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    A Knowledge-based Decision Support System for

    Mining Method SeleCtlon for

    Ore Deposits

    9

    198

    Sukumar Bandopadhyay, University of Alaska Fairbanks

    and

    P. Venkatasubramanian, Temple University, Philadelphia

    INTRODUCTION

    In recent years, research in the field

    of

    artificial intelligence (AI) has had many

    important successes. Among the most significant of

    these

    has been

    the

    development of

    powerful new computer software known as the expert systems .

    Expert system programs designed

    to

    provide expert-level consultative advice

    n

    mineral exploration (Duda et

    aI,

    1981), scientific (Feigenbaum, Buchanan and Lederburg,

    1971) and medical (Shortliffe, 1976) problem solving

    are

    generally acknowledged t be

    among the forerunners of this research.

    As the decision makers virtually

    in

    all fields face a more complex and involved

    world within which to operate, the

    need

    for some decision support is also becoming

    urgent. Thus applications of

    expert

    systems continue to spread out reaching problems

    that, because of their dimensions or particular aspects, set more demand on the decision

    methodologies. To meet these new requirements, many activities which were performed

    in the past by the

    domain

    expert

    or

    engineer must

    become automated.

    Furthermore,

    previous research (Dawes and Corrigan, 1974; Dawes, 1979) has shown that automating an

    expert s decision rules

    often

    provide

    better

    decision

    than

    the expert

    does.

    For large

    systems it would be very useful (or even necessary) to have formal tools, allowing one for

    example, to automatically discover inconsistencies, contradictions

    or

    redundancies, or to

    identify the possibilities of wrong lines of reasoning in the decision process.

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    2

    Although computers and simulation models have become indispensable tools in

    many mine planning endeavors, there is continued reliance on the human expert s ability

    to identify and synthesize diverse factors, to form judgments, to evaluate alternatives and

    to aid decisions.

    Traditionally simulation methods and other analytical techniques have been used to

    aid decision making process in mine planning problems.

    In

    some sense all these programs

    and techniques try to behave expertly in their attempt to perform some well defined set of

    tasks. However some

    domains

    are

    more

    highly constrained not easily

    amenable

    to

    precise scientific formulations, i.e., domains in which experience and subjective judgment

    plays an important role.

    While the domain

    of

    decision-aid is of

    immense

    practical value, it is also

    of

    considerable

    interest

    in terms

    of

    its AI research content. In its most general form, it

    involves representing the structure and functions

    of

    complex systems, along with some

    knowledge about the problems the system is intended to deal with. Inference mechanisms

    are

    needed which can perform

    completely,

    even

    expertly,

    in domains

    where system

    variables are ill-defined and fuzzy

    Many variables associated with geological, geotechnical, environmental, and other

    conditions influence the selection of a mining method for a given mineral deposit. Each of

    these

    variables

    in

    turn depends upon other characteristics

    for example, geological

    variables

    depend upon the

    thickness

    of are

    body,

    the grade

    etc.;

    and geotechnical

    variables depend on the rock strength, the presence of fractures, etc. Each set of variables

    has significant influence on the selection of a method to mine a deposit. In reality, mine

    conditions

    are

    so varied

    that

    an acceptable decision rule cannot be easily written

    that

    covers the

    selection of

    a specific mining system

    or method

    for all mines

    or mineral

    deposits.

    The combination of

    conditions

    that

    affect

    the

    analysis for one mine cannot

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    Page 3

    necessarily be applied to another mine. By changing just only one variable or condition, a

    permutation

    s

    created that

    is

    not applicable to another mining locale.

    The selection of mining method for a mineral deposit

    is

    thus a decision problem of

    the most

    general

    sort,

    where solution

    is considered to

    be

    a highly skilled art. It

    is

    complicated enough to justify development and use of an expert system. Even the best

    geological conditions are difficult to cope with if anything less

    than

    the most efficient

    mining method

    is

    used. In addition, subjective judgments are applied to information about

    many geological parameters which are inherently descriptive. Impreciseness arises from

    the use of descriptive and some-what ill-defined terms. For example, a decision variable

    such

    as

    ore body thickness

    is

    often expressed

    as

    moderately thick . Similarly, the strength

    of the hanging wall of an ore body, expressed as

    weak .

