a chronological synopsis of the dimensions of expertise: toward the expert of the future

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38 Performance Improvement, vol. 50, no. 7, August 2011 ©2011 International Society for Performance Improvement Published online in Wiley Online Library (wileyonlinelibrary.com) DOI: 10.1002/pfi.20231 A CHRONOLOGICAL SYNOPSIS OF THE DIMENSIONS OF EXPERTISE: TOWARD THE EXPERT OF THE FUTURE Marie-Line Germain, PhD This article chronicles the evolution of the concept of human expertise since the 1940s. Key themes of expertise throughout the years are presented, followed by a breakdown into three waves: information processing and artificial intelligence; speed, memory, and problem solving; and emotional intelligence and ways of expertise. The parallel of the progression of the construct with other fields such as business and psychology is then examined. Finally, probable characteristics of the expert of the future are presented, with implications for human performance technology practice. SINCE ITS TIMID BEGINNINGS in the late 1940s, the concept of human expertise has slowly filtered through the human resource and human resource development literature as it has been seen as one of the most powerful tools for improving performance (Swanson & Holton, 2001). The question of whether experts are made through deliberate practice and years of experience (Rossano, 2003) or born emerged as early as in the 1980s (Ericsson & Charness, 1994; Staszewski, 1988). Human expertise is cen- tral in the development of human resources and human performance technology and has been seen as a highly influential characteristic of organizations (Herling, 2000). Because of this potential relationship with increased performance in organization, the past 20 years have seen a crescendo in the pace of expertise research, as indicated by the growing number of peer-reviewed publications in the area (Swanson & Holton, 2001). After years of rightsizing, downsizing, reorganizing, reengineering, and other per- ceived methods of attaining profitability, organizations are starting to realize that the operating expense most easily reduced—their workforce—is also the one resource that has the largest impact on reaching and maintaining long-term profitability and growth (Swanson & Holton, 2001). As Torraco and Swanson (1995) assert, “Business success increasingly hinges on an organization’s ability to use its employees’ expertise as a factor in the shaping of its business strategy” (p. 11). The knowledge, the skills, and the experience of the organization’s human resources— in short, its expertise—have become the new secret weapon in the competitive marketplace. Furthermore, the restructuring of the American economy has not led to the deskilling of work. In fact, more and more employ- ers capitalize on employee training: 81% of overall U.S. employers provide or pay for employee training (quoted by Kuchinke, 1997). This increased interest in employee expertise and ways to develop it has led to the creation of many views of what the concept actually is. In fact, there are as many defini- tions of experts as there are researchers who study them (Shanteau, 1992). Conceptual research studies have iden- tified various common themes or dimensions associated with the concept. Yet there is still a lack of clarity in defin- ing the construct of expertise that is used so frequently by human resource and performance improvement profes- sionals. The following section presents a précis of how human expertise has been defined in the U.S. literature since World War II. METHOD Table 1 presents an overall view of how the concept has grown over the decades and what it has grown to be. This synopsis is based on a review of the literature on human expertise in the fields of human resource development

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Page 1: A chronological synopsis of the dimensions of expertise: Toward the expert of the future

38

Performance Improvement, vol. 50, no. 7, August 2011©2011 International Society for Performance ImprovementPublished online in Wiley Online Library (wileyonlinelibrary.com) • DOI: 10.1002/pfi.20231

A CHRONOLOGICAL SYNOPSIS OF THE DIMENSIONS OF EXPERTISE: TOWARD THE EXPERT OF THE FUTURE

Marie-Line Germain, PhD

This article chronicles the evolution of the concept of human expertise since the 1940s.

Key themes of expertise throughout the years are presented, followed by a breakdown into

three waves: information processing and artificial intelligence; speed, memory, and problem

solving; and emotional intelligence and ways of expertise. The parallel of the progression

of the construct with other fields such as business and psychology is then examined. Finally,

probable characteristics of the expert of the future are presented, with implications for human

performance technology practice.

SINCE ITS TIMID BEGINNINGS in the late 1940s, the concept of human expertise has slowly filtered through the human resource and human resource development literature as it has been seen as one of the most powerful tools for improving performance (Swanson & Holton, 2001). The question of whether experts are made through deliberate practice and years of experience (Rossano, 2003) or born emerged as early as in the 1980s (Ericsson & Charness, 1994; Staszewski, 1988). Human expertise is cen-tral in the development of human resources and human performance technology and has been seen as a highly influential characteristic of organizations (Herling, 2000).

