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A Paradigm Shift in Morality Policy?*
Paper for ECPR Workshop #21: The Dynamics of Morality Politics and Policy across
Time and Space, Joint Sessions, Muenster, March 22-27, 2010
Donley T. Studlar
Eberly Family Distinguished Professor of Political Science
West Virginia University
Morgantown, WV 26506-6317
USA
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Abstract: There has been increasing recognition that morality policy in Western
democracies is a distinctive field of study but many analyses of morality policy are
relatively narrow, often being based on one issue and/or one jurisdiction. Updating
previous cross-national empirical research on this topic, this paper examines the patterns
for five morality policy issues across 24 Western democracies since World War II. What
are the timing and duration of these issues on the governmental agenda? What are the
overall contents of the policy adoptions? What political processes are involved in their
adoption? Doe morality policy constitute a distinct policy sector? What social, cultural,
partisan, and political institutional factors help to account both for general patterns and
for the variations in those patterns? I analyze these questions through a broad overview of
policy developments since 1945. The issues analyzed are abortion, capital punishment,
euthanasia, assisted reproductive technology (ART), and same sex domestic
relationships. These issues have been on the agendas of all of the countries, the general
direction of policy has been toward “progressivism,” but there still remains considerable
policy diversity, especially on the newer issues of euthanasia, same sex domestic
relationships, and ART. The policy processes employed have diverged from normal
executive-legislative relations in parliamentary government. While it is early days for
explanations of these patterns, there has been a policy paradigm change in morality
policy in Western democracies since World War II.
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A Paradigm Shift in Morality Policy?
People tend to have strong emotions about topics like food and sex, and to create their
own moral rules around these emotions, [Harvard psychologist Daniel Gilbert] says.
“Moral emotions are the brain’s call to action,” he wrote. “If climate change were caused
by gay sex, or by the practice of eating kittens, millions of protesters would be massing in
the streets.” Frank 2010
Introduction
Most public policy texts, especially those published outside the United States, do
not have a separate index entry for, much less any discussion, of what has come to be
called “morality policy” (Knoepfel et al. 2007; Cairney, forthcoming; Adolino and Blake
2011). Nevertheless, increasingly analysts have come to recognize that some issues have
significant similarities in the content and/or processes by which they are decided that they
deserve to be considered under this common appellation (Schwartz 1981; Meier 1994;
Kurzer 2001; Mooney 2001; Smith 2002; Smith and Tatalovich 2003; Mooney and
Schuldt 2008; Roh and Berry 2008; Engeli 2008; Studlar 2008). Most of this literature is
written by U.S. political scientists about U.S. politics, which means its generalizability is
questionable. There are two problems. The first is that U.S. political institutions different
from the domestic ones of most other Western democracies. Many “morality policies” are
mainly at the state and local level in a federal system and often arise from the “policy
shocks” of judicial decisions based on individual cases that then generate a broader
response among the public and other institutions (Donovan et al. 2010). Also, the U.S. is
considered particularly susceptible to issues with strong moral arguments; its residents
are more willing to argue on the basis of “individual human rights” as well as to profess
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and practice religious faith, leading to moralistic political cleavages that become part of
partisan debate (Schwartz 1981; Tatalovich 1997).
Even in a largely secular West some “postmaterial” issues, such as
environmentalism, are more concerned with different views of the material world and
how much it is to be manipulated than with nonmaterial ethical concerns. The Muslim
value challenge to a largely secular Europe while certainly containing elements of
morality, is not usually considered primarily an issue of morality policy since it involves
several dimensions, including economic and security concerns. But other questions do
present strong moral dimensions, that is, at least one side of the debate bases its positions
on views of right and wrong detached from questions of material advantage (Mooney
2001).
The major European country in which morality policy has been a subject of
continuing analysis has been the United Kingdom, where they are usually considered
“issues of conscience” subject to a distinctive policy process of Private Member’s bills
and usually free (unwhipped) party votes. But even in this country, such analyses have
been less frequent in recent years (Bromhead 1956; Christoph 1962; Marsh and Read
1988; Mughan and Scully 1997; Cowley 1998, 2001). There also has been some analysis
of how the political process shapes morality policy in countries such as Denmark and
Canada (Chandler 1976; Overby et al. 1998; Pedersen 1967; Svensson 1982; Skjæveland
2001; Tatalovich 1997; Albæk 2003; Green-Pedersen 2007).
While there are scientific/technical issues as well as economic ones in the capital
punishment debate (Baumgartner et al. 2008), for the most part this is an issue of moral
debate about the balance of rights in a society. The same is true of same sex legal
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relationships. The other three involve science to a much larger degree, in that advancing
technology has allowed moral debate to emerge over when a pregnancy should be
allowed to be terminated, what reproductive techniques are allowed, and under what
conditions of age and disability euthanasia (assisted suicide) should be permitted.
The application of science has not led to the elimination of conflicts over morality
policy; in some cases it has made such disputes more salient. More precise, calibrated,
and successfully science applied to the human body has been partly responsible for the
rise of morality controversy over such issues as abortion, assisted reproductive
technology (ART), including stem cell research, and end-of-life concerns, including
passive and active euthanasia and assisted suicide. It is now possible for babies born
under maternal duress and with life-threatening conditions to survive, for life to be
conceived under different circumstances than direct human contact of sperm and egg, and
for physical life to be extended through technological means beyond previously expected
limits. In the U.S., science has also become a major dimension of the dispute over capital
punishment, as DNA evidence has resulted in the release of dozens of death-row
defendants from the ultimate earthly punishment (Baumgartner et al. 2008). These
scientific innovations, however, also raise moral dilemmas about what policies are
desirable or are to be permitted by the state on behalf of its citizens.