    These qualitative expressions of

    important variables

    in

    the decision process leads to complexity. Human judgment, based

    on experience with mineral seams, and geologic conditions, remains the single most

    important input of the decision-making technique in the mining method selection.

    In this paper, a knowledge-based decision support expert system model for mining

    method selection

    is

    presented. The expert systems model not only helps select the correct

    mining method, it also helps ensure that all important variables have been examined. t

    should serve as a check list to be certain that nothing is forgotten. The best of these

    systems

    enable

    company specialist to maintain knowledge bases that provide mine

    planners with valuable engineering support. The knowledge base can be constantly added

    to and edited, becoming, in the longer term, a central part in company's information

    resources.

    An

    Expert System for Mining Method Selection for Ore Deposits.

    Ore deposits are often characterized by extreme complexity, therefore the number

    of methods

    and

    their variants

    used

    in the practice

    of mining

    ore deposits

    is quite

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    Page t

    considerable.

    The

    diversity

    of

    mining conditions and the great number

    of

    existing systems

    complicate the elaboration of a simple classification of methods for mining ore deposits.

    Many researchers believe

    that

    the following ten basic mining methods, not including

    hydraulic or

    solution

    mining, reflect the essence of the methods to be considered in any

    selection process.

    1.

    Open Pit

    6.

    Room and Pillar

    2. Block Caving

    7.

    Shrinkage Stoping

    3.

    Sublevel stoping

    8.

    Cut and Fill

    4.

    Sublevel caving

    9.

    Top

    Slicing

    5. Longwall

    10.

    Square-Set Stoping

    The major factor

    in

    determining the mining method classification

    is ground

    support, which, in turn,

    depends

    largely on the geologic characteristics and

    mechanical

    properties of the ore deposits and its host rock. Boshkov and Wright (1973), Morrison

    (1976),

    Tymshare,

    Inc. (1981), Nicholas (1981) and others have

    presented schemes

    for

    selecting mining methods. Boshkow and Wright

    1,973)

    listed the mining methods possible

    for certain combinations of

    ore

    width, plunge

    of

    ore,

    and

    strength

    of

    ore. Morrison (1976)

    classified

    the

    mining

    methods

    into

    three basic

    groups, rigid

    pillar support, controlled

    subsidence, and caving; he then used general definitions

    of

    ore width,

    support

    type, and

    strain energy accumulation as the characteristics for determining mining

    method

    (Figure

    1).

    Laubscher 1977),

    on the

    other

    hand,

    developed

    a detailed rock mechanics

    classification from which cavability, feasibility of open stoping or room and pillar mining,

    slope angles,

    and general support requirements could be determined. Tymshare,

    Inc.

    (1981)

    developed

    a

    numerical

    analysis that

    determines one of

    five mining

    methods,

    (1)

    open

    pit, (2)

    natural

    caving, (3) induced caving, (4) self-supporting,

    and

    (5) artificially

    supporting, and calculates the tonnage and grade for the type of deposit described. This

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    method is meant to be used as a pre-feasibility tool for geologists.

    The decision-making process can be treated as

    the selection

    of a particular

    alternative

    from a given

    set of

    alternatives

    so as to

    best

    satisfy

    some

    given goals

    or

    objectives. The problem to be solved is to evaluate alternatives, e.g., to calculate their

    utilities.

    An

    expert system for decision-making has to establish an appropriate knowledge

    base and use it for utility calculation.

    In

    addition to this,

    it

    has to explain the way the

    utility was calculated.

    0

    0

    0

    0

    z

    c

    ::l

    :

    i-

    0

    II

    0

    z

    0-3Om

    (O-100ft)

    Room

    Pillar

    Shr inkoQ

    S10cinQ

    +3Om(+100ft)

    0

    0

    .

    0

    e

    8

    0

    0

    c

    I

    0

    =

    L

    J

    II

    Figure 1: A

    Method

    Selection Scheme (after Morrison, 1976)

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    The explanation of utility calculation is especially interesting because decision

    making knowledge is subjectively defined and often imprecise. It offers different

    interpretations and has some degree

    of

    uncertainty. This kind of knowledge

    is

    usually

    referred to as imprecise knowledge

    or

    soft knowledge.

    The

    prevalence

    of

    imprecision

    increases when the domains are socio-economic in nature. Such domains often have

    to

    contend with nebulous terms and reasoning rules.