Because of this potential relationship with increased performance in organization, the past 20 years have seen a crescendo in the pace of expertise research, as indicated by the growing number of peer-reviewed publications in the area (Swanson & Holton, 2001). After years of rightsizing, downsizing, reorganizing, reengineering, and other per-ceived methods of attaining profitability, organizations are starting to realize that the operating expense most easily reduced—their workforce—is also the one resource that has the largest impact on reaching and maintaining long-term profitability and growth (Swanson & Holton, 2001). As Torraco and Swanson (1995) assert, “Business success increasingly hinges on an organization’s ability to use its employees’ expertise as a factor in the shaping of its business strategy” (p. 11). The knowledge, the skills, and

the experience of the organization’s human resources—in short, its expertise—have become the new secret weapon in the competitive marketplace. Furthermore, the restructuring of the American economy has not led to the deskilling of work. In fact, more and more employ-ers capitalize on employee training: 81% of overall U.S. employers provide or pay for employee training (quoted by Kuchinke, 1997).

This increased interest in employee expertise and ways to develop it has led to the creation of many views of what the concept actually is. In fact, there are as many defini-tions of experts as there are researchers who study them (Shanteau, 1992). Conceptual research studies have iden-tified various common themes or dimensions associated with the concept. Yet there is still a lack of clarity in defin-ing the construct of expertise that is used so frequently by human resource and performance improvement profes-sionals. The following section presents a précis of how human expertise has been defined in the U.S. literature since World War II.

METHODTable 1 presents an overall view of how the concept has grown over the decades and what it has grown to be. This synopsis is based on a review of the literature on human expertise in the fields of human resource development

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Performance Improvement • Volume 50 • Number 7 • DOI: 10.1002/pfi 39

(HRD), management, and education. Definitions of the concept were sought through the literature, which con-sisted of refereed journals and books on the topic pub-lished mainly in the United States since the 1940s.

RESULTS AND DISCUSSIONIn 1997, three progressive eras of expertise were identi-fied by Kuchinke (1997) and by Holyoak (1991). Those areas are generations or schools of thought. A similar but

TABLE 1 CHRONOLOGICAL DEVELOPMENT OF THE THEMES OF EXPERTISE

AUTHORS THEMES

Galton, 1869 Outstanding performance is due to inherited special abilities. Attempts to account for the accomplishments of eminent individuals by studying their familial and genetic origins.

de Groot, 1946/1978 Knowledge about aspects of a task domain. Master chess players faster in reaching decisions.

Miller, 1956 Short-term memory is limited to 7 chunks of information (5 to 9). Planning is a fundamental cognitive process.

French & Raven, 1959 Expert power: based on the perception that other has some knowledge or expertise.

de Groot, 1966 Master chess players remember board positions and associate good moves. More accurate.

Collins & Raven, 1969 Expert power: stems from person’s attribution of superior knowledge or ability to other.

Newell & Simon, 1972 Problem-space theory: we search for a solution among a set of possible solutions. Perceptual ability.

Chase & Simon, 1973; Johnson et al., 1981

The 10-year rule across areas for expert performance (length of experience). Chunking theory: recogni-tion of important features and patterns. Experts are better able to identify patterns.

Webster’s Dictionary, 1976 Expert: having, involving, or displaying special skill or knowledge of a particular subject through training or experience.

Charness, 1989 Chess experts use similar hierarchically organized structures as they assess move sequences while evaluating chess positions and planning moves.

Chi, Glaser, & Rees, 1982 Difference between experts and novices reflects qualitative differences in the organization of knowledge and its representation. Automation speeds up process without loss of quality of performance and thus frees up resources that can be used to learn new information.

Chase & Ericsson, 1982 Skilled memory theory: people can learn to hold virtually unlimited amounts of information in working memory with sufficient practice. Expert-level performance depends on experts’ efficient use of a vast domain-specific knowledge base. Through practice in a domain, experts acquire knowledge structures and procedures for efficiently encoding and retrieving task-relevant information in long-term memory.

Greeno & Simon, 1984 Superior pattern recognition results in the ability to do forward reasoning.

Harmon & King, 1985 Skill and knowledge possessed by some people that result in performance far above the norm.

Anderson, 1985; Dreyfus & Dreyfus, 1986

Distinguish high performers from others by the way they think and solve problems rather than simply by their knowledge.

Doll & Mayr, 1987 IQ does not distinguish experts (expertise is not related to IQ).

Johnson, 1987 Expertise is a highly adaptive behavior. Expert behavior is fluent and efficient.

Chi, Glaser, & Farr, 1988 Experts excel mainly in their own domains; they perceive large, meaningful patterns in their domain. They are faster at performing the skills of their domain, and they quickly solve problems with little error. They have superior short-term and long-term memory. They have better recall. They see and represent a problem in their domain at a deeper (more principled) level; novices tend to represent a problem at a superficial level. Experts analyze problems qualitatively; they have strong self-monitoring skills.

