a case series on the use of circumferential radiofrequency...
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ORIGINAL ARTICLE: Clinical Endoscopy
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A case series on the use of circumferential radiofrequencyablation for early esophageal squamous neoplasias in patientswith esophageal varices
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Wen-Lun Wang, MD, PhD,1 I-Wei Chang, MD, PhD,2 Chien-Chuan Chen, MD,3 Chi-Yang Chang, MD, PhD,1
Lein-Ray Mo, MD,1 Jaw-Town Lin, MD, PhD,1,3,4 Hsiu-Po Wang, MD,3 Ching-Tai Lee, MD1
Kaohsiung, Taipei, Taiwan
Background and Aims: Endoscopic radiofrequency ablation (RFA) is a rapidly evolving therapeutic modality forearly esophageal squamous cell neoplasias (ESCNs). However, the feasibility of RFA for ESCNs in the setting ofesophageal varices has not been reported.
Methods: We retrospectively enrolled 8 consecutive patients with cirrhosis (Child-Pugh score �6) with early flat-type ESCNs (high-grade intraepithelial neoplasia/intramucosal cancer, and Lugol unstained lesion [USL] length �3cm extending �1/2 the circumference) on or adjacent to esophageal varices, for which circumferential RFA wasapplied as the initial treatment. The primary endpoint was a complete response at 12 months, and the secondaryendpoints were adverse events and procedure-related mortality.
Results: The mean USL length was 5.3 cm (range, 3–10 cm), and the average length of the treatment area was 7.5cm (range, 5–12 cm), with an average procedure time of 31.9 min (range, 25–40 min). After circumferential RFA, 3adverse events were recorded, including 2 intramucosal hematomas and 1 mucosal laceration, all of which spon-taneously resolved without further management. No massive bleeding, perforation, stricture, or hepatic failureoccurred after the procedure. Six of the 8 patients achieved a complete response after single circumferentialRFA, but 2 had residual squamous neoplasias. After additional focal-type RFA treatment, all achieved a completeresponse at 12 months. No neoplastic progression or recurrence occurred during a median follow-up period of21.6 months (range, 13–42 months).
Conclusions: RFA was associated with good treatment results, no neoplastic progression, and an acceptableadverse event profile for the treatment of early ESCNs in patients with well-compensated cirrhosis and esophagealvarices. (Gastrointest Endosc 2017;85:322-9.)
Heavy alcohol consumption is a well-known cause of expectancy, interventions for early esophageal squamous
esophageal cancer and liver cirrhosis.1 Recent advancesin imaging-enhanced endoscopy have made the early diag-nosis of superficial esophageal cancer possible,2,3 and thuspatients with alcoholic cirrhosis associated with superficialesophageal cancer spreading over esophageal varices havebeen increasingly reported.4-6 Even though patients withcirrhosis and portal hypertension have a shortened lifens: ESCN, esophageal squamous cell neoplasia; ESD, endo-ucosal dissection; RFA, radiofrequency ablation; USL, un-n.
E: All authors disclosed no financial relationships relevantcation.
ction; p. 427.
2017 by the American Society for Gastrointestinal Endoscopy36.00i.org/10.1016/j.gie.2016.06.045
rch 1, 2016. Accepted June 17, 2016.
ROINTESTINAL ENDOSCOPY Volume 85, No. 2 : 2017
cell neoplasias (ESCNs) on or adjacent to esophageal vari-ces are still warranted, especially in those with well-compensated cirrhosis and those who may be candidatesfor liver transplantation.
Endoscopic resection is a well-established treatmentmodality for early ESCNs.7,8 However, treating ESCNswith esophageal varices is challenging because of the risk
Current affiliations: Department of Internal Medicine, E-Da Hospital/I-ShouUniversity, Kaohsiung (1), Department of Pathology, E-Da Hospital/I-ShouUniversity, Kaohsiung (2), Department of Internal Medicine, NationalTaiwan University Hospital, Taipei (3), School of Medicine and Big DataResearch Centre, Fu Jen Catholic University, New Taipei City, Taiwan (4).
Reprint requests: Hsiu-Po Wang, MD, Department of Internal Medicine,National Taiwan University, No.1, Changde St., Zhongzheng Dist., TaipeiCity 10048, Taiwan. Alternate contact: Ching-Tai Lee, MD, Department ofInternal Medicine, E-Da Hospital/I-Shou University, No.1, Yida Road,Jiaosu Village, Yanchao District, Kaohsiung City 82445, Taiwan.
