 58 12/03/10 9 12/16/10 13 12/20/10 04/19/11 11/28/11 347 Settlement on 11/28/11 1056 427
89. 163 12/15/09 09/28/10 287 01/31/11 125 02/14/11 14 02/23/11 9 03/01/11 06/01/11 98 533 246
90. 158 12/17/09 09/29/10 286 12/28/10 90 03/11/11 73 03/17/11 6 10/01/11 01/04/12 293 748 462
91. 159 07/21/09 09/30/10 436 11/03/10 34 03/25/11 142 03/31/11 6 04/05/11 09/06/11 159 10/12/11 36 03/07/13 512 1325 889
92. 162 09/02/08 09/30/10 758 11/30/10 61 02/23/11 85 03/01/11 6 03/04/11 06/03/11 94 1004 246
93. 160 12/17/09 10/04/10 291 12/28/10 85 Case Closed by OSD on 12/28/10 for Insufficiency of Evidence 376 85
94. 164 12/17/09 10/13/10 300 12/28/10 76 Case Closed by OSD on 12/28/10 for Insufficiency of Evidence 376 76
95. 165 12/19/09 10/22/10 307 11/30/10 39 03/24/11 114 03/31/11 7 08/20/11 11/21/11 235 702 395
96. 167 05/03/10 01/25/11 267 02/18/11 24 03/29/11 39 04/07/11 9 04/13/11 07/13/11 97 436 169
97. 169 03/08/10 03/11/11 368 03/31/11 20 04/12/11 12 04/27/11 15 07/16/11 10/17/11 173 588 220
98. 168 03/31/09 03/21/11 720 04/21/11 31 05/09/11 18 05/16/11 7 05/18/11 08/17/11 93 869 149
99. 171 03/09/09 03/22/11 743 04/27/11 36 08/02/11 97 08/05/11 3 08/22/11 11/22/11 109 988 245
100. 166 04/07/09 03/24/11 716 04/20/11 27 05/16/11 26 05/19/11 3 05/23/11 08/23/11 96 868 152
101. 161 01/28/10 03/28/11 424 05/31/11 64 07/15/11 45 07/27/11 12 07/29/11 10/18/11 83 Settlement on 10/18/11 628 204
102. 172 08/03/10 03/30/11 239 05/31/11 62 07/15/11 45 07/20/11 5 11/10/11 02/09/12 204 555 316
103. 174 10/22/09 03/31/11 525 05/25/11 55 06/21/11 27 06/30/11 9 07/04/11 10/28/11 120 11/15/11 18 10/16/12 336 1090 565
104. 175 08/10/10 03/31/11 233 06/30/11 91 07/15/11 15 07/20/11 5 07/25/11 10/25/11 97 441 208
105. 176 08/05/10 05/06/11 274 07/28/11 83 10/20/11 84 10/26/11 6 10/31/11 01/31/12 97 544 270
106. 177 12/31/07 05/19/11 1235 06/07/11 19 06/08/11 09/07/11 92 10/27/11 50 06/10/13 592 1988 753
107. 178 04/29/09 06/10/11 772 06/30/11 20 09/30/11 92 10/06/11 6 03/17/12 06/18/12 256 1146 374
108. 173 02/16/10 06/14/11 483 09/28/11 106 10/04/11 6 10/04/11 0 10/17/11 13 10/17/11 0 10/21/11 01/19/12 94 07/02/12 165 05/02/14 669 1536 1053
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 23
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
81. 150 11/10/08 06/29/10 596 01/31/11 216 06/16/11 136 07/14/11 28 07/19/11 10/18/11 96 1072 476
82. 155 01/10/09 06/29/10 535 11/30/10 154 03/28/11 118 04/29/11 32 Case Closed by OSD on 4/29/11 for Insufficiency of Evidence 839 304
83. 149 08/08/06 06/30/10 1422 10/18/10 110 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1756 334
84. 151 02/05/08 06/30/10 876 10/28/10 120 03/28/11 151 03/31/11 3 04/04/11 06/27/11 88 07/26/11 29 05/30/12 309 1576 700
85. 153 07/03/08 06/30/10 727 10/29/10 121 04/13/11 166 04/21/11 8 04/26/11 07/26/11 96 1118 391
86. 154 06/23/06 06/30/10 1468 09/21/10 83 12/03/10 73 12/16/10 13 12/17/10 03/01/11 75 Notice Withdrawn by INT on 03/01/11 1712 244
87. 156 09/06/06 08/05/10 1429 10/18/10 74 05/30/11 224 SAE Withdrawn by INT on 5/30/11 1727 298
88. 157 01/06/09 09/27/10 629 11/24/10 58 12/03/10 9 12/16/10 13 12/20/10 04/19/11 11/28/11 347 Settlement on 11/28/11 1056 427
89. 163 12/15/09 09/28/10 287 01/31/11 125 02/14/11 14 02/23/11 9 03/01/11 06/01/11 98 533 246
90. 158 12/17/09 09/29/10 286 12/28/10 90 03/11/11 73 03/17/11 6 10/01/11 01/04/12 293 748 462
91. 159 07/21/09 09/30/10 436 11/03/10 34 03/25/11 142 03/31/11 6 04/05/11 09/06/11 159 10/12/11 36 03/07/13 512 1325 889
92. 162 09/02/08 09/30/10 758 11/30/10 61 02/23/11 85 03/01/11 6 03/04/11 06/03/11 94 1004 246
93. 160 12/17/09 10/04/10 291 12/28/10 85 Case Closed by OSD on 12/28/10 for Insufficiency of Evidence 376 85
94. 164 12/17/09 10/13/10 300 12/28/10 76 Case Closed by OSD on 12/28/10 for Insufficiency of Evidence 376 76
95. 165 12/19/09 10/22/10 307 11/30/10 39 03/24/11 114 03/31/11 7 08/20/11 11/21/11 235 702 395
96. 167 05/03/10 01/25/11 267 02/18/11 24 03/29/11 39 04/07/11 9 04/13/11 07/13/11 97 436 169
97. 169 03/08/10 03/11/11 368 03/31/11 20 04/12/11 12 04/27/11 15 07/16/11 10/17/11 173 588 220
98. 168 03/31/09 03/21/11 720 04/21/11 31 05/09/11 18 05/16/11 7 05/18/11 08/17/11 93 869 149
99. 171 03/09/09 03/22/11 743 04/27/11 36 08/02/11 97 08/05/11 3 08/22/11 11/22/11 109 988 245
100. 166 04/07/09 03/24/11 716 04/20/11 27 05/16/11 26 05/19/11 3 05/23/11 08/23/11 96 868 152
101. 161 01/28/10 03/28/11 424 05/31/11 64 07/15/11 45 07/27/11 12 07/29/11 10/18/11 83 Settlement on 10/18/11 628 204
102. 172 08/03/10 03/30/11 239 05/31/11 62 07/15/11 45 07/20/11 5 11/10/11 02/09/12 204 555 316
103. 174 10/22/09 03/31/11 525 05/25/11 55 06/21/11 27 06/30/11 9 07/04/11 10/28/11 120 11/15/11 18 10/16/12 336 1090 565
104. 175 08/10/10 03/31/11 233 06/30/11 91 07/15/11 15 07/20/11 5 07/25/11 10/25/11 97 441 208
105. 176 08/05/10 05/06/11 274 07/28/11 83 10/20/11 84 10/26/11 6 10/31/11 01/31/12 97 544 270
106. 177 12/31/07 05/19/11 1235 06/07/11 19 06/08/11 09/07/11 92 10/27/11 50 06/10/13 592 1988 753
107. 178 04/29/09 06/10/11 772 06/30/11 20 09/30/11 92 10/06/11 6 03/17/12 06/18/12 256 1146 374
108. 173 02/16/10 06/14/11 483 09/28/11 106 10/04/11 6 10/04/11 0 10/17/11 13 10/17/11 0 10/21/11 01/19/12 94 07/02/12 165 05/02/14 669 1536 1053
24 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
109. 179 01/20/11 06/17/11 148 07/28/11 41 08/04/11 7 08/09/11 11/08/11 96 292 144
110. 152 10/26/09 06/28/11 610 12/20/11 175 05/09/12 141 05/11/12 2 05/15/12 08/14/12 91 1019 409
111. 180 06/22/08 06/30/11 1103 09/16/11 78 10/23/13 768 SAE Withdrawn by INT on 10/23/13 1949 846
112. 181 08/04/10 06/30/11 330 08/23/11 54 08/31/11 8 09/05/11 12/06/11 97 489 159
113. 182 04/29/09 06/30/11 792 07/28/11 28 08/05/11 8 03/17/12 06/18/12 318 1146 354
114. 147 08/28/09 07/20/11 691 12/18/12 517 Case Closed by OSD on 12/18/12 for Insufficiency of Evidence 1208 517
115. TS3 04/15/11 08/30/11 137 09/30/11 31 10/03/11 3 10/05/11 2 10/07/11 12/30/11 86 259 122
116. 183 08/04/10 10/05/11 427 10/28/11 23 11/02/11 5 11/07/11 02/07/12 97 552 125
117. 187 06/08/11 10/13/11 127 12/01/11 49 12/07/11 6 12/12/11 08/31/12 268 10/05/12 35 06/24/13 262 747 620
118. 186 08/04/10 11/18/11 471 12/12/11 24 12/15/11 3 12/20/11 03/20/12 96 594 123
119. 170 04/15/11 12/30/11 259 03/28/12 89 04/25/12 28 05/02/12 7 05/02/12 0 05/08/12 6 05/11/12 09/17/12 132 10/18/12 31 09/09/13 326 878 619
120. 188 01/13/09 01/13/12 1095 02/09/12 27 Settlement on 2/9/12 1122 27
121. TS4 05/20/10 02/02/12 623 03/08/12 35 03/13/12 5 03/20/12 7 03/26/12 6 03/27/12 03/26/13 365 1041 418
122. 190 06/15/10 02/24/12 619 03/28/12 33 04/04/12 7 07/12/12 10/11/12 190 849 230
123. 195 06/05/09 03/27/12 1026 04/17/12 21 05/04/12 17 05/08/12 08/07/12 95 1159 133
124. 194 06/05/09 03/28/12 1027 04/24/12 27 05/07/12 13 11/05/12 04/03/13 331 04/29/13 26 06/16/14 413 1837 810
125. 191 12/08/10 03/29/12 477 05/23/12 55 07/12/12 50 07/16/12 4 07/20/12 10/19/12 95 681 204
126. TS5 09/02/11 03/29/12 209 04/30/12 32 05/10/12 10 05/14/12 RTS Withdrawn by INT on 8/9/12 08/09/12 91 342 133
127. 192 07/31/10 03/30/12 608 07/03/12 95 07/27/12 24 07/31/12 28 08/16/12 11/15/12 107 862 254
128. 193 06/05/09 03/30/12 1029 04/30/12 31 06/11/12 42 06/12/12 1 06/18/12 10/03/12 113 11/21/12 49 06/16/14 572 1837 808
129. 197 08/24/11 04/30/12 250 05/16/12 16 05/24/12 8 05/25/12 1 05/30/12 08/10/12 77 09/12/12 33 11/15/13 429 814 564
130. 196 12/09/10 05/31/12 539 07/20/12 50 07/31/12 11 08/08/12 11/07/12 99 699 160
