a lifecycle approach for analytical methods validation ... 2_pres.pdf · “a list of tests,...
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A Lifecycle Approach for Analytical Methods Validation –Implementing Best Practices
June 21, 2017
Lina Patel, Ph.D.Director, Quality Operations Laboratories
IVT Lab Week Europe Analytical Procedures and Methods Validation June 20-22, 2017Dublin, Ireland
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Overview Method Validation
• Requirements and Expectations• Good Scientific Practices• Team Agreement
Method Validation Process• Validation - Product Lifecycle• Quality Plan• Design, Develop, Control• Definition of Intended Use• Specifications
Method Validation Implementation• Protocol Development – Critical Components• Protocol Execution – Where? Who?• Selection of Characteristics, Acceptance Criteria
Validation Exercise2
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Requirements and Expectations
• Guidance Documents– Guidance for Industry: Analytical Procedures and Methods
Validation for Drugs and Biologics (Feb 2014)– Guidance for Industry: Analytical Procedures and Methods
Validation (Aug 2000)• Guidance for Industry: Submitting Samples and Analytical Data
for Methods Validation (Feb 1997)– Q2A: Text on Validation of Analytical Procedures (Mar 1995)– Q2B: Validation of Analytical Procedures: Methodology (Nov 1996)– Q6A, Q6B: Specifications (Dec 2000, Aug 1999)– Q8 (R2): Pharmaceutical Development (Nov 2009)– Q9: Quality Risk Management (Jun 2006)– Q10: Pharmaceutical Quality System (Apr 2009)
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Expectation…
• It is the responsibility of the applicant to choose the validation procedure and protocol most suitable of their product.
• The main objective of validation of an analytical procedure is to demonstrate that the procedure is suitable for its intended purpose.
• Well characterized reference materials, with documented purity should be used throughout the validation study.– The degree of purity necessary depends on the intended use.
• All relevant data collected during validation and formulae used for calculating validation characteristics should be submitted and discussed as appropriate
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Participant Activity (10 mins)
What do you consider ‘Good Scientific Practice’?
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Good Scientific Practices
Assay Development
• Scientifically sound and appropriate
• Repeatable• Robust
Good Documentation
Practice
• Real time documentation
• Clear to follow methods
• Training
Data
• Verified/Reviewed• Calculations
transparent• Reproducible
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Team Agreement
Scientists –AD /QC/SME/ Statisticians
Stakeholders
Quality
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Team Agreement
• Why is this important?
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Team Agreement Considerations…
• Groups – Analytical Development– Quality Laboratories– Technical Experts– Statisticians– Marketing?– Management
• Site to Site
• Clients/Sponsors
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Method Validation Process
DevelopmentPre-
validation/ Qualification/ Optimization
Validation Revalidation
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•Validation – Product Lifecycle
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Method Validation Process: Quality Plan
• Do you have a Quality Plan?
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Quality Plan
Analytical Method Validation
Instrument qualification, SOPs, training, critical
assay materials
Master Validation Plan
ICH Q8, Q9, Q10 (Senior Management Commitment)
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Method Validation Process (contd)
Design Develop Control
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Cross functional team Subject matter experts Project plan Monitor progress Organize documents
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Design Experiments
Systematic approach
Method robustness
Initial risk assessment
Multivariate experiments
Design
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Risk Management Process
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(ICH Q9)
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Method Development - highlights
Step by step
procedure (roadmap)
Analytical Instruments
and Equipment
Reagents, Reference Material, Standard, Control
Samples –in-process,
bulk, finished product
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•Assay •acceptance
•criteria
•System •Suitability, •Automation
•Description of •method
•Data •Analysis
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Control & Finalize
Determine sources of
method variation
Understand changes in
method parameters
Characterization & Analyses
Good documentation
practices
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• Instruments • Equipment• Chromatography
Columns• Sample handling• Sample source (research, clinical, process validation…)
• Sample preparation –automated pipetting
• Laboratory Environment (temp, humidity)
• Stability studies -degradation studies
• Training
• System suitability• Assay acceptance• Reference & reagent
qualifications• Assay critical
parameters• Automation
• Organization of raw data, notebooks, etc.
• Data verification• Test method –
Roadmap• Procedure –
visual guidance• Data documentation
sheets/forms/electronic
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Define Intended Use
• Identify critical process steps and related assays
• Is this used for characterization only?– Or will this lead to a testing requirement and be held to a
specification?
• How important is continued characterization testing?– Do they need to be ongoing as part of release or used for process
check when necessary?
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Specifications
“A list of tests, references to analytical procedures, and appropriate acceptance criteria that are numerical limits, ranges, or other criteria for the tests described.
It establishes the set of criteria to which a drug substance or drug product should conform to be considered acceptable for its intended use.