Increasingly this has been recognized, even in countries reluctant to think of
“morality policies” as a distinct group. A long body of research has shown that abortion
has been an issue of moral conflict in many countries outside the U.S. although not
necessarily with the long-standing intensity demonstrated there (Field 1979; Outshoorn
1996; Ketting and Van Praag 1985; Stetson 2001; Studlar 2001). Recently there have
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been detailed case studies as well as cross-country examinations of ART policies across
Western Europe and North America, including comparing biopolitical issue (red
technology) with the issue of genetically modified foods (green technology) (Bleikle et
al. 2004; Montpetit et al. 2005; 2007; Varone et al. 2006; Varone and Schiffino 2004).
But often the policy process operating in the same country for these two issues, covering
sex and food, differ. Some researchers have made fruitful comparisons of ART, abortion
and same sex domestic relationship policies (Grießler and Hadolt. 2006; Engeli 2008;
Albæk 2003). There are overlaps in policy content among some of these issues,
particularly ART, same sex domestic relations, and abortion. For this paper I am most
concerned with the overall focus of the bill rather than the connections.
Although various issues have been labeled as part of “morality policy,” their
presence, persistence, and degree of controversy varies across countries (Studlar 2001).
Some issues such as alcohol prohibition that were major, ongoing political controversies
in several Western democracies have now subsided largely into more routine regulatory
policy, sometimes at a different level of government, with only occasional outbreaks of
debate at the central level (Kurzer 2001; Frendreis and Tatalovich 2010; Donovan et al.
2010). For this paper, I shall examine five policies, one that has persisted even though
there is now near-unanimity in the resolution of one policy (capital punishment) and
four of which are largely limited to the post World War II period, sometimes arising only
recently (abortion, same sex domestic relationships, ART, and euthanasia) and. All five
of these policies are concerned with birth, sex, and/or death. These kinds of intimate
relations are particularly susceptible to becoming politicized as morality issues because,
even if the issues are complex and susceptible to scientific and economic influences, they
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deal with fundamental human concerns that most people in a society consider to be easily
understood in principle and on which they often become politically mobilized in order to
have their jurisdiction adopt policies in line with their often strongly value-based views,
even if this conflicts with expert professional opinion on the matter. As Mooney (2001)
indicates, it takes only one side to consider an issue one of morality in order for these
dimensions to be presented as part of the debate, but sometimes both sides consider an
issue to be morally based, one of clashing rights between two groups, or between
individuals and group sentiment. This is not to deny that other issues may have moral
dimensions and potentially life-threatening repercussions but these five are clearly well
documented in several countries.
The major research questions are to determine the patterns of distribution of these
issues comparatively across space (countries) and time, based on available data, and offer
a preliminary assessment of what explains variations in morality policy agendas,
processes, timing, and outcomes. Current policy adoptions will be assessed on a familiar
three-point continuum—restrictive, intermediate, or permissive—scored as 0, 5, and 10
respectively, except for capital punishment, in which restrictive policies eliminate the use
of capital punishment and are therefore scored as 10. Thus I produce a scale of
restrictiveness—permissiveness (or “conservatism-progressivism,” by this
interpretation.)The universe of countries examined constitutes 24 advanced industrial
democracies in Europe, North America, and the Asia-Pacific region.
There has been much debate about whether morality policy exists as a discernible
category of policy (Smith 1969; 1975; Tatalovich and Daynes 1998; Wald et al. 2001;
Smith 2004; Mooney and Schuldt 2008; Roh and Berry 2008; Studlar 2008). Previous
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research, especially in the U.S. (Donovan et al. 2010), has argued morality policy is
defined more by process than by content and that its particular institutional features
become less distinct over time. Comparative research across countries on these issues,
however, has been more conflicted about whether cultural, institutional, group, or
partisan factors are more important influences on outcomes (Lijphart 1999; Green-
Pedersen 2007; Montpetit et al. 2005; 2007; Banchoff, 2005; Albaek 2003; Grießler and
Hadolt. 2006; Smith and Tatalovich 2003). This paper aims to advance the debate by
identifying patterns of morality policy agendas, timing, duration, and processes as well as
possible explanations for these patterns across countries.
More generally, I am interested in what Hall (1993) has indentified as “paradigm
change.” He makes a useful distinction between what he calls first order, second order,
and third order policy change to distinguish among changes in policy goals, policy
instruments, and the settings or calibrations of policy instruments. First order change
involves changes in the calibration of the same policy instruments as previously utilized,
within the same set of policy goals and priorities. Second order change refers to changes
in the priorities of instruments, including new ones, within the same set of goals. Third
order change refers to paradigm change, or changes in the goals of policy as well as
instruments and calibrations, including the priorities of different goals, for example from
Keynesianism to monetarism in Britain in the 1970s. Policy subsystems play an
important role in each type of change, but in third order change the locus of authority, or
policy subsystem, changes to a major degree. This makes Hall’s view resemble that of
Baumgartner and Jones’ (1993) explanation of policy agenda change in the United States
through punctuated equilibriums involving changes of the subsystem responsible for
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policy as well as different policy goals. Hall (1993) notes that paradigm change, although
occurring infrequently in developed democratic states, can proceed slowly as well as
rapidly and may differ from one country to another in the same policy area. This depends
on how embedded bureaucratic routines of policy are and how well new ideas can
penetrate the government, either from internal or external sources. The interaction
between society and the state is a key element in how paradigmatic policy change occurs,
and this may vary from one state to another and also across different policies. This paper
posits that morality policy in general as well as these five particular issues have
undergone a paradigm change in Western democracies since World War II.