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Figure 1. A representative patient (case 2) with early esophageal squamous neoplasia on small esophageal varices who was treated with circumferentialRFA. A, Conventional white-light imaging showing an esophageal varix at 6 o’clock. B, Lugol staining showing multiple Lugol-voiding lesions on or adja-cent to the varices, C, After RFA, the epithelium and the neoplasia were ablated. D, Close-up image of mucosa and esophageal varices after RFA. E, Onemonth after primary RFA, the epithelium had almost recovered with ulcer scarring. F, Lugol staining showing no residual lesions, and a biopsy alsoconfirmed complete remission. RFA, radiofrequency ablation.
Wang et al RFA for early ESCN with esophageal varices
of hemorrhage associated with many endoscopic thera-pies, along with the intrinsic coagulopathy seen in patientswith cirrhosis. As a result, most endoscopists are hesitantto use this technically challenging procedure.
Endoscopic radiofrequency ablation (RFA) is a rapidlyevolving therapeutic modality, and recent studies haveshown its efficacy and safety in eradicating dysplastic
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Barrett esophagus,9,10 as well as flat-type early ESCNs.11-15
However, the feasibility regarding its use in the settingof esophageal varices and cirrhosis has not previouslybeen reported. Therefore, in this pilot study we aimed toassess the efficacy and safety of RFA for early ESCNs inpatients with well-compensated cirrhosis accompanied byesophageal varices.
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Figure 2. A representative patient (case 3) with early ESCN on large esophageal varices. A, Conventional white-light imaging showing a flat reddish lesionon several large varices. B, Lugol staining showing a Lugol-voiding lesion occupying half of the esophageal circumference with a mosaic small Lugol-voiding background. C, Two months before the RFA procedure, band ligation was performed to eradicate the varices. D and E, White-light and Lugolchromoendoscopy imaging showing that the varices had become flattened. F, Circumferential RFA was performed, and easy bleeding was notedwhen moving down to another diseased segment. However, the bleeding stopped spontaneously after the procedure. G and H, One month after primaryRFA, the epithelium had almost recovered with ulcer scaring. I, At 12 months, Lugol staining showed no residual lesions. ESCN, esophageal squamous cellneoplasia; RFA, radiofrequency ablation.
RFA for early ESCN with esophageal varices Wang et al
METHODS
Patient selectionAn endoscopic RFA system was installed at our institu-
tion in 2011. From January 2011 to December 2014, 95 pa-tients were diagnosed with early ESCNs at EDa Hospital.Fourteen had cirrhosis and esophageal varices. From thiscohort, we retrospectively identified 8 consecutive patientswith well-compensated cirrhosis (Child-Pugh score �6)with esophageal varices and concomitant newly diagnosedhistologically proven early-stage ESCNs (squamous high-grade intraepithelial neoplasms and intramucosal squa-mous carcinomas), who received balloon-based RFA asthe initial treatment. All of the enrolled patients had
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completely flat (type 0–IIb) early ESCNs, located overlyingor adjacent (beside or at the same longitudinal level of theesophagus) to the small esophageal varices (Fig. 1). Inaddition, Lugol chromoendoscopy (1.5%) showedunstained lesions (USL) occupying more than 50% of thecircumference of the esophagus and extending morethan 3 cm longitudinally in each case. The histologicresults were obtained by carefully taking 2 biopsysamples at the lesions away from the varices. Weevaluated the severity of the esophageal varices based onthe endoscopic findings according to the classificationdefined by the Japanese Research Society of PortalHypertension.16 If the varices were large or tortuous,band ligation to eradicate the varices was performed
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Wang et al RFA for early ESCN with esophageal varices
2 cm away from the distal side of the early ESCN 2 monthsbefore the RFA procedure (Fig. 2). Patients wereexcluded if any of the following exclusion criteria weremet: (1) those having varices with red wale marks or ahistory of variceal bleeding; (2) magnifying endoscopyshowed the intraepithelial papillary capillary loop as typeV3 (m3 invasion) or Vn (submucosal invasion) pattern,according to the classification of the microvasculararchitecture of superficial esophageal carcinoma17;(3) length of USL-bearing esophagus >12 cm; (4) endo-scopic US or CT showed lymphadenopathy. The Institu-tional Review Board of E-Da Hospital approved the study.All patients provided informed consent after a full explana-tion of the use of RFA and alternative treatment options.
