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THE MINISTRY OF NATURALRESOURCES AND ENVIRONMENT

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SOCIALISTREPUBLIC OF VIET NAMIndependence - Freedom Happne!!

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No. 12/2011/TT-BTNMT Hanoi, April 14, 2011

CIRCULAR

STIPULATING HAZARDOUS WASTE MANAGEMENT

Pursuant to the November 29, 2005 Law on-Environmental Protetion!

Pursuant to the "overnment#s $eree No% &0' 200('N$-)P o* Au+ust 9, 200(, etailin+ an+uiin+ a number o* artiles o* the Law on Environmental Protetion!

Pursuant to the "overnment#s $eree No% 21' 200&'N$-)P o* ebruar. 2&, 200&% amenin+ ansupplementin+ a number o* artiles o* the "overnment#s $eree No% &0'200('N$-)P o* Au+ust 9,200(, etailin+ an +uiin+ a number o* artiles o* the Law on Environmental Protetion!

Pursuant to the "overnment#s $eree No% 59' 200/'N$-)P o* April 9, 200/, on soli wastemana+ement!

Pursuant to the "overnment#s $eree No% /'2009'N$-)P o* $eember 1t 2009, on hanlin+ o*law violations in the *iel o* environmental protetion!

Pursuant to the "overnment#s $eree No% 25' 200&'N$-)P o* arh 4, 200&, e*inin+ the*untions, tas3s, powers an or+aniational struture o* the inistr. o* Natural esoures anEnvironment!

Pursuant to the "overnment#s $eree No% &1'200/'N$-)P o* a. 2, 200/, proviin+ *oror+aniation o* speialie environmental protetion setions o* state a+enies an enterprises!

Pursuant to the Prime inister#s $eision No% 12'200&'6$-77+ o* 8eptember 0, 200&, e*inin+the *untions, tas3s, powers an or+aniational struture o* the ietnam Environment

Aministration o* the inistr. o* Natural esoures an Environment!

At the proposal o* the "eneral $iretor o* the ietnam Environment Aministration an the

$iretor o* the Le+al $epartment,

STIPULATES"

C#ap$er I

%ENERAL PROVISIONS

Ar$c&e '( Scope o) app&ca$on

This Cir!"#r s$i%!"#$&s h#'#r(o!s )#s$& *#+#,&*&+$ o&ri+,

1. C"#ssii#$io+ #+( sor$i+, o h#'#r(o!s )#s$&s.

2. Co+(i$io+s or h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& %ro&(!r&s or o*%i"#$io+ o (ossi&rsor r&,is$r#$io+ o h#'#r(o!s )#s$& ,&+&r#$ors #+( ,r#+$ o h#'#r(o!s )#s$& *#+#,&*&+$

%r#$i& "i&+s&s #+( i(&+$ii#$io+ +!*&rs $r#+so!+(#r3 $r#+s%or$#$io+ o h#'#r(o!s )#s$&s.4. E5#*i+#$io+ #+( &r$ii#$io+ o $h& i*%"&*&+$#$io+ o o+$&+$s o &+iro+*&+$#" i*%#$#ss&ss*&+$ r&%or$s #+( r&6!ir&*&+$s s$#$&( i+ (&isio+s #%%roi+, $h&s& r&%or$s or i+&s$*&+$%ro7&$s o+ h#'#r(o!s )#s$& $r$*&+$ #i"i$i&s )hih #r& "!#$&( #+( #%%ro&( 3 $h&Mi+is$r3 o N#$!r#" R&so!r&s #+( E+iro+*&+$.

Ar$c&e *+ S,.ec$! o) app&ca$on

1. This Cir!"#r #%%"i&s $o s$#$& #,&+i&s (o*&s$i or or&i,+ or,#+i'#$io+s #+( i+(ii(!#"s8&"o) r&&rr&( $o #s or,#+i'#$io+s #+( i+(ii(!#"s9 &+,#,&( i+ %ro(!$io+ !si+&ss or s&ri&

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%roisio+ r&"#$&( $o $h& ,&+&r#$io+ #+( *#+#,&*&+$ o h#'#r(o!s )#s$&s i+ $h& :i&$+#*&s&$&rri$or3.

2. This Cir!"#r (o&s +o$ #%%"3 $o r#(io#$i& )#s$&s &5h#!s$io+ #%ors #+( ,#s&s )#s$&)#$&r,&+&r#$&( )i$hi+ $h& %r&*is&s o %ro(!$io+ !si+&ss or s&ri& &s$#"ish*&+$s or o+&+$r#$&(%ro(!$io+ !si+&ss or s&ri& 6!#r$&rs #+( $r$&( #$ )#s$&)#$&r $r$*&+$ #i"i$i&s o $h&s&&s$#"ish*&+$s or 6!#r$&rs.

Ar$c&e /( In$erpre$a$on o) $erm!

I+ $his Cir!"#r $h& $&r*s #+( &5%r&ssio+s &"o) #r& o+s$r!&( #s o""o)s

1. H#'#r(o!s )#s$& *#+#,&*&+$ *+s #$ii$i&s r&"#$&( $o $h& %r&&+$io+ *i+i*i'#$io+"#ssii#$io+ sor$i+, (ir&$ r&!s& $&*%or#r3 s$or#,& $r#+s%or$#$io+ #+( $r$*&+$ o h#'#r(o!s)#s$&s.

2. H#'#r(o!s )#s$& $r#+s%or$#$io+ *+s # %ro&ss o $r#+s%or$i+, h#'#r(o!s )#s$&s ro* %"#&o ,&+&r#$io+ $o %"#& o $r$*&+$ %ossi"3 #o*%#+i&( 3 $h& o""&$io+ %#;#,i+,%r&s&r#$io+ $&*%or#r3 s$or#,& $r#+sshi%*&+$ #+( %r&"i*i+#r3 %ro&ssi+, o h#'#r(o!s )#s$&s.

4. H#'#r(o!s )#s$& $r$*&+$ *+s # %ro&ss o !si+, $&h+o"o,i#" #+( $&h+i#" so"!$io+s $o$r#+sor* r&*o& s&6!&s$&r iso"#$& (is%os& o or (&s$ro3 h#'#r(o!s h#r#$&ris$is ori+,r&(i&+$s o h#'#r(o!s )#s$&s 8i+"!(i+, r&3"i+, r&o&r3 i+i+&r#$io+ o-$r$*&+$iso"#$io+ #+( !ri#"9 so $h#$ $h&3 )i"" #!s& +o #(&rs& i*%#$s o+ $h& &+iro+*&+$ #+( h!*#+h"$h.

. H#'#r(o!s )#s$& (ir&$ r&!s& *+s $h& (ir&$ r&!s& o h#'#r(o!s )#s$&s (&rii+, ro* !s&(&hi"&s &6!i%*&+$ or %ro(!$s or s%&+$ *#$&ri#"s or h&*i#"s o+ $h& "is$ %roi(&( i+ A%%&+(i5 ?$o $his Cir!"#r 8+o$ %ri+$&( h&r&i+9 or $h& ori,i+#" !s& %!r%os& o s!h &hi"&s &6!i%*&+$

%ro(!$s *#$&ri#"s or h&*i#"s )i$ho!$ ,oi+, $hro!,h #+3 $r$*&+$ or %r&"i*i+#r3 %ro&ssi+,s$&%.