Policy Agendas: Timing, Duration, and Outcomes
(Table 1 about here)
Although political debate on some of these issues dates back to the nineteenth
century, Table 1 indicates, in the post World War II period, when each of these five
issues appeared on the political agenda in these countries, when the last significant event
(official government report, proposed legislation, enactment, judicial decision, or
referendum) and the duration of subsequent governmental activity on these issues. We
shall consider both patterns across countries as well as patterns by issues in terms of
agenda timing, duration, and evaluations about the content of the policy adopted
(restrictive, intermediate, or permissive) by early 2010. Since some of them, such as
same sex domestic relations, ART, and euthanasia, presently are active on the agendas of
some countries, changes may even have occurred even in the time between circulation of
this paper and its presentation.
However varied in terms of timing, duration, and content, there is evidence that each
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of these five issues has been on the political agendas of practically all Western
democracies. Timing, however, differs considerably. Capital punishment and abortion are
“old” morality issues in that they have been considered, at least in some jurisdictions,
since the nineteenth century (and in a few, even earlier) (Evans 1996; Rolston and Eggert
1994). These deliberations have been sporadic rather than continuous, both across time
and countries, however, until after World War II. The effects of the war should not be
underestimated in raising these two issues to greater public and political consciousness.
The widespread suffering caused by the war, including mass executions of prisoners and
civilians and the revelations of Nazi death camps, led to reconsideration of whether
capital punishment was an appropriate penalty for even the most heinous crimes,
especially those outside military justice. As the bitter memories of the war subsided,
increasingly the answer was “no,” and this eventually became extended to the military as
well (Hood and Hoyle 2008). The World War II experience of experiments on living
humans conducted by medical personnel also influenced the abortion debate in various
ways (Morton 1992).
As noted in Table 1, even though debate over capital punishment began at different
times in these countries, even decades apart, and sometimes took extended courses, today
this is largely a settled issue. All except three of countries are restrictive, having banned
capital punishment, some even inserting the abolition in their constitutions (see Table 2).
While not directly under consideration here, increasingly there has been pressure from
European international organizations, such as the Council of Europe and the European
Union, to adopt such a restrictive policy. There is a pan-European consensus on this
topic; the holdouts are elsewhere, namely the United States, Japan, and Israel, but even
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these countries have reduced their use of the death penalty, and in the U.S. some states
have abolished it completely.
As technology allowed more fetuses to survive childbirth, legal and medical opinion
in some countries desired clearer legal guidance about the conditions for abortion. This
became a more broadly debated political issue, however, as both groups in support of
abortion and opposed to it mobilized. These included devout Christians, such as the
Roman Catholic church and its political allies (Christian Democratic and other Christian-
based parties), as well as feminists (Outshoorn 1996; Tatalovich, 1997). While the issue
had arisen in a few countries, especially Nordic ones, earlier, abortion became a
pervasive political issue across Western democracies from the 1960s when several of the
most prominent liberalizing laws were debated and passed. While the issue has been
extended and contentious in several countries, especially those with a high percentage of
practicing Catholics in the population, by the mid-1990s the debate was over except for a
few outliers. Although it was not as uniformly on one end of the scale as capital
punishment has become, all democracies have either permissive or intermediate abortion
laws, allowing it under defined circumstances (Ketting and Prang 1986; Outshoorn
2001). For the most part these compromises were stable. As with capital punishment,
this has been a long running contentious issue with a definite a policy convergence
although not as pronounced on one end of the policy content continuum. The US, of
course, has been the great exception in abortion remaining on the active political agenda
and affecting partisan politics.
Euthanasia was the third of these morality issues to reach the political agenda, at
least in a few countries although its overall mean year in Table 1 is later than ART. That
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is because euthanasia has only been on the governmental agenda since the 1980s in half
of the countries, and it remains active in several. Furthermore, the ART scores for first
consideration have four early outlying cases—all of the Nordic countries except Iceland,
which had very early reports on some dimensions of this issue (Burrell 2006). With
greater human longevity, increasing medical costs, and more emphasis on individual
choice, it has become a more prevalent issue in the 1990s and subsequently. Most
recently, this has become a more salient issue, with less restrictive policies, even in
nominally Catholic countries such as Belgium, Luxembourg, and the Netherlands as well
as the long time permissive leader, Switzerland. In contrast to capital punishment and
abortion, it is these countries rather than the Nordic ones that are the most “progressive”
on the issue. Overall, however, this issue is the one on which the nature of the resulting
policies is still the most conservative.
In most countries consideration of ART began in the 1980s, driven by scientific
developments, notably including the first “test-tube baby“ in 1978 (Montpetit et al. 2005;
2007; Bleikle et al, 2004; Varone et al. 2006, Rothmayr 2006). ART debates, in their
various dimension such as in-vitro fertilization (IVF), surrogate parentage, cloning, age
and relationship availability, and stem cell research, has proceeded at different times and
paces, with a variety of outcomes, resulting in an overall mean score exactly at the
midpoint of the scale. While almost all countries have been willing to address the issue,
there is not a strong convergence of policy outcomes. Furthermore, it has been found that
there is no strong association between this ‘red technology” issue and the “green
technology” of genetically-modified organisms (GMOs) for food production (Varone and
Schiffino 2004; Monpetit et al. 2007). Ratings by the specialist team that has been
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investigating ART policies comparatively over the past decade have also changed over
this period as some countries have adopted additional measures in this policy area. As a
leading-edge scientific research area with strong morality dimensions, ART is
particularly susceptible to policy changes and therefore consequent ratings variations.
