CCHHKKLLCC DDIIRREECCTTOORR TTRRAAIINNIINNGG SSEERRIIEESS 22001144

A six-part training programme aiming at supporting

directorship in Hong Kong

Programme Partner: BDO Limited

Dates:

2 April 2014 27 May 2014 24 June 2014

17 July 2014 8 October 2014 5 November 2014

Company directors play a pivotal role in company success. With the increasing demand of corporate governance of listed companies both from the regulators and shareholders, coupled with the tightening of various sets of rules and regulations with more serious consequences, company directors operate in an increasingly challenging environment. Once again, the Chamber of Hong Kong Listed Companies is launching a training programme for company directors. Addressing the common issues faced by directors, the programme will equip directors with the most relevant information and updated knowledge about directorship and will help them discharge their duties effectively.

The whole programme comprises six sessions dealing with the important aspects of directorship for a listed company. These range from corporate governance, risk management to the latest updates in various applicable rules and laws. Experienced professionals as well as directors from listed companies will act as speakers to share their knowledge and first-hand experience, ensuring the practical value of this training programme. Attending this training series will fulfill the training requirements under the revised Code of Corporate Governance by the HKEx.

The Chamber is pleased to partner with BDO in offering this programme whose involvement ensures the relevance of the topics covered and adds depth to the discussion.

Time 4:00 pm Registration

4:30 – 6:30 pm Course Session

Venue: BDO Limited

25/F, Wing On Centre, 111 Connaught Road Central, Hong Kong

Language: English

CPT Total 12 CPT Hours

CHKLC Members / BDO Clients & Contacts

Full Course Per Session

HK$2,980 HK$580

Non-members HK$3,480 HK$680

Enquiry: CHKLC Secretar iat (852)2970 0886 (852)2970 0555 @ info@chklc.org

Onl ine Registration: http://www.chklc.org/web/eng/events.htm

REGISTRATION

SESSION 1 Corporate Governance Update and Business Review

Reporting Requirement under New Companies Ordinance 2 April (Wed)

Speakers: Eric Zegarra

Senior Manager of Risk Advisory Services, BDO

Vivian Chow

Manager of Risk Advisory Services, BDO Upgraded Corporate Governance codes Best practices for Board Committees Mandatory Corporate Governance disclosures Monthly reporting mechanism for Board of Directors Effective Risk Assessment and internal audit function Building Corporate Governance alarms - Red flags, key risk indicators and whistle blowing policy Internal control to ensure operational and financial integrity Approach of Board Performance Evaluation The scope and nature of analytical and forward-looking “business review”

- Developing risk universe and KPI measure

- Preparing vetted and supported statements

- Disclosing sensitive information and safe harbour

SESSION 2 Listing Rules Update on Connected Transaction and

Inside Information Disclosures 27 May (Tue)

Speakers: Patrick Rozario

Director and Head of Risk Advisory Services, BDO Effie Tang Manager of Risk Advisory Services, BDO Connected Transaction

Definition of connected persons

Scope and nature of connected transactions

Compliance framework of continuous connected transaction

Internal controls over connected transaction

Case studies: Sanction & disciplinary actions

Inside Information

Definition of Inside Information Disclosure and confidentiality requirements Definition, application and limitation of safe harbour

Implementing proper system and procedures over compliance

SESSION 3 Annual Update on Listing and Related Rules and Regulations

24 June (Tue)

Speaker: Vincent Kwan

Consultant, Messrs. Gallant Y T Ho & Co., Solicitors & Notaries Independent Non-executive Director, Sitoy Group Holdings Ltd. (1023)

Member, Financial and Regulatory Affairs Committee, The Chamber of Hong Kong Listed Companies

An annual update on the laws and regulations that affect or are of concern to listed companies

An annual update on the amendments to the Listing Rules, the Takeovers Code, the Securities and Futures Ordinance, and the new Companies Ordinance affecting listed companies

An update on the views and positions of The Chamber of Hong Kong Listed Companies on the above

PPRROOGGRRAAMMMMEE OOVVEERRVVIIEEWW (2 CPT HOURS PER SESSION)