@. H#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& r&&rs o""&$i&"3 $o $h& o""o)i+, $3%&s o "i&+s&

#/ H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& )hih is # "i&+s& or %roi(i+, h#'#r(o!s)#s$& $r#+s%or$#$io+ #+( $r$*&+$ s&ri&s s%&ii&( i+ $his Cir!"#r

/ H#'#r(o!s )#s$& $r#+s%or$#$io+ %r#$i& "i&+s& )hih is # "i&+s& or %roi(i+, h#'#r(o!s)#s$& $r#+s%or$#$io+ s&ri&s s%&ii&( i+ $h& Mi+is$r3 o N#$!r#" R&so!r&s #+( E+iro+*&+$sCir!"#r No. 12/200>/TT-BTNMT o D&&*&r 2> 200> ,!i(i+, $h& %r#$i& o+(i$io+s%ro&(!r&s or o*%i"#$io+ o (ossi&rs r&,is$r#$io+ #+( ,r#+$ o h#'#r(o!s )#s$& *#+#,&*&+$%r#$i& "i&+s&s #+( i(&+$ii#$io+ +!*&rs 8&"o) r&&rr&( $o #s Cir!"#r No. 12/200>/TT-BTNMT9

/ H#'#r(o!s )#s$& $r$*&+$ #+( (is%os#" %r#$i& "i&+s& )hih is # "i&+s& or %roi(i+,h#'#r(o!s )#s$& $r$*&+$ s&ri&s s%&ii&( i+ Cir!"#r No. 12/200>/TT-BTNMT.

?. H#'#r(o!s )#s$& ,&+&r#$or *+s #+ or,#+i'#$io+ or i+(ii(!#" $h#$ o)+s or #(*i+is$&rs #%ro(!$io+ !si+&ss or s&ri& &s$#"ish*&+$ ,&+&r#$i+, h#'#r(o!s )#s$&s.

. H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r *+s #+ or,#+i'#$io+ or i+(ii(!#" h#i+, #h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& $o %roi(& h#'#r(o!s )#s$& $r#+s%or$#$io+ #+($r$*&+$ s&ri&s s%&ii&( i+ $his Cir!"#r.

10. H#'#r(o!s )#s$& #rri&r *+s #+ or,#+i'#$io+ or i+(ii(!#" h#i+, # #"i( h#'#r(o!s )#s$&$r#+s%or$#$io+ %r#$i& "i&+s& s%&ii&( i+ Cir!"#r No. 12/200>/TT-BTNMT.

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11. H#'#r(o!s )#s$& $r$*&+$ #i"i$3 o)+&r *+s #+ or,#+i'#$io+ or i+(ii(!#" h#i+, # #"i(h#'#r(o!s )#s$& $r$*&+$ #+( (is%os#" %r#$i& "i&+s& s%&ii&( i+ Cir!"#r No. 12/200>/TT-BTNMT.

12. H#'#r(o!s )#s$& r&!s&r *+s #+ or,#+i'#$io+ or i+(ii(!#" $h#$ r&&i&s h#'#r(o!s )#s$&sor (ir&$ r&!s&.

14. H#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$ *+s #+ or,#+i'#$io+ or i+(ii(!#" $h#$ is #!$hori'&(3 or si,+s # o+$r#$ )i$h # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r $o o+(!$ h#'#r(o!s)#s$& $r#+s%or$#$io+.

1200 %ro*!",#$i+, +#$io+#" $&h+i#" r&,!"#$io+ o+&+iro+*&+$ 8&"o) r&&rr&( $o #s C:N 0@200/BTNMT9.

2. H#'#r(o!s )#s$& "#ssii#$io+ %ri+i%"&s i+"!(&

#/ A )#s$& sh#"" & "#ssii&( #s # h#'#r(o!s o+& o+ $h& #sis o $h& h#'#r(o!s )#s$& $hr&sho"(

/ A )#s$& *i5$!r& sh#"" & "#ssii&( #s # h#'#r(o!s )#s$& i #$ "s$ o+& o+s$i$!&+$ )#s$& i+s!h )#s$& *i5$!r& is # h#'#r(o!s )#s$&

/ U+"&ss # $3%& o )#s$& )hih is %ro#"3 # h#'#r(o!s )#s$& 8*#r;&( )i$h 9 #s "is$&( i+A%%&+(i5 ? $o $his Cir!"#r is "#ssii&( #s # +o+-h#'#r(o!s o+& #or(i+, $o C:N0@200/BTNMT i$ *!s$ & *#+#,&( !+(&r r&,!"#$io+s #%%"i#"& $o h#'#r(o!s )#s$&s.

Ar$c&e 7( U!e o) #a2ardo,! 3a!$e 1enera$or re1!$er! and #a2ardo,! 3a!$e mana1emen$&cen!e! a&read8 1ran$ed ,nder Crc,&ar No( '*9 *::79TT-BTNMT

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1. H#'#r(o!s )#s$& ,&+&r#$or r&,is$&rs #"r(3 ,r#+$&( !+(&r Cir!"#r No. 12/200>/TT-BTNMT*#3 o+$i+!& $o & !s&( !+"&ss $h&3 *!s$ & r&-,r#+$&( i+ #s&s s%&ii&( i+ C"#!s& o$his Cir!"#r.

Ar$c&e ;( Tme and ,n$ ,!ed )or ca&c,&a$n1 #a2ardo,! 3a!$e 4o&,me

1. Mo+$hs or 3rs r&&rr&( $o i+ $his Cir!"#r #r& #"&+(#r *o+$hs or 3rs i+"!(i+, %!"iho"i(#3s %roi(&( i+ $h& L#or Co(&.

2. D#3s r&&rr&( $o i+ $his Cir!"#r #r& )or;i+, (#3s &5"!(i+, %!"i ho"i(#3s %roi(&( i+ $h&L#or Co(&.

4. H#'#r(o!s )#s$& o"!*&s i+(i#$&( i+ #"" (ossi&rs "i&+s&s r&%or$s (o!*&+$s #+( o$h&r%#%&rs r&&rr&( $o i+ $his Cir!"#r #r& !+ior*"3 *s!r&( i+ ;i"o,r#* 8;,9.

Ar$c&e

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&/ O$h&r o+(i$io+s.

