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TRANSCRIPT
Peer Panel: A Streamlined Close, Corporate Treasury
How to Earn CPE Credit
• Scan in and out of the session, attend for the full 50 minutes
• Be logged in to the app and take the CPE survey
» Click into the Schedule icon
» Click into the Peer Panel: A Streamlined Close session, scroll down to the subsession Corporate Treasury
» Scroll down to the CPE survey and complete
• Don’t have the app? Paper surveys are available.
Peer Panel: A Streamlined CloseWilliam Bascom, Intuit Jeffrey Turrittin, Medtronic
Amy Lambert, Qualcomm Greg Whipple, Clearwater
William Bascom Assistant Treasurer
Jeffrey TurrittinSr. Investment Analyst
Amy LambertAccounting Manager
Greg WhippleAccount Executive
Intuit Monthly ProcessesMonthly reconciliation between Clearwater, custody, and manager
Intuit Monthly Processes
• Monthly source of investment entries
Intuit Monthly Processes
• Monthly investment entry template
Intuit Quarterly Processes
• Quarterly information request from the SEC reporting group at Intuit
Intuit Quarterly Processes
• Clearwater report provided for the quarterly information request
Intuit Quarterly Processes
• Quarterly information request from the external auditor of Intuit
Intuit Quarterly Processes
• Clearwater report provided for the quarterly audit request
Qualcomm Month-End
Qualcomm Month-EndTrial Balance – Directly from Clearwater
Qualcomm Month-EndHoldings Report derived from Balance Sheet by Lot
Qualcomm Month-EndIncome Detail Report – Customized
Qualcomm Month-EndTransaction Detail – Includes unsettled transactions only
Qualcomm Month-EndReconciliation Report – Derived from Balance Sheet by Lot
Pricing Comparison Report – Customized
Qualcomm Month-EndTM1 Month-End report – Used to load Clearwater data into TM1 system
Custom Roll-Forward Report – Completes reconciliations/quarterly reporting requirements
Medtronic Month-EndManager Compliance & Audit – History by Rule Report
Medtronic “Dashboard”
• Monthly & Daily Snapshot
Individual Manager Performance Metrics
Gain/loss harvesting?
Income Reporting
Flows
Medtronic Quarterly ProcessesFiling Requirements – Investments Reporting
Medtronic Quarterly ProcessesBuilding the SEC Filings
Using Fair value manager to simplify 10Q
Streamline security classification. Ex. Bank Loans = CORP
Medtronic Quarterly ProcessUtilizing the Customization to Simplify
From this customized pull – a few quick pivot table churns out several footnotes in our SEC filings
• Take the post-session survey in the Clearwater Events app and scan out before you leave
• Take the Clearwater Client Benchmark Survey in room 440 and earn Clearwater swag.
• Don’t miss the Monday networking reception from 4:30 – 6:30 p.m.
• Session presentations are available on the app
Reminders