SESSION 4

Notifiable Transactions, Reverse Takeover, Spin-off,

Model Code for Securities Transactions by Directors of

Listed Issuers and Disclosure of Interest

17 July (Thur)

Speaker: Daniel Wan Partner, Francis & Co. in association with Addleshaw Goddard (Hong Kong) LLP

Duties and Responsibilities of Hong Kong Listed Company and Its Directors

Notifiable Transactions

Reverse Takeovers

Spin-off

Model Code for Securities Transactions by Directors of Listed Issuers

Disclosure of Interest

SESSION 5 Uprising Anti-Money Laundering Compliance Requirements

and Hidden Pitfalls in China and Hong Kong 8 October (Wed)

Speakers: Patrick Rozario Director and Head of Risk Advisory Services, BDO Jason Wong Senior Manager of Risk Advisory Services, BDO Basic flow of money laundering

Development of AML measures at international setting

Introduction to AML/CTF governance bodies & ordinances in Hong Kong and China

General reporting provision AML Internal Control provision for Financial Institutes and DNFBP

Effective AML systems & control under FAFT 40+9 recommendations

- Customer due diligence

- Record keeping

- Transaction screening

- Suspicious transaction reporting

Hidden pitfalls of being use as money laundering vehicles

- Trade-based money laundering activities

- Shadow banking

- Physical cash & Digital currency

SESSION 6 Social Media Risk Management 5 November (Wed)

Speakers: Patrick Rozario Director and Head of Risk Advisory Services, BDO

Hermes Liang Senior Manager of Risk Advisory Services, BDO Evaluating social media risk and benefits Balancing social media risk and benefits with appropriate guidelines and regulations Assessing company’s social media crisis management frameworks and procedures Gap assessments of social media policies against legal requirement Case studies of how companies manage social media risks

Patrick Rozario Director and Head of Risk Advisory Services

BDO

Patrick Rozario is a director of BDO and heads up the firm's risk advisory services division to help our clients manage their risks. Patrick has over 25 years of experience working for large international accounting firms and in the commercial sector. Patrick has many years of experience working in the area of Risk Consulting. Patrick managed various internal audits, corporate governance, Sarbanes-Oxley, internal control, information technology risk assurance advisory engagements for clients across different industries including manufacturing, telecommunication, government, insurance and banking in Hong Kong and China. Patrick also worked in the commercial sector. He was project manager of a number of large scale business process re-engineering and information systems implementation projects in the Asia-Pacific Region and in North America. Patrick served as the Chairman of the Organising Committee of HKICPA Best Corporate Governance Disclosure Award 2013. Patrick is a FCPA (Australia). He was a graduate of Queen's University in Canada and has been a Certified Information System Auditor since 1993 and a member of the Institute of Internal Auditors.

Jason Wong Senior Manager of Risk Advisory Services

BDO

Jason Wong is a senior manager of Risk Advisory Services of BDO. Jason has over 13 years of experience working with companies listed in Hong Kong, China, Singapore and the US in provision of assurance and advisory services on financial reporting effectiveness, internal audit, fraud prevention programs, SOX404 attestation and listing rules/SFO compliance services. The particu lar areas of his specialisation include connected transaction, insider information disclosure, anti -money laundering review and FCPA & UK Bribery acts. With strong exposure and stationing experience in China, Jason specialises in integrating international standards and frameworks into the governance structure, business operations and accounting practices of companies in different industries, such as manufacturing, mining, financial institutes, property development and retailing. Jason has served a number of Blue Chips companies and State-owned enterprises.

Effie Tang Manager of Risk Advisory Services

BDO

Effie Tang is a manager of Risk Advisory Services of BDO. She has 10 years ’ experience with business process and Information Technology (IT) assurance and advisory exercises. Her areas of specialisation include business process control reviews, IT general control reviews, ERP application control reviews, SAS 70/SSAE16 assurance and Pre-IPO due diligence. She is a seasoned practitioner in various ERP reviews in particular the SAP review. Effie has concrete knowledge and experience in providing risk management and internal control services to a broad range of industries including manufacturing, retailing, insurance, securities, shipping and logistics, ports, precious metal and pharmaceutical. Prior to joining BDO, she worked for a number of large International accounting firms with specialty on system and process assurance and advisory. Effie is a Certified Information System Auditor (CISA). She was a postgraduate with Master in Logistics, Trade and Finance, CASS Business School in London UK.