2. H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& o+(i$io+s s%&ii&( i+ $his Cir!"#r #r& r&6!ir&( or $h&o""o)i+, &+$i$i&s

#/ Or,#+i'#$io+s #+( i+(ii(!#"s $h#$ r&,is$&r or %r#$ii+, h#'#r(o!s )#s$& *#+#,&*&+$ 8&"o)o""&$i&"3 r&&rr&( $o #s %r#$i&-r&,is$&ri+, or,#+i'#$io+s #+( i+(ii(!#"s9 *!s$ !""3 s#$is3 $h&

h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& o+(i$io+s or &i+, ,r#+$&( # "i&+s& !+(&r $his Cir!"#r/ A$&r o$#i+i+, # "i&+s& !+(&r $his Cir!"#r h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&rs *!s$s#$is3 $h& o+(i$io+ o h#i+, i*%"&*&+$#$io+ ro#(*#%s s%&ii&( i+ C"#!s&s 2 #+( 4 Ar$i"& 11o $his Cir!"#r

/ H#'#r(o!s )#s$& #rri&rs $h#$ #r& "i&+s&( !+(&r Cir!"#r No. 12/200>/TT-BTNMT *!s$ s#$is3o+(i$io+s o+ s%&i#"-!s& &hi"&s #+( &6!i%*&+$ or h#'#r(o!s )#s$& $r#+s%or$#$io+ 8i+"!(i+,s%&i#"-!s& %#;#,&s o+$#i+i+, (&i&s %"#&s o $&*%or#r3 s$or#,& or $r#+sshi%*&+$ #+(&hi"&s9 s%&ii&( i+ C"#!s&s #+( /TT-BTNMT *!s$ s#$is3 o+(i$io+s o+ s%&i#"-!s& &hi"&s #+( &6!i%*&+$ or h#'#r(o!s )#s$&

$r$*&+$ 8i+"!(i+, %"#&s o $&*%or#r3 s$or#,& #+( s3s$&*s or &6!i%*&+$ or h#'#r(o!s )#s$&%r&"i*i+#r3 %ro&ssi+, #+( $r$*&+$9 &+iro+*&+$#" %ro$&$io+ )or;s #+( *s!r&s s%&ii&( i+C"#!s&s 1 < #+( = Ar$i"& 11 o $his Cir!"#r )i$hi+ 4 8$hr&&9 *o+$hs ro* $h& &&$i& (#$& o $hisCir!"#r.

4. H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& o+(i$io+s #+( "i&+s&s s%&ii&( i+ $his Cir!"#r #r&+o$ r&6!ir&( i+ $h& o""o)i+, #s&s

#/ Tr#+so!+(#r3 $r#+s%or$#$io+ o h#'#r(o!s )#s$&s

/ Dir&$ r&!s& o h#'#r(o!s )#s$&s

/ Us& o &+iro+*&+$#" %ro$&$io+ )or;s *&r&"3 or $h& %!r%os& o s&"-$r$*&+$ o h#'#r(o!s)#s$&s ,&+&r#$&( )i$hi+ $h& %r&*is&s o h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$s i+ "o#"i$i&si+ )hih $h&s& )or;s #r& "o#$&(. C#%#i$3 o $h&s& )or;s *!s$ & s!i$#"& $o i+$&r+#""3

,&+&r#$&( h#'#r(o!s )#s$& o"!*&s $o & $r$&( 3 ,&+&r#$ors $h&*s&"&s. Th& h#+,& #+(#((i$io+ o &+iro+*&+$#" %ro$&$io+ Wor;s sh#"" & o+si(&r&( #+( (&i(&( 3 #,&+i&s $h#$h#& #%%ro&( or &r$ii&( &+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$s &+iro+*&+$#" %ro$&$io+o**i$*&+$s or 8%r&io!s9 &+iro+*&+$#" s$#+(#r( #$$#i+*&+$ r&,is$r#$io+s or &+iro+*&+$#"%ro$&$io+ sh&*&s or i+&s$*&+$ %ro7&$s o+ $h&s& h#'#r(o!s )#s$&-,&+&r#$i+,&s$#"ish*&+$s

(/ R&srh #+( (&&"o%*&+$ o h#'#r(o!s )#s$& $r$*&+$ $&h+o"o,i&s i+ "#or#$or3&+iro+*&+$s. I+ #s& o +&&ssi$3 $o r&&i& h#'#r(o!s )#s$&s or $&s$i+, #+( "!#$io+ o$&h+o"o,i&s i+ $h& %ro&ss o r&srh #+( (&&"o%*&+$ %"#+s o+ $ri#" o%&r#$io+ *!s$ & *#(or(i+, $o # or* %roi(&( i+ A%%&+(i5 2 8C9 $o $his Cir!"#r #+( s&+$ $o $h& :i&$+#*E+iro+*&+$ A(*i+is$r#$io+ or o+si(&r#$io+ #+( )ri$$&+ #%%ro#" &or& $&s$i+,.

Ar$c&e ':( Le1a& 1ro,nd cond$on!

1. H#i+, #%%ro%ri#$& !si+&ss "i+&s s$#$&( i+ $h& !si+&ss r&,is$r#$io+ &r$ii#$& or i+&s$*&+$&r$ii#$& or # %#%&r o &6!i#"&+$ #"i(i$3.

2. H#i+, &+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$s #%%ro&( 3 $h& Mi+is$r3 o N#$!r#"R&so!r&s #+( E+iro+*&+$ or i+&s$*&+$ %ro7&$s o+ h#'#r(o!s )#s$& $r$*&+$ #i"i$i&s or$h& o""o)i+, s!s$i$!$& (ossi&rs or %#%&rs

#/ :#"i( (o!*&+$s o+ &+iro+*&+$ iss!&( 3 # o*%&$&+$ s$#$& *#+#,&*&+$ #,&+3 orh#'#r(o!s )#s$& $r$*&+$ #i"i$i&s %!$ i+$o o%&r#$io+ &or& !"3 1 200>

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/ E+iro+*&+$#" %ro$&$io+ sh&*&s #%%ro&( 3 # o*%&$&+$ s$#$& *#+#,&*&+$ #,&+3 !+(&rr&,!"#$io+s or h#'#r(o!s )#s$& $r$*&+$ #i"i$i&s i+ o%&r#$io+

/ For # %ro(!$io+ &s$#"ish*&+$ #"r(3 %!$ i+$o o%&r#$io+ )hih r&6!ir&s #((i$io+ o $h&h#'#r(o!s )#s$& o-$r$*&+$ o%&r#$io+ )i$ho!$ h#+,i+, i$s si'& #%#i$3 or $&h+o"o,3 $h&r&*!s$ & # )ri$$&+ #%%ro#" o $h& h#'#r(o!s )#s$& o-$r$*&+$ %"#+ iss!&( 3 $h& o*%&$&+$#,&+3 $h#$ h#s #%%ro&( or &r$ii&( $h& &+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$ 8%r&io!s9

&+iro+*&+$#" s$#+(#r( #$$#i+*&+$ r&,is$r#$io+s or &+iro+*&+$#" %ro$&$io+ sh&*&s or $h&i+&s$*&+$ %ro7&$ o+ $his %ro(!$io+ &s$#"ish*&+$.

