air interface evolution_the way to lte_(final slides april 2

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    Air Interface Evolution in Mobile NetworksAir Interface Evolution in Mobile NetworksCapacity & Performance Enhancing TechniquesCapacity & Performance Enhancing Techniques

    The Way to LTE & 4The Way to LTE & 4thth Generation NetworksGeneration Networks

    Prepared By: Ziad Z. Zorkot

    Motorola Lebanon

    Date: 14 April 2010

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    Air Interface Evolution in Mobile Networks

    Wireless EvolutionMobile Networks Evolution Starting from 2G

    GSM

    HSCSD

    GPRS

    EDGE

    Enhanced EDGE

    WCDMA

    HSUPA

    HSPA+

    LTE

    |

    | HSPA

    |

    HSDPA

    |

    |

    |

    | UTRAN

    |

    |

    |

    |

    |

    |

    | GERAN

    |

    |

    |Based on TDMA

    Based on CDMA

    Based on OFDMA

    20091990 1999

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    Air Interface Evolution in Mobile Networks

    GSM Evolution

    CEPT GSM decision

    to use TDMA

    technology

    Phase 1

    Phase 2

    Phase 2+ (R96)

    Service provider display

    EFR codec

    Multiband operation & roaming

    3V SIM SMS Cell Broadcast discontinuous operation

    R97

    14.4 kb/s data

    Data compression

    High Speed Circuit Switched Data (HSCSD)

    PRM functions (group call, broadcast call, )

    Multi-level precedence and pre-emption

    Fast moving mobile

    SIM application toolkit

    Enhanced Advanced Speech Call

    Calling Name presentation, CCBS, services

    Improved fault management

    SIM security

    Private Numbering Plan

    GPRS (1)

    R98

    1987

    GSM

    standardizationtransferred to ETSI

    1990 1992 1995 1996 1997 1998

    3GPP created

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    Air Interface Evolution in Mobile Networks

    3G Evolution

    2009

    R99

    1999 2000

    Rel-4

    Rel-5

    New codecs, codec management

    Low chip rate TDD UMTS variant Location based services enhancement

    UMTS Tx site diversity selection

    LCS enhancements

    IP multimedia subsystem (IMS)

    Adaptive multirate codec

    E-to-e QoS concepts

    2001 2002 2003 2004 2005 2006 2007 2008

    Rel-6

    Rel-7

    UTRAN Long Term Evolution study

    System Architecture study

    MIMO studies

    UTRAN/GERAN/GAN handover

    Rel-8

    IMS (2) inc interworking with other IP networks

    Packet-switched streaming services

    Enhanced network security

    Electrically tilting antennas

    PS conversational codec characterization GERAN flexible layer 1

    Generic access to GERAN services

    HSPA+ study

    UMTS radio technology (WCDMA)

    Charging & billing enhancements

    GPRS p-p service

    1.5V SIM

    Virtual Home Environment

    OSA

    >>>>>>> Work transferred from ETSI to 3GPP >>>>>>>

    Evolved UTRAN [ie LTE]

    E-UTRAN interworking with GERAN

    eCall data transfer

    Services alignment (for FMC) Reduced signalling latency

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    Air Interface Evolution in Mobile Networks

    Peak Data Rates

    2G, 2.5G, 2.75G, 3G, 3.5G, 3.75G & 3.9G

    HSPA+

    42 Mbps

    HSDPA

    14.4 Mbps

    GSM

    9.6 kbps

    GPRS in 2000

    GSM First callmade in 1991

    HSDPA in 2005

    3G in 2001

    EDGE in 2003

    HSPA+ in 2008

    LTE

    320 Mbps

    EDGE

    473 kbpsWCDMA384 kbps

    GPRS

    114 kbps

    3G3G

    HSPA: 120 million cnt

    WCDMA: 238 million cnt

    2G2G GSM: 3.8 billion cnt

    1990

    2000

    2003

    2004

    2006

    2009

    2010

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    Air Interface Evolution in Mobile Networks

    The Way to LTE

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    Air Interface Evolution in Mobile Networks

    Contents

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

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    Air Interface Evolution in Mobile Networks

    Contents

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

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    Air Interface Evolution in Mobile Networks

    High Data Rates

    Fundamental Constraints

    Shannon Theorem: The Capacity of a Channel is determined by the Bandwidth

    and the signal to noise ratio

    C: Capacity, BW: Bandwidth, S: Received Signal power, N: White Noise power

    For a given C There is no limit to how small the BW can be provided that the S/N is sufficiently large

    There is no limit to how small the S/N can be provided that the BW is large enough

    For a given BW

    There is no limit to the capacity C provided that the S/N is large enough

    There is no limit to how small the S/N can be provided that the capacity C will reduceaccordingly

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    Capacity vs. Bandwidth

    With Respect to S/N

    Rearranging The capacity equation:

    When S/N = -30C/B = 0.0014

    When S/N = -25C/B = 0.0046

    When S/N = -20C/B = 0.014

    When S/N = -15C/B = 0.045

    When S/N = -10C/B = 0.138

    When S/N = -5C/B = 0.396

    When S/N is 0C/B = 1

    When S/N is largeC/B = 0.322 * S/N

    0 5 10 15 20 25 30-30

    1

    2

    4

    6

    8

    10

    12

    C/B

    S/N

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    Air Interface Evolution in Mobile Networks

    Capacity Limitations

    Required Eb/N0as a Function of BW utilization

    Re-writing the equation as a function of:

    Eb: Energy/bit, R: Information Rate, No: Constant noise power spectral density

    = Eb/No (BW Utilization)

    High : Any increase in

    the data rate requires a

    much larger relative

    increase in the received

    signal power

    Low : Any increase of

    the data rate requires

    approximately the same

    relative increase in the

    received signal power

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    Air Interface Evolution in Mobile Networks

    Improving S/N

    Increasing Data Rate

    Assuming a constant transmit power, the received signal power can always be

    increased by reducing the distance between the transmitter and the receiver

    In a mobile communication system this would correspond to a reduced cell size andthus the need for more cell sites to cover the same overall area

    High data rates are only available for mobile terminals in the center of the cell, i.e. not

    over the entire cell area

    Another means to increase the overall received signal power for a given transmitpower is the use of additional antennas at the receiver side, also known as

    receive-antenna diversity

    The signal-to-noise ratio after the antenna combining can be increased in proportion to

    the number of receive antennas

    Multiple antennas can also be applied at the transmitter side

    The use of beam-forming by means of multiple transmit antennas will focus the transmit

    power in the direction of the target receiver

    Combination of multiple antennas at the transmitter and receiver side can be used to

    increase the data rate (MIMO)

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    Air Interface Evolution in Mobile Networks

    Other Constraints

    Nyquists Theorem

    Nyquists Theorem: a channel of BW B can carry a maximum capacity of 2Bsymbols per second

    C = 2B symbols / second

    Example:

    C = 9600 bit/s, B = 2000 Hz, Calculate S/N? bits/symbols?

    C/B = log2(1 + S/N)

    S/N = 14.3 dB

    C = 2B symbols / second = 4000 symbols / second (baud)

    in order to the required C, each symbol must contain x number of bits

    9600 bit/s = x bit * 4000 symbols/s x = 9600/4000 = 2.4

    So at least 3 bit/s should be available

    use 8PSK modulation

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    Air Interface Evolution in Mobile Networks

    Higher Order Modulation

    High Data Rate Within a Limited BW

    The use of higher-order modulation provides the possibility for higher bandwidth

    utilization, that is the possibility to provide higher data rates within a given

    bandwidth. The higher bandwidth utilization comes at the cost of reduced robustness to noise and

    interference

    Higher-order modulation schemes, such as 16QAM or 64QAM, require a higher Eb/N0

    at the receiver for a given bit-error probability, compared to QPSK

    2 bits / symbol 4 bits / symbol 6 bits / symbol

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    Spectral Efficiency

    Spectral efficiency, spectrum efficiencyor bandwidth efficiencyrefers to the

    information rate that can be transmitted over a given bandwidth in a specific

    communication system.

    It is a measure of how efficiently a limited frequency spectrum is utilized by the physical

    layer protocol, and sometimes by the media access control (the channel access

    protocol)

    The link spectral efficiencyof a digital communication system is measured in bit/s/Hz

    or simply (bit/s)/Hz

    The spectral efficiency can be improved by radio resource management

    techniques such as efficient fixed or dynamic channel allocation, power control,

    link adaptation and diversity schemes

    frequency reuse, spectrum spreading and forward error correction reduce the spectralefficiency in (bit/s)/Hz but substantially lower the required SNR ratio in comparison to

    non-spread spectrum techniques

    In Wireless networks, spectral efficiency is better expressed in bit/s/Hz per unit area

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    Spectral Efficiency Figures

    Comparison Between Different Mobile Technologies

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    Air Interface Evolution in Mobile Networks

    Contents

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

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    Air Interface Evolution in Mobile Networks

    Radio Channel Conditions

    Instantaneous Variations

    Mobile Radio communications are characterized by rapid and significant

    variations in the instantaneous channel conditions

    Frequency-selective fadingwill result in rapid and random variations in the channel

    attenuation related to multipath propagation component having different propagations delays & attenuations;

    when summing up in the receiver results in received signal where different frequencies of the

    modulated waveform are experiencing different attenuations & phase changes

    Shadow fading and distance-dependentpath loss will affect the average received

    signal strength significantly (related to mobility of the receiver) The interference at the receiver due to transmissions in other cells and by other MS

    Deep Fades

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    Link Adaptation

    Power Control

    Dynamic power control dynamically adjusts the radio-link transmit power to

    compensate for variations and differences in the instantaneous channel

    conditions

    The aim of these adjustments is to maintain a (near) constant Eb/N0at the receiver to

    successfully transmit data without a too high error probability

    Efficient for circuit switched voice services

    transmit-power control

    increases the power atthe transmitter when the

    radio link experiences

    poor radio conditions

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    Air Interface Evolution in Mobile Networks