131. 198 07/22/08 05/31/12 1409 08/07/12 68 08/23/12 16 08/27/12 4 10/27/12 01/29/13 155 1652 243
132. 199 12/15/10 05/31/12 533 06/29/12 29 06/29/12 0 07/06/12 7 08/13/12 11/13/12 130 699 166
133. 202 09/29/09 06/18/12 993 08/31/12 74 04/23/13 235 06/07/13 45 07/07/14 395 07/17/14 10 07/21/14 10/31/14 106 12/23/14 53 09/30/15 281 2192 1199
134. 204 01/19/12 06/25/12 158 08/07/12 43 08/09/12 2 08/15/12 6 08/21/12 11/20/12 97 01/10/13 51 06/23/14 529 886 728
135. 201 09/28/11 06/29/12 275 09/06/12 69 06/28/13 295 07/08/13 10 07/11/13 10/06/13 10/10/13 94 11/14/13 39 10/24/14 344 1126 851
136. 206 10/06/11 06/29/12 267 09/13/12 76 09/20/12 7 09/25/12 12/20/12 91 01/22/13 33 06/30/14 524 998 731
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 25
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
109. 179 01/20/11 06/17/11 148 07/28/11 41 08/04/11 7 08/09/11 11/08/11 96 292 144
110. 152 10/26/09 06/28/11 610 12/20/11 175 05/09/12 141 05/11/12 2 05/15/12 08/14/12 91 1019 409
111. 180 06/22/08 06/30/11 1103 09/16/11 78 10/23/13 768 SAE Withdrawn by INT on 10/23/13 1949 846
112. 181 08/04/10 06/30/11 330 08/23/11 54 08/31/11 8 09/05/11 12/06/11 97 489 159
113. 182 04/29/09 06/30/11 792 07/28/11 28 08/05/11 8 03/17/12 06/18/12 318 1146 354
114. 147 08/28/09 07/20/11 691 12/18/12 517 Case Closed by OSD on 12/18/12 for Insufficiency of Evidence 1208 517
115. TS3 04/15/11 08/30/11 137 09/30/11 31 10/03/11 3 10/05/11 2 10/07/11 12/30/11 86 259 122
116. 183 08/04/10 10/05/11 427 10/28/11 23 11/02/11 5 11/07/11 02/07/12 97 552 125
117. 187 06/08/11 10/13/11 127 12/01/11 49 12/07/11 6 12/12/11 08/31/12 268 10/05/12 35 06/24/13 262 747 620
118. 186 08/04/10 11/18/11 471 12/12/11 24 12/15/11 3 12/20/11 03/20/12 96 594 123
119. 170 04/15/11 12/30/11 259 03/28/12 89 04/25/12 28 05/02/12 7 05/02/12 0 05/08/12 6 05/11/12 09/17/12 132 10/18/12 31 09/09/13 326 878 619
120. 188 01/13/09 01/13/12 1095 02/09/12 27 Settlement on 2/9/12 1122 27
121. TS4 05/20/10 02/02/12 623 03/08/12 35 03/13/12 5 03/20/12 7 03/26/12 6 03/27/12 03/26/13 365 1041 418
122. 190 06/15/10 02/24/12 619 03/28/12 33 04/04/12 7 07/12/12 10/11/12 190 849 230
123. 195 06/05/09 03/27/12 1026 04/17/12 21 05/04/12 17 05/08/12 08/07/12 95 1159 133
124. 194 06/05/09 03/28/12 1027 04/24/12 27 05/07/12 13 11/05/12 04/03/13 331 04/29/13 26 06/16/14 413 1837 810
125. 191 12/08/10 03/29/12 477 05/23/12 55 07/12/12 50 07/16/12 4 07/20/12 10/19/12 95 681 204
126. TS5 09/02/11 03/29/12 209 04/30/12 32 05/10/12 10 05/14/12 RTS Withdrawn by INT on 8/9/12 08/09/12 91 342 133
127. 192 07/31/10 03/30/12 608 07/03/12 95 07/27/12 24 07/31/12 28 08/16/12 11/15/12 107 862 254
128. 193 06/05/09 03/30/12 1029 04/30/12 31 06/11/12 42 06/12/12 1 06/18/12 10/03/12 113 11/21/12 49 06/16/14 572 1837 808
129. 197 08/24/11 04/30/12 250 05/16/12 16 05/24/12 8 05/25/12 1 05/30/12 08/10/12 77 09/12/12 33 11/15/13 429 814 564
130. 196 12/09/10 05/31/12 539 07/20/12 50 07/31/12 11 08/08/12 11/07/12 99 699 160
131. 198 07/22/08 05/31/12 1409 08/07/12 68 08/23/12 16 08/27/12 4 10/27/12 01/29/13 155 1652 243
132. 199 12/15/10 05/31/12 533 06/29/12 29 06/29/12 0 07/06/12 7 08/13/12 11/13/12 130 699 166
133. 202 09/29/09 06/18/12 993 08/31/12 74 04/23/13 235 06/07/13 45 07/07/14 395 07/17/14 10 07/21/14 10/31/14 106 12/23/14 53 09/30/15 281 2192 1199
134. 204 01/19/12 06/25/12 158 08/07/12 43 08/09/12 2 08/15/12 6 08/21/12 11/20/12 97 01/10/13 51 06/23/14 529 886 728
135. 201 09/28/11 06/29/12 275 09/06/12 69 06/28/13 295 07/08/13 10 07/11/13 10/06/13 10/10/13 94 11/14/13 39 10/24/14 344 1126 851
136. 206 10/06/11 06/29/12 267 09/13/12 76 09/20/12 7 09/25/12 12/20/12 91 01/22/13 33 06/30/14 524 998 731
26 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
137. 207 11/30/11 06/29/12 212 10/04/12 97 10/11/12 7 10/15/12 01/15/13 96 412 200
138. 205 08/31/10 07/25/12 694 10/25/12 92 11/05/12 11 11/09/12 02/08/13 95 892 198
139. 208 04/06/09 07/25/12 1206 10/17/12 84 11/30/12 44 12/11/12 11 12/17/12 03/08/13 87 04/03/13 26 05/19/14 411 1869 663
140. 209 09/01/10 07/27/12 695 08/17/12 21 08/21/12 4 09/04/12 12/04/12 105 825 130
141. 211 07/23/11 08/22/12 396 12/13/12 113 02/11/13 60 02/15/13 4 02/22/13 05/15/13 89 06/24/13 40 07/15/14 386 1088 692
142. TS6 05/16/11 08/28/12 470 09/19/12 22 RTS Stayed at INT's Request on 9/19/12; Superseded by SAE and Deemed Withdrawn by INT on 3/8/13 492 22
143. 189 10/03/11 08/31/12 333 11/08/12 69 11/20/12 12 11/14/13 02/14/14 451 865 532
144. 213 12/14/10 08/31/12 626 12/21/12 112 01/07/13 17 02/08/13 05/10/13 123 878 252
145. 216 05/16/11 09/19/12 492 09/21/12 2 09/26/12 5 10/01/12 06/19/13 266 07/22/13 33 07/09/14 352 1150 658
146. 210 08/09/10 09/28/12 781 11/19/12 52 11/30/12 11 12/05/12 03/07/13 97 941 160
147. 184 07/29/10 11/05/12 830 03/26/13 141 07/09/13 105 10/25/13 108 10/29/13 03/31/14 157 1341 511
148. 212 08/12/11 11/05/12 451 12/12/12 37 02/07/13 57 02/19/13 12 12/16/13 03/19/14 393 950 499
149. 247 08/09/10 11/27/12 841 02/19/13 84 Case Closed by OSD on 2/19/13 for Insufficiency of Evidence 925 84
150. TS7 11/22/10 12/21/12 760 01/16/13 26 01/25/13 9 01/29/13 4 01/30/13 07/26/13 178 977 217
151. 256 08/09/10 12/27/12 871 02/05/13 40 03/05/13 28 03/11/13 6 03/19/13 06/18/13 99 1044 173
152. 244 04/07/11 01/25/13 659 05/03/13 98 06/24/13 52 06/28/13 4 08/05/13 38 08/22/13 17 08/27/13 11/26/13 96 964 305
153. 200 07/29/10 02/20/13 937 12/03/13 286 02/11/14 70 03/31/14 48 04/02/14 07/02/14 93 1434 497
154. 257 01/23/12 02/26/13 400 03/01/13 3 03/07/13 6 03/12/13 06/11/13 91 500 100
155. 249 05/16/11 03/08/13 662 11/04/13 241 02/06/14 94 03/21/14 43 03/24/14 11/19/14 243 01/22/15 64 06/29/16 524 1871 1209
156. 258 01/30/12 03/26/13 421 04/17/13 22 Settlement on 4/17/13 443 22
157. 215 03/29/12 03/28/13 364 05/06/13 39 08/15/13 101 08/21/13 6 08/23/13 2 08/26/13 04/14/14 234 06/23/14 70 09/29/15 463 1279 915
158. 267 05/31/12 04/02/13 306 04/03/13 1 04/04/13 1 04/08/13 07/09/13 96 404 98
159. 185 04/29/11 04/18/13 720 05/29/13 41 08/29/13 92 09/19/13 21 09/26/13 7 10/01/13 01/02/14 98 979 259
160. 269 11/30/10 04/29/13 881 05/30/13 31 07/03/14 399 07/09/14 6 11/11/14 02/10/15 216 1533 652
161. 259 02/15/09 05/20/13 1555 07/11/13 52 Case Closed by OSD on 7/11/13 for Insufficiency of Evidence 1607 52
162. 268 03/13/12 05/20/13 433 06/19/13 30 06/19/13 0 06/27/13 8 07/02/13 10/01/13 96 567 134
163. 273 07/24/11 05/29/13 675 06/18/13 20 06/19/13 1 06/27/13 8 07/05/13 10/04/13 99 803 128
164. 261 10/28/11 05/30/13 580 06/18/13 19 06/21/13 3 02/03/14 05/06/14 319 921 341
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 27
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
137. 207 11/30/11 06/29/12 212 10/04/12 97 10/11/12 7 10/15/12 01/15/13 96 412 200
138. 205 08/31/10 07/25/12 694 10/25/12 92 11/05/12 11 11/09/12 02/08/13 95 892 198
139. 208 04/06/09 07/25/12 1206 10/17/12 84 11/30/12 44 12/11/12 11 12/17/12 03/08/13 87 04/03/13 26 05/19/14 411 1869 663
140. 209 09/01/10 07/27/12 695 08/17/12 21 08/21/12 4 09/04/12 12/04/12 105 825 130
141. 211 07/23/11 08/22/12 396 12/13/12 113 02/11/13 60 02/15/13 4 02/22/13 05/15/13 89 06/24/13 40 07/15/14 386 1088 692
142. TS6 05/16/11 08/28/12 470 09/19/12 22 RTS Stayed at INT's Request on 9/19/12; Superseded by SAE and Deemed Withdrawn by INT on 3/8/13 492 22
143. 189 10/03/11 08/31/12 333 11/08/12 69 11/20/12 12 11/14/13 02/14/14 451 865 532
144. 213 12/14/10 08/31/12 626 12/21/12 112 01/07/13 17 02/08/13 05/10/13 123 878 252
145. 216 05/16/11 09/19/12 492 09/21/12 2 09/26/12 5 10/01/12 06/19/13 266 07/22/13 33 07/09/14 352 1150 658