4. H#i+, &+iro+*&+$#" %ro$&$io+ o**i$*&+$s &r$ii&( 3 # o*%&$&+$ s$#$& *#+#,&*&+$#,&+3 or i+&s$*&+$ %ro7&$s o+ )or; i$&*s or h#'#r(o!s )#s$& $r#+s%or$#$io+ #$ h#'#r(o!s)#s$& $r#+s%or$#$io+ #,&+$s 8i #+39 i+ #s& $h& (ossi&rs or %#%&rs s%&ii&( i+ C"#!s& 2 o $his

Ar$i"& (o +o$ o+$#i+ $h&s& i$&*s.

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(/ I+ #s& $h& o%&r#$io+ #r is )i$hi+ # %roi+& GPS (&i&s *!s$ & &6!i%%&( or &hi"&s #sr&6!&s$&( 3 "o#" "i&+si+, #,o+i&s.

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/ A,&+$s $h#$ $r#+s%or$ h#'#r(o!s )#s$&s o+"3 or h#'#r(o!s )#s$& ,&+&r#$ors )i$hi+ $h& s#*&%ro(!$io+ !si+&ss or s&ri& #r

/ A,&+$s $h#$ $r#+s%or$ h#'#r(o!s )#s$&s o+"3 or h#'#r(o!s )#s$& ,&+&r#$ors i+ r&*o$& (&&%-"3i+, or *o!+$#i+o!s %roi+&s or i+ r&,io+s i+ )hih $h&r& is +o "i&+s&( h#'#r(o!s )#s$i"i$3 or i+ %roi+&s i+ )hih $h&r& is +o h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r o+(!$i+,h#'#r(o!s )#s$& $r#+s%or$#$io+.

2. O+& h#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$ *#3 & #!$hori'&( $o $r#+s%or$ h#'#r(o!s )#s$&s3 $)o or *or& %r#$i&-r&,is$&ri+, or,#+i'#$io+s or i+(ii(!#"s or h#'#r(o!s )#s$& *#+#,&*&+$%r#$i$io+&rs o+"3 i+ #s& $h&s& %r#$i$io+&rs or %r#$i&-r&,is$&ri+, or,#+i'#$io+s or i+(ii(!#"s#r& *&*&rs o $h& s#*& !si+&ss ,ro!% or%or#$io+ or ,ro!% o &+$&r%ris&s )i$h $h& s#*&o!+(i+, sh#r&ho"(&rs or h#i+, $h& %#r&+$ o*%#+3-#i"i#$& o*%#+3 r&"#$io+shi% or $his #,&+$o+(!$s o+"3 s shi%%i+,

4. I+ #s& h#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$s #r& *&*&rs o $h& s#*& !si+&ss ,ro!%or%or#$io+ or ,ro!% o &+$&r%ris&s )i$h $h& s#*& o!+(i+, sh#r&ho"(&rs or h#i+, $h& %#r&+$o*%#+3-#i"i#$& o*%#+3 r&"#$io+shi% )i$h $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r or%r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" $h&r& *!s$ & #+ i+$&r+#" #!$hori'#$io+ %#%&r. Foro$h&r #s&s $h&r& *!s$ & # "o+,-$&r* #,&+3 o+$r#$.

C#ap$er III

SE@UENCE AND PROCEDURES FOR %RANT OF HA=ARDOUS >ASTE%ENERATOR RE%ISTERS+ %RANT OR REVOCATION OF HA=ARDOUS

>ASTE MANA%EMENT LICENSES

Sec$on '" SE@UENCE AND PROCEDURES FOR %RANT OF HA=ARDOUS >ASTE%ENERATOR RE%ISTERS

Ar$c&e '6( Re1!$ra$on o) #a2ardo,! 3a!$e 1enera$or!

1. A h#'#r(o!s )#s$& ,&+&r#$or sh#"" o*%i"& # (ossi&r or h#'#r(o!s )#s$& ,&+&r#$orr&,is$r#$io+ #or(i+, $o # or* %roi(&( i+ A%%&+(i5 1 8A #+( B9 $o $his Cir!"#r #+( s!*i$ 28$)o9 s&$s o $h& (ossi&r (ir&$"3 or 3 %os$ $o $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 or&5#*i+#$io+ #+( ,r#+$ o # h#'#r(o!s )#s$& ,&+&r#$or r&,is$&r. H#'#r(o!s )#s$& ,&+&r#$ors (o

+o$ h#& $o %#3 #+3 h#'#r(o!s )#s$& ,&+&r#$or r&,is$r#$io+ h#r,& or &&.A h#'#r(o!s )#s$& ,&+&r#$or *#3 o*%i"& # o**o+ (ossi&r or h#'#r(o!s )#s$&-,&+&r#$orr&,is$r#$io+ or #"" h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$s !+(&r i$s o)+&rshi% or*#+#,&*&+$ )i$hi+ # %roi+&.

I+ #s& h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$s $#;& $h& or* o *oi"& or "i+r h#'#r(o!s)#s$&-,&+&r#$i+, so!r&s )i$hi+ # %roi+& $h& h#'#r(o!s )#s$& ,&+&r#$or *#3 hoos& # o#"&s$#"ish*&+$ $o r&%r&s&+$ #"" &s$#"ish*&+$s i+ o*%i"i+, # (ossi&r or h#'#r(o!s )#s$&,&+&r#$or r&,is$r#$io+.

2. Wi$hi+ 10 8$&+9 (#3s #$&r r&&ii+, # r&,is$r#$io+ (ossi&r $h& h#'#r(o!s )#s$& *#+#,&*&+$#,&+3 sh#"" &5#*i+& i$s o*%"&$&+&ss #+( #"i(i$3. I+ #s& $h& (ossi&r is i+o*%"&$& or i+#"i( i$sh#"" +o$i3 s!h $o $h& h#'#r(o!s )#s$& ,&+&r#$or or *o(ii#$io+ #+( s!%%"&*&+$#$io+. S!h+o$ii#$io+ *#3 & *#(& +o *or& $h#+ $)i& &5&%$ $i*&s i+ )hih $h& h#'#r(o!s )#s$&

,&+&r#$or (o&s +o$ s#$is3 or !""3 s#$is3 r&6!ir&*&+$s +o$ii&( 3 $h& h#'#r(o!s )#s$&*#+#,&*&+$ #,&+3

4. I $h& (ossi&r is o*%"&$& #+( #"i( $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 is +o$ r&6!ir&($o +o$i3 s!h $o $h& h#'#r(o!s )#s$& ,&+&r#$or #+( $his r&,is$r#$io+ (ossi&r sh#"" #!$o*#$i#""3& #&%$&( !%o+ $h& &5%ir#$io+ o $h& &5#*i+#$io+ $i*& "i*i$.

Ar$c&e '7( %ran$ o) #a2ardo,! 3a!$e 1enera$or re1!$er!

1. Wi$hi+ 20 8$)&+$39 (#3s #$&r o*%"&$i+, $h& &5#*i+#$io+ o $h& o*%"&$&+&ss #+( #"i(i$3 o. #r&,is$r#$io+ (ossi&r $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 sh#"" ,r#+$ # h#'#r(o!s )#s$&

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,&+&r#$or r&,is$&r *#(& #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 1 8C9 $o $his Cir!"#r&5&%$ or $h& #s& s%&ii&( i+ C"#!s& 2 o $his Ar$i"&.

