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1

Fast and Memory-Efficient Regular Expression

Matching for Deep Packet Inspection

Department of Computer Science and Information Engineering National Cheng Kung University, Taiwan R.O.C.

Authors: Fang Yu, Zhifeng Chen, Yanlei Diao, T.V. Lakshman and Randy H. Katz

Publisher: ANCS'06, December 3–5, 2006

Present: Yu-Tso Chen

Date: November, 6, 2007

2

Outline

1. Introduction 2. Definitions and problem description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

3

Introduction

Three unique complex features• 1) Large numbers of wildcards can cause DFA to

grow exponentially

• 2) Wildcard are used with length restriction(‘?’, ‘+’) will increase the resource

• 3) Groups of characters are also commonly used such interaction can result in highly complex state machine(ex.”^220[\x09-]*ftp”)

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Introduction (cont.)

Make following contributions• 1) Analyze the computational and storage cost of

building individual DFAs

• 2) Two rewrite rules for specific regular expressions

• 3) Combine multiple DFAs into a small number of group

5

Outline

1. Introduction 2. Definitions and problem

description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

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Regular Expression Patterns

Compares the regular expressions used in two networking applications (Snort, Linux L-7 filter & XML filtering)• 1)Both types of app. Use wildcards

(‘.’,’?‘,’+’,’*’) contain larger numbers of them

• 2) Classes of characters (“[ ]”) are used only in packet scanning applications

• 3) High percentage of scanning app. Have length restrictions on some of the classes or wildcards

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Regular Expression Patterns

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Solution Space for Regular Expression Matching

A single regular expression of length n can be expressed as an NFA with O(n)

When the NFA is converted into a DFA, it may generate states

The processing complexity for each character in the input is O(1) in DFA, but is O(n2) for an NFA when all n states are active at the same time

nO

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Solution Space for Regular Expression Matching (cont.)

To handle m regular expressions, two choices are possible :• Processing them individually in m automata

• Compiling them into a single automaton

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Problem Statement

DFA-based approaches in this paper• Our goal is to achieve O(1) computation cost

• The focus of the study is to reduce memory overhead of DFA

There are two sources of memory usage in DFAs : states and transitions• We consider the number of states as the prim

ary factor

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Outline

1. Introduction 2. Definitions and problem description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

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Design Considerations

Define Completeness of Matching Results :• Exhaustive Matching:M(P,S)={substring S’ of S | S

’ is accepted by the DFA of P}

• It is expensive and often unnecessary to report all matching substrings

• We propose a new concept, Non-overlapping Matching, that relaxes the requirements of exhaustive matching

• Non-overlapping Matching:

• Ex : ab* if input abbb non-overlapping matching will report one match instead of three

• Exhaustive Matching will report, ab, abb, abbb

}P, ofDFA by the accepted ,|S of Si substring{),( SjSiSjSiSPM

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Design Considerations (cont.)

Define DFA Execution Model for Substring Matching : We focus on patterns without ‘^’ attached at the beginning• Repeater searches

• One-pass search – this approach can truly achieve O(1) computation cost per character

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DFA Analysis for Individual Regular Expressions

The study is based on the use of exhaustive matching & one-pass search

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Case 4 : DFA of Quadratic Size The DFA needs to remember the

number of Bs it has seen and their locations

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Case 5 : DFA of Exponential Size An exponential number of states

(22+1)are needed to represent these two wildcard characters

AAB(AABBCD) is different from ABA(ABABCD) because a subsequence input BCD

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Regular Expression Rewrites

Rewrite Rule(1)• “^SEARCH\s+[^\n]{1024}” to

“^SEARCH\s [^\n]{1024}”

• “^A+[A-Z]{j}” to “^A [A-Z]{j}” • We can prove match “^A+[A-Z]{j}” also match “^A

[A-Z]{j}”

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Regular Expression Rewrites (cont.)

Rewrite Rule(2)• We don’t need to keep track of the second AUTH\s

• If there is a ‘\n’ within the next 100 bytes, the return character must also be within 100 bytes to the second AUTH\s

• If there is no ‘\n’ within the next 100 bytes, the first already matched the pattern

• “([^A]|A[^U]|AU[^T]|AUT[^H]|AUTH[^\s]|AUTH\s[^\n]{0,99}\n)*AUTH\s[^\n]{100}”

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Outline

1. Introduction 2. Definitions and problem description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

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Selective Grouping of Multiple Patterns

The composite DFA may experience exponential growth in size, although none of the individual DFA has an exponential component

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Regular Expressions Grouping Algorithm

Definition of interaction : two patterns interact with each other if their composite DFA contains more states than the sum of two individual ones

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Grouping Algorithm

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Outline

1. Introduction 2. Definitions and problem description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

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Evaluation Result

Effect of Rule Rewriting

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Evaluation Result (cont.)

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Outline

1. Introduction 2. Definitions and problem description 3. Matching of Individual Patterns 4. Selective Grouping of Multiple

Patterns 5. Evaluation Result 6. Conclusion

27

Conclusion

Rewriting techniques –

memory-efficient DFA-based approaches are possible

Selectively groups patterns together –

speed up the matching process

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