    Link Adaptation

    Rate Control

    Data rate is dynamically adjusted to compensate for the varying channelconditions

    Rate control does not aim at keeping the instantaneous radio-link data rate constant

    Efficient for packet-switched data traffic Rate control implies that the power amplifier is always transmitting at full power

    Radio-link data rate is controlled by adjusting the modulation scheme and/or thechannel coding rate

    Rate control maintains the Eb/N0~ P/R at the desired level by changing the rate (not TX PWR)

    Changing from 16

    QAM 4/3 coding

    rate to QPSK, coding rate

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    Air Interface Evolution in Mobile Networks

    Channel-Dependent Scheduling

    Downlink Scheduling

    With channel-dependent scheduling, the scheduler takes the instantaneous

    radio-link conditions into account.

    Scheduling the user with the instantaneously best radio link conditions is often referred

    to as max-C/I (or maximum rate) scheduling

    Measurements reports & signaling are needed to implement dynamic resource allocation

    The channel used for transmission will typically have a high quality and, with rate

    control, a correspondingly high data rate can be used

    This translates into a high system capacity resulted from Multi-User Diversity

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    Different Scheduling Behaviors

    Max C/I, RR & PF

    Max C/I Scheduling

    Beneficial from system

    capacity point of view but not

    fair in all situation. A mobilewith bad C/I all the time will

    never be scheduled

    Round Robin Scheduling

    the users will take turns in

    using the shared resources,

    without taking the instant C/Iinto account. Not fair in the

    sense of providing same QoS

    Proportional-fair Scheduler

    it utilizes fast variations in

    channel conditions as much

    as possible while stillsatisfying some degree of

    fairness between users

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    Air Interface Evolution in Mobile Networks

    Uplink Scheduling

    Unlike the downlink, where pure TDMA often can be used, uplink scheduling

    typically has to rely on sharing in the frequency and/or code domain in addition to

    the time domain

    Channel-dependent scheduling is also beneficial in the uplink case

    In case of a non-orthogonal multiple-access scheme such as CDMA, power

    control is typically essential for proper operation

    Power control also serves the purpose of controlling the amount of interferenceaffecting other users

    In case of orthogonal multiple-access scheme, intra-cell power control is

    fundamentally not necessary and the benefits with channel-dependent

    scheduling become more similar to the downlink case A terminal can transmit at full power and the scheduler assigns a suitable part of the

    orthogonal resources (suitable part of the overall BW)

    In Practice, a certain degree of power control maybe necessary

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    Air Interface Evolution in Mobile Networks

    Advanced Retransmission Schemes

    Hybrid ARQ with Soft Combining

    Hybrid ARQ is a combination of:

    Forward error-correcting FEC coding

    It uses forward error correcting codes to correct a subset of all errors and rely on error detection

    to detect uncorrectable errors

    Automatic repeat request ARQ

    Erroneously received packets are discarded and the receiver requests retransmissions of

    corrupted packets

    Hybrid ARQ schemes are built around a CRC code for error detection and

    convolutional or Turbo codes for error correction

    Retransmission in any hybrid ARQ scheme must, by definition, represent the same set

    of information bits as the original transmission

    The set of coded bits transmitted in each retransmission may be selected differently

    Hybrid ARQ with soft combining is categorized into Chase combining and

    Incremental Redundancy

    The received signal still contains information despite that the packet was not decoded

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    Chase Combining

    The retransmissions consist of

    the same set of coded bits as the

    original transmission.

    The receiver uses MRC to

    combine each received channel bit

    with any previous transmissions of

    the same bit and the combined

    signal is fed to the decoder

    Chase combining does not

    give any additional coding

    gain but only increases the

    accumulated received Eb/N0

    for each retransmission a lowaverage channel quality. (No

    new redundancy is added)

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    Air Interface Evolution in Mobile Networks

    Multiple Antennas

    Multiple antennas at the transmitter and/or the receiver can be used to provide

    additional diversity against fading on the radio channel This is called Spatial

    Diversity or Transmit / Receive Diversity

    Multiple antennas at the transmitter and/or the receiver can be used to shape

    the overall antenna beam (transmit beam and receive beam, respectively) in a

    certain way This is called Beam Forming or Smart Antenna

    For example, to maximize the overall antenna gain in the direction of the targetreceiver/transmitter or to suppress specific dominant interfering signals

    The simultaneous availability of multiple antennas at the transmitter and the

    receiver can be used to create what can be seen as multiple parallel

    communication channels over the radio interface This is called SpatialMultiplexing or MIMO (Multiple Input Multiple Output)