‘Conformance to specifications’ means that the drug substance and/or drug product, when tested according to the listed analytical procedures, will meet the listed acceptance criteria.
Specifications are critical quality standards that are proposed and justified by the manufacturer and approved by regulatory authorities as conditions of approval….”
(ICH Q6B)
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Specification
Strategy designed to ensure product quality and consistency
thorough product characterization during development
adherence to good manufacturing practices (GMP's), e.g., suitable facilities, a validated manufacturing process, validated test procedures, raw materials testing, in-process testing, stability testing.
confirm quality of the drug substance/drug product rather than to establish full characterization, and should focus on those characteristics found to be useful in ensuring the safety and efficacy of the drug substance and drug product.
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Prior to Method Validation Implementation…
• Pre-Validation Studies– Assay Qualification/Preliminary Validation
• Clinical Phase I/II studies– Instrument Qualification– Lab Computer Systems and Software– Method parameters, assay acceptance criteria, specifications– Stability Indicating Methods– Robustness
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Method Validation Characteristics
TYPE OF ANALYTICAL PROCEDURE;
CHARACTERISTICS
IDENTIFICATION TESTING FOR IMPURITIES
Quantitation Limit
ASSAY; dissolution
(measurement only); content/potency
AccuracyPrecision Repeatability
IntermediatePrecision
Specificity2
Detection Limit
Quantitation Limit
LinearityRange
-
-
-
+
-
-
-
-
+ -
+ -
+1 -
+ +
-3 +
+ -
+ -
+ -
+
+
+1
+
-
-
+
+
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• Note: ‘-’ signifies that this characteristic is not normally evaluated; ‘+ ‘signifies that this characteristic is normally evaluated.
• 1 - In cases where reproducibility has been performed, intermediate precision is not needed.
• 2 - Lack of specificity of one analytical procedure could be compensated by other supporting analytical procedure(s).
• 3 - May be needed in some cases.
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Method Validation Implementation
• Protocol Development– Cover page - clear statement of scope– Test method summary - flow diagram, calculations – Summary (table) of assay characteristics to validate; number of
determinations– Samples, Reagents, System Suitability Controls– Instruments, Laboratories involved, personnel to perform testing– Experimental details with acceptance criteria– Data analysis, recording test results and observations– Amendments or deviations to the protocol
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Method Validation Implementation:Protocol Execution
• Where will the testing occur?– Identify sites/laboratories– Check for suitability/comparability
• Who will perform testing?– Analytical Development– Quality Control– Combination
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Method Validation Implementation…
• How do you select for validation characteristics/parameters?
• What is the acceptance criteria?
• What are the appropriate system suitability controls?
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Validation Exercise
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Validation Exercise
• Enzymatic/HPLC Identity Assay
– Peptide map of a protein molecule API• Need to determine the assay characteristics to be validated• Need to identify appropriate assay acceptance and system
suitability criteria
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Validation Exercise: Peptide Mapping
Chemical modification of protein
Enzymatic digestion of protein into peptides
(e.g. trypsin)
RP HPLC separation of peptides
UV detection of peptides
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Validation Exercise…
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•0.5 mg Protein API
•Reduce•5.3 M Guanidine HCL, Tris pH 7.6,
16 mM DTT –•1 hr, 37o
•Alkylate•37 mM
Iodoacetamide 60 min, RT,
dark
•Desalt•Dialysis
• 6 M Urea, •0.1 M Tris, pH
8.0, 2 hrs
•Tryptic Digest
•2 M urea, •0.1 M Tris,
pH 8.0, •1:25
trypsin, 12 hrs
•Stop reaction
with TFA to 2%
•SeparateResolve
peptides by C18 RP HPLC (0.02% TFA)
•DetectUV at
220 nm
•AnalyzeCompare UV traces at 220 nm of sample
to reference
std.
•Assay Purpose: Identification Test
•Assay Characteristics to
Validate?• Specificity• Accuracy• Precision• Linearity• Range
• LOD/LOQ• Stability Indicating
•Detailed Flow Diagram of Peptide Mapping
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Identification: Looking for fingerprint comparison
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Validation Exercise…
For the peptide mapping test method:
• Which assay characteristic should be validated, and how would that be demonstrated?
• What system suitability controls would be appropriate?
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•Guidance Documents:• USP <1055> Peptide mapping
• FDA Guidance Validation of Chromatographic Methods (1994)
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Challenges…
• Analysts– turnover– knowledge not documented– training not consistent
• Test Method – critical parameters not locked down– insufficient information– not clear– lacking standardized work process– changes after validation
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Challenges…
• Material– samples – clinical, process performance qualification, process
changes… – reagents – vendor changes, one vendor source– chromatography columns
• Instruments, automation– method development on different model– technical support not consistent– aging models - vendor terminates model, support
• Data Analyses
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