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A direct approach to the calculation of many-body Green’s functions: Theoretical spectroscopy beyond quasiparticles Lucia Reining Palaiseau Theoretical Spectroscopy Group

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Page 1: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

A direct approach to the calculation of many-body Green’s functions: Theoretical spectroscopy beyond quasiparticles

Lucia Reining Palaiseau Theoretical Spectroscopy Group

Page 2: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Palaiseau Theoretical Spectroscopy Group & friendsJianqiang Zhou, Igor Reshetnyak, Claudia Roedl, Matteo Guzzo, Francesco Sottile, Matteo Gatti, Lucia Reining

U. Washington: John Rehr, Joshua Kas

Synchrotron SOLEIL: Fausto Sirotti, Matthieu SillySynchrotron ESRF/U. Helsinki: Simo Huotari

http://etsf.polytechnique.frhttp://www.etsf.eu

Page 3: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

→ Photoemission: quasiparticles and more

→ Electron-boson coupling using a cumulant G 

→ Electron-boson coupling in GW

→ Electron-boson coupling  

→ Which boson? 

→ Self-energies and more

A direct approach to the calculation of many-body Green’s functions: Theoretical spectroscopy beyond quasiparticles

Page 4: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

From http://www.ieap.uni-kiel.de/surface/ag-kipp/arpes/arpes.htm

→ Photoemission

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Band structure of germanium

Rohlfing et al., PRB 48, 17791 (1993)A. Svane, PRB 35, 5496 (1987)

LDA Hartree-FockExp

Picture from R.M. Martin. L. Reining, D.M. Ceperley “Interacting Electrons: Theory and Computational Approaches, Cambridge University Press 2016

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G(1,2) = -i <T[†(2)]> 1=(r1,

1,t

1)

Dyson equation: G =G0 + G

0 G

12-37

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→ ~ i WG    “GW”

L. Hedin (1965)

W = -1( v

+ ….....

Page 8: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Band structure of germanium

Rohlfing et al., PRB 48, 17791 (1993)A. Svane, PRB 35, 5496 (1987)

LDA Hartree-FockExp and GW

Page 9: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Couples to excitations!

Page 10: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

From Damascelli et al., RMP 75, 473 (2003)and http://www.ieap.uni-kiel.de/surface/ag-kipp/arpes/arpes.htm

+......More than quasi-particles...............

→ Photoemission

Page 11: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

→ Electron­boson coupling

Sky J. Zhou, PhD thesis Palaiseau 2016

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Page 13: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Valencebands

Exp.: F. Sirotti et al., TEMPO beamline SOLEIL

Cohen and Chelikowsky: “Electronic Structure and Optical Properties of Semiconductors” Solid-State Sciences 75, Springer-Verlag 1988)

Bulk Silicon

Page 14: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,
Page 15: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,
Page 16: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,
Page 17: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,
Page 18: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,
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A. Fujimori et al., PRL 69, 1796 (1992)

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Convincing description in terms of electron-boson coupling.....

IF

→ we have the boson

→ we solve the coupled problem reasonably well

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→ ~ i WG    “GW”

L. Hedin (1965)

W = -1( v

+ ….....

→ Electron­boson coupling in GW

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Page 23: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

T. C. Koethe et al., Phys. Rev. Lett. 97, 116402 (2006).

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T. C. Koethe et al., Phys. Rev. Lett. 97, 116402 (2006).

In GW: M. Gatti, F. Bruneval, V. Olevano and L. Reining,  Phys. Rev. Lett. 99, 266402 (2007)

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MetalInsulator

Screening (dynamical): W

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Gatti, Panaccione, Reining (PRL 2015)

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Valencebands

Satellites

EXPO

Cohen and Chelikowsky: “Electronic Structure and Optical Properties of Semiconductors” Solid-State Sciences 75, Springer-Verlag 1988)

M. Guzzo et al., PRL 107, 166401 (2011)

Silicon 

Page 30: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Poles in G must be “physical”

Poles in must be different: for more poles, building a good is not obvious

Want: G = a/( – a/( –

= [G0 ]-1 - G-1

= ( – – – – – – a

– (1 – a)aa

– – a

→ Self­energies and more

Want: G = 1/( –

= [G0 ]-1 - G-1

= ( – – –

Page 31: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Many-body perturbation theory

1=(r1,

1,t

1)

Page 32: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

HF GW

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HF GW

…..

Page 34: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

HF GW

→ test of GW and beyond

→ multiple solutions of Dyson equations, and how to do ok

→ uniqueneness of the LW functional

Lani et al., New J. Phys. 14, 013056 (2012)

Berger et al., New J. Phys. 16, 113025 (2014)

Stan et al., New J. Phys. 17, 093045 (2015)

Page 35: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

HF GW

To do better: ansatz

where does not depend on the external potential.

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Exponential solution: ↔ cumulant expansion

Sodium: Aryasetiawan et al., PRL 77, 1996

Silicon: Kheifets et al., PRB 68, 2003

Here: → the first in a series of approximations→ link to GW→ prescription for ingredients

Page 38: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Valencebands

Satellites

EXPO

Cohen and Chelikowsky: “Electronic Structure and Optical Properties of Semiconductors” Solid-State Sciences 75, Springer-Verlag 1988)

M. Guzzo et al., PRL 107, 166401 (2011) in collab. with J. Kas and J. Rehr, M. Silly and F. Sirotti

→ Big improvement in real calculations: silicon

Kheifets et al., PRB 68, 2003Lischner et al. PRL 110 (2013)Caruso et al., PRL 114 (2015)

Page 39: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Convincing description in terms of electron-boson coupling.....