2. I+ #s& o +&&ssi$3 )i$hi+ 20 8$)&+$39 (#3s #$&r o*%"&$i+, $h& &5#*i+#$io+ o $h&o*%"&$&+&ss #+( #"i(i$3 o $h& r&,is$r#$io+ (ossi&r $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3*#3 i+s%&$ # h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$ )hih h#s &+iro+*&+$#" %ro$&$io+)or;s or $r$i+, i+$&r+#""3 ,&+&r#$&( h#'#r(o!s )#s$&s 3 i$s&". S!h i+s%&$io+ *!s$ +o$ "#s$

or *or& $h#+ 2 8$)o9 (#3s.

Wi$hi+ 20 8$)&+$39 (#3s #$&r o*%"&$i+, $h& i+s%&$io+ o $h& &s$#"ish*&+$ or #$&r $h&h#'#r(o!s )#s$& ,&+&r#$or *#;&s # r&%or$ o+ #sor%$io+ o r&o**&+(#$io+s *#(& #+(&5%"#+#$io+s #o!$ iss!&s r#is&( 3 $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 #$&r $h&i+s%&$io+ $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 Sh#"" ,r#+$ # h#'#r(o!s )#s$& ,&+&r#$orr&,is$&r *#(& #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 1 8C9 $o $his Cir!"#r.

4. H#'#r(o!s )#s$& ,&+&r#$or r&,is$&rs #r& #"i( !+$i" $h&3 #r& r&+&)&( !+(&r C"#!s& < o $hisAr$i"& or )h&+ &s$#"ish*&+$s $&r*i+#$& $h&ir o%&r#$io+.

A h#'#r(o!s )#s$& ,&+&r#$or r&,is$&r rs 1 8o+&9 h#'#r(o!s )#s$& *#+#,&*&+$ i(&+$ii#$io++!*&r !+(&r A%%&+(i5 > $o $his Cir!"#r. T)o r&,is$r#$io+ (ossi&r s&$s #%%&+(&( )i$h #&r$ii#$io+ s" 3 $h& h#'#r(o!s )#s$& *#+#,&*&+$ #,&+3 o+s$i$!$& #+ i+$&,r#" %#r$ o 28$)o9 ori,i+#"s o $h& h#'#r(o!s )#s$& ,&+&r#$or r&,is$&r 8o+& s&$ $o & h#+(&( o&r (ir&$"3 or

s&+$ 3 %os$ $o $h& h#'#r(o!s )#s$& ,&+&r#$or #+( $h& o$h&r $o & ;&%$ #$ $h& h#'#r(o!s )#s$&*#+#,&*&+$ #,&+39.

ASTE MANA%EMENT LICENSES AND RELEVANT PROCEDURES

Ar$c&e ';( Re1!$ra$on o) #a2ardo,! 3a!$e mana1emen$ prac$ce

1. A+ or,#+i'#$io+ or i+(ii(!#" $h#$ r&,is$&rs $o %r#$i& h#'#r(o!s )#s$& *#+#,&*&+$ sh#""

o*%i"& # (ossi&r or r&,is$r#$io+ o h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& *#(& #or(i+, $o #s&$ or* %roi(&( i+ A%%&+(i5 2 8A #+( B9 $o $his Cir!"#r #+( s!*i$ 2 8$)o9 s&$s o $h& (ossi&r(ir&$"3 or 3 %os$ $o $h& o*%&$&+$ "i&+si+, #,&+3 !+(&r Ar$i"& < o $his Cir!"#r or&5#*i+#$io+ #+( irs$-$i*& ,r#+$ o # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s&. Pr#$i&-r&,is$&ri+, or,#+i'#$io+s #+( i+(ii(!#"s (o +o$ h#& $o %#3 #+3 h#'#r(o!s )#s$& *#+#,&*&+$%r#$i& r&,is$r#$io+ && or h#r,&.

2. R&&i%$ o h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& r&,is$r#$io+ (ossi&rs

#/ Wi$hi+ 10 8$&+9 (#3s #$&r r&&ii+, # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& r&,is$r#$io+(ossi&r $h& "i&+si+, #,&+3 sh#"" &5#*i+& i$s o*%"&$&+&ss #+( #"i(i$3. I+ #s& $h& (ossi&r is

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i+o*%"&$& or i+#"i( i$ sh#"" +o$i3 s!h $o $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" or(ossi&r *o(ii#$io+ #+( s!%%"&*&+$#$io+

/ Wi$hi+ = 8i&9 (#3s #$&r r&&ii+, # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& r&,is$r#$io+(ossi&r #"r(3 *o(ii&( #+( s!%%"&*&+$&( #s r&6!&s$&( $h& "i&+si+, #,&+3 sh#"" &5#*i+& i$so*%"&$&+&ss #+( #"i(i$3 #+( *#3 r&6!&s$ !r$h&r *o(ii#$io+ #+( s!%%"&*&+$#$io+ o $h&(ossi&r )h&+ i+(i+, i$ +&&ss#r3. S!h +o$ii#$io+ sh#"" & *#(& +o *or& $h#+ $hri& &5&%$

$i*&s #$ )hih $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" (o&s +o$ s#$is3 or !""3 s#$is3r&6!ir&*&+$s o $h& "i&+si+, #,&+3

/ I $h& r&,is$r#$io+ (ossi&r is o*%"&$& or #"i( $h& "i&+si+, #,&+3 is +o$ r&6!ir&( $o *#;&+o$ii#$io+ #+( $his (ossi&r sh#"" #!$o*#$i#""3 & #&%$&( !%o+ $h& &5%ir#$io+ o $h&&5#*i+#$io+ $i*& "i*i$.

(/ I+ #s& $h& "i&+si+, #,&+3 r&&i&s # *o(ii&( or s!%%"&*&+$&( r&,is$r#$io+ (ossi&r *or&$h#+ > 8si59 *o+$hs #$&r +o$i3i+, i$s r&6!ir&*&+$s or *o(ii#$io+ #+( s!%%"&*&+$#$io+ $o $h&"#$&s$ s!*i$$&( (ossi&r $his (ossi&r sh#"" & &5#*i+&( ro* $h& &,i++i+,.