    This provides the possibility for very high BW utilization without a corresponding

    reduction in power efficiency i.e. the possibility for very high data rates within a limited

    bandwidth without an un-proportionally large degradation in terms of coverage

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    Receive Diversity

    Multiple antennas at the

    receiver side. This is often

    referred to as receive

    diversity or RX diversity.the aim of the multiple

    receive antennas is to

    achieve additional diversity

    against radio channel fading

    Phase rotate the signals received

    at the different antennas to

    compensate for the corresponding

    channel phases and ensure that

    the signals are phase alignedwhen added together

    Weight the signals in proportion totheir corresponding channel gains,

    that is apply higher weights for

    stronger received signals

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    Diversity Benefits

    MRC Operation

    SNR enhanced

    for all users after

    MRC

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    Air Interface Evolution in Mobile Networks

    Spatial Multiplexing

    Multiple TX/RX Antennas

    Single Antenna Multiple AntennasNL: min {NT, NR)

    NT: # of Tx Antennas

    # of Rx Antennas

    spatial multiplexing: allow for more efficient utilization of high signal-to-noise

    /interference ratios and significantly higher data rates over the radio interface

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    MIMO Configurations

    Single Codeword Transmission

    Increases the users Performance

    (SNR) by sending the same data

    over several channels (multiple TxAntennas for same data)

    Multi-Codeword Transmission

    Increases the users Throughput

    and cell capacity by sending thedifferent data over several

    channels (multiple Tx Antennas for

    different data)

    Space Time Coding

    Spatial Multiplexing

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    MIMO Benefits

    Spatial Multiplexing

    SU-MIMOIncreases the users

    capacity by allowing a

    single user to benefit from

    multiple data streams

    MU MIMO

    Increases sector capacity by

    selecting users having goodRF channel conditions and

    sharing their data streams

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    Adaptive MIMO

    High SNRLow SNR

    Efficiency

    STBC Space Time Block Coding SM Spatial Multiplexing

    Adaptive Mode

    Selection

    CoverageEnhancement

    Capacity

    Enhancement

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    Smart Antennas

    Beam Forming

    Sectorized Configuration Simple Beamforming Full Adaptive Antenna

    System

    Distribution of radio energy and number of users per radio resource in sector

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    Multi-Carriers Transmission

    Frequency Selectivity Impact

    Multi-carrier transmission is used to increase the overall transmission BW,

    without suffering from signal corruption due to radio-channel frequency selectivity

    Multi-carrier transmission implies the transmission of multiple narrowband signals

    instead of more wideband signal (often referred to as sub-carriers)

    Frequency selectivity fading

    has more impact on large BW

    transmission. All data within

    the whole BW will be impacted

    and requires retransmission

    With Multi-carriers

    transmission, the impact of

    frequency selective fading

    will be on few limited small

    BW carriers only

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    Concept of Multi-Carriers

    Drawbacks: spectrum of each sub-

    carrier does not allow for very tight

    sub-carrier packing. (negative

    impact on overall BW spectrumefficiency) Resulting in limited

    number of sub-carriers

    The parallel transmission of multiple

    carriers will lead to larger variations

    in the instantaneous transmit

    power. (negative impact on the

    transmitter power amplifier -increased power consumption and

    power amplifier cost)

    Single Carrier Transmission

    Multi-carriers

    Transmission

    Extension to

    wider BW

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    Dual Carriers Operation

    Special Case of Multi-Carriers Transmission

    To increase the data rate, it is possible to assign to a mobile station two carriers

    in the downlink or uplink

    Better resource utilization and spectrum efficiency by means of joint resource allocation

    and load balancing across the carriers

    Normal Operation in

    HSDPA System. 5

    MHz CH BW

    allocated per user

    Dual Carrier Operation

    Two carriers can be

    allocated to serve one

    user, two users or

    more

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    Contents

    Capacity & Performance Constraints

    Enhancing TechniquesOFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

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    OFDM Concept

    Orthogonal Frequency Division Multiplexing (OFDM) is a spread spectrum

    technology that distributes the data over a large number of carriers that are

    spaced apart at precise frequencies

    The carriers for each channel are made orthogonal to one another, allowing them

    to be spaced very close together

    The number of OFDM subcarriers can range from less than one hundred to

    several thousand, with the subcarrier spacing ranging from several hundred kHzdown to a few kHz

    This results in the signal having a high tolerance to multipath delay spread, as the delay

    spread must be very long to cause significant intersymbol interference

    What subcarrier spacing to use depends on what types of environments the

    system is to operate in, including the maximum expected radio channel

    frequency selectivity and the maximum expected rate of channel variations

    For 3GPP LTE the basic subcarrier spacing equals 15 kHz

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    OFDM Transmission

    Special Case of Multi-Carriers & FDM

    Benefits: Use of relatively

    large number of sub-carriers.