146. 210 08/09/10 09/28/12 781 11/19/12 52 11/30/12 11 12/05/12 03/07/13 97 941 160
147. 184 07/29/10 11/05/12 830 03/26/13 141 07/09/13 105 10/25/13 108 10/29/13 03/31/14 157 1341 511
148. 212 08/12/11 11/05/12 451 12/12/12 37 02/07/13 57 02/19/13 12 12/16/13 03/19/14 393 950 499
149. 247 08/09/10 11/27/12 841 02/19/13 84 Case Closed by OSD on 2/19/13 for Insufficiency of Evidence 925 84
150. TS7 11/22/10 12/21/12 760 01/16/13 26 01/25/13 9 01/29/13 4 01/30/13 07/26/13 178 977 217
151. 256 08/09/10 12/27/12 871 02/05/13 40 03/05/13 28 03/11/13 6 03/19/13 06/18/13 99 1044 173
152. 244 04/07/11 01/25/13 659 05/03/13 98 06/24/13 52 06/28/13 4 08/05/13 38 08/22/13 17 08/27/13 11/26/13 96 964 305
153. 200 07/29/10 02/20/13 937 12/03/13 286 02/11/14 70 03/31/14 48 04/02/14 07/02/14 93 1434 497
154. 257 01/23/12 02/26/13 400 03/01/13 3 03/07/13 6 03/12/13 06/11/13 91 500 100
155. 249 05/16/11 03/08/13 662 11/04/13 241 02/06/14 94 03/21/14 43 03/24/14 11/19/14 243 01/22/15 64 06/29/16 524 1871 1209
156. 258 01/30/12 03/26/13 421 04/17/13 22 Settlement on 4/17/13 443 22
157. 215 03/29/12 03/28/13 364 05/06/13 39 08/15/13 101 08/21/13 6 08/23/13 2 08/26/13 04/14/14 234 06/23/14 70 09/29/15 463 1279 915
158. 267 05/31/12 04/02/13 306 04/03/13 1 04/04/13 1 04/08/13 07/09/13 96 404 98
159. 185 04/29/11 04/18/13 720 05/29/13 41 08/29/13 92 09/19/13 21 09/26/13 7 10/01/13 01/02/14 98 979 259
160. 269 11/30/10 04/29/13 881 05/30/13 31 07/03/14 399 07/09/14 6 11/11/14 02/10/15 216 1533 652
161. 259 02/15/09 05/20/13 1555 07/11/13 52 Case Closed by OSD on 7/11/13 for Insufficiency of Evidence 1607 52
162. 268 03/13/12 05/20/13 433 06/19/13 30 06/19/13 0 06/27/13 8 07/02/13 10/01/13 96 567 134
163. 273 07/24/11 05/29/13 675 06/18/13 20 06/19/13 1 06/27/13 8 07/05/13 10/04/13 99 803 128
164. 261 10/28/11 05/30/13 580 06/18/13 19 06/21/13 3 02/03/14 05/06/14 319 921 341
28 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED BREAKDOWN OF DURATION OF CASES continuedCase No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
165. 248 12/13/10 05/31/13 900 06/18/13 18 06/18/13 0 06/21/13 3 07/04/13 10/03/13 104 1025 125
166. 264 11/10/10 06/24/13 957 07/31/13 37 10/28/13 89 10/30/13 2 11/11/13 02/11/14 104 1189 232
167. 274 12/09/10 06/24/13 928 07/24/13 30 09/16/13 54 09/24/13 8 09/30/13 01/02/14 100 1120 192
168. 266 07/28/10 06/28/13 1066 01/30/14 216 05/30/14 120 06/26/14 27 06/30/14 09/30/14 96 1525 459
169. 283 06/19/08 07/26/13 1863 10/02/13 68 02/05/14 126 02/11/14 6 02/12/14 05/12/14 90 09/18/14 129 06/30/15 285 2567 704
170. 277 10/10/11 07/31/13 660 08/29/13 29 12/18/13 111 01/02/14 15 03/26/14 06/25/14 174 989 329
171. 291 10/25/11 08/30/13 675 02/14/14 168 02/25/14 11 06/20/14 09/19/14 206 1060 385
172. 294 08/31/12 08/30/13 364 09/30/13 31 10/11/13 11 10/16/13 5 11/14/13 02/14/14 121 532 168
173. 295 11/12/10 09/12/13 1035 12/06/13 85 12/13/13 7 12/16/13 03/19/14 96 1223 188
174. 296 12/06/12 09/30/13 298 10/01/13 1 10/04/13 3 10/09/13 5 12/24/13 03/25/14 167 474 176
175. 301 06/03/11 09/30/13 850 10/09/13 9 10/15/13 6 03/10/14 06/10/14 238 1103 253
176. 203 08/04/11 10/17/13 805 10/21/13 4 11/04/13 14 11/06/13 2 11/11/13 02/11/14 97 922 117
177. 214 12/14/10 10/17/13 1038 10/21/13 4 10/28/13 7 02/24/14 05/28/14 212 1261 223
178. 254 08/31/10 10/17/13 1143 11/04/13 18 11/12/13 8 02/24/14 05/28/14 197 1366 223
179. 255 05/18/10 10/17/13 1248 10/24/13 7 11/01/13 8 03/04/14 06/03/14 214 1477 229
180. 281 03/23/12 11/04/13 591 12/16/13 42 12/18/13 2 01/02/14 15 01/07/14 04/03/14 91 05/16/14 43 Case Closed (Withdrawn by INT) on 5/16/14 784 193
181. TS8 12/06/07 11/04/13 2160 11/22/13 18 12/03/13 11 12/04/13 1 12/10/13 12/03/14 364 2554 394
182. 270 05/14/12 11/06/13 541 12/18/13 42 12/23/13 5 01/03/14 11 01/17/14 04/18/14 105 704 163
183. 302 04/27/12 11/26/13 578 01/16/14 51 01/17/14 1 01/24/14 7 01/27/14 04/29/14 95 732 154
184. 276 05/10/12 12/04/13 573 01/30/14 57 02/28/14 29 03/07/14 7 03/13/14 06/12/14 97 763 190
185. 260 02/14/12 12/17/13 672 02/14/14 59 02/20/14 6 02/24/14 05/21/14 90 06/20/14 30 11/06/14 139 996 324
186. 303 05/15/12 12/17/13 581 01/30/14 44 02/05/14 6 09/02/14 12/02/14 300 931 350
187. 309 05/25/12 12/17/13 571 02/28/14 73 03/24/14 24 04/04/14 11 04/07/14 07/08/14 95 774 203
188. 262 10/22/12 12/20/13 424 01/16/14 27 01/24/14 8 04/14/14 07/15/14 172 631 207
189. 322 01/04/12 12/20/13 716 03/18/14 88 04/07/14 20 04/10/14 07/09/14 93 08/08/14 30 06/30/15 326 1273 557
190. 315 04/08/13 12/24/13 260 04/04/14 101 04/10/14 6 05/26/14 08/26/14 138 505 245
191. 318 04/08/13 01/22/14 289 04/09/14 77 04/21/14 12 04/24/14 07/24/14 94 472 183
192. 323 11/28/12 01/31/14 429 05/23/14 112 08/01/14 70 08/06/14 75 02/23/15 05/27/15 294 980 551
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 29
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
165. 248 12/13/10 05/31/13 900 06/18/13 18 06/18/13 0 06/21/13 3 07/04/13 10/03/13 104 1025 125
166. 264 11/10/10 06/24/13 957 07/31/13 37 10/28/13 89 10/30/13 2 11/11/13 02/11/14 104 1189 232
167. 274 12/09/10 06/24/13 928 07/24/13 30 09/16/13 54 09/24/13 8 09/30/13 01/02/14 100 1120 192
168. 266 07/28/10 06/28/13 1066 01/30/14 216 05/30/14 120 06/26/14 27 06/30/14 09/30/14 96 1525 459
169. 283 06/19/08 07/26/13 1863 10/02/13 68 02/05/14 126 02/11/14 6 02/12/14 05/12/14 90 09/18/14 129 06/30/15 285 2567 704
170. 277 10/10/11 07/31/13 660 08/29/13 29 12/18/13 111 01/02/14 15 03/26/14 06/25/14 174 989 329
171. 291 10/25/11 08/30/13 675 02/14/14 168 02/25/14 11 06/20/14 09/19/14 206 1060 385
172. 294 08/31/12 08/30/13 364 09/30/13 31 10/11/13 11 10/16/13 5 11/14/13 02/14/14 121 532 168
173. 295 11/12/10 09/12/13 1035 12/06/13 85 12/13/13 7 12/16/13 03/19/14 96 1223 188
174. 296 12/06/12 09/30/13 298 10/01/13 1 10/04/13 3 10/09/13 5 12/24/13 03/25/14 167 474 176
175. 301 06/03/11 09/30/13 850 10/09/13 9 10/15/13 6 03/10/14 06/10/14 238 1103 253
176. 203 08/04/11 10/17/13 805 10/21/13 4 11/04/13 14 11/06/13 2 11/11/13 02/11/14 97 922 117
177. 214 12/14/10 10/17/13 1038 10/21/13 4 10/28/13 7 02/24/14 05/28/14 212 1261 223
178. 254 08/31/10 10/17/13 1143 11/04/13 18 11/12/13 8 02/24/14 05/28/14 197 1366 223
179. 255 05/18/10 10/17/13 1248 10/24/13 7 11/01/13 8 03/04/14 06/03/14 214 1477 229
180. 281 03/23/12 11/04/13 591 12/16/13 42 12/18/13 2 01/02/14 15 01/07/14 04/03/14 91 05/16/14 43 Case Closed (Withdrawn by INT) on 5/16/14 784 193
181. TS8 12/06/07 11/04/13 2160 11/22/13 18 12/03/13 11 12/04/13 1 12/10/13 12/03/14 364 2554 394
182. 270 05/14/12 11/06/13 541 12/18/13 42 12/23/13 5 01/03/14 11 01/17/14 04/18/14 105 704 163
183. 302 04/27/12 11/26/13 578 01/16/14 51 01/17/14 1 01/24/14 7 01/27/14 04/29/14 95 732 154
184. 276 05/10/12 12/04/13 573 01/30/14 57 02/28/14 29 03/07/14 7 03/13/14 06/12/14 97 763 190
185. 260 02/14/12 12/17/13 672 02/14/14 59 02/20/14 6 02/24/14 05/21/14 90 06/20/14 30 11/06/14 139 996 324
186. 303 05/15/12 12/17/13 581 01/30/14 44 02/05/14 6 09/02/14 12/02/14 300 931 350
187. 309 05/25/12 12/17/13 571 02/28/14 73 03/24/14 24 04/04/14 11 04/07/14 07/08/14 95 774 203
188. 262 10/22/12 12/20/13 424 01/16/14 27 01/24/14 8 04/14/14 07/15/14 172 631 207
189. 322 01/04/12 12/20/13 716 03/18/14 88 04/07/14 20 04/10/14 07/09/14 93 08/08/14 30 06/30/15 326 1273 557
190. 315 04/08/13 12/24/13 260 04/04/14 101 04/10/14 6 05/26/14 08/26/14 138 505 245
191. 318 04/08/13 01/22/14 289 04/09/14 77 04/21/14 12 04/24/14 07/24/14 94 472 183
192. 323 11/28/12 01/31/14 429 05/23/14 112 08/01/14 70 08/06/14 75 02/23/15 05/27/15 294 980 551