    Consider the statement weak hanging wall and weak footwall characteristics have

    highly significant influence on the selection of the square-set method for mining an ore

    deposit . This statement

    is

    useful in selecting a mining system. Note, however, that the

    statement is far from precise. First,

    there

    is uncertainty in

    the

    proposition. Second,

    several terms in the statement are ill-defined. Good footwall characteristics and highly

    significant are examples of types

    of

    imprecision, distinct from uncertainty, which

    arise frequently, and will be

    referred to

    as fuzziness.

    One

    indication of their being

    different is that one type can arise independently

    of

    the other.

    EXPERT SYSTEM ARCHITECTURE

    According

    to

    a definition generally

    accepted

    as true,

    expert

    systems are

    characterized

    by the independence of the

    control structure

    and the knowledge base.

    Nevertheless, there are different classes of expert systems, each of them implementing a

    certain strategy. The architecture of the expert system presented here is

    based on

    the

    model developed by Bohanec et aI (1983). The selection of the above formal model was

    motivated due to the fact that a semantic tree is a natural form for representing decision

    knowledge and provides a suitable framework for experts for systematically formalizing

    their

    decision

    expertise

    Duda et

    aI., 1978).

    The tree structure facilitates

    a

    gradual

    aggregation

    of

    the basic

    variable values

    through aggregate

    variables.

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    Using a top-down approach, a semantic tree with multiple nodes and several leaf

    variables Figure 2) has

    been

    defined. Much

    of

    this knowledge is internalized in a

    knowledge base as production rules, which are IF-TIIEN relationships. A standardized set

    of

    knowledge independent predicate

    functions

    and

    a

    range of

    knowledge specific

    attributes, objects and associated values form the vocabulary of primitives for constructing

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    x

    =

    X

    7 7

    X1

    I

    Xl =

    fl

    X

    27

    X

    3

    )

    X2 = f2

    X57 X6)

    X3

    = f3 X

    41

    X

    7

    )

    X4= f4 XS

    7

    X9, Xl0)

    i ~

    Figure 2: A Semantic

    Tree

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    rules. A rule premise is always a conjunction clause, and the action

    part

    indicates one or

    more conclusion that can be drawn if the premises are satisfied, making the rule purely

    inferential.

    When

    a

    quesiton

    is asked of

    the

    knowledge

    base

    a knowledge

    three is

    generated. The derivation of the knowledge

    is

    a forward process, where

    as

    evaluation of

    the tree is a backward contraction process a pull-back in the structure

    of

    facts.

    The Knowledge Base and User s Interface

    The knowledge of

    an area

    of expertise

    is

    generally of the three types: facts, rules of

    good judgement (heuristics), and evaluations. The crucial problem in the mining method

    selection process is the interpretation of the knowledge, such as:

    1.

    depth of the orebody and character of the overlying rock,

    2. size, shape and dip of the ore body,

    3.

    mechanical characteristics of the ore and surrounding rock,

    4. ore grade and degree of continuity.

    The

    goal

    of the evaluation

    process

    is obtained

    in

    terms of

    a preferred mining (

    method and a description of the mining method. In order to achieve this task, production

    rules have been developed which lend themselves to symbolic reasoning.

    Within the expert system the knowledge is represented by 4-uplets of the type:

    (PARAMETER, CONTEXT, VALUE, CF)

    The

    CONTEXT

    is

    instantiated

    by

    the name

    of a

    mining method. Each

    PARAMETER corresponds to an attribute of this

    CONTEXT

    and the

    VALUE

    qualifies

    the attribute. Finally the certainty factor (CF) defines the plausibility

    of

    the context. The

    plausibility is a number belonging to the (-10, 10) range (where -10 means false and the

    10 means true) and where all the possibilities between the absolutely true and absolutely

    false

    are

    represented

    by a

    number between

    -10 and 10 inclusive.

    For

    example:

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    (Gen-shape, BLOCK CAVING, irregular, -1/10)

    signifies that the selection of block caving is not at all probable when the general shape of

    the

    ore

    body

    is

    irregular. Whereas, (ore-thickness,

    BLOCK

    CAVING,

    very thick,

    4/10)

    signifies that the selection

    of

    bock caving as mining method is probable if the ore body is

    very thick.