4. Tri#" o%&r#$io+ o h#'#r(o!s )#s$& $r$*&+$ #i"i$i&s

#/ A %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" sh#"" *#;& # %"#+ o+ $ri#" o%&r#$io+ oh#'#r(o!s )#s$& $r$*&+$ #i"i$i&s #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 2 8C9 $o $his

Cir!"#r #+( s!*i$ 2 8$)o9 o%i&s o $h& %"#+ $o $h& "i&+si+, #,&+3 o+!rr&+$"3 )i$h $h&%r#$i& r&,is$r#$io+ (ossi&r or #$ # "#$&r $i*&

/ Th& $i*& "i*i$ or &5#*i+i+, # $ri#" o%&r#$io+ %"#+ s!*i$$&( or $h& irs$ $i*& is 10 8$&+9 (#3s#$&r $h& (ossi&r is r&&i&( !+(&r Poi+$ C"#!s& 2 o $his Ar$i"& 8o #$&r $h& r&&i%$ o $h& %"#+s#$&r $h& (ossi&r is r&&i&(9 #+( = 8i&9 (#3s or # %"#+ *o(ii&( #+( s!%%"&*&+$&( #or(i+, $o$h& +o$ii#$io+ o $h& "i&+si+, #,&+3. Th& +o$ii#$io+ sh#"" & *#(& +o *or& $h#+ $)i& &5&%$$i*&s #$ )hih $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" (o&s +o$ s#$is3 or !""3 s#$is3r&6!ir&*&+$s o $h& "i&+si+, #,&+3

/ Wi$hi+ 10 8$&+9 (#3s #$&r o*%"&$i+, $h& &5#*i+#$io+ o # $ri#" o%&r#$io+ %"#+ $h& "i&+si+,#,&+3 sh#"" iss!& # )ri$$&+ #%%ro#" o s!h %"#+ *#(& #or(i+, $o # s&$ or* %roi(&( i+

A%%&+(i5 2 8D9 $o $his Cir!"#r. This #%%ro#" sh#"" & &+"os&( )i$h 1 8o+&9 o%3 o $h& %"#+#%%&+(&( )i$h # &r$ii#$io+ s" 3 $h& "i&+si+, #,&+3

(/ A$&r o$#i+i+, # )ri$$&+ #%%ro#" > $h& "i&+si+, #,&+3 $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+or i+(ii(!#" *#3 $&*%or#ri"3 $r#+s%or$ h#'#r(o!s )#s$&s #+( o%&r#$& o+ # $ri#" #sis $h&h#'#r(o!s )#s$& $r$*&+$ #i"i$3. Th& "i&+si+, #,&+3 *#3 &5$r#or(i+#ri"3 i+s%&$ $h& #i"i$3#+( $#;& o+$ro" s#*%"&s i+ $h& o!rs& o i$s $ri#" o%&r#$io+

&/ A$&r o*%"&$i+, $h& $ri#" o%&r#$io+ $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" sh#""*#;& # r&%or$ o+ r&s!"$s o $ri#" o%&r#$io+ o $h& h#'#r(o!s )#s$& $r$*&+$ #i"i$3 #or(i+, $o #s&$ or* %roi(&( i+ A%%&+(i5 2 8E9 $o $his Cir!"#r #+( s!*i$ 2 8$)o9 o%i&s o $h& r&%or$ $o $h&"i&+si+, #,&+3 or &5#*i+#$io+. I+ #s& # r&%or$ is s!*i$$&( *or& $h#+ > 8si59 *o+$hs #$&r $h&iss!#+& o $h& )ri$$&+ #%%ro#" $h& $ri#" o%&r#$io+ sh#"" & r&r&,is$&r&(

/ I+ #s& # r&%or$ o+ r&s!"$s o $ri#" o%&r#$io+ o $h& h#'#r(o!s )#s$& $r$*&+$ #i"i$3 sho)s #+!+s#$is#$or3 or i+o*%"&$& i$&* )i$hi+ 10 8$&+9 (#3s #$&r r&&ii+, $h& r&%or$ $h& "i&+si+,#,&+3 sh#"" +o$i3 s!h $o $h& %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" or #(7!s$*&+$ or

o*%"&$io+ o $h& #i"i$3.Ar$c&e '

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Wri$$&+ r&6!&s$s or o**&+$s o %roi+i#"-"&&" N#$!r#" R&so!r&s #+( E+iro+*&+$D&%#r$*&+$s *!s$ & s&+$ +o$ "#$&r $h#+ $h& )ri$$&+ #%%ro#" o $ri#" o%&r#$io+ %"#+s !+(&r Poi+$ C"#!s& 4 Ar$i"& 1@ o $his Cir!"#r. Proi+i#"-"&&" N#$!r#" R&so!r&s #+( E+iro+*&+$D&%#r$*&+$s sh#"" r&%"3 i+ )ri$i+, )i$hi+ 2= 8$)&+$3-i&9 (#3s #$&r r&&ii+, # )ri$$&+ r&6!&s$ o$h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+.

2. Wi$hi+ 2= 8$)&+$3-i&9 (#3s #$&r r&&ii+, # r&%or$ o+ s#$is#$or3 r&s!"$s o $ri#" o%&r#$io+ $h&

"i&+si+, #,&+3 sh#"" "!#$& $h& %r#$i& o+(i$io+s #+( ,r#+$ or $h& irs$ $i*& # h#'#r(o!s)#s$& *#+#,&*&+$ %r#$i& "i&+s& *#(& #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 2 8E9 $o$his Cir!"#r.

A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& is #"i( or 4 8$hr&&9 3rs ro* $h& (#$& o,r#+$. A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& rs 1 8o+&9 h#'#r(o!s )#s$&*#+#,&*&+$ i(&+$ii#$io+ +!*&r s%&ii&( i+ A%%&+(i5 > $o $his Cir!"#r. T)o r&,is$r#$io+(ossi&r s&$s #%%&+(&( )i$h # &r$ii#$io+ s" 3 $h& "i&+si+, #,&+3 #$&r $h&3 #r& o*%"&$&(o+s$i$!$& #+ i+$&,r#" %#r$ o 2 8$)o9 ori,i+#"s o $h& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& 8o+&s&$ $o & (ir&$"3 h#+(&( o&r or s&+$ 3 %os$ $o $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r#+( $h& o$h&r $o & ;&%$ #$ $h& "i&+si+, #,&+39.

4. I+ #s& o +&&ssi$3 )i$hi+ 2= 8$)&+$3-i&9 (#3s or "!#$io+ o $h& %r#$i& o+(i$io+ss%&ii&( i+ C"#!s& 2 o $his Ar$i"& $h& "i&+si+, #,&+3 sh#"" hoos& $o #rr3 o!$ $h& o""o)i+,

#ssis$#+& #$ii$i&s#/ For*i+, # $&h+i#" o+s!"$#+3 $* )hih is o*%os&( o &+iro+*&+$#" )#s$&*#+#,&*&+$ #+( $r$*&+$ &5%&r$s $o %roi(& #(i& o+ $h& ,r#+$ o h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i& "i&+s&s. Th& $&h+i#" o+s!"$#+3 $* is $#s;&( $o #(i& #+( #ssis$ $h&"i&+si+, #,&+3 i+ &5#*i+i+, $h& r&,is$r#$io+ (ossi&r "!#$i+, $h& %r#$i& o+(i$io+s%ro&ssi+, $&h+o"o,i&s r&s!"$s o $ri#" o%&r#$io+ i*%"&*&+$#$io+ o o+$&+$s o $h&&+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$ #+( r&6!ir&*&+$s $o & i+"!(&( i+ $h& (&isio+#%%roi+, $h& r&%or$ #+( o$h&r r&"#$&( *#$$&rs