30 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
193. 299 07/26/12 02/07/14 561 03/21/14 42 04/09/14 19 04/25/14 08/25/14 138 09/25/14 31 08/10/15 319 1110 549
194. 321 04/08/13 02/07/14 305 04/15/14 67 04/21/14 6 05/06/14 15 05/19/14 08/19/14 105 498 193
195. 293 08/08/12 02/11/14 552 04/25/14 73 07/30/14 96 08/05/14 6 09/03/14 12/03/14 120 847 295
196. TS9 01/23/14 02/12/14 20 02/18/14 6 02/21/14 3 02/25/14 02/19/15 363 392 372
197. TS10 12/18/13 02/20/14 64 04/03/14 42 RTS Stayed at INT's Request on 3/4/14; Withdrawn by INT on 4/3/14 106 42
198. TS11 11/22/13 03/06/14 104 03/28/14 22 03/31/14 3 04/02/14 12/19/14 263 392 288
199. 326 06/10/08 03/11/14 2100 04/07/14 27 05/12/14 35 05/30/14 18 06/09/14 10 06/12/14 08/05/14 57 11/05/14 92 06/30/15 237 2576 476
200. TS12 09/20/12 03/24/14 550 05/02/14 39 05/12/14 10 05/19/14 7 05/28/14 11/04/14 169 775 225
201. 313 02/01/10 03/27/14 1515 08/26/14 152 09/19/14 24 11/24/14 66 11/26/14 02/25/15 93 1850 335
202. 325 04/16/13 03/31/14 349 05/12/14 42 06/17/14 36 07/28/14 41 07/31/14 10/30/14 94 562 213
203. 305 05/12/12 04/01/14 689 10/07/14 189 10/20/14 13 11/04/14 15 11/07/14 02/06/15 94 1000 311
204. 306 02/10/12 04/01/14 781 10/06/14 188 10/20/14 14 11/04/14 15 11/10/14 02/10/15 98 1096 315
205. 251 05/16/11 04/07/14 1057 07/25/14 109 08/28/14 34 09/25/14 28 09/30/14 01/16/15 113 03/03/15 46 06/29/16 484 1871 814
206. 333 03/13/13 04/21/14 404 05/09/14 18 05/27/14 18 06/02/14 6 06/05/14 09/24/14 114 Settlement on 9/24/14 560 156
207. TS13 11/07/13 04/29/14 173 05/14/14 15 05/21/14 7 05/23/14 05/20/15 364 559 386
208. 335 12/06/12 05/15/14 525 06/03/14 19 06/03/14 0 06/05/14 2 06/09/14 11/19/14 167 01/15/15 57 09/29/15 257 1027 502
209. 327 11/20/12 05/19/14 545 06/10/14 22 06/16/14 6 06/25/14 9 06/30/14 09/25/14 92 3/25/15 181 Settlement on 3/25/15 855 310
210. 317 12/20/11 05/27/14 889 09/26/14 122 10/02/14 6 10/08/14 6 10/09/14 01/29/15 113 1136 247
211. 332 08/27/12 05/28/14 639 06/24/14 27 06/30/14 6 07/03/14 10/02/14 94 766 127
212. 324 02/22/12 06/02/14 831 08/05/14 64 09/03/14 29 09/25/14 22 02/23/15 05/27/15 244 1190 359
213. 287 03/08/12 06/18/14 832 09/05/14 79 09/09/14 4 09/12/14 3 09/16/14 12/16/14 95 1013 181
214. TS14 12/12/13 06/19/14 189 07/03/14 14 07/03/14 0 07/07/14 4 07/11/14 07/07/15 365 572 383
215. 314 12/07/11 06/30/14 936 11/20/14 143 11/21/14 1 12/02/14 11 12/10/14 03/11/15 99 1190 254
216. 338 05/16/11 06/30/14 1141 11/05/14 128 11/17/14 12 12/04/14 17 12/09/14 03/10/15 96 1394 253
217. 311 10/24/12 07/09/14 623 10/14/14 97 10/30/14 16 11/06/14 7 03/31/15 06/29/15 235 10/28/15 121 Case Closed (Withdrawn by INT) on 10/28/15 1099 476
218. 342 08/08/13 07/11/14 337 07/17/14 6 07/22/14 5 07/29/14 7 03/16/15 06/16/15 322 677 340
219. 331 05/23/12 07/18/14 786 11/04/14 109 11/17/14 13 11/21/14 02/20/15 95 1003 217
220. 340 04/12/13 08/13/14 488 11/25/14 104 12/22/14 27 01/08/15 17 03/23/15 06/23/15 166 802 314
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 31
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
193. 299 07/26/12 02/07/14 561 03/21/14 42 04/09/14 19 04/25/14 08/25/14 138 09/25/14 31 08/10/15 319 1110 549
194. 321 04/08/13 02/07/14 305 04/15/14 67 04/21/14 6 05/06/14 15 05/19/14 08/19/14 105 498 193
195. 293 08/08/12 02/11/14 552 04/25/14 73 07/30/14 96 08/05/14 6 09/03/14 12/03/14 120 847 295
196. TS9 01/23/14 02/12/14 20 02/18/14 6 02/21/14 3 02/25/14 02/19/15 363 392 372
197. TS10 12/18/13 02/20/14 64 04/03/14 42 RTS Stayed at INT's Request on 3/4/14; Withdrawn by INT on 4/3/14 106 42
198. TS11 11/22/13 03/06/14 104 03/28/14 22 03/31/14 3 04/02/14 12/19/14 263 392 288
199. 326 06/10/08 03/11/14 2100 04/07/14 27 05/12/14 35 05/30/14 18 06/09/14 10 06/12/14 08/05/14 57 11/05/14 92 06/30/15 237 2576 476
200. TS12 09/20/12 03/24/14 550 05/02/14 39 05/12/14 10 05/19/14 7 05/28/14 11/04/14 169 775 225
201. 313 02/01/10 03/27/14 1515 08/26/14 152 09/19/14 24 11/24/14 66 11/26/14 02/25/15 93 1850 335
202. 325 04/16/13 03/31/14 349 05/12/14 42 06/17/14 36 07/28/14 41 07/31/14 10/30/14 94 562 213
203. 305 05/12/12 04/01/14 689 10/07/14 189 10/20/14 13 11/04/14 15 11/07/14 02/06/15 94 1000 311
204. 306 02/10/12 04/01/14 781 10/06/14 188 10/20/14 14 11/04/14 15 11/10/14 02/10/15 98 1096 315
205. 251 05/16/11 04/07/14 1057 07/25/14 109 08/28/14 34 09/25/14 28 09/30/14 01/16/15 113 03/03/15 46 06/29/16 484 1871 814
206. 333 03/13/13 04/21/14 404 05/09/14 18 05/27/14 18 06/02/14 6 06/05/14 09/24/14 114 Settlement on 9/24/14 560 156
207. TS13 11/07/13 04/29/14 173 05/14/14 15 05/21/14 7 05/23/14 05/20/15 364 559 386
208. 335 12/06/12 05/15/14 525 06/03/14 19 06/03/14 0 06/05/14 2 06/09/14 11/19/14 167 01/15/15 57 09/29/15 257 1027 502
209. 327 11/20/12 05/19/14 545 06/10/14 22 06/16/14 6 06/25/14 9 06/30/14 09/25/14 92 3/25/15 181 Settlement on 3/25/15 855 310
210. 317 12/20/11 05/27/14 889 09/26/14 122 10/02/14 6 10/08/14 6 10/09/14 01/29/15 113 1136 247
211. 332 08/27/12 05/28/14 639 06/24/14 27 06/30/14 6 07/03/14 10/02/14 94 766 127
212. 324 02/22/12 06/02/14 831 08/05/14 64 09/03/14 29 09/25/14 22 02/23/15 05/27/15 244 1190 359
213. 287 03/08/12 06/18/14 832 09/05/14 79 09/09/14 4 09/12/14 3 09/16/14 12/16/14 95 1013 181
214. TS14 12/12/13 06/19/14 189 07/03/14 14 07/03/14 0 07/07/14 4 07/11/14 07/07/15 365 572 383
215. 314 12/07/11 06/30/14 936 11/20/14 143 11/21/14 1 12/02/14 11 12/10/14 03/11/15 99 1190 254
216. 338 05/16/11 06/30/14 1141 11/05/14 128 11/17/14 12 12/04/14 17 12/09/14 03/10/15 96 1394 253
217. 311 10/24/12 07/09/14 623 10/14/14 97 10/30/14 16 11/06/14 7 03/31/15 06/29/15 235 10/28/15 121 Case Closed (Withdrawn by INT) on 10/28/15 1099 476
218. 342 08/08/13 07/11/14 337 07/17/14 6 07/22/14 5 07/29/14 7 03/16/15 06/16/15 322 677 340
219. 331 05/23/12 07/18/14 786 11/04/14 109 11/17/14 13 11/21/14 02/20/15 95 1003 217
220. 340 04/12/13 08/13/14 488 11/25/14 104 12/22/14 27 01/08/15 17 03/23/15 06/23/15 166 802 314
32 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
221. TS15 10/18/13 08/20/14 306 10/03/14 44 10/06/14 3 10/15/14 9 10/17/14 10/05/15 355 717 411
222. 355 10/03/13 09/08/14 340 09/12/14 4 09/26/14 14 09/30/14 12/30/14 95 453 113
223. 310 10/11/12 09/18/14 707 02/05/15 140 02/27/15 22 04/02/15 34 07/31/15 10/30/15 211 1114 407
224. 329 03/08/12 09/30/14 936 12/24/14 85 01/21/15 28 02/04/15 14 03/20/15 06/19/15 135 1198 262
225. 339 01/05/11 09/30/14 1364 02/13/15 136 03/16/15 31 03/27/15 11 08/14/15 11/12/15 230 01/14/16 63 12/01/16 322 2157 793
226. TS16 10/24/13 10/27/14 368 12/22/14 56 01/06/15 15 01/12/15 01/05/16 364 803 435
227. 369 09/20/12 11/04/14 775 11/13/14 9 11/24/14 11 04/02/15 07/02/15 220 1015 240
228. 351 11/19/13 11/20/14 366 12/22/14 32 01/15/15 24 01/19/15 04/21/15 96 518 152
229. 372 06/01/11 12/03/14 1281 01/15/15 43 02/03/15 19 02/11/15 8 02/25/15 05/13/15 91 06/15/15 33 06/29/16 380 1855 574
230. 377 11/18/13 12/19/14 396 03/02/15 73 03/13/15 11 03/24/15 11 03/26/15 06/25/15 93 584 188
231. 354 10/10/12 12/22/14 803 01/30/15 39 02/27/15 28 03/06/15 7 03/27/15 21 03/31/15 4 04/02/15 08/31/15 153 09/29/15 29 06/21/16 266 1350 547
232. 383 09/08/10 12/23/14 1567 02/13/15 52 03/17/15 32 04/08/15 22 04/10/15 07/10/15 93 1766 199
233. 352 11/19/13 01/14/15 421 03/11/15 56 04/08/15 28 04/14/15 07/14/15 97 602 181
234. 357 10/16/13 01/14/15 455 05/29/15 135 06/08/15 10 06/25/15 17 06/30/15 10/30/15 127 12/11/15 42 Pending 567 1353 898
235. TS18 11/05/13 01/23/15 444 03/06/15 42 03/23/15 17 03/29/15 3/22/16 365 868 424