    Since the rules are usually judgmental, that is,

    they make

    inexact inferences on a

    confidence scale, the conclusions are therefore evaluated y certainty factors. Standard

    statistical measures are rejected in favor of certainty factors because experience with

    human

    experts

    shows

    that experts

    do

    not

    use

    information

    in a way

    compatible

    with

    standard statistical methods (Negoita, 1985). Thus for example, if some basic variable

    describes

    the

    footwall characteristics

    of

    the overburden as weak , we can specify the

    selection of square-set mining as a primary method with a certainty factor 4/10 .

    Certainty

    factors CF) are a measure of the

    association between

    the premise

    and

    action clauses in each rule and indicate how strongly each clause

    is

    believed.

    When

    a

    production rule succeeds because its premise clauses are true, the certainty factors

    of

    the

    component clauses

    are

    combined. The resulting certainty factor

    is

    used to modify the

    certainty

    factor

    in

    the action

    clauses. Thus,

    if

    the

    premise

    is believed only weakly,

    conclusions derived from the rule reflect this weak belief. Also, because conclusions of

    one rule may

    be

    the premise of another, reasoning from premises with less than complete

    certainty factor is common place.

    For each

    rule

    in the system, a CF is assigned by the domain expert. It is based on

    the expert's knowledge and experience.

    The

    CF

    that

    is included in a rule is a component

    certainty factor

    CF

    comp), and it describes the credibility of the conclusion, given only the

    evidence represented by the preconditions of the rule. The rules are so structured that any

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    Page

    10

    given rule either adds to belief in a given conclusion or adds to disbelief. Because there

    are many rules that relate to any given conclusion, each

    of

    which can add to the overall

    belief or disbelief in a conclusion, a cumulative certainty factor is used to express the

    certainty

    of

    the conclusion, at a given point in execution, in light of all of the evidence that

    has been considered up to that point.

    Inference rules are defined as situation - action pairs. The left member (i.e., the

    situation) describes a constraint on each of the certainity factors associated with several

    events. When the constraint is satisfied then the right member (Le., the action) of the rule

    is triggered. This action modifies the certainty factor associated with all the events

    belonging to the right member of the rule, following the certainty factor combination law.

    For example:

    gen-shape (Open-pit, Massive, 3/10).

    gen-shape (Block-caving, Massive, 4/10).

    ore-thickness (Open-pit, Narrow, 2/10).

    ore-thickness (Block-caving, Narrow, -1/10).

    o-rack-strength (Open-pit, Weak, 3/10).

    o-rock-strength (Block-caving, Weak, 4/10).

    o-fracture-spacing (Open-pit, Close, 3/10).

    o-fracture-spacing (Block-caving, close, 4/10).

    /

    Rule Base

    *

    Start -7 decision (X,A,B,C,D,K), Write (X,K).

    Decision (X,A,B,C,D,K), -

    Geometry (X,A,B,C,K1) -

    Ore-zone (X,C,D,K2) -

    /* Geometry * /

    j

    Ore-zone' /

    geometry (X,A,B,K1),

    ore-zone (X,C,D,K2),

    K

    =

    min (K1,K2).

    gen shape (X,A,L)

    ore-thickness (X,B,M)

    Kl

    =

    min (L,M).

    o-rock-str (X,C,L1)

    o-fracture-spacing (X,D,L2)

    K - min (L1,L2)

    The activation of the rules modifies the certainty factor by combining the individual

    certainty factors from each parameter group (Figure 3).

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    GEOMETRY

    X,A,B,K1)

    K1=MIN L,M)

    MIN L,M)

    ORE-THICKNESS

    X,B,M)

    START

    LEVEI:1

    WRITE X

    ,K)

    K MIt-HK1,K2) LEVEL-2

    MIN K1,K2 )

    ORE

    ROCK

    STRENGTH

    X,C,L1 )

    K2=

    MIN L1,L2)

    MIN

    L1,

    L2) LEVEL-3

    OR

    FRACTURE

    SPACING

    X,D,L2)

    Figure 3: A Segment of the Mining

    Method

    Selection Semantic Tree

    User Interface

    Page

    11

    The output of

    the

    mining method

    expert

    system is a

    characterization

    of

    each

    are

    deposit in terms

    of

    the stability of the ground (hanging wall, footwall, and

    are

    zone) and its

    influence

    on

    the

    selected

    mining method. The strength properties of the hangwall

    footwall and the ore

    zone

    are

    characterized

    by the ratio

    of

    the uniaxial strength of the

    material to the overburden pressure, the fracture spacing and the fracture shear strength.