SSPPEEAAKKEERR PPRROOFFIILLEESS

Vincent Kwan

Consultant, Messrs. Gallant Y T Ho & Co., Solicitors & Notaries

Independent Non-executive Director, Sitoy Group Holdings Ltd. (1023)

Member, Financial and Regulatory Affairs Committee,

The Chamber of Hong Kong Listed Companies

Vincent is now a consultant of Messrs. Gallant Y T Ho & Co. and has been in legal and accounting practice for some 30 years. Vincent is also an INED of Sitoy Group(1023). Prior to that, Vincent has been the general manager and head of legal department of Sino Group (083) and an executive director of Chuang’s Group (367). Vincent is an active member of the Chamber of Hong Kong Listed Companies. Vincent is also a member of both the Revenue Law Committee and the Company Law Committee of the Law Society. Vincent is or has been an external examiner of the Law Schools of both the University of Hong Kong and the City University of Hong Kong, and an Honorary Adviser of the Centre of Corporate Governance and Financial Policy, School of Business, Baptist University. On public services, Vincent has been a member of the Board of Review (Inland Revenue Ordinance), a member of the Insider Dealing Tribunal (now known as Market Misconduct Tribunal) and an advisory member of the Rewrite of Companies Ordinance. Vincent holds three master degrees and two bachelor degrees in laws, accounting, finance and business and is a certified public accountant (fellow) (non-practising). During his university days, Vincent was awarded the Ho Fook Prize by the University of Hong Kong and Citi Bank NA Scholarship by Citi Bank.

Daniel Wan Partner

Francis & Co. in association with Addleshaw Goddard (Hong Kong) LLP

Daniel specialises in Hong Kong corporate finance, Hong Kong IPOs, pre-IPO investments and restructurings, post-IPO regulatory and compliance matters, and secondary equity fundraisings. His clients included investment banks, investment funds, private and listed companies. Daniel also advises on mergers and acquisitions, takeovers, joint ventures, restructurings and direct investments in Hong Kong and Mainland China.

Daniel graduated from the University of Leicester, UK with a first class honours degree in law. Daniel was admitted as a solicitor of the High Court of Hong Kong and the Supreme Court of England and Wales, respectively. Daniel has been involved in the Hong Kong IPO of various industries including department store, property development, port, infrastructure, insurance, medical, financial public relations, solar products, foundation, lighting, electric vehicles, aluminium products, photography, food and healthcare products. He has also advised on the listing of the first project company on the main board of the Stock Exchange of Hong Kong with the waiver of the three years’ financial standards requirement. Daniel has previously worked in Herbert Smith Freehills and Jun He Law Offices. Daniel also gives courses and seminars to listed companies, investment bankers and other IPO practitioners from time to time.

Eric Zegarra Senior Manager of Risk Advisory Services

BDO

Eric Zegarra is a senior manager of Risk Advisory Services of BDO. Eric has over 14 years of experience working with companies in the US and greater China on matters related to accounting and governance. In working with businesses to improve the effectiveness of internal controls and the risk management function, Eric has gained extensive knowledge of best practices. He has also led efforts to support US publicly traded companies to achieve compliance with Sarbanes Oxley requirements in addition to supporting efforts related to contract & operational compliance, such as Royalty audit, Assets audit, and Hong Kong listing requirements. Eric also specialises in US vs IFRS GAAP convergence.

Eric has served a number of Fortune 500 companies.

Vivian Chow Manager of Risk Advisory Services

BDO

Vivian Chow is a manager of Risk Advisory Services of BDO. Vivian has over 12 years of experience and skills in providing a broad range of consulting services in risk management, governance, and accounting based services in the US, Hong Kong and China. Her specific skills include extensive internal audit services, internal controls assessments and compliance related to Sarbanes-Oxley (SOX) 404 and US SEC financial reporting. Vivian has also led efforts to support several Hong Kong companies with Hong Kong listing requirements and compliance. Vivian is also a seasonal pioneer who has deep insight on social responsibility & environmental measures areas.

Hermes Liang Senior Manager of Risk Advisory Services

BDO

Hermes Liang is a senior manager of Risk Advisory Services of BDO. Hermes has performed the IT compliance of the Sarbanes Oxley 404 works for an International company which covered multi-locations in Asia Pacific region including Hong Kong, Guangzhou, etc. Testing of identified IT controls have been carried out. Hermes has participated in the Sarbanes Oxley 404 compliance works for a large Casino & a cargo shipper listed in US.