    WCDMA multi-carrier

    evolution to a 20MHz

    overall transmission

    bandwidth could consist of

    four (5 MHz BW sub-

    carriers). In comparison,

    OFDM transmission caninclude several hundred

    sub-carriers transmitted

    over the same radio link to

    the same receiver

    Tight frequencydomain packing of

    the subcarriers with

    a subcarrier spacing

    f =1/Tu, where Tu is

    the per-subcarrier

    modulation-symbol

    time

    Orthogonal Frequency Division

    Multiplexing

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    OFDM Processing Steps

    Example using BPSK

    O

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    OFDM Modulation

    OFDM transmission is block

    based, implying that, during

    each OFDM symbol interval,

    Nc modulation symbols are

    transmitted in parallel.The modulation symbols can

    be from any modulation

    alphabet, such as QPSK,

    16QAM, or 64QAM.

    The physical resource in

    case of OFDM

    transmission is often

    illustrated as a time

    frequency grid. According

    to the Figure, eachcolumn corresponds to

    one OFDM symboland

    each row corresponds to

    one OFDM subcarrier

    OFDM S b l & S b i

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    OFDM Symbols & Sub-carriers

    OFDM D d l ti

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    OFDM Demodulation

    OFDM demodulator consists

    of bank of correlators, one for

    each sub-carrier

    IFFT & FFT

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    IFFT & FFT

    OFDM Modulation & Demodulation

    IFFT OFDM Modulator

    FFT OFDM Demodulator

    Important Parameters (Values

    related to BW size)

    Nc: Number of sub-carriers

    N: FFT Size

    f: Carrier Spacing

    fs: sampling Rate = f x N

    ODFM Transmission

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    ODFM Transmission

    Example

    OFDM Operation

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    OFDM Operation

    Example

    IFFT Modulator

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    IFFT ModulatorExample

    FFT Demodulator

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    FFT DemodulatorExample

    OFDM

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    OFDMOrthogonal Frequencies (Harmonics)

    Time Dispersion

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    Time Dispersion

    In case of a time dispersive

    channel, the orthogonality

    between the subcarriers will,

    at least partly, be lost.

    the demodulator

    correlation interval for

    one path will overlap with

    the symbol boundary of adifferent path

    This will result in inter-symbol interference

    within a subcarrier and

    interference between

    subcarriers

    Cyclic Prefix Insertion CP

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    Cyclic Prefix Insertion CP Minimizing the Impact of Time Dispersion

    CP: the last part of the

    OFDM symbol is copied

    and inserted at the

    beginning of the OFDM

    symbol

    subcarrier orthogonality will be preserved in

    case of a time-dispersive channel, as long as

    the span of the time dispersion is shorter than

    the cyclic-prefix length

    CP Insertion Example

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    CP Insertion Example

    OFDM Example

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    OFDM ExampleUsing 4 Subcarriers

    Channel Estimation

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    Channel EstimationOFDM Transmission / Reception

    Using a known reference signal

    Reference Pilot, the receiver can

    estimate the frequency domain

    channel and recover properly the

    transmitted symbol

    Basic OFDM Parameters

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    Basic OFDM Parameters

    The subcarrier spacing f

    The number of subcarriers Nc Together with the subcarrier

    spacing, determines the overall

    transmission bandwidth of the

    OFDM signal

    The cyclic-prefix length TCP.

    Together with the subcarrier

    spacing f =1/TU, the cyclic-prefix

    length determines the overall OFDM

    symbol time T =TCP+TUor,equivalently, the OFDM symbol rate

    Nc

    Frequency Diversity

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    eque cy e s tyIn coordination with Channel Coding

    Each information bit will

    experience frequency

    diversity in case of

    transmission over a radio

    channel that is frequency

    selective over the

    transmission bandwidth.

    This is called alsofrequency interleaving

    OFDM Multiplexing / Multiple Access

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    p g pDownlink / Uplink (Localized)

    In the downlink direction, OFDM as a

    user multiplexing scheme implies that, in

    each OFDM symbol interval, different

    subsets of the overall set of available

    subcarriers are used for transmission to

    different mobile terminals

    Similarly, in the uplink direction, OFDM as a

    user-multiplexing or multiple-access scheme

    implies that, in each OFDM symbol interval,

    different subsets of the overall set of subcarriers

    are used for data transmission from different

    mobile terminals This is often called OFDMA

    Distributed Multiplexing

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    p gAdditional Frequency Diversity

    Distributing the subcarriers to/from a mobile terminal in

    the frequency domain is also possible. The benefit of such

    distributed user multiplexing or distributed multiple access

    is possibility for additional frequency diversity as each

    transmission is spread over a wider bandwidth

    OFDM vs. OFDMA

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    OFDM / OFDMA

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    Air Interface Evolution in Mobile Networks

    The Choice for 4th Generation Mobile Networks

    Contents

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    Air Interface Evolution in Mobile Networks

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

    SC-FDMA

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    Single Carrier Frequency Division Multiple Access

    OFDM modulation has a drawback like any kind ,multi-carrier transmission, is the

    large variations in the instantaneous power of the transmitted signal

    Such power variations imply a reduced power-amplifier efficiency and higher power-

    amplifier cost.