In contrast, same sex domestic relations is not a “hard science” area; instead, views
may be informed by social science research, but this is often disputed. Like capital
punishment, this is perhaps closer to being a “purely” moral issue on which opinions,
once formed, are difficult to change. Furthermore, while there is increasing acceptance of
general same sex rights, the institution of marriage is invested with symbolic and even
sacred meanings for many, even in largely secularized societies. This is the most recent
issue of the five, with a mean year of 1998. Thus there is a policy trend toward some
legal recognition of same sex domestic partnerships but less of their marriage rights.
Nevertheless, the latter seems to be becoming more widely adopted, even in nominally
Catholic countries that heretofore have been reluctant to go this far. The overall mean
content score for this policy is higher on the progressive scale than for euthanasia or even
ART, which suggests how quickly relative liberalization has occurred.
The summary content scores on the right side of Table 1 indicate how each country
fares in content evaluations across these five issues on a permissiveness-restrictiveness
scale. Perhaps surprisingly, the most progressive countries are not the Nordic ones, but
Belgium and the Netherlands (10), followed by Sweden (9), Canada, Luxembourg, and
the United Kingdom (8), with Italy (3) as the most conservative, followed by Ireland,
Austria, and Israel (4). The overall mean score for the progressive-conservative
continuum if 6.37, meaning most countries tend to be somewhat above “intermediate” on
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the scale.
Overall, while there is a clear trend toward greater liberalization of policy in all of
these areas and away from traditional, often Christian-based morality, there remains a
considerable amount of moral diversity among Western democracies, even in Europe.
Countries are not always consistent in their policies on related issues or even what one
might expect on scale of religious devoutness. There may be several potential
explanations for this, which will be explored later, but one undoubtedly is variety of
preferences of professional as well as activist groups for declared government policies in
some countries while in others a more relaxed attitude toward different forms of social
behavior exists. In other words, an attempted change, usually towards liberalization, of
morally-charged policies can lead to ongoing political conflict and difficult relations,
even among governing parties in a coalition, while some societies prefer to leave such
matters out of the political realm (Timmermans 2003; Outshoorn 1996; Green-Pedersen
2007).
Policy Processes for Morality Issues
Various commentators have argued that morality issues constitute a distinctive
policy area not only by their content, but also by the processes used to decide them.
Whether taken individually (Christoph 1962; Cohan 1986)) or as a group (Tatalovich and
Daynes 1988; 1998; Cowley 1998; Studlar 2001; Meier 2001; Smith and Tatalovich
2003), it has been claimed that morality issues constitute “marginal,” “emotive-
symbolic,” “morally redistributive,” or “social regulatory” policies, different than what
most analysts see as the “normal” policy process in the democratic countries in which
they are considered. This claim relates to the question first raised by Lowi (1964) and
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notably in the comparative politics field by Smith (1969, 1975) and Freeman (1986),
namely, does policy determine politics rather than the widely-assumed reversal. More
recently, the “policy arenas” argument has achieved greater visibility in the study of
European politics as well (Timmermans 2001, Montpetit et al 2007) although it has never
been broadly validated empirically even in the U.S. Nevertheless, is fair to ask, do
morality policies have special policy processes different than the norm, considering the
political institutions for the countries involved? That is the subject of Table 2
(Table 2 about here.)
The “normal” policy process for most Western democracies is what is often called
“parliamentary government,” with the lower house of the legislature choosing the
government based on party shares of the seats and ability to form any necessary
coalitions for a workable governing agreement. Usually a government is based on a
majority of seats, but the key point is to be able to sustain itself in office until the next
scheduled general election. However, the government is subject to periodic votes of
confidence from the legislature, which, if ever lost, means that the government would
have to resign and a new one formed, perhaps after an intervening general election. In
order to make this “fused” system of executive-legislative relations work, strong party
cohesion among legislators is necessary to make credible policy commitments, both to
voters in party manifestos, to governing coalition partners, and to interest groups and the
public more generally. The government controls the legislative agenda, and most policies
considered are prepared, presented, and defended by the cabinet, which, except in rare
circumstances, expects all government-supporting party members in the legislature to
vote for it. This description of parliamentary government obtains for all but five countries
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surveyed here. There are some variations in Norway and Austria (Laver and Shepsle
1994) and bigger ones involving a separately chosen executive in Switzerland, the United
States, and more recently Israel.
Table 2 indicates some ways in which the institutionalized policy process might
differ from the norm. These are as follows:
: 1) Judicialization: when major policy decisions have been made by the judiciary;
2) Legislative Party: when policy has been introduced in the lower house of the
legislature by a party not in the government or by an individual member of
parliament (MP);
3) Divided Party: when a vote on a bill shows divisions within one or more parties;
4) Referendum: when a policy has been put to a popular vote;
5) Federalism/Devolution: when a policy has been subject to adoption decisions at
a level of government below that of the center (e.g., provinces, regions, districts,
or municipal);
6) Constitution: when a policy has led to a constitutional dispute;
7) Multiple Arenas: when a policy has been decided by other than the normal
executive dominated process.
