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    Chapter 21. Carboxylic Acid

    Derivatives and NucleophilicAcyl Substitution Reactions

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    Carboxylic Compounds

    Acyl group bonded to Y, an electronegative atom orleaving group

    Includes: Y = halide (acid halides), acyloxy(anhydrides), alkoxy (esters), amine (amides),

    thiolate(thioesters), phosphate(acyl phosphates)

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    General Reaction Pattern

    Nucleophilic acyl substitution

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    21.1 Naming Carboxylic Acid

    Derivatives

    Acid Halides, R-CO-X

    Derived from the carboxylic acid name by replacing the

    -ic acid ending with -yl or the -carboxylic acid ending

    with carbonyl and specifying the halide

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    Naming Acid Anhydrides, RCO2COR' If symmetricalreplace acidwith anhydridebased

    on the related carboxylic acid (for symmetricalanhydrides)

    From substituted monocarboxylic acids: use bis-ahead of the acid name

    Unsymmetrical anhydrides cite the two acidsalphabetically

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    Naming Amides, RCONH2

    With unsubstitutedNH2group. replace -oic acidor-ic acid with -amide, or by replacing the -carboxylicacidending with carboxamide

    If the N is further substituted, identify the substituent

    groups (preceded by N) and then the parent amide

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    Naming Esters, RCO2R

    Name Rand then, after a space, the carboxylic acid

    (RCOOH), with the -ic acid ending replaced by -

    ate

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    21.2 Nucleophilic Acyl Substitution

    Carboxylic acid

    derivatives have an acyl

    carbon bonded to a

    group Y that can leave

    A tetrahedral

    intermediate is formed

    and the leaving group is

    expelled to generate a

    new carbonyl compound,leading to substitution

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    Substitution in Synthesis

    We can readily convert a more reactive acidderivative into a less reactive one

    Reactions in the opposite sense are possible butrequire more complex approaches

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    General Reactions of Carboxylic Acid

    Derivatives

    watercarboxylic acid

    alcoholsesters

    ammonia or an

    aminean amide hydridesource

    an aldehydeor analcohol

    Grignard reagenta ketoneoranalcohol

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    Conversion of Carboxylic Acids into

    Acid Chlorides

    Reaction with thionyl chloride, SOCl2

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    Mechanism of Thionyl Chloride

    Reaction Nucleophilic acyl substitution pathway

    Carboxylic acid is converted into an acyl chlorosulfite

    which then reacts with chloride

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    i . Conversion of Carboxylic Acids into

    AcidAnhydrides

    Heat cyclic dicarboxylic acids that can form five- orsix-membered rings

    Acyclic anhydrides are not generally formed this way- they are usually made from acid chlorides and

    carboxylic acids

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    ii. Conversion of Carboxylic Acids

    into Esters

    a) Methods include reaction of a carboxylate anion witha primary alkyl halide

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    Fischer Esterification

    b) Heating a carboxylic acid in an alcohol solvent

    containing a small amount of strong acid produces

    an ester from the alcohol and acid

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    Mechanism of the Fischer

    Esterification

    The reaction is an acid-catalyzed, nucleophilic acylsubstitution of a carboxylic acid

    When 18O-labeled methanol reacts with benzoic acid,the methyl benzoate produced is 18O-labeled but the

    water produced is unlabeled

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    Fischer Esterification: Detailed

    Mechanism

    1

    2

    3

    4

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    i i i. Conversion of Carboxylic Acids

    into AmidesThe reaction can not be achieved easily by direct reaction between

    carboxylic acids and amines as the latter is a base and resultsin the formation of un-reactive carboxylate anion. In practice,amides are usually prepared by treating the carboxylic acidwith dicyclohexylcarbodiimide (DCC) to activate it, followed by

    addition of the amine. The overall reaction is the formation ofthe amide linkage (-CO-NH-) and the water molecule is addedto the DCC converting it into dicyclohexylurea.

    CN N

    O

    OH

    NH2

    CH3+ +HH

    O

    CN N

    Dicyclohexyl carbodiimide (DCC)Dicyclohexyl urea

    NH

    CH3

    O

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    iv. Conversion of Carboxylic Acids

    into AlcoholsThe reaction can be achieved by either LiAlH4, a strong reducing

    agent, converting the (-COOH) into (-CH2-OH) OR BH3/THF,followed by treatment with dilute acid solution, which is a moremilder reducing agent, which will reduce ONLY the (COOH)into (CH2-OH) and leaving any other group in the molecule

    unaffected at the given reaction condition. This is anadvantageous selective reduction reaction.