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40 www.ispi.org • DOI: 10.1002/pfi • AUGUST 2011

TABLE 1 CHRONOLOGICAL DEVELOPMENT OF THE THEMES OF EXPERTISE

AUTHORS THEMES

Gentner, 1988 One major characteristic of expert performance: individual differences (in error, patterns of error). There are many ways to be an expert.

Staszewski, 1988 Experts are made, not born. Knowledge acquired through long and steady practice is the essential ingredient of expertise. Problem solving is critical. Not connected to general aptitude. Motivation is essential. Skilled memory is a general component of expert knowledge.

Gibbins, 1988 Expert as to the task: because of what he or she does, the individual is recognized by others as being expert.

Bédard, 1989 Expertise: possession of large body of knowledge and procedural skill.

Charness, 1989 Efficient and reliable storage of information in memory is important.

Davis & Salomon, 1989 Expertise is a performance-based notion.

Hinkin & Schriesheim, 1989 Expert power: the ability to offer information, knowledge, or expertise to another.

Frensch & Sternberg, 1989 Expert: an ability acquired by practice to perform qualitatively well in a particular task domain.

Bonner & Lewis, 1990 Expertise is task-specific superior performance.

Patel & Groen, 1991 Expert: An individual with specialized knowledge of a domain. Sees patterns based on automatic retrieval from complex networks of stored knowledge. Ordinal scale with six categories: layperson, beginner, novice, intermediate, subexpert, and expert.

Salthouse, 1991 Degree of expertise can be displayed on a continuum from novice behaviors to expert behaviors. A possible distribution could look like a normal curve.

Bédard & Chi, 1992 Experts know more about their domain, their knowledge is better organized, and they perform better than novices. Their skill is domain specific; there are many situations in which they don’t excel.

Shanteau, 1992 Expert advantage depends on the task at hand. Experts need to engage in expert-like behavior in order to maintain their self-image. Expertise is acquired through stages of development (akin to the mental development of children). A sense of what is relevant.

Rozycki, 1992 Expert teachers are ethical.

Spencer & Spencer, 1993 Depth of knowledge, breadth, acquisition of expertise, and distribution of expertise.

Bédard, Chi, Graham, & Shanteau, 1993

Five conditions for expertise: domain knowledge, psychological traits, cognitive skills, use of various deci-sion strategies, and task characteristics.

Bereiter & Scardamalia, 1993 Not all experience leads to expertise; experience may also lead to a deepening rut. Expertise is acquired by reinvesting time and energy and continually learning to meet new challenges (progressive problem solving). Approach to new problems is what differentiates experts from nonexperts.

Kochevar, 1994 Power of expert performance is rooted in the superiority of expert’s operative knowledge or expertise.

Ericsson & Charness, 1994 Expertise is not a function of high IQ. Expert performance is not innate but may be function of personality. Skills associated with high performance are domain specific.

Proctor & Dutta, 1995 Expert performance is an extreme case of skill acquisition. Features common to all expert performers, which suggests that they have similar cognitive, perceptual, and motor processes. Perceive complex pat-terns in a domain. Have short-term and long-term memory.

Ericsson & Kintsch, 1995 Long-term working memory theory. Construction of hierarchical retrieval structure.

Ericsson & Lehman, 1996 Experts select relevant information and encode it in special representations in working memory that allow planning, evaluation, and reasoning about alternative courses of action.

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Performance Improvement • Volume 50 • Number 7 • DOI: 10.1002/pfi 41

TABLE 1 CHRONOLOGICAL DEVELOPMENT OF THE THEMES OF EXPERTISE

AUTHORS THEMES

Charness, Krampe, & Mayr, 1996; Rossano, 2003

To acquire expertise, one must be able to engage in deliberate practice. Expert has retrieval structure.

Regehr & Norman, 1996 Categories, ideas, and case examples are conceptually related in complex and meaningful ways.

Martin, 1996 Can use his or her high level of knowledge and skills in practical ways.

Cellier, Eyrolle, & Marine, 1997

Can see meaning behind information provided. Has greater skills in anticipating. Encodes new informa-tion more quickly and completely.

Darling-Hammond & Ball, 1997

Teacher expertise involves having a deep understanding of both content and students.

Kuchinke, 1997 Expertise functions as a value judgment. Seen as highly skilled and knowledgeable in specific area. Up-to-date through practice and continued learning and committed to the area of expertise. Keywords: mastery, skill, competence, specialization, knowledge, savvy, and authority. Errors should be allowed to build expertise. Behaviors must be distinguished from their effects or results.