In order to assess this, it was documented as to whether each morality issues was
subject to these processes in each country, as far as data would allow. One instance of the
policy being treated in other than the “normal” executive-dominated process is enough to
qualify; thus the table does not record frequency of occurrence of each process. As is
observable from Table 2, there have been lots of aberrant policy processes on morality
issues in Western democracies, congruent with findings dating back to Christoph (1962)
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and most systematically developed by Smith (1969, 1975). Because of the dominant
model of party government obtains so broadly, the most likely deviation from established
procedures occurs in executive-legislative relations. Opposition party and individual
backbench MPs often introduce morality measures in the legislature even though this is
not likely to be successful, and there are frequent splits in party voting on “conscience”
issues. Judicialization is the next most likely unusual process since this has been
spreading across Western democracies (Tate and Vallinder, 1995). Morality issues have
even been the subject of important court decisions in countries where this rarely occurs
(Austria, New Zealand, and Sweden). Many countries have only rare referendums on any
issue, but others, such as Switzerland and the U.S. (on state, not central level) have many.
Butler and Ranney (1994) find that moral issues are one of the major topics of
referendums, and the data here indicate that morality policy is the topic of selective
referendums outside where it might be expected. of policy initiatives and even different
outcomes among jurisdictions in a country, usually but not always formally federal
systems. Multiple arenas for morality policy occur almost everywhere.
In some instances morality policies have even led to constitutional decisions,
either by the judiciary, referendums, or other amending procedures. This is especially
true for capital punishment, where the movement for abolition has encouraged writing
bans into the constitution. There remains a considerable elite-mass gap over its use in
several countries, with the population being more sympathetic to retaining the death
penalty (Smith and Tatalovich 2003). In a time of war or especially outrageous crime,
there might be serious efforts to reinstate the death penalty unless it was constitutionally
forbidden.
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This survey of the various unusual institutional pathways that morality issues
have taken indicates that the normal model of parliamentary government is less frequent
for these issues. This confirms Studlar’s (2001; see also Outshoorn 1996) more limited
study of the policy processes for abortion as an issue across Western democracies.
Despite expectations that “more scientific” morality issues might be handled
through usual parliamentary government processes, Table 2 indicates that across Western
democracies there are not wide variations in the susceptibility of particular morality
issues to unusual political processes in general although it is noteworthy that abortion is
the issue most subject to multiple arenas. However, there are specific variations by issue
and political process. Overall, most procedural aberrations occur through legislatures and
judiciaries. Judicialization is highly involved is rarely involved in capital punishment or
ART compared to the other three issues. Although unusual legislative procedures (private
member’s bills and split party voting) were first documented for capital punishment, in
fact it is abortion that is the most common topic of these particular behaviors, in fact
twice as much as any other morality policy. Referendums are rare, but again abortion is
the leading issue, largely due to Catholic countries. Contestation at multiple levels of
government is also a limited option, utilized in similar proportions for each issue.
Constitutional changes are also infrequent, but utilized the most for capital punishment,
as expected, and secondarily abortion. This includes judicial decisions based on
constitutional grounds.
Some countries are more susceptible to institutional aberrations on morality issues
than others are. It is no surprise that the country with the most venues involved in
morality policy is the United States. The second group, however, contains a mix of
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federal countries with strong judiciaries as well as some with strong Catholic influence—
Switzerland, Australia, Germany, Italy, Canada, and Ireland. The United Kingdom is also
in this group, but not because of devolution. Overall, parliamentary government seems to
be a more preferable model for dealing with morality policy for Continental and Nordic,
especially consensus-based political systems than for majoritarian ones.
Explanations
Now that the patterns of agenda-setting, adoption, and procedures of morality policy
issues have been shown, the question arises, “what can explain these patterns?” Some of
the tentative answers have been suggested above, but they will be made more explicit in
this section. Especially in the recent literature on ART, several different explanations
have been surveyed, with various results depending on the countries examined (Bleikle
et al. 2004; Montpetit et al. 2007). Most credence is given to a group-based explanation
of interests outside government and how they have mobilized to lobby for their preferred
positions. This type of analysis normally requires in-depth case studies, which the
scholars of ART have provided, but which are impossible in the article-length, broader
survey of morality policies here. Thus I shall set this explanation aside.
But there remain other contenders. These include Families of Nations/political
culture (Castles 1993; Goetz 2006), institutions (Lijphart 1999; Baumgartner and Jones
2009; Tsebelis 1995; Timmermans 2001), partisanship (Green-Pedersen 2007; Cowley
2001; Outshoorn 1996), policy arenas/policy sectors (Smith 1969; 1975; Cohan 1986;
Tatalovich and Daynes 1988; Studlar 1996); lesson drawing/policy transfer (Montpetit et
al. 2007), and international organization influences (Montpetit et al. 2007).
Families of Nations is a somewhat ambiguous theory since it can incorporate both
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political culture and policy diffusion influences. Nevertheless, it has proven to be more
robust in the European/colonial experience than its US cousin, policy diffusion through
regional influences (Obinger and Wagschal 2001; Castles and Obinger 2008; Leichter
1983). Here I only point out some broad patterns. The most obvious one is the nearly
uniformly progressive moral policies of the Benelux countries rather than the usual
Families of Nations groupings (English-speaking, Nordic, German, Continental), with
strongly Catholic countries from several of the usual categories (Ireland, Italy, Austria)
remaining conservative. There also may be Family of Nations patterns for individual
issues in terms of dates of agendas, decisions, timing, and procedures that will be
explored in future work.