    O

    OH

    N+

    O-

    O

    1) BH3/THF

    2) H3O+

    LiAlH4

    HH

    OH

    NH H

    HH

    OH

    N+

    O-

    O

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    21.4 Chemistry of Acid Halides

    Acid chlorides are prepared from carboxylic acids byreaction with SOCl2

    Reaction of a carboxylic acid with PBr3yields the acidbromide

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    Reactions of Acid Halides

    Nucleophilic acyl substitution

    Halogen replaced by OH, by OR, or by NH2

    Reduction yields a primary alcohol

    Grignard reagent yields a tertiary alcohol

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    25

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    i . Hydrolysis: Conversion of Acid

    Halides into Acids

    Acid chlorides react with water to yield carboxylic

    acids

    HCl is generated during the hydrolysis: a base is

    added to remove the HCl

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    ii. Conversion of Acid Halides to

    Esters

    Esters are produced in the reaction of acid chlorideswith alcohols in the presence of pyridineor NaOH

    The reaction is better with less sterically hindered(OH) groups.

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    i i i. Aminolysis: Conversion of Acid

    Halides into Amides

    Amides result from the reaction of acid chlorides withNH3, primary (RNH2) and secondary amines (R2NH)

    The reaction with tertiary amines (R3N) gives an

    unstable species that CAN NOTbe isolated

    HCl is neutralized by the excess amine or addedbase

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    iv. Reduction: Conversion of Acid

    Chlorides into Alcohols

    LiAlH4reduces acid chlorides to yield aldehydes and

    then primary alcohols

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    v. Reaction of Acid Chlorides with

    Organometallic Reagents (GR)

    Grignard Reagents react with acid chlorides to yieldtertiary alcohols in which two of the substituents arethe same

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    vi. Formation of Ketonesfrom Acid

    Chlorides Reaction of an acid chloride with a lithium

    diorganocopper(Gilman reagent), Li+R2Cu

    Addition produces an acyl diorganocopper

    intermediate, followed by loss of RCu and formation

    of the ketone

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    vii. Conversion of Acid Halides to

    Anhydrides

    Reaction between metal carboxylate and acidehalides facilitated the preparation of anhydrides atmuch lower temperatures than the direct severheating method to eliminate H2O molecule.

    This method is also a very useful route to prepareunsymmetricalanhydrides.

    H

    OO

    -Na

    +

    O

    Cl

    CH3

    + EtherO

    H O

    O

    CH3

    Formic propanoic anhydridePropanoyl chlorideSod. formate

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    21.5 Chemistry of Acid Anhydrides

    Prepared by nucleophilic acyl substitution of

    an acid chloride with a carboxylate anion.

    Both symmetricaland unsymmetricalacid

    anhydrides are prepared by this method.

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    Reactions of Acid Anhydrides

    The chemistry of acid anhydrides is similar tothat of acid chlorides. Although anhydrides

    react more slowly than acid chlorides.

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    Acetylation

    Acetic anhydride forms acetate esters fromalcoholsand N-substitutedacetamidesfromamines

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    21.6 Chemistry of Esters

    Many esters are pleasant-smelling liquids: fragrantodors of fruits and flowers that are naturally occuring.

    Also present in fats and vegetable oils

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    The chemical industry uses esters for a variety

    of purposes e.g. ethyl acetate is a commonly

    used solvent, dioctyl phthalate DOPordiisooctyl phthalate DIOPhas been used for

    along time as a plasticizerfor PVC, beside

    other dialkyl phthalate.

    38

    O

    O

    O

    O

    CH3 CH3

    CH3 CH3

    Diisooctyl phthalate DIOP

    O

    O

    O

    O

    CH3 CH3

    Dibutyl phthalate

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    Preparation of Esters

    Esters are usually prepared from carboxylic acids

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    Reactions of Esters

    Less reactive toward nucleophiles than are acid

    chloridesor anhydrides, see the reactivity chart!!!.

    Cyclicesters are called lactonesand react similarly to

    acyclicesters

    -Valerolactone

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    i . Hydrolysis: Conversion of Esters

    into Carboxylic Acids

    An ester is hydrolyzed by aqueous baseor aqueousacidto yield a carboxylic acid plus an alcohol.

    Alkaline hydrolysis of esters is the basic reaction forsoapindustry which in fact is made by boiling animal

    fat with a base to hydrolyze the ester linkages givingalcohol and metal-carboxylate salt (soap).

    M h i f E H d l i d

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    Mechanism of Ester Hydrolysis under

    basic condition

    Hydroxide anion is the nucleophilic attacking species.