236. TS17 10/30/14 01/27/15 89 03/06/15 38 03/12/15 6 03/19/15 7 03/30/15 3/17/16 364 504 415
237. 348 03/08/12 02/02/15 1061 04/13/15 70 05/14/15 31 05/27/15 13 06/01/15 09/01/15 97 1272 211
238. 347 01/23/14 02/19/15 392 06/30/15 131 07/28/15 28 08/03/15 6 08/12/15 02/29/16 210 04/18/16 49 03/30/17 346 1162 770
239. 349 09/19/12 03/02/15 894 05/04/15 63 05/15/15 11 06/01/15 17 06/03/15 09/01/15 92 10/01/15 30 06/21/16 264 1371 477
240. 368 11/16/12 03/12/15 846 05/15/15 64 07/07/15 53 07/10/15 3 07/16/15 10/15/15 97 1063 217
241. 364 07/09/13 03/13/15 612 04/24/15 42 10/20/15 179 10/26/15 6 10/28/15 01/28/16 94 933 321
242. 376 09/03/13 03/26/15 569 08/13/15 140 08/25/15 12 08/31/15 01/08/16 136 02/08/16 31 11/21/16 287 1175 606
243. 375 01/09/14 04/29/15 475 06/01/15 33 06/22/15 21 06/26/15 09/25/15 95 624 149
244. 387 01/02/14 05/05/15 488 06/30/15 56 07/28/15 28 08/03/15 6 08/12/15 02/29/16 210 04/18/16 49 03/30/17 346 1183 695
245. 393 10/24/12 05/13/15 931 08/06/15 85 08/24/15 18 09/02/15 9 10/12/15 12/31/15 120 02/03/16 34 Pending 513 1710 779
246. TS19 12/08/14 05/18/15 161 07/20/15 63 08/14/15 25 08/19/15 5 08/24/15 08/16/16 363 617 456
247. 392 02/02/15 05/20/15 107 08/25/15 97 08/31/15 6 09/02/15 01/15/16 137 02/19/16 35 Pending 497 879 772
248. 397 11/07/13 05/20/15 559 07/13/15 54 07/15/15 2 07/20/15 5 07/22/15 01/04/16 168 04/18/16 105 06/02/17 410 1303 744
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 33
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
221. TS15 10/18/13 08/20/14 306 10/03/14 44 10/06/14 3 10/15/14 9 10/17/14 10/05/15 355 717 411
222. 355 10/03/13 09/08/14 340 09/12/14 4 09/26/14 14 09/30/14 12/30/14 95 453 113
223. 310 10/11/12 09/18/14 707 02/05/15 140 02/27/15 22 04/02/15 34 07/31/15 10/30/15 211 1114 407
224. 329 03/08/12 09/30/14 936 12/24/14 85 01/21/15 28 02/04/15 14 03/20/15 06/19/15 135 1198 262
225. 339 01/05/11 09/30/14 1364 02/13/15 136 03/16/15 31 03/27/15 11 08/14/15 11/12/15 230 01/14/16 63 12/01/16 322 2157 793
226. TS16 10/24/13 10/27/14 368 12/22/14 56 01/06/15 15 01/12/15 01/05/16 364 803 435
227. 369 09/20/12 11/04/14 775 11/13/14 9 11/24/14 11 04/02/15 07/02/15 220 1015 240
228. 351 11/19/13 11/20/14 366 12/22/14 32 01/15/15 24 01/19/15 04/21/15 96 518 152
229. 372 06/01/11 12/03/14 1281 01/15/15 43 02/03/15 19 02/11/15 8 02/25/15 05/13/15 91 06/15/15 33 06/29/16 380 1855 574
230. 377 11/18/13 12/19/14 396 03/02/15 73 03/13/15 11 03/24/15 11 03/26/15 06/25/15 93 584 188
231. 354 10/10/12 12/22/14 803 01/30/15 39 02/27/15 28 03/06/15 7 03/27/15 21 03/31/15 4 04/02/15 08/31/15 153 09/29/15 29 06/21/16 266 1350 547
232. 383 09/08/10 12/23/14 1567 02/13/15 52 03/17/15 32 04/08/15 22 04/10/15 07/10/15 93 1766 199
233. 352 11/19/13 01/14/15 421 03/11/15 56 04/08/15 28 04/14/15 07/14/15 97 602 181
234. 357 10/16/13 01/14/15 455 05/29/15 135 06/08/15 10 06/25/15 17 06/30/15 10/30/15 127 12/11/15 42 Pending 567 1353 898
235. TS18 11/05/13 01/23/15 444 03/06/15 42 03/23/15 17 03/29/15 3/22/16 365 868 424
236. TS17 10/30/14 01/27/15 89 03/06/15 38 03/12/15 6 03/19/15 7 03/30/15 3/17/16 364 504 415
237. 348 03/08/12 02/02/15 1061 04/13/15 70 05/14/15 31 05/27/15 13 06/01/15 09/01/15 97 1272 211
238. 347 01/23/14 02/19/15 392 06/30/15 131 07/28/15 28 08/03/15 6 08/12/15 02/29/16 210 04/18/16 49 03/30/17 346 1162 770
239. 349 09/19/12 03/02/15 894 05/04/15 63 05/15/15 11 06/01/15 17 06/03/15 09/01/15 92 10/01/15 30 06/21/16 264 1371 477
240. 368 11/16/12 03/12/15 846 05/15/15 64 07/07/15 53 07/10/15 3 07/16/15 10/15/15 97 1063 217
241. 364 07/09/13 03/13/15 612 04/24/15 42 10/20/15 179 10/26/15 6 10/28/15 01/28/16 94 933 321
242. 376 09/03/13 03/26/15 569 08/13/15 140 08/25/15 12 08/31/15 01/08/16 136 02/08/16 31 11/21/16 287 1175 606
243. 375 01/09/14 04/29/15 475 06/01/15 33 06/22/15 21 06/26/15 09/25/15 95 624 149
244. 387 01/02/14 05/05/15 488 06/30/15 56 07/28/15 28 08/03/15 6 08/12/15 02/29/16 210 04/18/16 49 03/30/17 346 1183 695
245. 393 10/24/12 05/13/15 931 08/06/15 85 08/24/15 18 09/02/15 9 10/12/15 12/31/15 120 02/03/16 34 Pending 513 1710 779
246. TS19 12/08/14 05/18/15 161 07/20/15 63 08/14/15 25 08/19/15 5 08/24/15 08/16/16 363 617 456
247. 392 02/02/15 05/20/15 107 08/25/15 97 08/31/15 6 09/02/15 01/15/16 137 02/19/16 35 Pending 497 879 772
248. 397 11/07/13 05/20/15 559 07/13/15 54 07/15/15 2 07/20/15 5 07/22/15 01/04/16 168 04/18/16 105 06/02/17 410 1303 744
34 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
249. TS20 11/14/14 06/11/15 209 06/17/15 6 06/22/15 5 06/30/15 06/21/16 365 585 376
250. 359 03/11/14 06/23/15 469 08/07/15 45 10/20/15 74 10/29/15 9 11/06/15 02/05/16 99 696 227
251. 365 03/19/14 06/30/15 468 08/17/15 48 09/22/15 36 10/06/15 14 Case Closed by OSD on 10/6/15 for Insufficiency of Evidence 566 98
252. 395 01/21/14 07/01/15 526 07/20/15 19 07/22/15 2 07/27/15 5 10/15/15 01/14/16 171 723 197
253. 389 12/11/13 07/07/15 573 08/31/15 55 09/03/15 3 09/09/15 6 09/14/15 12/15/15 97 734 161
254. 399 03/11/14 07/21/15 497 08/27/15 37 09/03/15 7 09/07/15 02/04/16 154 03/07/16 32 06/21/17 471 1198 701
255. 400 10/31/13 07/29/15 636 09/10/15 43 09/16/15 6 10/05/15 01/05/16 111 796 160
256. 356 10/09/12 08/26/15 1051 09/16/15 21 10/05/15 19 10/13/15 8 10/21/15 01/20/16 99 1198 147
257. TS22 07/29/15 08/27/15 29 09/09/15 13 09/15/15 6 09/17/15 2 09/25/15 09/16/16 365 415 386
258. 385 03/21/14 08/31/15 528 09/15/15 15 10/07/15 22 10/12/15 01/12/16 97 662 134
259. TS23 07/29/15 09/02/15 35 09/25/15 23 09/30/15 5 10/07/15 7 10/16/15 10/06/16 365 435 400
260. TS24 07/29/15 09/25/15 58 10/06/15 11 10/15/15 9 10/19/15 4 10/26/15 10/06/16 353 435 377
261. 409 09/23/14 10/01/15 373 10/16/15 15 10/19/15 3 10/21/15 01/19/16 92 03/03/16 44 06/16/17 470 997 624
262. 386 07/24/13 10/05/15 803 11/16/15 42 11/24/15 8 11/27/15 04/28/16 156 06/28/16 61 06/23/17 360 1430 627
263. 360 06/02/14 10/14/15 499 10/30/15 16 11/03/15 4 11/09/15 02/09/16 98 617 118
264. 366 03/11/14 10/14/15 582 11/23/15 40 12/10/15 17 12/15/15 5 02/22/16 05/24/16 161 805 223
265. 374 02/16/14 11/06/15 628 02/16/16 102 03/26/16 39 03/31/16 5 04/05/16 07/01/16 92 08/04/16 34 Pending 330 1230 602
266. 345 09/22/10 12/01/15 1896 02/17/16 78 04/06/16 49 04/26/16 20 04/29/16 08/29/16 125 10/27/16 59 Pending 246 2473 577
267. 370 11/27/12 12/02/15 1100 03/31/16 120 07/05/16 96 07/15/16 10 07/19/16 10/18/16 95 1421 321
268. 402 01/28/15 12/08/15 314 12/14/15 6 12/21/15 7 12/24/15 3 12/29/15 5 01/04/16 04/05/16 98 433 119
269. 394 02/11/13 12/09/15 1031 02/17/16 70 03/30/16 42 04/12/16 13 04/29/16 17 05/05/16 6 05/08/16 08/09/16 96 1275 244
270. TS26 11/28/13 12/21/15 753 01/06/16 16 01/08/16 2 01/11/16 06/07/16 151 922 169
271. 330 09/05/11 12/22/15 1569 02/26/16 66 03/28/16 31 03/30/16 2 07/23/16 02/08/17 315 04/11/17 62 Pending 80 2125 556
272. 411 11/12/14 12/22/15 405 01/29/16 38 02/03/16 5 04/18/16 07/19/16 167 615 210
273. 413 10/24/13 01/05/16 803 05/23/16 139 02/16/17 269 02/20/17 05/23/17 96 1307 504
274. 307 12/17/09 01/07/16 2212 03/28/16 81 Case Closed by OSD on 3/28/16 for Insufficiency of Evidence 2293 81
275. 403 01/21/15 02/04/16 379 04/11/16 67 04/20/16 9 04/25/16 07/26/16 97 552 173
276. 416 05/12/14 02/16/16 645 03/02/16 15 03/07/16 5 03/18/16 06/17/16 102 767 122
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 35
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
249. TS20 11/14/14 06/11/15 209 06/17/15 6 06/22/15 5 06/30/15 06/21/16 365 585 376
250. 359 03/11/14 06/23/15 469 08/07/15 45 10/20/15 74 10/29/15 9 11/06/15 02/05/16 99 696 227