/ I+s%&$i+, h#'#r(o!s )#s$& $r$*&+$ #i"i$i&s #+( $r#+s%or$#$io+ #,&+$s or +o *or& $h#+ 28$)o9 (#3s #$ h #i"i$3 or #,&+$ i+ o*i+#$io+ )i$h #$ii$i&s s%&ii&( #$ Poi+$ o $hisC"#!s&

/ Ho"(i+, *&&$i+,s o $h& $&h+i#" o+s!"$#+3 $* )i$h $h& %#r$ii%#$io+ o $h& %r#$i&-

r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" #+( r&"#$&( #,&+i&s or,#+i'#$io+s #+( i+(ii(!#"s $o rh#,r&&*&+$ o+ r&6!&s$s #+( r&o**&+(#$io+s r&,#r(i+, $h& ,r#+$ o # h#'#r(o!s )#s$&*#+#,&*&+$ "i&+s& #+( $o (is!ss #+( "#ri3 !+"r or !+s#$is#$or3 *#$$&rs 8i #+39

(/ Co""&$i+, )ri$$&+ o**&+$s o r&"#$&( #,&+i&s or,#+i'#$io+s #+( i+(ii(!#"s i+ #s& +o$&h+i#" o+s!"$#+3 $* is or*&(.

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2. Th& s&6!&+& #+( %ro&(!r&s or o*%i"#$io+ #+( r&&i%$ o (ossi&rs or r&,is$r#$io+ o&5$&+sio+ o h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s&s o*%"3 )i$h C"#!s&s 1 #+( 2

Ar$i"& 1@ o $his Cir!"#r.

4. Wi$hi+ 20 8$)&+$39 (#3s #$&r o*%"&$i+, $h& &5#*i+#$io+ o $h& o*%"&$&+&ss #+( #"i(i$3 o #r&,is$r#$io+ (ossi&r $h& "i&+si+, #,&+3 sh#"" o+si(&r #+( r&+&) $h& h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i& "i&+s& #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 2 8E9 $o $his Cir!"#r.

Th& h#'#r(o!s )#s$& *#+#,&*&+$ i(&+$ii#$io+ +!*&r sh#"" r&*#i+ !+h#+,&( Th& +!*&r o$i*&s o r&+&)#" i+"!(&s $h& irs$-$i*& ,r#+$ #+( s!s&6!&+$ $i*&s O r&+&)#". T)o (ossi&r s&$sor r&,is$r#$io+ o &5$&+sio+ o # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& #%%&+(&( )i$h #&r$ii#$io+ s" o $h& "i&+si+, #,&+3 !%o+ $h&ir o*%"&$io+ #+( #"" r&,is$r#$io+ (ossi&r s&$s&+"os&( )i$h %r&io!s"3 ,r#+$&( "i&+s&s o+s$i$!$& #+ i+$&,r#" %#r$ o $h& 2 8$)o9 ori,i+#"s o $h&r&+&)&( h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& 8o+& s&$ $o & h#+(&( o&r (ir&$"3 or s&+$ 3-%os$ $o $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #+( $h& o$h&r $o & ;&%$ #$ $h& "i&+si+,#,&+39.

o $his Cir!"#r or #i"s $o !"i"" r&6!ir&*&+$s %r&s&+$&(- 3 $h& %roi+i#"-

"&&" N#$!r#" R&so!r&s #+( E+iro+*&+$ D&%#r$*&+$ #+( r&"#$&( #,&+i&s or,#+i'#$io+s #+(i+(ii(!#"s #$ *&&$i+,s or i+ )ri$$&+ o**&+$s o""&$&( !+(&r C"#!s& < o $his Ar$i"& $h&"i&+si+, #,&+3 sh#"" +o$i3 s!h o+(i$io+s or r&6!ir&*&+$s $o $h& h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i$io+&r or s#$is#$io+ or !"i""*&+$.

Wi$hi+ 1= 8i$&&+9 (#3s #$&r r&&ii+, # r&%or$ o # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r o+i$s !"i""*&+$ o r&6!ir&*&+$s s$#$&( i+ $h& +o$i& o $h& "i&+si+, #,&+3 &+"os&( )i$h $h%%ro%ri#$&"3 *o(ii&( or s!%%"&*&+$&( r&,is$r#$io+ (ossi&r $h& "i&+si+, #,&+3 sh#"" o+si(&r#+( &5$&+( $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s&.

Ar$c&e *:( Mod)ca$on o) #a2ardo,! 3a!$e mana1emen$ prac$ce &cen!e!

1. A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& sh#"" & *o(ii&( i+ #+3 o $h& o""o)i+,#s&s

#/ Ch#+,& or #((i$io+ o $3%& $&h+o"o,3 si'& (&si,+&( #%#i$3 #r or 6!#+$i$3 o s%&i#"-!s&&hi"&s #+( &6!i%*&+$ or h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i&

/ Ch#+,& or #((i$io+ o $3%& o or i+rs& i+ $h& h#'#r(o!s )#s$& o"!*& $o & *#+#,&(

/ R&"o#$io+ or &5%#+sio+ o $h& o%&r#$io+ #r 8#%%"i#"& $o h#'#r(o!s )#s$& *#+#,&*&+$%r#$i& "i&+s&s )i$h #+ o%&r#$io+ #r o&ri+, $)o or *or& %roi+&s9

(/ Ch#+,& o $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r )i$ho!$ r&"o#$io+ o $h& h#'#r(o!s)#s$& $r$*&+$ #i"i$3 or r&"o#$io+ o $h& h#'#r(o!s )#s$& $r$*&+$ #i"i$3 )i$ho!$ h#+,& o$h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #+( #"" s%&i#"-!s& &hi"&s #+( &6!i%*&+$

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&/ A((i$io+ o # h#'#r(o!s )#s$& $r$*&+$ #i"i$3

/ Ch#+,& or #((i$io+ o # h#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$.

2. Th& s&6!&+& #+( %ro&(!r&s or r&,is$r#$io+ #+( ,r#+$ o # *o(ii&( h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i& "i&+s& #r& $h& s#*& #s $hos& or $h& irs$-$i*& ,r#+$ o # "i&+s& s%&ii&(i+ Ar$i"&s 1@ #+( 1? o $his Cir!"#r.

U%o+ o*%"&$io+ o #"" %ro&(!r&s $h& "i&+si+, #,&+3 sh#"" ,r#+$ # *o(ii&( h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i& "i&+s& *#(& #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 2 8E9 $o $hisCir!"#r )i$h # #"i(i$3 (!r#$io+ o 4 8$hr&&9 3rs ro* $h& (#$& o ,r#+$.