    This is especially critical for the uplink, due to the high importance of low mobile-

    terminal power consumption and cost

    SC-FDMA (single carrier frequency division multi access) was chosen because it

    combines: The low PAPR techniques of single-carrier transmission systems, such as GSM and

    CDMA

    With the multi-path resistance and flexible frequency allocation of OFDMA

    SC-FDMA is a new multiple access technique that utilizes Single carrier modulation, DFT-spread orthogonal frequency multiplexing, and

    frequency domain equalization

    DFT Spread OFDM (DFTS-OFDM)F D i G ti

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    Frequency Domain Generation

    SC-FDMA can be generated in the time domain or in the frequency domain

    Frequency-domain-generated SCFDMA is simply a pre-coded OFDMA scheme where

    pre-coding is carried out by the DFT matrix

    a block of M modulation

    symbols from some modulation

    alphabet, e.g. QPSK or16QAM, is first applied to a

    size-M DFT different mobile

    terminals

    The output of the DFT is then

    applied to consecutive inputs of a

    size-N inverse DFT where N >M

    and where the unused inputs of

    the IDFT are set to zero

    Single Carrier

    (Time Domain)

    Sequential transmission of

    the symbols over a single

    frequency carrier

    FDMA -User multiplexing

    in the frequency domain

    SC-FDMA Generation

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    Despite its name, Single Carrier Frequency Division Multiple Access (SC-FDMA)

    also transmits data over the air interface in many sub-carriers but adds an

    additional processing step (DFT)

    Data symbols in the time domain are converted to the frequency domain using adiscrete Fourier transform (DFT)

    Then in the frequency domain they are mapped to the desired location in the overall

    channel bandwidth

    And after that, converted back to the time domain using an inverse FFT (IFFT)

    SC-FDMA ExampleU i 4 S b i

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    Using 4 Subcarriers

    DFT Converts M symbols in the time domain into M subcarriers in the frequency domain

    DFT Length and sampling rate are chosen so that each signal is represented by M bins spaced

    15KHz apart

    Each Bin will have its own fixed amplitude & phase

    OFDMA vs. SC-FDMA

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    OFDMA transmits the four

    QPSK data symbols in

    parallel, one per subcarrier

    SC-FDMA transmits the four QPSK

    data symbols in series at four times

    the rate, with each data symbol

    occupying M x 15 kHz bandwidth

    Each symbol

    represented by awide signal

    DFT spreads

    symbols over all

    subcarriers

    Peak To Average Power RatioOFDM vs DFTS OFDM

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    OFDM vs. DFTS-OFDM

    16 QAM

    QPSK

    the PAR is significantly lower for DFTS-

    OFDM, compared to OFDM. In case of

    16QAM modulation, the PAR of DFTS-

    OFDM increases somewhat as

    expected

    For OFDM, the

    PAR distribution is

    more or less

    independent of the

    modulationscheme

    SC-FDMA Receiver

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    The operations are basically the reverse

    of those for the DFTS-OFDM signal

    generation i.e. size-N DFT (FFT)

    processing, removal of the frequency

    samples not corresponding to the signal

    to be received, and size-M inverse DFT

    processing

    SC-FDMA & OFDMACommon Elements

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    Common Elements

    Constellation mapper: Converts incoming bit stream to single carrier symbols (BPSK, QPSK, or 16QAM depending on channel

    conditions) Serial/parallel converter: Formats time domain SC symbols into blocks for input to FFT engine

    M-point DFT: Converts time domain SC symbol block into M discrete tones

    Subcarrier mapping: Maps DFT output tones to specified subcarriers for transmission. SC-FDMA systems either use contiguoustones (localized) or uniformly spaced tones (distributed). LTE uses localized subcarrier mapping

    N-point IDFT: Converts mapped subcarriers back into time domain for transmission

    SC-FDMA Only Common to OFDMA & SC-FDMA

    Uplink Users Multiplexing

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    By dynamically adjusting the transmitter DFT size

    and, consequently, also the size of the block of

    modulation symbols a0, the nominal bandwidth of

    the DFTS-OFDM signal can be dynamically

    adjusted DFTS-OFDM

    By shifting the IDFT inputs to which the DFT outputs

    are mapped, the exact frequency-domain position

    of the signal to be transmitted can be adjusted. By

    these means, DFTS-OFDM allows for uplink FDMA

    with flexible bandwidth

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    SC-FDMA Distributed

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    The PAPR performance

    of Distributed SC-FDMA is better

    than that of Localized SC-FDMA

    PAR Difference (Example)Nc = 256 system subcarriers, M = 64 subcarriers per user

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    Nc 256 system subcarriers, M 64 subcarriers per user