Radiofrequency ablationAll the enrolled patients received balloon-based RFA as
the initial treatment, which was performed by a single en-doscopist (W.L.W.) using a HALO 360 system (Covidien GISolutions, Sunnyvale, Calif) as described previously.11,12
The HALO 360 system consists of a balloon ablation cath-eter, an energy generator, and a sizing balloon. All RFA pro-cedures were performed with the patients under conscioussedation or anesthesia. Before the RFA procedure, Lugolstaining was performed to determine the location andsize of the lesions. We used a 12 J/cm2, clean, 12 J/cm2
regimen to treat the first 4 patients, and double ablation(12 J/cm2) without cleaning14 for the others to minimizethe risk of bleeding.
Outcome measures and follow-upAfter the RFA procedures, the patients were given eso-
meprazole 40 mg daily and sucralfate suspension 5 mL(200 mg/mL) 4 times daily for 1 month. The patientsthen received follow-up endoscopy at 1, 3, and 6 monthsafter the procedure and every 6 months thereafter. If resid-ual squamous intraepithelial neoplasms were detected,focal-type RFA (Halo 90 system, Covidien) (12 J/cm2, 3applications) for high-grade dysplasia/mucosal cancer orargon plasma coagulation (ENDOPLASMA, Olympus,Tokyo, Japan; 1.5 L/min, 35 W) for low-grade dysplasiawere applied every 3 months until complete remissionwas achieved. The primary endpoint was a histologicallycomplete response at 12 months, defined as the absenceof squamous neoplasia in Lugol staining and any biopsysample. The secondary endpoints were adverse eventsincluding bleeding, perforation, stenosis (when a standard9.8-mm diameter endoscope failed to pass through thestenosis), and procedure-related mortality.
RESULTS
Clinical and endoscopic characteristics of thepatients
The clinical and endoscopic characteristics of the 8 pa-tients with early ESCNs are shown in Table 1. The
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average age at the time of detection was 55.9 years(range, 42–63 years). All the patients were male, and allhad alcoholic cirrhosis (Child-Pugh score �6) and anESCN located overlying or beside the esophageal varices.Five of the patients had a baseline diagnosis of high-grade dysplasia, and 3 had a diagnosis of mucosal squa-mous cell carcinoma. The mean length of Lugol USLswas 5.3 cm (range, 3–10 cm), and the average length ofthe treatment area was 7.5 cm (range, 5–12 cm). One pa-tient (case 3) received band ligation to eradicate the vari-ces 2 months before the procedure (Fig. 2). All thepatients underwent balloon-based circumferential RFA asthe initial treatment. Four patients were treated with a 12J/cm2, clean, 12 J/cm2 regimen, and the others were treatedwith double ablation (12 J/cm2) without cleaning. Theaverage procedure time from insertion of the sizingballoon to ablation was 31.9 min (range, 25–40 minutes;Table 2).
Adverse events and outcomes after RFAThree of the 8 patients developed adverse events imme-
diately, including 2with intramucosal hematomas and 1withmucosal laceration (Table 2). The 2 cases of intramuralhematomas were self-limiting without causing massivebleeding (Fig. 3). One case with mucosal laceration wasobserved during sizing. The patient was then admitted for2 days for observation and administration of prophylacticantibiotics. No further endoscopic or surgical interventionwas required. All the patients tolerated the procedure,with an uneventful postoperative course. In the patientstreated with the 12 J/cm2, clean, 12 J/cm2 regimen, easybleeding was detected during scraping of the coagulum.However, the bleeding was stopped after a secondablation in all of these patients. There were no reports ofmassive bleeding, perforation or stricture, and none of thepatients developed decompensated cirrhosis or hepaticfailure after the procedure. After single circumferentialRFA, 6 of the 8 patients achieved a complete response;however, 2 had residual high-grade intraepithelial squa-mous neoplasias. After additional therapy with focal-typeRFA (Halo 90) for thosewith residual high-grade intraepithe-lial squamous neoplasias, and argon plasma coagulation for apatient with residual small low-grade dysplasia, all 8 patientsachieved a complete response at 12 months. No neoplasticprogression was noted during a median follow-up periodof 21.6 months (range, 13–42 months). However, 1 patientwas diagnosed with multiple hepatocellular carcinomas at3 months after RFA, and died at 18 months after transarterialchemoembolization treatment (case 4).