Hermes has performed corporate governance review, risk assessments and developed internal audit plan for listed companies. Hermes participated in pre-IPO due diligence engagements and internal control reviews for listed companies such as in manufacturing, travel agency and securities industries.

Hermes has conducted financial audits for listed companies in Hong Kong and mainland China and involved in financial due diligence in acquisitions of companies for a UK listed company. She is also an expert in Value-for-money audit.

Hermes was a graduate of The Chinese University of Hong Kong. She is an associate of the Association of Chartered Certified Accountants, Certified Public Accountant in Hong Kong, Certified Information System Auditor and Certified Internal Auditor.

Registration Form

CCHHKKLLCC DDIIRREECCTTOORR TTRRAAIINNIINNGG SSEERRIIEESS 22001144 (2 CPT hours per session)

Please the appropriate boxes

Session 1 - 2 April 2014 Corporate Governance Update and Business Review

Reporting Requirement under New Companies Ordinance

Session 2 - 27 May 2014 Listing Rules Update on Connected Transaction and Inside Information Disclosures

Session 3 - 24 Jun 2014 Annual Update on Listing and Related Rules and Regulations

Session 4 - 17 Jul 2014

Notifiable Transactions, Reverse Takeover, Spin-off, Model Code

for Securities Transactions by Directors of Listed Issuers and

Disclosure of Interest

Session 5 - 8 Oct 2014 Uprising Anti-Money Laundering Compliance Requirements and Hidden Pitfalls in China and Hong Kong

Session 6 - 5 Nov 2014 Social Media Risk Management

Full Name of Participant Job Title CPT Cert.

Required (Y/N) Tel Email

1

Dr/Mr/Ms/Mrs

Full programme Per session Session

(please specify) 1 2 3 4 5 6

2

Dr/Mr/Ms/Mrs

Full programme Per session Session

(please specify) 1 2 3 4 5 6

Registration Fee:

CHKLC Member Per session @HK$580 X ______ Full Programme @HK$2,980 X ______

BDO Client / Contact

Non-member Per session @HK$680 X ______ Full Programme @HK$3,480 X ______

Total: HK$

Paym

en

t

Company: Stock Code

Address: Contact Person:

Tel: Email: Crossed cheque no. Bank: Cheque should be made payable to “The Chamber of Hong Kong Listed Companies”.

Please send cheque to Room 3710, 37/F, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong at least 2 weeks prior to the event. Booking will be confirmed upon full payment.

Cancellations made within 2 weeks of the event will incur a cancellation fee of 50% of the total booking fee. Cancellations made within one week of the event will incur a 100% cancellation fee. Full fee will be charged for confirmed but no-show registrants.

CHKLC reserves the right of final discretion should there be any changes to the event.

Please fax this form to (852) 2970 0555.

For enquiry, please contact CHKLC’s Secretariat at (852) 2970 0886-7 or email to info@chklc.org.