One assumes that at least part of the Families of Nations grouping is due to social
and especially religious influences on these issues. As noted below, this often operates,
especially in Europe, through partisan orientations and their expression in government
coalitions. But with the decline of even Roman Catholic regular observation in Europe,
even such nominally Catholic countries as Benelux, Portugal, Spain, Italy, and Ireland
have adopted some intermediate or even permissive policies on some morality issues.
Notably, there is Benelux permissiveness on same-sex domestic relations and even
euthanasia issues; this is true in highly Catholic Canada as well.
But researchers could also assume that through cognate languages, similar cultures,
and ease of communication and transportation among Families of Nations, policy
learning through lesson drawing and policy transfer is involved. While we have no direct
measures of this, scattered evidence exists to support this hypothesis (Montpetit et al.
2007; Grießler and Hadolt 2006) even though some argue that moral/cultural issues,
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because of their relatively high value rather than technological content, are less
susceptible to this process than other issues (cf. Rose 1993; Studlar 1993; 2008). As
noted, the amount of technological content of these issues, varies, however, with ART the
highest and same sex domestic relations the lowest.
Related to diffusion is adoption through policy learning and perhaps even coercion
by international NGOs and IGOs, what are sometimes called “international prohibition
regimes” (Nadelmann1990; Keck and Sikkink 1998). In contrast to much of the country-
based policy diffusion literature, however, research on such regimes indicates that value-
based issues are those most susceptible to such formations. While such regimes exist for
some issues, such as capital punishment, especially through Amnesty International, the
Council of Europe, and the European Union, their influence is limited. These
organizations may have had some influence on agendas, but they can also act as an
affirmation or justification of adopted policies rather than being persuasive in adopting
them. Euthanasia remains a highly contested issue, with international lobbying on it from
the Catholic church and volunteer NGOs.
Although most European countries in this study are members of the European
Union, the EU has not had any discernible influence on these issues, even ART, which is
closest to the economic competences of the EU (Montpetit 2007). While there are fears in
some countries that the EU may restrict their policy options on morality issues (Kurzer
2001), this rarely occurs. However, since 1998 the EU has required that capital
punishment be abolished in order for an applicant country to be accepted in the
organization. This is an outcome of policy consensus among older EU members, the ones
included here, rather than influencing their adoptions.
22
From the parliamentary government model, one might expect that party composition
of the government is an important dimension in debate and resolution of these issues. On
several of them, the absence of the Christian Democrats from a coalition government
allowed parties interested in advocating “progressive” positions on issues, mainly
Socialist, Liberal, and other center-left parties, to move the issue from parliamentary
dissent to government-sponsored or at least government-tolerated bills. Even if party
splits occurred in the voting, the left-leaning parties normally overwhelmingly had their
MPs support more progressive legislation while members of right-leaning parties voted
for less progressive bills (Cowley 2001; Green-Pedersen 2007; Timmermans 2001;
Outshoorn 1996; Grießler and Hadolt 2006). Thus it would seem that the religious-
secular dimension is an important determinant of government proposals, legislative votes,
and outcomes. Only ART is a partial issue exception, as there is both secular left wing
and religiously based right-wing suspicion of allowing science to tamper with the
creation of human life (Bleikle et al. 2004; Montpetit et.. 2007). Even with workable
government majorities, however, sometimes free votes are allowed on ART issues.
Even though parties often abdicate responsibility for morality policies in their
manifestos and even in government, analysts argue that parties still have a strong
influence on outcomes, either behind the scenes or through largely party line, if not
whipped, votes (Cowley 2001). Green-Pedersen (2007) argues that party domination of
these issues is likely to lead to quicker, more definitive resolution. In those countries that
have the fewest institutional aberrations from parliamentary government, the duration of
the agenda is shorter and the policies are more definitive. But the availability of other
institutional options, for instance the possibility of judicialization in some countries, or
23
because of internal reluctance within the parties to take a strong stand on these issues,
party dominance does not necessarily occur. The latter suggests that it may be the nature
of the issue itself that is partly responsible. This will be explored below.
There are several institutional theories that might apply morality policy agendas,
timing, outcomes, and processes. Lijphart’s (1999) well known theory suggests that
consensus democracies would be “kinder and gentler” in their morality policies than
majoritarian ones. The only morality issue he considers, however, is the death penalty,
which confirms his hypothesis; his data, however, show that it is British-influenced
majoritarian democracies, especially in the developing world, that are the redoubts of
capital punishment. If, for the sake of argument, one assumes that, in general, progressive
policies fit Lijphart’s designation of “kinder, gentler,” then there is no clear evidence here
for his contention. As noted earlier, however, there is some evidence that unitary,
consensus democracies are more likely to have fewer venues involved in morality
policies than others.
Two other institutional theories are somewhat contradictory; these are
Baumgartner and Jones’s (2009) “multiple venues” and Tsebilis’s (1995) “veto players.”
Multiple venues suggests that issues reach the agenda and dominant subsystem coalitions
shift if there are more institutional opportunities for them to challenge dominant
coalitions and policies. The U.S. political system that they analyze is famous for its
multiple venues, both on the central level and through federalism, but this
conceptualization has been extended elsewhere as well. On the other hand, Tsebilis
emphasizes that the more potential veto players there are who have to be conciliated in
order for a decision to occur, the more compromises have to be made, and, in general, the
24
more difficult it is to reach decisions. In other words, issues may stay on the institutional
agenda for a long time as groups become involved who challenge the direction of
previous decisions. The U.S. is also famous for long-standing indecision on some issues
and the difficulty of getting different institutions based on varying constituencies to
agree. While multiple venues may not necessarily involve conflicting veto players, these
two perspectives seem to clash in their essentials. Which explanation is more relevant to
the various dimensions of morality policy?