Tiberius, Smith, & Waisman, 1998

Expertise is based on special knowledge, skills, or talent.

Bond, Jaeger, Smith, & Hattie, 2000

Thirteen dimensions of teacher expertise: use of knowledge, deep representation, problem solving, impro-visation, classroom climate, multidimensional perception, sensitivity to context, monitoring learning and providing feedback, test hypotheses, passion for teaching and learning, respect for students, challenge, and deep understanding.

Jeffers & Fong, 2000 Teacher’s knowledge of a subject matter, child development, curriculum, and teaching experience.

Swanson & Holton, 2001 Expertise: “displayed behavior within a specialized domain and/or related domain in the form of consistently demonstrated actions of an individual that are both optimally efficient in their execution and effective in their results” (p. 241). Dimensions of expertise: problem-solving skills, experience, knowledge. It is dynamic and domain specific. Human expertise is the ability to do consistently the right thing in the right way.

Ericsson, 2002 The level of skill one attains in a domain has been shown to be directly related to the amount of deliber-ate practice one engages in.

Weiss & Shanteau, 2002 It is the behavior of a person that is or is not expert.

Weiss & Shanteau, 2003 Categories of expertise: Evaluation + qualitative or quantitative expression = expert judgment. Evaluation + projection = expert prediction. Evaluation + communication = expert instruction. Evaluation + execution = expert performance.

Rossano, 2003 Expertise can be used as a basis for cross-species comparisons of consciousness. The evolution of human consciousness can be assessed using fossil evidence of skilled behavior as a measure of consciousness.

Smith & Strahan, 2004 Six central tendencies across teachers: a sense of confidence in themselves and their profession; talk about their classrooms as communities of learners; maximize the importance of developing relationships with students; demonstrate a student-centered approach to instruction; make contributions to the teaching pro-fession through leadership and service; show evidence that they are masters of their content areas.

Germain, 2005; Subramini, Peddibhotla, & Curley, 2004

Managerial expertise: education, experience, performance, recommendations, written evidence, social skills.

Germain, 2006b College instructor expertise: knowledge, social skills, knowledge transfer, experience, classroom climate, education, respect for students, personality.

Germain, 2006a General expertise is divided into subjective expertise and objective expertise. General expertise comprises four dimensions: knowledge, education, problem-solving skills, and self-enhancement based on personal-ity traits. The Generalized Expertise Measure has 16 items.

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updated breakdown is offered in the Discussion, orga-nized by waves (see Figure 1).

The first wave (information processing and artificial intelligence) started in the late 1940s with the increased interest in computer science and artificial intelligence in general. Researchers were primarily concentrating on the functioning of memory (de Groot, 1966), on how infor-mation was processed, and on how decisions were made. At the late stage of this wave, the concept of memory (the system by which we retain information and bring it to mind) was investigated and broken down into three stages: sensory memory, short-term memory, and long-term memory (Atkinson & Shiffrin, 1971). Such findings influenced the work of researchers in expertise (Chase & Ericsson, 1982; Chase & Simon, 1973). Research on memory was further investigated by Chase and Ericsson (1982) who spoke of skilled-memory theory. This first wave of expertise theories described heuristic processes that were thought to be generally applicable to almost all domains. However, they did not prove attainable for more complex knowledge; rich tasks and such general heuristic search methods are weak and characteristic of novices rather than experts (Kuchinke, 1997).

This led to the second wave, the problem-solving, memory, and speed wave, from which most of the well-known characteristics of expertise originate. This wave, which started in the late 1980s, shows a change in gear: speed, memory, and problem solving were on the research agenda. This occurred at the same time the interest in human intelligence increased and the Stanford-Binet Intelligence Scale and the Wechsler scales of intelli-gence started to be commonly used. This influenced the

research of Doll and Mayr (1987), who examined whether intelligence quotient (IQ) was correlated with expertise. Their results were inconclusive. A growing number of research findings, however, form an exception to the rules of second-generation theories. For instance, experts do not always reach superior results despite their superior mental powers. Also, some knowledge can be transferred across domains. Finally, teaching novices expert rules (when identified) does not lead to better performance.

With its beginning in the mid-1990s, the third wave (emotional intelligence and ways of expertise) was influ-enced by Holyoak’s (1991) work on connectionism (the ability to create instantaneous cognitive networks and connect many small bits of information in a meaningful way). It also seems to have been greatly inspired by the business issues of the time: talent, ethics, and emotional intelligence (Goleman, 1995). “Talent,” as defined by Michaels, Handfield-Jones, and Axelrod (2001), is short-hand for key employees who possess a strategic mind, leadership ability, communications skills, the ability to attract and inspire people, entrepreneurial instincts, func-tional skills, and the ability to deliver results. Interestingly, many of these qualities are also found in the research of Smith and Strahan (2004) and of Subramini, Peddibhotla, and Curley (2004) on expertise in teaching and expert identification.