CCHHKKLLCC董董事事培培訓訓課課程程系系列列 22001144

支持香港董事培訓之六期課程

課程夥伴: 香港立信德豪會計師事務所

日 期 4 月 2 日 5 月 27 日 6 月 24 日

( 2014 年 ) 7 月 17 日 10 月 8 日 11 月 5 日

公司董事對企業的成功擔當重要角色。隨著監管機構及股東對上市公司的企業管冶要求日

漸增加，加上各項管治條例的要求及罰則更趨嚴緊，公司董事在運作上將面對更多挑戰。

有鑒於此，香港上市公司商會今年再次為公司董事推出一系列的培訓課程，內容主要針對

公司董事普遍遇到的問題，並為他們提供最新資訊從而幫助他們有效地履行職責。

本課程包括一系列共六個講座，專門探討上市公司董事所面對的重要課題。講題包括公司

管治、風險管理、以及各項條例的更新。多位經驗豐富的專業人士及於上市公司擔任董事

的講者將於講座上分享他們的見解及經驗，加強本培訓課程的實用價值。報讀本課程將符

合港交所《企業管治守則》中有關董事培訓的要求。

香港上市公司商會非常高興能與香港立信德豪會計師事務所合辦本課程，務求是次合作能涵蓋相

關而有意義的題目，從而進行深入的討論。

時間 下午 4 時正 登記

下午 4 時半至 6 時半 課程單元

地點 香港立信德豪會計師事務所有限公司

香港干諾道中 111 號永安中心 25 樓

語言 英語

CPT 共 12 CPT 小時

CHKLC 會員 /

立信德豪客戶及夥伴

全部課程 每單元

HK$2,980 HK$580

非會員 HK$3,480 HK$680

查詢 : 本會秘書處 (852)2970 0886 (852)2970 0555 @ info@chklc.org

網上報名 : http:/ /www.chklc.org/web/eng/events .htm

課程費用

單元一 企業管治最新資訊及新《公司條例》下之業務

審視報告要求 4 月 2 日 (星期三)

講者 : 施艾偉

立信德豪風險諮詢服務高級經理

周珮蒂

立信德豪風險諮詢服務經理

企業管治常規守則的最新規例

董事委員會的最佳常規

強制性企業管治披露

董事會月度報告機制

有效的風險評估及內部審計功能

建立企業管治警報–警示訊號，關鍵風險指標及舉報政策

內部監控–確保營運與財務健全

董事會表現評估方法

分析性及前瞻性「業務審視」的範圍及性質

- 建立風險宇宙及關鍵績效指標措施

- 準備經審查及證明文件

- 敏感性資料披露及安全港

單元二 上市規則之關連交易及內幕消息披露更新 5 月 27 日 (星期二)

講者 : 羅柏達

立信德豪董事兼風險諮詢服務總監

湯浣坤

立信德豪風險諮詢服務經理 關連交易

關連人士的定義

關連交易的範圍及性質

持續關連交易的遵守框架

關連交易的內部監控制度

個案研究﹕制裁及紀律處分

內幕消息

內幕消息的定義

資料披露及資料保密的要求

安全港的定義、應用及限制

合規的制度及程序的執行

單元三 上市及相關法例和法規之年度修訂與檢討 6 月 24 日 (星期二)

講者 : 關保銓律師 / 資深會計師

何耀棣律師事務所顧問

時代集團控股有限公司 (1023)獨立非執行董事

香港上市公司商會財經事務及監管政策委員會成員 《上市規則》的各項最新修訂

《公司收購守則》、《證券及期貨條例》及新《公司條例》涉及上市公司部份的最新修訂

香港上市公司商會就上述各項事宜所持的觀點和立場

課課程程簡簡介介 (每單元 2 CPT 小時)

單元四 須予公佈的交易、反收購行動、分拆上市、上市公司

董事進行證券交易的標準守則及權益披露 7 月 17 日 (星期四)

講者: 溫國良

範禮尊律師行與安勝恪道 (香港 )律師行聯營 合夥人 香港上市公司和其董事的職責

須予公佈的交易

反收購行動

分拆上市

上市公司董事進行證券交易的標準守則

權益披露

單元五 中國及香港加強反洗黑錢的合規要求及潛藏陷阱 10 月 8 日 (星期三)

講者: 羅柏達

立信德豪董事兼風險諮詢服務總監

黃俊傑

立信德豪風險諮詢服務高級經理 洗黑錢基本流程

反洗黑錢措施的國際發展

中國及香港的反洗黑錢及反恐怖主義融資(AML/CTF) 管治機構及條例簡介

一般通用的舉報責任

金融機構及指定非金融企業及行業的反洗黑錢內部監控規定

打擊洗錢財務行動特別組織 (FATF) 40+9 項建議 (有效的反洗黑錢制度):

- 客戶查證

- 備存紀錄

- 交易檢查

- 可疑交易舉報

被用作洗黑錢工具的潛藏陷阱

- 以貿易為基礎之洗錢行為

- 影子銀行

- 現金及數碼貨幣

單元六 傳媒風險管理 11 月 5 日 (星期三)