DISCUSSION
In this pilot study, we investigated the efficacy andsafety of RFA for early ESCNs in patients with cirrhosiscomplicated with esophageal varices. All the ESCNs were
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TABLE 1. The clinical and endoscopic characteristics of 8 patients who received radiofrequency ablation
Patient Age (years) Cause of cirrhosis Child-Pugh score PT/INR (s) Platelet count (1000/mm3)
1 53 ALC 5 11.6/1.18 110
2 42 ALC þ HBV 6 13.7/1.34 97
3 52 ALC 5 12.2/1.19 116
4 76 ALC 6 12.1/1.18 129
5 57 ALC 5 10.2/0.97 119
6 61 ALC 6 10.1/1.0 124
7 47 ALC þ HCV 5 10.2/1.01 109
8 59 ALC 6 14.1/1.39 106
Mean/median 55.9 � 10.2 – 5.5 11.8/1.16 114 � 10.3
PT, Prothrombin time; INR, international normalized ratio; EV, esophageal varix; ALC, alcohol consumption; M, middle esophagus; L, low esophagus; SCC, squamous cellcarcinoma; HBV, hepatitis B virus; HGD, high-grade dysplasia; HCV, hepatitis C virus.
RFA for early ESCN with esophageal varices Wang et al
eradicated by RFA at 12 months, and the safety profileswere satisfactory. No neoplastic progression occurred dur-ing the follow-up period, and although the adverse eventrate was higher than that reported for patients withoutcirrhosis who received RFA,11-15 most of the adverse eventswere self-limiting and acceptable.
Patients with alcoholic cirrhosis have been reported tobe at high risk of ESCN due to alcohol abuse or thepossible carcinogenic effects of previous endoscopic injec-tion sclerotherapy.18,19 Although patients with cirrhosisand portal hypertension have a shortened life expectancy,interventions for ESCNs on or adjacent to esophageal vari-ces are still warranted, especially in those with well-compensated cirrhosis and those who may be candidatesfor liver transplantation. Patients with liver cirrhosis whoundergo esophagectomy still have high rates of operativemorbidity and mortality despite advancements in surgicalcritical care.20 Thus, endoscopic resection is currently themost commonly used method to treat early ESCNs, withthe advantages of large resection and histologic staging.7
Some case reports and series have reported thesuccessful use of EMR or endoscopic submucosaldissection (ESD) for early esophageal neoplasias inpatients with cirrhosis and esophageal varices.21-23
However, the procedures were done only after completeeradication of the esophageal varices. Two studiesdescribed successful ESD for early ESCNs with esophagealvarices, but the procedure required a high level of tech-nical expertise.5,6 However, endoscopic resection, eitherEMR or ESD, carries a high risk of disturbing the underly-ing esophageal varices in patients with cirrhotic portalhypertension, which may lead to a high risk of bleeding.In addition, a high level of endoscopic expertise is requiredfor such procedures. As a result, most endoscopists arehesitant to use this procedure, and more convenient andsafer methods to treat these high-risk patients are needed.
Endoscopic RFA is an effective and safe procedure totreat early esophageal flat-type neoplasia. To the best ofour knowledge, the present study is the first to investigate
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the feasibility of RFA for treating ESCNs on or adjacent toesophageal varices. The complete response rates weresatisfactory and comparable with those in previous reportsthat demonstrated the clinical outcomes of endoscopicresection for ESCNs in typical cases.5 Diligent monitoringfor hemostasis is still indicated, however the safetyprofiles were favorable. In our series, 2 of the 8 patients(25%) developed intramural hematomas during the RFAprocedure, which is higher than previous reportsincluding patients without esophageal varices (<1%).11-15
We speculate that intramural hematomas may developdue to bleeding from perforated veins connecting the vari-ces, and that this could be stopped by the coagulation ef-fect of RFA. Thus, both cases were self-limiting withoutbleeding or the need for further management. Whetherbanding all varices before the RFA procedure could be asafer strategy to eliminate the adverse events requiresfurther studies in the future.