Timmermans (2001) proposes another variation of an institutional argument for
explaining policy outcomes, involving both the number of institutional arenas in policy
deliberation and the tightness of the rules governing the institutions. Assessing the
tightness of rules comparatively is a formidable task, perhaps best done by the small-N
case studies For morality issues, the number of institutions involved is likely to be higher
than the norm for that country and may range from professional groups and expert
executive committees to subcentral institutions and even the general public through
referendums. As has been observed, the normally tight rules of parliamentary government
are often relaxed for morality policies.
These institutional approaches, especially that of Timmermans, raise the issue of
whether morality policy is a distinctive policy type that occasions a somewhat different
institutional response in a political system from the normal one obtaining in that country.
This is the contention of some U.S.-based observers (Smith 1969; 1975; Tatalovich and
Daynes 1988; 1998; Smith and Tatalovich 2003). In the U.S. and Switzerland, there are
so many venues available for all policies that it is hard to distinguish whether morality
policies are distinctive. More generally, this study concerns only morality policies and
25
therefore does not have a range of other types of issues. What would constitute the
boundaries of morality issues (Studlar 2008) is also not explored as these dimensions for
these five issues are clear. Nevertheless, supporting the views of previous students of
particular issues, often in individual countries, the diversity of institutions involved in
morality policies in most of these 24 democracies indicates that the contentious value
conflict involved in these policy deliberations makes them difficult to contain within the
normal institutional boundaries. In other words, often morality policies lead to relaxation
of normal institutional rules, spillover effects into other institutions as disaffected groups
challenge decisions, extended debate, and the revisiting of decisions. Nevertheless, some
political systems are able to contain these issues and make binding decisions that stand.
The problem is that there does not appear to be any general institutional configuration for
this; instead the pertinent factors would appear to be a combination of cultural and
institutional factors, namely Nordic countries with unitary institutions.
In terms of Hall’s (1993) concept of policy change, it does appear that what the
West has been experiencing, however uneven in location and timing, has been a
paradigm change in the policy goals in morality policy. Morality policy is difficult to
adopt because it is, generally speaking, “socially redistributive,” and not entirely subject
to scientific findings and expertise, however much these are invoked. To move from a
legal ban on abortion, assisted suicide, or same sex domestic relationships can be a
dramatic directional change for large numbers of individuals, groups, and political
interests in a democratic polity. Even taking the first step on these issues, as well as at
least some dimensions of assisted reproductive technology, may be difficult. Limiting
what crimes fall under the death penalty has been done for centuries, and therefore may
26
not represent a paradigm shift until much later, if a complete ban is contemplated. While
there may be first and second-order policy change along the way, that is, incremental
steps concerning the adoption of different policy instruments or calibrations of
instruments, taking the last step, toward a fully permissive regime on abortion,
euthanasia, same sex domestic relationships, and ART, as well as a ban on capital
punishment, may also represent a paradigm change in that it is fully legitimating policy
goals desired by some but loathed by others. That such seismic shifts closely related to
citizens’ values generate controversy over often extended periods, procedural aberrations,
and avoidance behavior from governments should not be surprising. Most parties and
politicians are much more comfortable in the more normal world of policy adjustment
through first and second order changes.
Conclusions
At least in some of these countries, all of these morality policies remain on the
active public agenda. How long this will be the case depends both on whether they can be
resolved in a stable manner and the availability of alternative institutional venues to
pursue them. Within the general trend of progressive movements on all of these issues,
restrictiveness and even constitutionally-based abolition of capital punishment is
pervasive, relatively permissive abortion has become a “stable compromise” in most
countries, same sex domestic relations are in the process of being liberalized in several
countries. There is most variation, from permissive to restrictive, on ART and euthanasia
policies although both have undergone overall liberalization over the past 20 years
despite persistent, well-entrenched resistance. Overall, there has been a policy paradigm
change on morality policies in Western democracies since World War although the
27
change is more thorough in some jurisdictions rather than others. Morality policy seems
to be a distinctive policy area in its violations of the normal parliamentary government
model, but more persuasive explanations for similarities and differences in content of
policies remain to be developed.