講者: 羅柏達

立信德豪董事兼風險諮詢服務總監

梁桂香

立信德豪風險諮詢服務高級經理

傳媒風險之效益評估

運用適當的指引及法規以平衡傳媒風險及效益

公司的傳媒危機管理框架及程序評估

傳媒政策與法律規定的差距評估

個案研究:公司如何管理傳媒風險

羅柏達 立信德豪董事兼風險諮詢服務總監

羅柏達為立信德豪董事兼風險諮詢服務總監。羅柏達同時帶領著企業風險管理團隊，協助客戶將營運風險減至最低。

羅柏達於數家大型國際會計師事務所及商界工作超過 25 年。羅柏達擁有多年任職風險管理顧問範疇的經驗，為不同行業的客戶提供內部審計、企業管治、《美國薩班斯奧克斯利法案》、內部監控、資訊科技風險評估及風險諮詢服務。於香港及中國大陸曾服務的行業包括製造業、電訊、政府、保險及銀行業。

除此之外 ,羅柏達亦曾於商界任職。於北美及亞太區的大型商業重整工程及資訊系統計畫中擔任項目經理。

羅柏達為香港會計師公會「二零一三年度最佳企業管治資料披露大獎」籌委會主席。 羅柏達為資深澳洲會計師公會會員，早年畢業於加拿大的 Queen's University，並於 1993 年獲得資訊系統審計專業資格及內部審計委員會會員。

黃俊傑 立信德豪風險諮詢服務高級經理

黃俊傑為立信德豪風險諮詢服務高級經理。

黃俊傑擅長為香港、中國、新加坡及美國上市公司提供有效的財務報告、內部審計、防止欺詐行為、《美國薩班斯奧克斯利法案》(SOX 404) 認證及上市規則 /證券及期貨條例規範服務上審計及諮詢服務，專業經驗超過 13 年。黃俊傑對關連交易、內幕信息披露、反洗黑錢審查、美國《反海外腐敗法案》及英國《反賄賂法》擁有豐富經驗。

黃俊傑曾長駐中國內地，涉獵層面廣泛，專門為不同行業的客戶，包括製造業、採礦業、金融機構、

物業發展及零售業，採納國際標準與模形，以協助客戶整合其治理結構、業務運作及會計實務。

黃俊傑曾為多家藍籌企業及國有企業提供諮詢服務。

湯浣坤 立信德豪風險諮詢服務經理

湯浣坤為立信德豪風險諮詢服務經理，擁有 10 年提供業務流程及資訊科技審核及諮詢服務專業經驗。她擅長於業務流程評估、資訊科技綜觀控制評估、企業資源計劃應用控制評估、審計準則公告第 70 號 /鑑證業務準則公告第 16 號 (SAS 70/SSAE16) 合規審核及上市前盡職調查服務。湯浣坤熟悉企業資源計劃評估系統，尤其擅長 SAP 審查。 湯浣坤在風險管理及內部控制方面有豐富知識和經驗，熟悉行業涵蓋製造、零售、保險、證券、航運和物流、港口、貴金屬及醫藥。她曾於數家國際會計師事務所工作，專責系統及流程審核和諮詢。

湯浣坤為註冊信息系統審計師 (CISA)，已於英國倫敦卡斯商學院獲取物流、貿易及金融碩士學位。

關關於於講講者者

關保銓 何耀棣律師事務所顧問律師、時代集團控股有限公司 (1023)獨立非執行董事、

香港上市公司商會財經事務及監管政策委員會成員

關先生現任何耀棣律師事務所顧問律師並從事律師及會計行業30年。關先生亦是時代集團 (1023)的獨立非執行董事。在此之前 ,關先生曾出任信和集團 (083)的總經理及法律部部門主管和莊士集團(367)的執行董事。關先生是香港上市公司商會之活躍會員。他亦是香港律師會之稅收法及公司法委員會會員。此外，關先生亦是或曾是香港大學及城市大學法律系之外部主考員及浸會大學商學院公司管治與金融政策研究中心榮譽顧問。在公共服務上，關先生曾是稅務上訴委員會委員、內幕交易審裁處委員 (現名為市場失當行為審裁處 )及重寫《公司條例》諮詢委員。

關先生是執業律師、資深會計師 (非執業 )及英國特許會計師公會會員。關先生持有多個與法律、財務管理及商業有關之碩士學位及學士學位。關先生亦曾獲得香港大學何福獎項及花旗銀行之獎學金。