251. 365 03/19/14 06/30/15 468 08/17/15 48 09/22/15 36 10/06/15 14 Case Closed by OSD on 10/6/15 for Insufficiency of Evidence 566 98
252 395 01/21/14 07/01/15 526 07/20/15 19 07/22/15 2 07/27/15 5 10/15/15 01/14/16 171 723 197
253 389 12/11/13 07/07/15 573 08/31/15 55 09/03/15 3 09/09/15 6 09/14/15 12/15/15 97 734 161
254 399 03/11/14 07/21/15 497 08/27/15 37 09/03/15 7 09/07/15 02/04/16 154 03/07/16 32 06/21/17 471 1198 701
255 400 10/31/13 07/29/15 636 09/10/15 43 09/16/15 6 10/05/15 01/05/16 111 796 160
256 356 10/09/12 08/26/15 1051 09/16/15 21 10/05/15 19 10/13/15 8 10/21/15 01/20/16 99 1198 147
257 TS22 07/29/15 08/27/15 29 09/09/15 13 09/15/15 6 09/17/15 2 09/25/15 09/16/16 365 415 386
258 385 03/21/14 08/31/15 528 09/15/15 15 10/07/15 22 10/12/15 01/12/16 97 662 134
259 TS23 07/29/15 09/02/15 35 09/25/15 23 09/30/15 5 10/07/15 7 10/16/15 10/06/16 365 435 400
260 TS24 07/29/15 09/25/15 58 10/06/15 11 10/15/15 9 10/19/15 4 10/26/15 10/06/16 353 435 377
261 409 09/23/14 10/01/15 373 10/16/15 15 10/19/15 3 10/21/15 01/19/16 92 03/03/16 44 06/16/17 470 997 624
262 386 07/24/13 10/05/15 803 11/16/15 42 11/24/15 8 11/27/15 04/28/16 156 06/28/16 61 06/23/17 360 1430 627
263 360 06/02/14 10/14/15 499 10/30/15 16 11/03/15 4 11/09/15 02/09/16 98 617 118
264 366 03/11/14 10/14/15 582 11/23/15 40 12/10/15 17 12/15/15 5 02/22/16 05/24/16 161 805 223
265 374 02/16/14 11/06/15 628 02/16/16 102 03/26/16 39 03/31/16 5 04/05/16 07/01/16 92 08/04/16 34 Pending 330 1230 602
266 345 09/22/10 12/01/15 1896 02/17/16 78 04/06/16 49 04/26/16 20 04/29/16 08/29/16 125 10/27/16 59 Pending 246 2473 577
267 370 11/27/12 12/02/15 1100 03/31/16 120 07/05/16 96 07/15/16 10 07/19/16 10/18/16 95 1421 321
268 402 01/28/15 12/08/15 314 12/14/15 6 12/21/15 7 12/24/15 3 12/29/15 5 01/04/16 04/05/16 98 433 119
269 394 02/11/13 12/09/15 1031 02/17/16 70 03/30/16 42 04/12/16 13 04/29/16 17 05/05/16 6 05/08/16 08/09/16 96 1275 244
270 TS26 11/28/13 12/21/15 753 01/06/16 16 01/08/16 2 01/11/16 06/07/16 151 922 169
271 330 09/05/11 12/22/15 1569 02/26/16 66 03/28/16 31 03/30/16 2 07/23/16 02/08/17 315 04/11/17 62 Pending 80 2125 556
272 411 11/12/14 12/22/15 405 01/29/16 38 02/03/16 5 04/18/16 07/19/16 167 615 210
273 413 10/24/13 01/05/16 803 05/23/16 139 02/16/17 269 02/20/17 05/23/17 96 1307 504
274 307 12/17/09 01/07/16 2212 03/28/16 81 Case Closed by OSD on 3/28/16 for Insufficiency of Evidence 2293 81
275 403 01/21/15 02/04/16 379 04/11/16 67 04/20/16 9 04/25/16 07/26/16 97 552 173
276 416 05/12/14 02/16/16 645 03/02/16 15 03/07/16 5 03/18/16 06/17/16 102 767 122
36 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
277. 358 03/19/14 02/19/16 702 04/05/16 46 05/12/16 37 05/19/16 7 05/23/16 08/23/16 96 888 186
278. 425 01/23/15 03/17/16 419 08/23/16 159 Pending 311 889 470
279. TS27 02/16/15 03/17/16 395 04/12/16 26 05/09/16 27 05/19/16 10 RTS Withdrawn by INT on 5/19/16 458 63
280. 250 11/13/09 03/21/16 2320 06/27/16 98 09/12/16 77 09/19/16 7 09/22/16 05/03/17 226 Settlement on 5/3/17 2728 408
281. 420 11/14/13 03/21/16 858 05/16/16 56 05/25/16 9 05/27/16 08/26/16 93 1016 158
282. 418 05/06/15 03/22/16 321 04/22/16 31 04/29/16 7 05/06/16 08/05/16 98 457 136
283. 426 09/03/13 03/22/16 931 06/06/16 76 07/05/16 29 07/07/16 2 07/12/16 10/12/16 97 11/10/16 29 Pending 232 1396 465
284. TS25 09/20/15 03/22/16 184 04/26/16 35 05/10/16 14 05/12/16 2 05/17/16 05/11/17 364 599 415
285. 415 05/06/15 03/31/16 330 05/10/16 40 05/17/16 7 05/24/16 08/23/16 98 475 145
286. 427 12/09/13 04/18/16 861 05/31/16 43 06/07/16 7 06/10/16 3 06/14/16 10/26/16 09/13/16 138 11/28/16 33 Pending 214 1299 438
287. TS28 12/17/15 04/18/16 123 05/05/16 17 05/11/16 6 05/12/16 1 05/16/16 05/11/17 364 511 388
288. 410 09/24/14 04/29/16 583 08/31/16 124 09/13/16 13 09/20/16 7 09/23/16 12/27/16 98 825 242
289. 421 01/09/13 05/19/16 1226 09/28/16 132 05/09/17 223 06/19/17 41 Pending 11 1633 407
290. 419 10/22/14 06/01/16 588 08/18/16 78 08/23/16 5 09/08/16 16 09/23/16 12/27/16 110 797 209
291. 433 11/28/13 06/07/16 922 06/10/16 3 06/22/16 12 06/27/16 10/25/16 125 11/28/16 34 Pending 214 1310 388
292. 432 04/17/15 06/09/16 419 09/27/16 110 10/19/16 22 10/19/16 0 10/25/16 01/24/17 97 648 229
293. 412 05/16/12 06/10/16 1486 10/25/16 137 11/14/16 20 11/18/16 4 12/12/16 04/21/17 154 05/24/17 33 Pending 37 1871 385
294. 431 09/30/14 06/21/16 630 01/09/17 202 03/06/17 56 03/15/17 9 03/17/17 06/16/17 93 990 360
295. TS29 02/05/15 06/22/16 503 06/30/16 8 07/06/16 6 07/11/16 5 07/13/16 Pending 354 876 373
296. 442 06/21/15 08/16/16 422 12/02/16 108 01/17/17 46 01/27/17 10 01/31/17 Pending 154 740 318
297. 447 10/10/14 09/16/16 707 01/30/17 136 02/27/17 28 03/03/17 4 03/13/17 06/13/17 102 977 270
298. 453 03/08/16 09/23/16 199 10/04/16 11 10/04/16 0 10/05/16 1 11/18/16 02/17/17 135 346 147
299. 391 05/27/12 10/06/16 1593 02/13/17 130 Case Closed by OSD on 2/13/17 for Insufficiency of Evidence 1723 130
300. 454 04/27/15 10/06/16 528 02/22/17 139 03/01/17 7 03/08/17 7 03/17/17 Pending 114 795 267
301. 434 02/07/14 10/24/16 990 11/21/16 28 12/02/16 11 12/06/16 06/06/17 186 Pending 24 1239 249
302. 446 04/22/15 11/23/16 581 02/27/17 96 Pending 123 800 219
303. 456 06/12/15 01/11/17 579 03/17/17 65 04/24/17 38 04/27/17 3 05/01/17 Pending 64 749 170
304. 443 07/21/15 01/17/17 546 05/31/17 134 06/06/17 6 06/09/17 3 06/12/17 Pending 21 710 164
305. 463 04/17/15 01/17/17 641 03/27/17 69 Pending 95 805 164
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 37
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
277 358 03/19/14 02/19/16 702 04/05/16 46 05/12/16 37 05/19/16 7 05/23/16 08/23/16 96 888 186
278 425 01/23/15 03/17/16 419 08/23/16 159 Pending 311 889 470
279 TS27 02/16/15 03/17/16 395 04/12/16 26 05/09/16 27 05/19/16 10 RTS Withdrawn by INT on 5/19/16 458 63
280 250 11/13/09 03/21/16 2320 06/27/16 98 09/12/16 77 09/19/16 7 09/22/16 05/03/17 226 Settlement on 5/3/17 2728 408
281 420 11/14/13 03/21/16 858 05/16/16 56 05/25/16 9 05/27/16 08/26/16 93 1016 158
282 418 05/06/15 03/22/16 321 04/22/16 31 04/29/16 7 05/06/16 08/05/16 98 457 136
283 426 09/03/13 03/22/16 931 06/06/16 76 07/05/16 29 07/07/16 2 07/12/16 10/12/16 97 11/10/16 29 Pending 232 1396 465
284 TS25 09/20/15 03/22/16 184 04/26/16 35 05/10/16 14 05/12/16 2 05/17/16 05/11/17 364 599 415
285 415 05/06/15 03/31/16 330 05/10/16 40 05/17/16 7 05/24/16 08/23/16 98 475 145
286 427 12/09/13 04/18/16 861 05/31/16 43 06/07/16 7 06/10/16 3 06/14/16 10/26/16 09/13/16 138 11/28/16 33 Pending 214 1299 438
287 TS28 12/17/15 04/18/16 123 05/05/16 17 05/11/16 6 05/12/16 1 05/16/16 05/11/17 364 511 388
288 410 09/24/14 04/29/16 583 08/31/16 124 09/13/16 13 09/20/16 7 09/23/16 12/27/16 98 825 242
289 421 01/09/13 05/19/16 1226 09/28/16 132 05/09/17 223 06/19/17 41 Pending 11 1633 407
290 419 10/22/14 06/01/16 588 08/18/16 78 08/23/16 5 09/08/16 16 09/23/16 12/27/16 110 797 209
291 433 11/28/13 06/07/16 922 06/10/16 3 06/22/16 12 06/27/16 10/25/16 125 11/28/16 34 Pending 214 1310 388
292 432 04/17/15 06/09/16 419 09/27/16 110 10/19/16 22 10/19/16 0 10/25/16 01/24/17 97 648 229
293 412 05/16/12 06/10/16 1486 10/25/16 137 11/14/16 20 11/18/16 4 12/12/16 04/21/17 154 05/24/17 33 Pending 37 1871 385
294 431 09/30/14 06/21/16 630 01/09/17 202 03/06/17 56 03/15/17 9 03/17/17 06/16/17 93 990 360
295 TS29 02/05/15 06/22/16 503 06/30/16 8 07/06/16 6 07/11/16 5 07/13/16 Pending 354 876 373
296 442 06/21/15 08/16/16 422 12/02/16 108 01/17/17 46 01/27/17 10 01/31/17 Pending 154 740 318