    Distributed

    SC_FDMA

    Localized

    SC_FDMA

    OFDMA

    QPSK 16 QAM

    In the case of no pulse shaping, thePAPR of Distributed SC-FDMA is 10.5

    dB lower than the PAPR of OFDMA

    for QPSK modulation. The PAPR of

    Localized FDMA is lower than the

    PAPR of OFDMA by 3 dB for QPSK

    The PAPR of Distributed SC-FDMA is7 dB lower than the PAPR of OFDMA

    for 16 QAM modulation. The PAPR of

    Localized SC-FDMA is lower than the

    PAPR of OFDMA by 2 dB for 16 QAM

    Contents

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    Air Interface Evolution in Mobile Networks

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE InterfacesLTE Physical Layer

    LTE Channels

    GERAN NetworkGSM, GPRS, EDGE (Releases .., 96, 97, 98 & 99)

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    , , ( , , , )

    UMTS Release 99 & 4

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    Air Interface Evolution in Mobile Networks

    UMTS Release 5HSDPA & IP Interfaces

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    UMTS Release 6HSUPA

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    Air Interface Evolution in Mobile Networks

    UMTS Release 7HSPA+ (MIMO)

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    Air Interface Evolution in Mobile Networks

    UMTS Release 8LTE Introduction

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    Air Interface Evolution in Mobile Networks

    LTE Overview

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    Air Interface Evolution in Mobile Networks

    Evolved Packet CoreEvolved Universal Terrestrial

    Radio Access Network

    LTE Network ElementsEPS (EPC + E-UTRAN + UE)

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    LTE Air InterfaceE-UTRA Specifications

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    Air Interface Evolution in Mobile Networks

    LTE CharacteristicsAdaptive Modulation

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    Adaptively select the modulation type and coding ratedepending on the received SINR

    LTE Scalable Bandwidth (1.4MHz to 20 MHz)DL Performance Figures

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    LTE Soft Frequency Reuse

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    SFR

    Inner zones of the cell use all sub-bands

    with less power

    Outer zones uses reserved sub-bands

    with high power

    LTE CharacteristicsChannel Dependent Scheduling

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    Downlink channel-

    dependent scheduling

    in time and frequency

    domains.

    in addition to assigning the time

    frequency resources to the mobile

    terminal, the eNodeB scheduler is also

    responsible for controlling the transport

    format (payload size, modulation

    scheme) the mobile terminal shall use

    LTE CharacteristicsHRQ with Soft Combining

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    CRC insertion, rate-1/3 Turbo

    coding Puncturing to

    generate different

    redundancy versions match the number of

    coded bits to the channel

    LTE CharacteristicsHRQ with Soft Combining DL Operation

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    LTE CharacteristicsHRQ with Soft Combining UL Operation

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    Air Interface Evolution in Mobile Networks

    LTE System PerformanceDL/UL FDD & TDD (20 MHz BW)

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    Air Interface Evolution in Mobile Networks

    E-UTRANEvolved Universal Terrestrial Radio Access Network

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    EPCEvolved Packet Core

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    UESpectrum, Power & Category

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    24

    eNodeB Functions

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    Air Interface Evolution in Mobile Networks

    MME Functions

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    PDN GW Functions

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    LTE InterfacesEPS Reference Points

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane

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    Air Interface Evolution in Mobile Networks

    Radio Resource Management

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackUser Plane (S1-U)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackUser Plane (S5-U)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane (S5-C)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackUser Plane

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane (S10)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane (S11)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane (S6a)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackControl Plane (X2-CP)

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    Air Interface Evolution in Mobile Networks

    E-UTRAN Protocol StackUser Plane (X2-UP)

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    Air Interface Evolution in Mobile Networks

    X2 Interface MobilityHandover Initiation

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    Air Interface Evolution in Mobile Networks

    X2 Interface MobilityHandover Completion

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    Air Interface Evolution in Mobile Networks

    Contents

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    Air Interface Evolution in Mobile Networks

    Capacity & Performance Constraints

    Enhancing Techniques

    OFDM OFDMA

    SC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

    E-UTRA Physical Layer

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    Subcarriers TypesData, Reference, Guard & DC

    Subcarrier associatedUsed to estimate the RF

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    Subcarrier associated

    with the channel center

    frequency

    conditions

    Used to carry traffic and

    signalingUsed to eliminate inter-

    channel interference

    OFDM Symbol

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    One subcarrier

    OFDM Data SubcarriersExample: FFT Size 512

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    Air Interface Evolution in Mobile Networks

    OFDM Symbol Mapping

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    Air Interface Evolution in Mobile Networks

    LTE Generic Frame Structure

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    Air Interface Evolution in Mobile Networks

    LTE Frame Length & Subcarriers

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    LTE Time Domain Structure

    different time intervals within theLTE radio access specification can

    be expressed as multiples of a

    basic time unit Ts =1/30720000

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    basic time unit Ts 1/30720000

    Tframe =307200 *Ts

    Tsubframe =30720*Ts.

