administrative law research (federal and washington state) bridge the legal research gap may 20,...
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Administrative Law Research(Federal and Washington State)
Bridge the Legal Research GapMay 20, 2009
Ann Hemmens
University of Washington Gallagher Law Library
Outline
• What is Administrative Law?• Federal Agency Rules & Decisions• Washington State Agency Rules & Decisions• Starting Points for Your Research
Which Branch of Government?
Constitution
Legislative
Statutes
Stat. & USCRCW
Judicial
Cases
US & Fed 3dP3d & Wash.
Executive
RegulationsAdministrative Decisions
CFR & FRWAC & WSR
Agencies• Types:
– Executive
• Dept. of Agriculture• Dept. of Commerce –-- National Oceanic and Atmospheric Administration (NOAA);
U.S. Patent & Trademark Office (PTO)• Dept. of Health & Human Services –-- Centers for Disease Control and Prevention;
Food and Drug Administration – Independent
• Environmental Protection Agency• Federal Communications Commission• National Aeronautics and Space Administration
• Authorized to carry out specific duties:– Issue rules and regulations in specific subject area– Enforce those rules– Adjudicate claims and disputes under those rules
Agency Authorized by Statute to Issue Regulations
Congress writes a statute [published in U.S. Code], which may include a Congressional Findings section explaining why they created new law, and delegates
to an agency the responsibility for writing the regulations [published in
the Code of Federal Regulations] implementing the law.
EXAMPLE: Organic Foods Production Act
Not later than 540 days after November 28, 1990, the Secretary shall issue proposed regulations to carry out this chapter.
7 U.S. Code §6521(a)
Organic Production and HandlingSystem Plan, 7 C.F.R. § 205.200 (2009)
Administrative Appeals ProcessThe agency must create a
process for citizens to appeal decisions . .
The Secretary shall establish an expedited administrative appeals procedure under which persons may appeal an action of the Secretary . . . that—
(1) adversely affects such person; or(2) is inconsistent with the organic certification program . . . .
A final decision of the Secretary . . . may be appealed to the United States district court . . . in which such person is located.
7 U.S. Code § 6520
Decisions of the Secretary of Agriculture are published in Agriculture Decisions –
Arthur Harvey, 62 Agric. Dec. 621 (2003)
Code of Federal Regulations (C.F.R.)
• Current regulations and Presidential documents (in Title 3)
• 50 titles (200+ volumes)• Published annually• Index & finding tables• Available on Westlaw, Lexis, GPO
Access website
FTC Credit Practices Rule,16 C.F.R. § 444.1 (2008).
Update the C.F.R. with . . . the Federal Register (F.R.)
• Published daily• Includes:
– proposed and new regs– Presidential documents
• Executive orders• Proclamations
• Available on Westlaw, Lexis, GPO Access website
Asylum and Withholding Definitions, 65 Fed. Reg. 76,588-89 (proposed Dec. 7,
2000) (to be codified at 8 C.F.R. pt. 208)
Finding Federal Regulations
(1) Annotated U.S. Code (U.S.C.A. or U.S.C.S.)
Finding Federal Regulations
(1) Annotated U.S. Code (U.S.C.A. or U.S.C.S.)(2) Topical/Practice Area databases on Lexis
and Westlaw
Finding Federal Regulations
(1) Annotated U.S. Code (U.S.C.A. or U.S.C.S.)(2) Topical/Practice Area databases on Lexis and
Westlaw(3) Looseleaf publications in print/online
(e.g., BNA publications & RIA Checkpoint)
BNA Environment & Safety Database
Finding Federal Regulations
(1) Annotated U.S. Code (U.S.C.A. or U.S.C.S.)(2) Topical/Practice Area databases on Lexis and
Westlaw(3) Looseleaf publications in print/online (e.g.,
BNA publications and RIA Checkpoint)(4) Agency websites
Immigration Regs on Agency Website
Finding Federal Regulations
(1) Annotated U.S. Code (U.S.C.A. or U.S.C.S.)(2) Topical/Practice Area databases on Lexis and Westlaw(3) Looseleaf publications in print/online (e.g., BNA
publications and RIA Checkpoint)(4) Agency websites(5) C.F.R. Index
(1) At end of set of C.F.R. volumes(2) “CFR Index” volume of the U.S.C.S. (3) West's CFR: General Index (KF70 A34). On Westlaw as
“RegulationsPlus: Index” within CFR database.