297 447 10/10/14 09/16/16 707 01/30/17 136 02/27/17 28 03/03/17 4 03/13/17 06/13/17 102 977 270
298 453 03/08/16 09/23/16 199 10/04/16 11 10/04/16 0 10/05/16 1 11/18/16 02/17/17 135 346 147
299 391 05/27/12 10/06/16 1593 02/13/17 130 Case Closed by OSD on 2/13/17 for Insufficiency of Evidence 1723 130
300 454 04/27/15 10/06/16 528 02/22/17 139 03/01/17 7 03/08/17 7 03/17/17 Pending 114 795 267
301 434 02/07/14 10/24/16 990 11/21/16 28 12/02/16 11 12/06/16 06/06/17 186 Pending 24 1239 249
302 446 04/22/15 11/23/16 581 02/27/17 96 Pending 123 800 219
303 456 06/12/15 01/11/17 579 03/17/17 65 04/24/17 38 04/27/17 3 05/01/17 Pending 64 749 170
304 443 07/21/15 01/17/17 546 05/31/17 134 06/06/17 6 06/09/17 3 06/12/17 Pending 21 710 164
305 463 04/17/15 01/17/17 641 03/27/17 69 Pending 95 805 164
38 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions,Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
306. 448 03/26/13 01/26/17 1402 Pending 155 1557 155
307. 465 06/17/15 01/27/17 590 Pending 154 744 154
308. 464 12/19/13 02/15/17 1154 Pending 135 1289 135
309. 466 04/17/15 02/24/17 679 04/19/17 54 Pending 72 805 126
310. 468 09/16/15 03/20/17 551 Pending 102 653 102
311. TS30 03/14/14 03/20/17 1102 04/18/17 29 Case Closed by OSD on 4/18/17 for Insufficiency of Evidence 1131 29
312. 406 03/03/15 04/12/17 771 Pending 79 850 79
313. 460 08/22/16 04/12/17 233 05/22/17 40 05/31/17 9 06/14/17 Pending 30 312 79
314. 482 11/27/15 05/11/17 531 Pending 50 581 50
315. 488 09/20/15 05/11/17 599 Pending 50 649 50
316. 436 02/19/16 05/22/17 458 06/19/17 28 Pending 11 497 39
317. 474 06/21/15 05/24/17 703 Pending 37 740 37
318. 478 12/18/15 06/07/17 537 Pending 23 560 23
319. 405 03/05/15 06/29/17 847 Pending 1 848 1
320. 483 06/17/14 06/30/17 1109 Pending 0 1109 0
Average Duration in Days 727 65 93 40 76 12 139 51 309 309 1104 377
*“Pending” means pending as of June 30, 2017.
Notes:1. All data as of June 30, 2017. Includes all submitted cases (SAEs and RTSs), and as such averages may be skewed slightly downward because of cases that are pending in each stage (e.g., as of June 30, 2017, Case No. 478 had been
with OSD for initial review for 23 days, but the initial review remained pending, such that the final number of days for this stage can be expected to be greater than the 23 currently shown as of June 30, 2017).2. In cases with multiple respondents, the date given for (i) delivery of Notice, (ii) receipt of Response, (iii) date of extension and/or (iv) uncontested determination is the latest applicable date (e.g., if the Notice is delivered on three different
dates to the three respondents in a case, the latest date is used). Also if at least one but not every respondent in a case appealed to the Sanctions Board, dates are given for both (i) receipt of Response; and (ii) uncontested determination(e.g., Case No. 427).
3. Four cases (Case Nos. 98, 100, 103 and 111) that were initially issued between July and September 2009 were reissued under the new Sanctions Procedures in March 2011 to permit constructive delivery. Since it relates to a delay indelivery, the intervening time has been attributed to the respondents, as have delivery delays under the new Sanctions Procedures.
4. For uncontested cases for which the Notice was issued to the Respondent on or after September 15, 2010, OSD issued a determination reflecting the imposition of the sanction recommended by the SDO in the Notice. For uncontestedcases for which the Notice was issued prior to such date, the Sanctions Board issued a determination imposing the SDO’s recommended sanction.
See the sanctions system website (www.worldbank.org/sanctions) for updated information and copies of recent Sanctions Board decisions and SDO determinations.
DETAILED BREAKDOWN OF DURATION OF CASES continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 39
Case No.
Date of Earliest Investigative Activity Reflected in Case Exhibits
Date of Submission of INT's SAE/RTS to OSD
Period with INT for Investigative Activity and Case Preparation (Days)
Date OSD Determination Sent to INT
Period with OSD for Initial Determination (Days)
(If Appl.) Date INT's Revisions Sent to OSD
(If Appl.) Period with INT for Revision (Days)
(If Appl.) Date OSD Provided Supplemental Determination (2nd Review)
(If Appl.) Period with OSD for Supplemental Determination (Days)
(If Appl.) Date INT's 2nd Revision Sent to OSD
(If Appl.) Period with INT for 2nd Revision (Days)
Date Notice Issued to Respondent (and Suspension Imposed after Sept.15, 2010)
Period with OSD for Final Review and Issuance (Days)
Date of Delivery of Notice to Respondents (if Issued after Sept. 15, 2010)
Date Respondent's Response (if any) Received by Sanctions Board
Date of SDO Determination (if any) in Uncontested Cases
Period with Respondent to Contest Case (Days)
Date of INT's Reply
Period with INT for Reply (Days)
Date of Sanctions Board Decision
Period for Additional Submissions, Hearing, and Sanctions Board Review (Days)
(for ETS) Date of Submission of INT's SAE or Termination
(If Appl.) (for ETS) Period with INT for Further Investigation (Days)
Cumulative Duration (Days)
Cumulative Duration from Submission of INT's SAE/RTS to OSD (Days)
306 448 03/26/13 01/26/17 1402 Pending 155 1557 155
307 465 06/17/15 01/27/17 590 Pending 154 744 154
308 464 12/19/13 02/15/17 1154 Pending 135 1289 135
309 466 04/17/15 02/24/17 679 04/19/17 54 Pending 72 805 126
310 468 09/16/15 03/20/17 551 Pending 102 653 102
311 TS30 03/14/14 03/20/17 1102 04/18/17 29 Case Closed by OSD on 4/18/17 for Insufficiency of Evidence 1131 29
312 406 03/03/15 04/12/17 771 Pending 79 850 79
313 460 08/22/16 04/12/17 233 05/22/17 40 05/31/17 9 06/14/17 Pending 30 312 79
314 482 11/27/15 05/11/17 531 Pending 50 581 50
315 488 09/20/15 05/11/17 599 Pending 50 649 50
316 436 02/19/16 05/22/17 458 06/19/17 28 Pending 11 497 39
317 474 06/21/15 05/24/17 703 Pending 37 740 37
318 478 12/18/15 06/07/17 537 Pending 23 560 23
319 405 03/05/15 06/29/17 847 Pending 1 848 1
320 483 06/17/14 06/30/17 1109 Pending 0 1109 0
Average Duration in Days 727 65 93 40 76 12 139 51 309 309 1104 377
*“Pending” means pending as of June 30, 2017.
Notes:1. All data as of June 30, 2017. Includes all submitted cases (SAEs and RTSs), and as such averages may be skewed slightly downward because of cases that are pending in each stage (e.g., as of June 30, 2017, Case No. 478 had been
with OSD for initial review for 23 days, but the initial review remained pending, such that the final number of days for this stage can be expected to be greater than the 23 currently shown as of June 30, 2017).2. In cases with multiple respondents, the date given for (i) delivery of Notice, (ii) receipt of Response, (iii) date of extension and/or (iv) uncontested determination is the latest applicable date (e.g., if the Notice is delivered on three different
dates to the three respondents in a case, the latest date is used). Also if at least one but not every respondent in a case appealed to the Sanctions Board, dates are given for both (i) receipt of Response; and (ii) uncontested determination (e.g., Case No. 427).
3. Four cases (Case Nos. 98, 100, 103 and 111) that were initially issued between July and September 2009 were reissued under the new Sanctions Procedures in March 2011 to permit constructive delivery. Since it relates to a delay in delivery, the intervening time has been attributed to the respondents, as have delivery delays under the new Sanctions Procedures.