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    Resources per SlotOFDMA Symbols & PRB Within Slot (0.5 msec)

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    Resources per Slot3D View(OFDMA Symbols & PRB Within 0.5 msec)

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    Downlink resource blockassuming normal cyclic

    prefix, i.e. seven OFDM

    symbols per slot

    Resources AllocationsSub-frame, Slot, PRB, Element

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    One slot consist of 7 OFDMsymbols in case of normal CP

    and 6 symbols in case of

    extended CP

    Symbols / SlotCP & eCP Parameters

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    2048 Samples160 Samples

    144 Samples

    Symbols / SlotCP & eCP Parameters (Timing Derivation)

    Tu =1/f 66.7s (2048 * Ts).

    TCP =160 Ts = 5 2s (first OFDM symbol)

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    TCP=160Ts = 5.2s (first OFDM symbol),

    TCP =144Ts = 4.7s (remaining OFDM

    symbols)

    TCP-e = 512Ts = 16.7s

    Used for extended

    cell range

    LTE CP Parameters

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    The reduced subcarrier spacing specifically targets MBSFN-

    based multicast/broadcast transmissions.

    More specifically the possibility to make synchronous multi-

    cell multicast/broadcast transmissions appear as a singletransmission over a multi-path channel

    Available Resource Blocks

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    OFDMA Subcarrier MappingExample: QPSK Symbol Mapping

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    Air Interface Evolution in Mobile Networks

    SC-FDMA Subcarrier MappingExample: QPSK Symbol Mapping

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    Air Interface Evolution in Mobile Networks

    OFDM BW Allocation

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    Air Interface Evolution in Mobile Networks

    OFDMA BW Allocation

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    Air Interface Evolution in Mobile Networks

    OFDMA Modulation Mapping

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    Air Interface Evolution in Mobile Networks

    PS Call

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    Contents

    Capacity & Performance Constraints

    Enhancing Techniques

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    Air Interface Evolution in Mobile Networks

    Enhancing Techniques

    OFDM OFDMASC-FDMA

    LTE Overview

    LTE Interfaces

    LTE Physical Layer

    LTE Channels

    LTE Channel Architecture

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    Logical Channels

    Common Control Channel (CCCH)

    Carries RRC signaling when no RRC

    connection currently exists for the UE

    Dedicated Control Channel (DCCH)

    A bidirectional control channel used

    to carry signaling information when an

    RRC connection exists for the UE

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    Dedicated Traffic Channel (DTCH) A

    point-to-point channel dedicated to one

    UE for transmission of user data. The

    DTCH may be uplink, downlink, or both.

    Broadcast Control Channel

    Paging Control Channel

    Multicast Channel

    Transport ChannelsLogical to Transport Channel Mapping

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    Downlink Shared Channel

    (DL-SCH) Carries DL data

    and some control traffic.

    Uplink Shared Channel (UL-

    SCH) Carries UL data and

    some control traffic.

    Physical ChannelsTransport to Physical Channel Mapping

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    Carries Hybrid ARQ (HARQ) ACKs or

    NACKs for the UL transmissions on the

    PUSCH. The PHICH uses BPSK encoding.

    Transmitted every subframe to inform the UE about

    the number of OFDM symbols used for the PDCCH

    channel. The PCFICH uses QPSK encoding

    Channels MappingLogical to Transport to Physical

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    Air Interface Evolution in Mobile Networks

    Other Physical Signals

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    Air Interface Evolution in Mobile Networks

    LTE Specific Signals

    Downlink Physical Signals

    DL Demodulation Reference Signals (RS)

    Synchronization Signals

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    Uplink Physical Signals

    UL Demodulation Reference Signals

    Sounding Reference Signals

    Random Access Preamble

    Signals and Synchronization Signals.

    The eNodeB and UE use Demodulation Reference Signals (DRS) to estimate RF

    channel quality (measure SNR)

    The eNodeB transmits periodic Synchronization Signals (SS) to synchronize each UE

    with the recurring physical slots and frames. The eNodeB uses Sounding Reference Signals (SRS) to control frequency-

    dependant scheduling for a UE.

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    DL Reference Signal2 Ports & 4 Ports Antennas

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    LTE Synchronization ChannelsPrimary & Secondary

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    Air Interface Evolution in Mobile Networks

    Used for cell search and

    identification by the UE.

    Carries part of the cell ID

    Used for cell search and

    identification by the UE.

    Carries the remainder of

    the cell ID

    Uplink DRS & SRSDemodulation and Sounding Reference Signals

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    DRS: Used for channel estimation to help

    the demodulation of the control and datainformation in the eNB. Located on the 4th

    symbol of the SC-FDMA sub-frame and

    uses the same BW allocated of the UE in

    the UL (0ccupies all Subcarriers)

    SRS: provides the eNB uplink

    channel quality information to be

    used for scheduling when no ULdata transmission is available. The

    SRS is transmitted in the last

    symbol of the sub-frame

    DL LTE FDD Sub-Frame Structure

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    FDD LTE DL Frame Structure

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    FDD LTE UL Frame StructureShowing PUSCH

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    FDD LTE UL Frame StructureMapping of PUCCH in

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