Washington State Administrative Law
WA State agencies, departments, commissions and boards. Responsibilities can include: issue regulations in specific subject area, enforce rules, adjudicate disputes.
• Office of Administrative Hearings
• Growth Management Hearings Board
Department of AgricultureDepartment of Ecology
Liquor Control BoardBoard of Pharmacy
• Gambling Commission• Transportation Commission
Example: Organic Food Grower in WA
The WA statute: Organic Food Products Act RCW 15.86
RCW 15.86.065State organic program — Authority of department — Rules.
The department is authorized to take such actions, conduct proceedings, and enter orders as permitted or contemplated for a state organic program under the federal organic food production act of 1990, 7 U.S.C. Sec. 6501 et seq., and the rules adopted thereunder. The state organic program shall not be inconsistent with the requirements of 7 U.S.C. Sec. 6501 et seq. and the rules adopted thereunder, including 7 C.F.R. Sec. 205.668. The department shall adopt rules necessary to implement this section.
[2002 c 220 § 7.]
Example: Organic Food Grower in WA
The WA regulations:
Organic Food Standards and Certification,WAC 16-157 (2009).
WAC = Washington Administrative CodeContains current state regulations
Washington Administrative CodeChapter 16-157
EXAMPLE: New Rule in Washington State RegisterWSR 09-09-131 PERMANENT RULES
DEPARTMENT OF ECOLOGY
[ Order 07-16 -- Filed April 22, 2009, 11:22 a.m. , effective May 23, 2009 ]
Purpose: The purpose of chapter 173-345 WAC, Recyclable materials -- Transporter and facility requirements, is to require transporters of recyclable material to register with ecology, transport recyclable materials only to locations where recycling occurs, and keep records of all activities for two years. In addition, these new rules require recycling facilities to notify ecology of their existence thirty days before operation commences (ninety days for existing facilities). The adopted rule will incorporate language that prescribes penalties for noncompliance of up to $1,000 per violation.
Statutory Authority for Adoption: Chapter 70.95 RCW and RCW 70.95.400 - [70.95.]430. Adopted under notice filed as WSR 08-22-100 on November 5, 2008.
NEW SECTIONWAC 173-345-010 Authority and purpose. The purpose of this chapter is to establish minimum
standards for the transportation of recyclable materials; establish notice and reporting standards for recycling facilities and material recovery facilities (MRFs); ensure that recyclable materials are not delivered for disposal; establish penalties for transporters of recyclable materials, recycling facilities, and material recovery facilities (MRFs) that do not meet the standards of this chapter.
WA compared to US
Enabling Statute found inRevised Code of Washington
(RCW)
Implementing Rules/Regulations found in Washington Administrative Code (WAC)
Proposed and new regulations found in Washington State Register (WSR)
Enabling Statute found inUnited States Code (USC)
Implementing Rules/Regulations found in Code of Federal Regulations (CFR)
Proposed and new regulations found in Federal Register (FR)
Finding Washington Regulations
(1) Annotated Statutory Code (RCWA or ARCW)(2) Washington Administrative Code
– Index (in last volume of set)– WAC available on Westlaw, Lexis, WA Legislature
website
Finding Washington Regulations
(3) Practice Materials – Washington Practice; WA Administrative Law
Practice Manual– Deskbooks & more: WA Insurance Law; WA State
Environmental Policy Act; WA State & Local Tax Deskbook
– Where? In Library, on Westlaw or Lexis or Loislaw
(4) Agency Websites– list of agencies on AccessWA, http://access.wa.gov/
ACCESS WA website
List of AGENCIES
WA State Employment Security Department
RegulationsStatutesDecisions
Remember:Your Starting Points for Administrative
Research
• U.S. Administrative Law Research Guide, http://lib.law.washington.edu/ref/adminus.html
• Washington State Administrative Law Research Guide, http://lib.law.washington.edu/ref/admin.html
University of Washington Gallagher Law Library
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http://www2.cali.org/ • Law student tutorials by law professors & librarians• 20+ tutorials on various admin law topics & more• CALI Authorization Code required to register the
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University of Washington Gallagher Law Library