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Table 1: Morality Policy Agendas, Timing, Duration, and Content
Country Cap. P Yrs. Con Abor-Yrs Con Euth, Yrs Con ART-Yrs Con S Sex DR Yrs Con M Con
Australia 1922-1985 R 1861- 2006 I
1995-2009 I 1988 - 2005 P? 2003 - 2009 I 7
Austria 1950 - 1968 R 1962 - 1976 I R 1986 - 1992 R 2003 - 2009 I 4
Belgium 1996 - 2005 R 1973 - 1990 P
1980s - 2002 P 1987 - 2003 P 1999 - 2003 P 10
Canada 1961-1998 R 1969 - 1989 P
1957 - 1992 I 1993 - 2004 I 1999- 2006 P 8
Denmark 1930 - 1993 R 1937 - 1973 P 1995 R 1948 - 2004 I 1984 - 1999 I 6
Finland 1949 -2000 R 1950 - 2001 P R 1950 - 2006 P 2001 I 7
France 1950- 2007 R 1955 - 1992 P
2000- 2009 I
1983 - 2004 I 1999 - 2006 I 7
Germany 1949 - 1952 R 1927 - 1993 I 2000 R/I ? 1982 - 2002 R 2001 I 5
Greece 1993 - 2001 R 1984 P? R I? 2006 - 2009 R 5
Iceland 1928 - 1995 R 1935 - 1975 P R 1986 - 2006 P 1996 - 2010 I 7
Ireland 1990 - 2001 R 1861 - 1999 I 1993 R/I? R 2003- 2010 R? 4
Israel 1954 I 1977 I 2009 P/I? 1998 - 2009 I? 1994 - 2004 R 4
Italy 1948 - 2007 R 1971 - 1981 I
1984 - 2009 R 2003 - 2009 R 1986 - 2007 R 3
Japan 1989 - 2009 I 1948 - 1996 P
1962 - 1996 I 2001 - 2007 I 2009 R 5
Luxemburg 1949-1999 R
1978 - 2010 I
2008 - 2009 P I/P 2002 - 2010 P 8
Netherland 1870 - 1991 R
1911 - 1981 P
1973 - 2001 P 1989 - 2003 P 1997 -2000 P 10
New Zealand 1961 - 1989 R
1861 - 2004 P
1961- 2003 R/I? R? 2004 I 6
Norway 1905 - 1979 R 1902 - 1978 P 2000 R 1950 -2003 R 1993 - 2008 P 6
Portugal 1911- 1976 R 1886 - 2007 P R R 2001 - 2010 P 6
Spain 1978 - 1995 R 1936 - 1985 I
1995 - 2007 R I 2005 P 6
Sweden 1921 - 1972 R 1938 -1974 P 1979 I 1948 - 2005 P 1994 - 2009 P 9
Switzerland 1937- 1992 R
1916 - 2002 I
1918 - 2006 P 1988 - 1992 R 2001 -2005 I 6
U.K. 1947 - 2001 R 1861 - 1990 P
1957 - 2004 I 1982 - 2005 P 2004 I 8
U.S.A. 1846 - 2010 I 1967 - 2010 I
1976 - 2008 I 1974 -,2009 P 1972 - 2010 I 6
MeanY start (post-war) 1957
1955 1983 1980 1998 1975
MeanY end 1989
1991 2002 2004 2006 1998
Mean Duration 32 36 19 24 8 24 Mean Cont 9.38 7.91 3.96 5 5.63 6.38
33
Table 2: Morality Policy Processes Other Than Parliamentary Government Model
Country Judl Leg.Part Div
Party Ref Fed/Dev Const Mult Ar Tot
Australia 15 Cap. Pt X X X 2 Abortion X X X X X 4 Euthan X X X X X 4
ART X X X 2 S Sex DR X X X X 3 Austria 5 Cap. P
AB X X X X 3 Euthan
ART S Sex DR X X X 2 Belgium 8 Cap. P X 1
AB X X 2 Euthan X X X 2
ART X X X 2 S Sex DR X 1 Canada 12 Cap. P X X X 2
AB X X X X X 4 Euthan X 1
ART X X 1 S Sex DR X X X X X 4 Denmark 7
Cap. P X X 1 AB X X 2
Euthan ART X X X 2
S Sex DR X X X 2 Finland 5 Cap. P X X X 2
AB X X X 2 Euthan
ART X X 1 S Sex DR
France 9 Cap. P X X X X 3
AB X X X X 3 Euthan X X 1
ART S Sex DR X X X 2 Germany 14
Cap. P X X X X X 4 AB X X X X X X 5
Euthan X 1
34
ART X X X X X 4 S Sex DR Greece 3 Cap. P
AB X X 1 Euthan
ART S Sex DR X X X 2 Iceland 2 Cap. P X 1
AB X X 1 Euthan
ART S Sex DR
Ireland 10 Cap. P X X X 2
AB X X X X X 4 Euthan
ART X 1 S Sex DR X X X X 3
Israel 2 Cap. P
AB Euthan X X 1
ART S Sex DR X X 1
Italy 14 Cap. P X X X 2
AB X X X X X X 5 Euthan X X 1
ART X X X X 3 S Sex DR X X X X 3
Japan 1 Cap. P
AB Euthan X X 1
ART S Sex DR
Luxemburg 6 Cap. P X X X 2
AB X X 1 Euthan X X X 2
ART X S Sex DR X X 1
Netherlands
6
Cap. Pt AB X X X X 3
Euthan X X X X 3 ART
S Sex DR
35
New Zealand
7
Cap. P X X X 2 AB X X X X 3
Euthan X X ? X 2 ART
S Sex DR Norway 5 Cap. P
AB X X X 2 Euthan X X 1
ART X X X 2 S Sex DR Portugal 7 Cap. P
AB X X X X X 4 Euthan
ART S Sex DR X X X X 3
Spain 5 Cap. P
AB X X X 2 Euthan X X 1
ART X X X 2 S Sex DR Sweden 4 Cap. P X
AB X X 1 Euthan X X 1
ART S Sex DR X X X 2
Switzerland 15 Cap. P X X
AB X X X X X X 5 Euthan X X X 2
ART X X X X X X X 6 S Sex DR X X X 2
U.K. 12 Cap. X X X X 3 AB X X X X 3
Euthan X X ? X X 3 ART X X 2
S Sex DR X 1 U.S.A. 25 Cap. X X X X X 4 AB X X X X X X X 6
Euthan X X X X X X 5 ART X X X X X X 5
S Sex DR X X X X X X 5
36
Total 45 53 44 13 26 20 74
Cap. P 1 11 5 2 4 9 13 AB 12 17 21 5 6 5 19
Euthan 15 9 3 1 3 2 14 ART 5 7 9 3 6 2 13
S Sex DR 12 9 6 2 7 2 15