4. For uncontested cases for which the Notice was issued to the Respondent on or after September 15, 2010, OSD issued a determination reflecting the imposition of the sanction recommended by the SDO in the Notice. For uncontested cases for which the Notice was issued prior to such date, the Sanctions Board issued a determination imposing the SDO’s recommended sanction.
See the sanctions system website (www.worldbank.org/sanctions) for updated information and copies of recent Sanctions Board decisions and SDO determinations.
40 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
1. 72 n n n
2. 67 n
3. 74 n n
4. 73 n n
5. 68 n
6. 75 n
7. 76 n
8. 77 n
9. 78 n
10. 80 n
11. 82 n
12. 81 n n
13. 79 n
14. 83 n
15. 84 n n
16. 85 n
17. 88 n n n
18. 90 n
19. 93 n
ANNEX B
This detailed case-by-case breakdown shows the different types of fraudulent practice claims that have appeared in sanctions cases received from INT. First, a distinction is made between fraud cases that involve the forgery of third party documents and those that involve other types of fraud. Then, within each of these two streams, a further categorization is done to reflect the specific type of forgery or other fraud. For example, within the forgery stream, common instances are fraudulent bid securities, performance certificates and manufacturer’s authorizations. Within the other stream, common instances are misrepresentations of experience, over-invoicing and failure to make required disclosures of conflicts of interest. The totals at the bottom of each column show how often INT has sent each such type of claim to OSD for decision-making.
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 41
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
20. 94 n n
21. 95 n n n
22. 91 n
23. 86 n
24. 96 n n
25. 98 n n
26. 92 n n
27. 97 n n
28. 100 n n
29. 102 n n
30. 104 n
31. 87 n
32. 89 n
33. 99 n
34. 101 n n n
35. 103 n n
36. 105 n
37. 106 n
38. 107 n
39. 108 n
40. 109 n n
41. 110 n
42. 111 n
43. 112 n
44. 113 n
45. 114 n n
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
42 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
46. 115 n
47. 117 n
48. 118 n n
49. 119 n
50. TS1 n
51. TS2 n
52. 116 n n
53. 120 n
54. 124 n n
55. 122 n
56. 121 n
57. 123 n n
58. 125 n
59. 128 n
60. 127 n n
61. 136 n
62. 137 n
63. 131 n
64. 135 n
65. 138 n n
66. 130 n
67. 134 n
68. 139 n
69. 143 n
70. 129 n
71. 142 n
72. 132 n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 43
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
73. 133 n
74. 140 n
75. 144 n
76. 147 n
77. 141 n
78. 126 n n n
79. 145 n n
80. 146 n n
81. 148 n
82. 150 n
83. 155 n
84. 153 n
85. 154 n
86. 149 n
87. 151 n
88. 156 n
89. 157 n
90. 163 n
91. 158 n
92. 159 n
93. 162 n
94. 160 n
95. 164 n
96. 165 n
97. 167 n
98. 169 n n
99. 168 n
44 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
100. 171 n
101. 166 n
102. 161 n n
103. 172 n n
104. 174 n
105. 175 n n n
106. 176 n n
107. 177 n n
108. 178 n
109. 173 n
110. 179 n
111. 152 n n
112. 181 n
113. 182 n
114. 180 n
115. TS3 n
116. 183 n
117. 187 n
118. 186 n
119. 185 n
120. 170 n n n
121. 188 n
122. TS4 n
123. 190 n
124. 195 n
125. 194 n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 45
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
126. 191 n
127. TS5 n
128. 192 n
129. 193 n
130. 197 n
131. 199 n
132. 198 n
133. 196 n
134. 203 n
135. 202 n n n
136. 204 n n
137. 206 n
138. 207 n
139. 201 n
140. 208 n
141. 205 n
142. 209 n
143. 211 n n
144. TS6 n n n n
145. 189 n
146. 213 n
147. 216 n
148. 214 n n
149. 210 n
150. 184 n
151. 212 n
46 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
152. 247 n
153. 254 n n
154. TS7 n n
155. 256 n
156. 244 n n
157. 255 n
158. 200 n
159. 257 n
160. 249 n n n n
161. 258 n n
162. 215 n
163. 267 n
164. 269 n
165. 268 n
166. 259 n
167. 273 n
168. 261 n
169. 248 n
170. 264 n n
171. 274 n
172. 266 n n
173. 283 n n
174. 277 n
175. 294 n n
176. 291 n n
177. 295 n
178. 296 n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 47
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
179. 301 n
180. 281 n
181. TS8 n
182. 270 n n
183. 302 n
184. 276 n
185. 303 n
186. 309 n
187. 260 n
188. 262 n
189. 322 n n
190. 315 n n
191. 317 n
192. 318 n n
193. 323 n
194. 321 n
195. 299 n
196. 293 n
197. TS9 n
198. TS10 n
199. TS11 n
200. 326 n
201. TS12 n
202. 313 n n
203. 325 n n
204. 305 n n
205. 306 n
48 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
206. 251 n n
207. 333 n n n
208. TS13 n
209. 335 n
210. 327 n
211. 332 n
212. 324 n n
213. 287 n n
214. TS14 n
215. 338 n n n
216. 314 n
217. 311 n
218. 342 n
219. 331 n
220. 340 n
221. TS15 n
222. 355 n
223. 310 n
224. 329 n n n
225. 339 n n
226. TS16 n
227. 369 n
228. 351 n
229. 372 n n
230. 377 n
231. 354 n n n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 49
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
232. 383 n
233. 352 n n
234. 357 n
235. TS18 n
236. TS17 n n
237. 348 n n
238. 347 n
239. 349 n
240. 368 n
241. 364 n
242. 376 n
243. 375 n
244. 387 n n n n
245. 393 n n n
246. TS19 n
247. 397 n n
248. 392 n
249. TS20 n
250. 359 n
251. 365 n
252. 395 n
253. 389 n n n n
254. 399 n
255. 400 n
256. 356 n
257. TS22 n
50 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
258. 385 n
259. TS23 n
260. TS24 n
261. 409 n
262. 386 n
263. 366 n
264. 360 n
265. 374 n
266. 345 n n n n
267. 370 n
268. 402 n
269. 394 n
270. TS26 n
271. 330 n n n
272. 411 n
273. 413 n
274. 307 n n
275. 403 n
276. 416 n
277. 358 n n
278. 425 n n n n
279. TS27 n
280. 250 n n
281. 420 n
282. 418 n
283. 426 n n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 51
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
284. TS25 n
285. 415 n
286. 427 n
287. TS28 n
288. 410 n
289. 421 n n n n
290. 419 n
291. 433 n
292. 432 n
293. 412 n
294. 431 n n n n n n
295. TS29 n
296. 442 n n n
297. 447 n n n
298. 453 n
299. 391 n
300. 454 n n
301. 434 n
302. 446 n n
303. 456 n
304. 443 n
305. 463 n n
306. 448 n
307. 465 n
308. 464 n n n
309. 466 n n
52 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
SAEs and RTSs
Case No.
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
310. 468 n n n
311. TS30 n
312. 406 n
313. 460 n
314. 482 n n n n n n
315. 488 n n n
316. 436 n n
317. 474 n n
318. 478 n
319. 405 n
320. 483 n n
Total Number of Instances
44 29 57 18 26 41 46 18 53
Total Number of Forgery Cases vs. Other Fraud Cases
146 150
Total Number of Cases by Type of Sanctionable Practice
260 34 69 19 2
Cases with more than 1 type of misconduct 53
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 53
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSettlements
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
1. Settlement n
2. Settlement n
3. Settlement n n
4. Settlement n
5. Settlement n
6. Settlement n
7. Settlement n
8. Settlement n
9. Settlement n
10. Settlement n
11. Settlement n
12. Settlement n n
13. Settlement n
14. Settlement n
15. Settlement n
16. Settlement n
17. Settlement n
18. Settlement n n
19. Settlement n
20. Settlement n
21. Settlement n
22. Settlement n
23. Settlement n
24. Settlement n
25. Settlement n
26. Settlement n
54 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continuedSettlements
Fraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
27. Settlement n n
28. Settlement n
29. Settlement n
30. Settlement n
31. Settlement n
32. Settlement n
33. Settlement n n n
34. Settlement n n
35. Settlement n n
36. Settlement n n n n
37. Settlement n
38. Settlement n
39. Settlement n
40. Settlement n
41. Settlement n
42. Settlement n n
43. Settlement n n
44. Settlement n n
45. Settlement n
46. Settlement n
47. Settlement n
48. Settlement n
49. Settlement n
50. Settlement n n n
51. Settlement n
52. Settlement n n n
WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS | 55
SettlementsFraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
53. Settlement n
54. Settlement n n n
55. Settlement n n
56. Settlement n
57. Settlement n
58. Settlement n
59. Settlement n
60. Settlement n
61. Settlement n
62. Settlement n
63. Settlement n
64. Settlement n
65. Settlement n n
66. Settlement n
67. Settlement n
68. Settlement n
69. Settlement n
70. Settlement n n
71. Settlement n
72. Settlement n
73. Settlement n n
74. Settlement n
75. Settlement n n
76. Settlement n
77. Settlement n
78. Settlement n
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
56 | WORLD BANK OFFICE OF SUSPENSION AND DEBARMENT REPORT UPDATE ON CASE DATA & METRICS
SettlementsFraud
Collusion Corruption Obstruction Coercion
Forged Third Party Documents Other Fraud
Forged Bank Guarantees or Securities
Forged Manufacturer’s Authorizations
Forged Performance or Experience
Documentation
Other Forgery
Fraudulent Invoices or Payment
Certifications
Misrepresentation or Omission Regarding
Conflict or Agent
Misrepresentation Regarding Past Performance or
Experience
Misrepresentation Regarding Future
Performance
Other Fraud
79. Settlement n
80. Settlement n
81. Settlement n
82. Settlement n
83. Settlement n n n
84. Settlement n
85. Settlement n
86. Settlement n
87. Settlement n
88. Settlement n
89. Settlement n
90. Settlement n
91. Settlement n
92. Settlement n n n n
93. Settlement n n n
94. Settlement n n n
95. Settlement n
96. Settlement n n
Total Number of Instances
2 3 7 5 20 21 18 12 20
Total Number of Forgery Cases vs. Other Fraud Cases
17 69
Total Number of Cases by Type of Sanctionable Practice
79 9 14 0 0
Cases with more than 1 type of misconduct 6
DETAILED TYPOLOGY WITH BREAKDOWN OF FRAUDULENT PRACTICE CLAIMS continued
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Useful Web Linkswww.worldbank.org/sanctionswww.worldbank.org/debarrwww.worldbank.org/integritywww.worldbank.org/vdpwww.worldbank.org/suspensiondebarment2017
The World Bank1818 H Street, NWWashington, DC 20433USA
Email: osd@worldbank.org
Report allegations of fraud and corruption involving World Bank Group-financed operations via the Integrity Complaint Form available at www.worldbank.org/integrity.
O S DTHE WORLD BANKOFFICE OF SUSPENSION AND DEBARMENT
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