    The

    characteristics of the of the are

    body

    are defined by

    the

    general shape the

    are

    thickness, the plunge of the are body, and the grade distribution. Information acquired

    from the external environment is qualitative and imprecise

    --

    narrow , thick , uniform ,

    etc. Based

    on

    terms of this type, and the sets of heuristic rules, inferences are developed.

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    The determination of the ground stability and characteristics of the ore body is used

    to determine

    the

    mining method. Figure 4

    is

    an example of the user interface with the

    system.

    The

    expert system contains 13 parameters and

    the

    geological knowledge

    is

    encoded within 514 produciton rules. Using the resources available at the University of

    Alaskaz Fairbanks this expert system was implemented and

    studied on

    a

    VAX

    750

    computer, using essentially standard Prolog.

    pro

    C-Prolog version 1 5

    1

    ?-

    ['methfux.pro].

    methfux.pro consulted 27752 bytes

    1 90201

    yes

    1 ?- start.

    Questions

    on geometry and grade dbn of deposit

    General shape

    m:

    Massive

    tp : Tabular

    or

    Platy

    i : Irregular

    I: i.

    Ore

    thickness

    n:

    Narrow

    i :

    Intermediate

    t

    Thick

    \It :

    Very thick

    I:

    i

    Ore plunge

    f

    Flat

    i : Intermediate

    s : Steep

    I s

    Grade distribution

    u:

    Uniform

    g :

    Gradational

    e: Erratic

    I u

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    Rock mech characteristics for hanging wall

    Rock material strength

    w: Weak

    m: Moderate

    s:

    Strong

    I:w

    Fracture spacing

    vc : Very close

    c:

    Close

    w:Weak

    vw : Very weak

    I: c.

    Fracture strength

    w: Weak

    m : Moderate

    s: Strong

    I:w

    Rock

    mech characteristics for

    ore zone

    Rock

    material strength

    w: Weak

    m:

    Moderate

    s: Strong

    I:w

    Fracture spacing

    vc:

    Very close

    c:

    Close

    w:Weak

    vw : Very weak

    I:vc

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    Fracture strength

    w:Weak

    m:

    Moderate

    s: Strong

    I:w.

    Rock mech characteristics for foot wall

    Rock material strength

    w:Weak

    m:

    Moderate

    s: Strong

    I:w.

    Fracture spacing

    vc

    : Very close

    c: Close

    w:

    Weak

    vw :

    Very weak

    I: c.

    Fracture strength

    w: Weak

    m:

    Moderate

    s:

    Strong

    I:w.

    Mining methods and their correspoinding scores

    2

    o

    1

    o

    1

    o

    o

    2

    o

    3

    no

    I?

    1

    Exit

    Openpit

    Block Caving

    Sublevel Stoping

    Sublevel Caving

    Longwall

    Room and Pillar

    Shrinkage Stoping

    Cut and Fill Stoping

    Top Slicing

    Square Set Stoping

    [ Prolog execution halted 1

    Figure

    4:

    An Example of the User Interace with the Expert System.

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    Page 14

    CONCLUSION

    Expert system models are still evolving, both theoretically and in terms of their

    practical applications in mining engineering. It is an useful tool for the domain considered

    since analytical models are not amenable. Mining integrates the skill of many engineering

    disciplines. Within these disciplines lies experience and expertise found in not other

    industry.

    To

    capture and widely apply this expertise is the challenge to developing

    knowledge base systems. This paper shows how the methodology of expert systems may.be

    integrated in a mining method selection process. The integration of expert knowledge in

    designing an inference process seems to be advantageous for many technical reasons.

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    1988

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    Boshkov, S.H., and Wright, F.D., 1973, Basic and Parametric Criteria in the Selection,

    Design and Development

    of

    Underground

    Mining Systems ,

    SME

    Mining

    Engineering Handbook, Chapter

    12.1

    Vol.

    1

    SM IAlME, p 12.2-12.13.

    Dawes, R.M., 1979 The Robust Beauty of Improper Linear Models in Decision Making ,

    American Psychologists, Vol. 34, pp. 571-582.

    Dawes, R.M., and Corrigan, B. 1974 Linear Models in Decision Making , Psychological

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