IF

→ we have the boson

→ we solve the coupled problem reasonably well

Do we???

Page 40: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Jianqiang (Sky) Zhou, PhD thesis (2016)

1 2

b

a

→ Electron­boson coupling using a cumulant G 

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Coupling occupied and empty states: more correlation

Homogeneous Electron Gas

Kas, Rehr, Reining Phys. Rev. B 90, 085112 (2014)

Page 44: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Coupling occupied and empty states: more correlation

Homogeneous Electron Gas

Kas, Rehr, Reining Phys. Rev. B 90, 085112 (2014)

Page 45: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Bonding

Anti-bonding

See also B. Gumhalter et al., PRB 94, 035103 (2016)

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Z=0.42

CRC improves satellites

Page 49: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Work in progress: Improved solution to multi-level e-boson coupling

Page 50: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Convincing description in terms of electron-boson coupling.....

IF

→ we have the boson

→ we solve the coupled problem reasonably well

Page 51: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

C. Roedl, F. Sottile, L. Reining, PRB 91, 045102 (2015)

CuODo we need a better W?

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Gap???? Theo. 1.0 – 4.0 eV

Screening??? Other?

C. Rödl, F. Sottile, L. Reining, PRB 91, 045102 (2015)

CuODo we need a better W?

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Gap: EXP 1.67 eV PBE+U+GW

02.2 eV

C. Roedl et al. (2016)

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C. Roedl et al. (2016)

“Best W” for QP's

Extremely sensitive to low energy boson!

Gap: EXP 1.67 eV PBE+U+GW

02.2 eV

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e-h problem: Bethe-Salpeter equation

Dressed hole

Dressed electron

e-h interaction

(or beyond static: see J. Zhou et al, JCP (2015))

Example for a drastic failure of RPA at small q: excitons

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Rohlfing and Louie, PRL 81, 2312 (1998)

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Excitonic effects in photoemission satellites

[1] Marisa Scrocco Phys. Rev. B, 1985.

Igor Reshetnyak, PhD thesis Palaiseau 2015

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Overall comparison to experiments

59[1] S. P. Kowalczyk et al. Phys. Rev. B, 1974

Li1s

F2s

F2p

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60

Analysis

[1] Marisa Scrocco Phys. Rev. B, 1985.

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61

Analysis

[1] Marisa Scrocco Phys. Rev. B, 1985.

Page 62: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Convincing description in terms of electron-boson coupling.....

IF

→ we have the boson

→ we solve the coupled problem reasonably well

Page 63: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Sky J. Zhou et al, JCP (2015)

Sodium

Do we need a better W?

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Sky J. Zhou et al, JCP (2015)

Sodium

Do we need a better W?

Is it W?

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The boson changes with increasing coupling

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Is life that simple?

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The GW image

Page 69: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

The GW image

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See also Romaniello, Guyot, Reining, J Chem Phys 131, 154111 (2009)AndRomaniello, Bechstedt, Reining, PRB 85, 155131 (2012)

The T-matrix image

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HF

GW

To do better: ansatz

where does not depend on the external potential.

GW

This solves the self-screening problem

Page 72: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

→ Photoemission: quasiparticles and more

→ Electron-boson coupling using a cumulant G 

→ Electron-boson coupling in GW

→ Electron-boson coupling  

→ Which boson? 

→ Self-energies and more

A direct approach to the calculation of many-body Green’s functions: Theoretical spectroscopy beyond quasiparticles

Page 73: A direct approach to the calculation of many-body Green’s ...exciting.wdfiles.com/local--files/how-exciting-2016/reining.pdf · Greens-function approaches,” Rev. Mod. Phys. 74,

Palaiseau Theoretical Spectroscopy Group & friendsJianqiang Zhou, Igor Reshetnyak, Claudia Roedl, Matteo Guzzo, Francesco Sottile, Matteo Gatti, Lucia Reining

U. Washington: John Rehr, Joshua Kas

Synchrotron SOLEIL: Fausto Sirotti, Matthieu SillySynchrotron ESRF/U. Helsinki: Simo Huotari

http://etsf.polytechnique.frhttp://www.etsf.eu

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Suggested Reading

Onida, G., Reining, L., and Rubio, A., “Electronic excitations: density-functional versus many-bodyGreens-function approaches,” Rev. Mod. Phys. 74, 601, 2002. Review of ab initio calculationsof electronic excitations with accent on optical properties and a comparison between Bethe–Salpeter and TDDFT

Strinati, G., “Application of the Green’s function method to the study of the optical-properties ofsemiconductors,” Rivista del Nuovo Cimento 11, 1, 1988. Pedagogical review of the theoreticalframework underlying today’s Bethe–Salpeter calculations. Derivation of the main equationsand link to spectroscopy.

R.M. Martin, L. Reining, D.M. Ceperley, “Interacting Electrons: Theory and Computational Approaches”, Cambridge University Press 2016New book containing many-body perturbation theory, DMFT and QMC

L. Hedin, “On correlation effects in electron spectroscopies and the GW approximation,”J. Phys. C 11:R489–528, 1999. Short review, very good for photoemission!

F. Aryasetiawan and O. Gunnarsson, “The GW method,” Rep. Prog. Phys. 61:237–312,1998; and:

W. G. Aulbur, L. Jonsson, and J. W. Wilkins, “Quasiparticle calculations in solids,” SolidState Phys. 54:1–218, 2000;Two nice and quite complete reviews on GW