Compared with other tissue-destructive treatments suchas argon plasma coagulation or photodynamic therapy,24,25
RFA has some advantages, including a uniform, controlledablation depth and lower adverse event rate. An increasingnumber of studies have shown good efficacy and safety ofRFA in treating early ESCNs. Several studies have reportedthat the maximal ablation depth of RFA should reach themuscularis mucosa layer only,26,27 and thus theoreticallyit should be safe for superficial neoplasias over the esoph-ageal varices, which are located in the submucosal layer.Based on our results, the application of RFA may not injurethe varices, using double ablation with or without a clean-ing regimen. Both regimens are effective and had a goodsafety profile. A recent study compared the efficacy andsafety of RFA in treating ESCNs; they found Lugol stainingand a single hit with 12 J/cm2 (single application, no clean-ing) was the favored circumferential RFA technique.14 Thecleaning step with scraping of the coagulum maypotentially increase the risk of bleeding in patients withcirrhosis. Although the complete eradication rate inpatients who did not undergo cleaning was relatively
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TABLE 1. Continued
Serum albumin(g/dL)
Locationof EVs
Location ofneoplasia
(level from incisor, cm)Grade ofneoplasia
Maximal degree ofcircumferenceextension (%)
Length ofunstained lesions (cm)
3.6 M þ L 26-34 SCC 50 8
3.4 L 32-37 SCC 75 6
4.1 M þ L (ligation) 26_29 HGD 50 3
3.2 M þ L 26_31 HGD 50 5
3.9 M þ L 26-29 HGD 50 3
3.2 M þ L 22-32 HGD 100 10
4.1 L 32-35 SCC 75 3
3.0 M þ L 31-35 HGD 50 4
3.5 � 0.4 – – – – 5.3 � 2.6
TABLE 2. Outcome and adverse events after radiofrequency ablation
Patient
Length oftreatmentarea (cm)
Balloonsize (mm) Regimens of RFA
Proceduretime (min) Adverse events
CR afterprimary RFA
Additionaltreatment
CR at12 months
1 10 25 12 J–12 J 29 IH – HALO 90 þ2 8 28 12 J–12 J 28 ML – HALO 90 þ3 5 28 12 J–12 J 25 – þ – þ4 6 25 12 J–12 J 30 – þ – þ5 5 22 12 J–clean–12 J 32 – þ – þ6 12 22 12 J–clean–12 J 40 – þ APC (LGD) þ7 5 22 12 J–clean–12 J 35 – þ – þ8 5 25 12 J–clean–12 J 36 IH þ – þMean/median 7.0 � 2.7 25 – 31.9 � 4.9 3/8 (37.5%) 2/8 (25%) – 8/8 (100%)
RFA, Radiofrequency ablation; ESCN, esophageal squamous cell neoplasias; CR, complete response; IH, intramural hematoma; HALO 90, focal-type RFA; ML, mucosal laceration;APC, argon plasma coagulation; LGD, low-grade dysplasia.
Wang et al RFA for early ESCN with esophageal varices
lower, the residual lesions could still be totally eradicatedwith additional focal-type RFA. However, the number ofpatients included is very small, so the conclusionsregarding the efficacy of the different treatment regimensin patients with esophageal varices may require furtherinvestigation.
Optimal staging of early ESCNs before the RFA proce-dure is of paramount importance, yet is inevitably impairedin cases with underlying varices. Assessing depth of inva-sion is based on the combination of endoscopic stagingand taking biopsy samples. Yet taking biopsy samples inthe presence of varices is probably dangerous, and thismay lead to fewer samples taken and a risk for sampling er-ror. So, our data should not be considered as evidence forusing RFA in non–flat-type lesions (type IIa/IIc). Alternativeapproaches should be considered for these lesions, suchas (1) rubber-band ligation without resection for small le-sions and especially in the case of severe comorbidity,23
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(2) temporary transjugular intrahepatic portosystemicshunt with subsequent endoscopic resection, or (3)(chemo)radiotherapy.
Dysplastic Barrett’s esophagus also occasionally de-velops in patients with varices4,28; however, no studieshave reported the feasibility of RFA in this population.Therefore, further studies are needed to elucidate whetherRFA can be used safely and effectively for Barrett’s esoph-agus with varices. This pilot study is limited by the rela-tively low number of cases from a single institution. Alarge-scale study with long-term follow-up is required tovalidate our findings.
In conclusion, RFA was associated with good treatmentresults, no neoplastic progression, and an acceptableadverse event profile for the treatment of early ESCNs inpatients with compensated cirrhosis and esophageal vari-ces. However, further studies with long-term follow-up toevaluate its efficacy and safety profile are needed.
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Figure 3. A representative patient (case 8) complicated with an intramural hematoma after RFA. A and B, White-light and Lugol chromoendoscopy im-aging showing a flat early ESCN on several small varices. C, After RFA, an intramural hematoma developed, which resolved spontaneously and did notrequire any treatment. D, At 6 months, Lugol staining showing a good treatment effect. RFA, radiofrequency ablation.
RFA for early ESCN with esophageal varices Wang et al
ACKNOWLEDGMENTS
This work was supported by a grant (MOST-103-2314-B-650-006) from the Ministry of Science and Technology,Taiwan and E-Da Hospital (EDAHP105024).
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Wang et al RFA for early ESCN with esophageal varices
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28. Palmer WC, Di Leo M, Jovani M, et al. Management of high gradedysplasia in Barrett’s oesophagus with underlying oesophageal varices:a retrospective study. Dig Liver Dis 2015;47:763-8.
s will learn when the new issues arenews as well as links to author inter-witter for @GIE_Journal and follow all
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