溫國良 範禮尊律師行與安勝恪道 (香港 )律師行聯營 合夥人

温律師專長於香港企業融資、香港上市、上市前投資和重組、上市後監管及合規、二次融資等法律事務，向投資銀行、投資基金，私人和上市企業等提供法律意見，協助各類中外企業在內地和香港進行收購、兼併、合資經營、重組及直接投資。

温律師取得英國萊斯特大學一級榮譽法律學位。温律師分別取得香港律師資格和英國律師資格。 温律師曾參與的香港上市項目牽涉各行各業，其中包括百貨公司、房地產、港口、基建、保險、醫藥、財經公關、太陽能產品、地基、燈飾、電動交通工具、鋁制產品、攝影、食品、保健產品等，還主持了第一家工程項目公司利用豁免三年財務標準在香港聯交所主板上市。温律師之前在史密夫律師事務所和君合律師事務所執業。

温律師亦不時向上市公司、投資銀行和其他從事 IPO 業務的執業人士提供課程和演講。

施艾偉 立信德豪風險諮詢服務高級經理

施艾偉為立信德豪風險諮詢服務高級經理。

施艾偉在美國和中國工作超過 14 年，專責會計及企業管冶等工作。他多年來協助企業改善內部監控及風險管理成效，對最佳常規知識瞭如指掌。施艾偉曾協助在美國上市的公司遵守美國薩班斯．奧克斯利法案要求。此外，他亦協助客戶遵守合同及營運合規事項，如版稅審核、資產審計及香港上市條例要求。他對於美國會計準則與國際會計準則交接亦相當熟悉。

施艾偉曾為多家財富 500 強企業提供諮詢服務。

周珮蒂 立信德豪風險諮詢服務經理

周珮蒂為立信德豪風險諮詢服務經理。

周珮蒂擁有超過 12 年為美國、香港及中國的客戶提供風險管理、企業管冶及會計專業經驗。她對內部審計、內部監控評估、協助客戶遵守《美國薩班斯奧克斯利法案》及美國證券交易委員會的財務報告要求擁有豐富知識。此外，周珮蒂亦協助多間香港上市公司遵守香港上市條例事宜。

周珮蒂對社會責任和環保議題上頗有研究。

梁桂香 立信德豪風險諮詢服務高級經理

梁桂香為立信德豪風險諮詢服務高級經理。

梁桂香曾為國際企業位於香港、廣州等地的多個亞太區地方，就《美國薩班斯奧克斯利法案》 (SOX

404) 在資訊科技方面提供合規審查服務，當中涉及測試企業的資訊科技控制。她亦曾為在美國上市的大型賭場及貨物托運公司提供《美國薩班斯奧克斯利法案》 (SOX 404) 的相關服務。

梁桂香曾為上市公司提供企業管治、風險評估和制定內部審核計劃。她曾參與上市前盡職調查項目及為製造業、旅行社及證券業等上市公司進行內部控制評估。她亦為衡工量值審計之專才。

梁桂香曾為香港及中國內地的上市公司提供財務審計服務，亦曾為英國上市公司就公司併購項目進行財務盡職調查。

梁桂香畢業於香港中文大學，為英國特許公認會計師公會會員、香港會計師、註冊資訊系統審計師和註冊內部審計員。

報名表格

CCHHKKLLCC董董事事培培訓訓課課程程系系列列 22001144

(每單元 2 CPT 小時 )

請於適用部份劃上號

Session 1 – 4 月 2 日 企業管治最新資訊及新《公司條例》下之業務審視報告要求

Session 2 – 5 月 27 日 上市規則之關連交易及內幕消息披露更新

Session 3 – 6 月 24 日 上市及相關法例和法規之年度修訂與檢討

Session 4 – 7 月 17 日 須予以公佈的交易、反收購行動、分拆上市、上市公司董事進行

證券交易的標準守則及權益披露

Session 5 – 10 月 8 日 中國及香港加強反洗黑錢的合規要求及潛藏陷阱

Session 6 – 11 月 5 日 傳媒風險管理

參加者姓名 職稱 CPT 證書

(要 / 不要) 電話 電郵

1

博士/先生/女士

全部課程 個別單元 單元

(請選擇) 1 2 3 4 5 6

2

博士/先生/女士

全部課程 個別單元 單元

(請選擇) 1 2 3 4 5 6

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