5 Keys to Compliance  The Financial Services Regulatory Data Imperative

2 2

 BCBS 239, CCAR,  Dodd-Frank & Solvency II

 Requirements for transparency of data,  systems, policies, processes, and

 documentation are more stringent than ever

© 2015 Teradata Read full report

3 3

all to manage risk, financial, capital and regulatory reporting and analysis

© 2015 Teradata

•  Transparent data processes •  Hardened infrastructure •  Existence of integrated data

Organizations Must DEMONSTRATE:

Read full report

4 4 © 2015 Teradata

Definition of Data

Documentation of Data Lineage

Management of Data Changes

5 KEY Requirements for Success

Read full report

5 5

Strong data governance to exhibit planning, processes and oversight

 .

© 2015 Teradata

Definition of Data

Documentation of Data Lineage

Management of Data Changes #1

•  Management of Data Changes

•  Documentation of Data Lineage

•  Definition of Data

Read full report

6

Data quality and integrity that satisfies correct, accurate data is supplied

#2

6 © 2015 Teradata

•  Ensure data is fit for intended use

•  Establish ongoing process, metrics and targets

•  Aggregate risk and reporting to show accurate, reliable data quality process

•  Contend with legacy silos and systems to ensure consistency and transparency

Read full report

7

Data models and analytics that ensure information is tied together properly

#3

7 © 2015 Teradata

•  What the data models are

•  How data elements are defined

•  How the flow of data is controlled

•  How data is managed and used

Read full report

8

#4

8 © 2015 Teradata

Data lineage to prove where and how data is created and touched throughout its lifecycle

Read full report

9

#4

9 © 2015 Teradata

DATA LINEAGE

Improve IT infrastructure so that more frequent data are available for certain risk areas (credit risk and liquidity risk)

Process infrastructure improvements to reduce reliance on manual workarounds and automate aggregations

Read full report

10

#4

10 © 2015 Teradata

Ensure integrated data taxonomies and dictionaries

Simplify current IT architecture and data flows to streamline the aggregation process and enable quick aggregation of risk data

Identify and define “data owners” to improve accountability

DATA LINEAGE

Read full report

11

#5

11

Alignment of new internal andconsultant resources to manage compliance of data requirements

© 2015 Teradata

• Compliance of data storage, flow,analytics and governance

• Identification and oversight of riskgaps within financials andoperations

• Demonstration of remediationstrategies

Read full report

12 12 © 2015 Teradata

• Reduce potential penalties

• Reuse processes for other regulations

• Boost consumer confidence

• Free up audit preparation funding to pursue new innovation, products and services

• Increase shareholder, investor value

The BENEFITS of

COMPLIANCE

Read full report

13

Read the full report: “Financial Services Regulatory Data Imperative: Framing the Data Management Requirements”

Or visitTeradata.com/financialservices

© 2015 Teradata

There’s more to the story

Read full report