    1

    2

    3

    4

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    Evidence from Isotope Labelling

    18Oin the ether-like oxygen in ester winds up

    exclusively in the ethanol product

    None of the label remains with the propanoic acid,

    indicating that saponification occurs by cleavage of

    the CORbond rather than the CORbond

    M h i f E t H d l i d

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    Mechanism of Ester Hydrolysis under

    acidic condition

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    ii. Conversion of Ester into Alcohols

    Esters (cyclic and acyclic) are easily reduced

    completely by treatment with LiAlH4/ether to yield

    primary alcohols.

    Controlled or partial reduction of esters (cyclic and

    acyclic) is possible if 1equivalentof [DIBAH/toluene,

    -78 C, followed by treatment with H3O+] was applied.

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    Mechanism of Reduction of Esters

    Hydride ion adds to the carbonyl group, followed by

    elimination of alkoxide ion to yield an aldehyde

    Reduction of the aldehyde gives the primary alcohol

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    Partial Reduction to Aldehydes

    Use one equivalent of diisobutylaluminum hydride(DIBAH = ((CH3)2CHCH2)2AlH)) instead of LiAlH4

    Low temperature to avoid further reduction to thealcohol

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    iii. Aminolysis of Esters

    Ammonia, primary and secondary amines react with

    estersto form amides. The reaction is not very

    common as this preparation is usually carried out by

    reacting the more reactive species, like acid chloride,

    instead.

    i f i h i d

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    iv. Reaction of Esters with Grignard

    Reagents: conversion into alcohols

    React with 2 equivalents of a Grignard reagent to

    yield a tertiary alcohol

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    21.7 Chemistry of Amides

    Amides, like esters, are abundant in all livingorganisms-proteins, nucleic acids and manypharmaceuticals.

    The reason for this abundance of amides is thatbecause they are the least reactive species ofcarboxylic acid derivatives, and hence the moststable to the conditions found in living organisms.

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    Preparation of Amides

    Prepared by reaction of an acid chloride withammonia, mono-substituted amines 1, or di-

    substituted amines 2.

    R ti f A id

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    Reactions of Amides,

    i(a). Acid Hydrolysis Heating in either aqueous acidor aqueous base

    produces a carboxylic acid and amine

    Acidic hydrolysis by nucleophilic additionof water tothe protonatedamide, followed by loss of ammonia

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    i(b). Basic Hydrolysis of Amides

    Addition of hydroxide and loss of amide ion

    ii R d ti C i f A id

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    ii. Reduction: Conversion of Amides

    into Amines

    Reduced by LiAlH4 to an aminerather than an

    alcohol

    The net effect is to converts C=OCH2. This

    reaction is very specific for amides and does NOT

    occur with other carboxylic acid derivatives.

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    Mechanism of Reduction

    Addition of hydride to carbonyl group

    Expulsion of the oxygen as an aluminate anion

    leaving group to give an iminium ion intermediate

    which is then further reduced by another molecule of

    LiAlH4to yield the amine

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    Uses of Reduction of Amides

    Works with cyclic and acyclic

    Good route to cyclic amines

    21 9 P l id d P l t St

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    21.9 Polyamides and Polyesters: Step-

    Growth Polymers

    Reactions occur in distinct linear steps, NOTas chainreactions

    Reaction of a diamine and a diacid chloride gives anongoing cycle that produces a polyamide

    A diol with a diacid leads to a polyester

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    Polyamides (Nylons)

    Heating a diamine with a diacid produces apolyamide called Nylon

    Nylon 66is from adipic acid and hexamethylene-diamine at 280C

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    Polyesters

    The polyester from dimethyl terephthalate and

    ethylene glycol is called Dacronand Mylarto make

    fibers

    21 10 Spectroscopy of Carboxylic

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    21.10 Spectroscopy of Carboxylic

    Acid Derivatives

    Infrared Spectroscopy

    Acid chlorides absorb near 1800cm1

    Acid anhydrides absorb at 1820cm1and also at1760cm1

    Esters absorb at 1735cm1

    , higher thanaldehydes or ketones

    Amides absorb near the low end of the carbonylregion

    Nuclear Magnetic Resonance

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    Nuclear Magnetic Resonance

    Spectroscopy

    Hydrogens on the carbon next to a C=O are near 2in the 1H NMR spectrum.

    All acid derivatives absorb in the same range soNMR does not distinguish them from each other

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    13C NMR

    13C NMR is useful for determining the presence orabsence of a carbonyl group in a molecule of

    unknown structure

    Carbonyl carbon atoms of the various acid

    derivatives absorb from 160 to 180

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    Suggested Problems:

    21.1-.5

    21.7, .9, .12, .15, .17,

    21.18-.21, 21.23-.25

    21.36, .55