Research on the concept of human expertise since 2000 continues to focus on expert behaviors, as shown by Tsui (2003), Hmelo-Silver and Pfeffer (2004), and Farrington-Darby and Wilson (2006).

Based on an examination of the identified themes, it seems clear that the evolution of expertise mirrors the

1940–1960 1970 1980 1990 2000-present

Memory Pattern recognition Organized structured Ethics Emotional intelligence skillProcessing system Experience Representation of knowledge Personality RespectDecision making Training Automation Talent Problem solving

Memory Practice Not innate KnowledgeSkilled memory theory Cognitive skills ExperienceSelf-monitoring Retrieval structures Dynamic processDomain-specific knowledge Acquired in stages Deliberate practiceForward reasoning Skill acquisition EducationNot IQ or aptitude Skill distributionSpeed in performance Organized knowledgeInformation recall Knowledge of people

Long-term workingmemory theory

First Wave

Information Processing and

Artificial Intelligence

Second Wave

Speed, Memory, and

Problem Solving

Third Wave

Emotional Intelligence and

Ways of Expertise

FIGURE 1. WAVES AND KEY TOPICS OF THEORIES OF EXPERTISE

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Performance Improvement • Volume 50 • Number 7 • DOI: 10.1002/pfi 43

one found in various disciplines, primarily the cognitive sciences and business. Themes of expertise range from hereditary characteristics (Galton, 1869), which echo the early trait theories of leadership, mechanical skills (memory), and behavioral theories, to emotional intel-ligence (Goleman, 1995). The community of behavioral and social scientists has yet to determine what would con-stitute a fourth wave. Since the previous waves have been following trends in the business and psychology fields, a fourth wave inclusive of key theories such as globalization, networks, ethics, and leadership traits is imaginable.

IMPACT ON THE FIELD OF PERFORMANCE IMPROVEMENTThe importance of human expertise has been increasing in the fields of human resource development and perfor-mance improvement. Indeed, since the concept has been linked to performance (Swanson & Holton, 2001), many professionals have considered how to increase expertise of employees and how expertise can be transferred to work-ers and across fields. This synopsis allows practitioners to see how the concept has evolved and may provide them with objective concepts they now need and will need to focus on when trying to increase performance, such as emotional intelligence skills or problem-solving training.

CONCLUSION AND SUGGESTIONS FOR FUTURE RESEARCHThis chronological synopsis has its limitations, the great-est of which is the fact that this research was solely based on an examination of the literature in the disciplines of human resource development, management, and educa-tion. Also, only the U.S. literature was reviewed. Future research should strive to explore factors that could affect how human expertise is perceived and defined. Specifically, since expertise is often seen as being domain specific (Swanson & Holton, 2001), the research should expand to other fields, such as medical expertise or expertise in engineering. Scholars should also continue to investigate how cultures outside the United States define the concept (Germain & Ruiz, 2008). Moreover, perfor-mance improvement professionals should continue to explore related concepts such as group or team expertise (Littlepage, Robison, & Reddington, 1997; Littlepage & Silbiger, 1992) and expertise development and redevel-opment (Grenier & Kehrhahn, 2008). Only through the unremitting investigation of human expertise will we be able to better comprehend it and better use it to measure human performance.

This chronological synopsis clearly shows the chang-ing nature of human expertise. This dynamic change is leading us to new conclusions on what expertise is and on what it will become as we continue our journey through the twenty-first century. Recent findings have shown that an expert is to have respect for others and should be able to transfer her or his knowledge (Germain, 2006a). We can hypothesize that the next generation (or fourth wave) of experts may be the reflection of a more complete human being, one that encompasses numerous individual characteristics while being unique—so may be the expert of the future.

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MARIE-LINE GERMAIN, PhD, is an assistant professor of human resources and leadership at Western Carolina University. The concentration area of her PhD was in human resource development. She has been the recipient of the Malcolm S. Knowles Dissertation of the Year award from the Academy of Human Resource Development (AHRD), a Cutting Edge Research Award, and a research grant funded by AHRD. She is the author of numerous conference papers and book chapters, and her research has been published in several peer-reviewed journals, including the Journal of European Industrial Training, Advances in Developing Human Resources, and Human Resource Development Review. Her current research interests focus on human expertise and leadership. She may be reached at [email protected].

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