Th& h#'#r(o!s )#s$& *#+#,&*&+$ i(&+$ii#$io+ +!*&r sh#"" & h#+,&( i+ #s& o r&"o#$io+or &5%#+sio+ o $h& o%&r#$io+ #r !+(&r A%%&+(i5 > $o $his Cir!"#r. Th& +!*&r o $i*&s o,r#+$ o $h& "i&+s& i+"!(&s $h& irs$-$i*& ,r#+$ #+( s!s&6!&+$ r&-,r#+$s.

T)o r&,is$r#$io+ (ossi&r s&$s or # *o(ii&( h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& )hih #r%%&+(&( )i$h # &r$ii#$io+ s" 3 $h& "i&+si+, #,&+3 !%o+ $h&ir o*%"&$io+ #+( #""r&,is$r#$io+ (ossi&r s&$s &+"os&( )i$h %r&io!s"3 ,r#+$&( "i&+s&s o+s$i$!$& #+ i+$&,r#" %#r$ o 28$)o9 ori,i+#"s o $h& *o(ii&( h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& 8o+& s&$ $o & h#+(&( o&r(ir&$"3 or s&+$ 3 %os$ $o $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #+( $h& o$h&r $o & ;&%$#$ $h& "i&+si+, #,&+39.

4. Tri#" o%&r#$io+ !+(&r C"#!s& 4 Ar$i"& 1@ o $his Cir!"#r is +o$ r&6!ir&( i+ $h& o""o)i+, #s&s

#/ Th& #s&s s%&ii&( #$ Poi+$s ( #+( C"#!s& 1 o $his Ar$i"&

/ A((i$io+ o s%&i#"-!s& &hi"&s #+( &6!i%*&+$ or h#'#r(o!s )#s$& $r#+s%or$#$io+ i+"!(i+,#"so $hos& or %#;#,i+, %r&s&r#$io+ $&*%or#r3 s$or#,& #+( %r&"i*i+#r3 %ro&ssi+, oh#'#r(o!s )#s$&s

/ A((i$io+ o h#'#r(o!s )#s$&s )i$h h#r#$&ris$is #+( $r$*&+$ %"#+s si*i"#r $o h#'#r(o!s)#s$&s #+( ,ro!%s o h#'#r(o!s )#s$&s )i$h )hih $r$*&+$ #i"i$i&s h#& &&+ %!$ i+$o $ri#"o%&r#$io+ #+( &&+ "i&+s&(

(/ I+rs& i+ $h& o"!*& o h#'#r(o!s )#s$&s )i$h )hih $r$*&+$ #i"i$i&s h#& &&+ %!$ i+$o$ri#" o%&r#$io+ #+( &&+ "i&+s&(

/TT-BTNMT or $hisCir!"#r.

Ar$c&e *'( Proced,re! )or cer$)ca$on o) e$en!on o) #a2ardo,! 3a!$e mana1emen$&cen!e! 1ran$ed ,nder Crc,&ar No( '*9*::7;TT-BTNMT

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1. A$ "s$ 4 8$hr&&9 *o+$hs &or& $h& &5%ir#$io+ o i$s h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& $h&h#'#r(o!s )#s$& #rri&r or $r$*&+$ #i"i$3 o)+&r sh#"" s!*i$ $o $h& "i&+si+, #,&+3 1 8o+&9)ri$$&+ r&6!&s$ or &r$ii#$io+ o &5$&+sio+ o i$s "i&+s& )hih )#s ,r#+$&( !+(&r Cir!"#r No.12/200>/TT-BTNMT &+"os&( )i$h $h& ori,i+#" "i&+s& 1 8o+&9 r&%or$ o+ i*%"&*&+$#$io+ o%ro,r#*s #+( %"#+s i+ $h& r&,is$r#$io+ (ossi&r s&$ &+"os&( )i$h-$h& "i&+s& )i$hi+ 1 8o+&9 3r!% $o $h& (#$& o s!*i$$i+, $h& )ri$$&+ r&6!&s$.

2. Wi$hi+ 20 8$)&+$39 (#3s #$&r r&&ii+, # )ri$$&+ r&6!&s$ or "i&+s& &5$&+sio+ &r$ii#$io+ $h&"i&+si+, #,&+3 sh#"" o+si(&r #+( ,i& &r$ii#$io+ i+ $h& s&$io+ or &5$&+sio+ &r$ii#$io+ i+$h& ori,i+#" h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&. Th& &5$&+sio+ *!s$ +o$ "#s$ &3o+(D&&*&r 41 201=. For h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s ,r#+$&( 3 $h& 8or*&r9E+iro+*&+$#" Pro$&$io+ D&%#r$*&+$ $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+ sh#"" ,i&&r$ii#$io+.

4. I+ #s& o +&&ssi$3 )i$hi+ 20 8$)&+$39 (#3s or o+si(&r#$io+ #+( &r$ii#$io+ o &5$&+sio+ o #h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& !+(&r C"#!s& 2 o $his Ar$i"& $h& "i&+si+, #,&+3 sh#""hoos& $o #rr3 o!$ $h& o""o)i+, #ssis$#+& #$ii$i&s

#/ I+s%&$i+, $h& &s$#"ish*&+$ or +o *or& $h#+ 2 8$)o9 (#3s i+ o*i+#$io+ )i$h #$ii$i&ss%&ii&( #$ Poi+$ o $his C"#!s&

/ Ho"(i+, *&&$i+,s )i$h $h& h#'#r(o!s )#s$& #rri&r $r$*&+$ #i"i$3 o)+&r #+( r&"#$&(

#,&+i&s or,#+i'#$io+s #+( i+(ii(!#"s $o (ir&$"3 (is!ss #+( "#ri3 !+"r or !+s#$is#$or3*#$$&rs 8i #+39

/ Co""&$i+, )ri$$&+ o**&+$s o $h& %roi+i#"-"&&" N#$!r#" R&so!r&s #+( E+iro+*&+$D&%#r$*&+$ 8i+ #s& $h& "i&+si+, #,&+3 is $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+9 #+( r&"#$&(#,&+i&s or,#+i'#$io+s #+( i+(ii(!#"s.

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&/ Th& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& ,r#+$&( !+(&r Cir!"#r No. 12/200>/TT-BTNMT*!s$ & r&o;&( #$&r &i+, o+&r$&( i+$o o+& !+(&r $his Cir!"#r or ro* #+!#r3 1 201> i+#s& i$ is +o$ o+&r$&(

/ Th& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #rri&r or $r$*&+$ #i"i$3 o)+&r $&r*i+#$&s$h& h#'#r(o!s )#s$& *#+#,&*&+$ o%&r#$io+

,/ Th& "o#" "i&+si+, #,&+3 r&o;&s $h& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& )hih h#s #+o%&r#$io+ #r )i$hi+ # %roi+& ro* #+ or,#+i'#$io+ or i+(ii(!#" #$&r i$/h&/sh& is ,r#+$&(#+o$h&r h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& 3 $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+ or&5%#+sio+ o $h& o%&r#$io+ #r !+(&r $his Cir!"#r or Cir!"#r No. 12/200>/TT-BTNMT

h/ Th& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+ r&o;&s $h& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&)hih h#s #+ o%&r#$io+ #r o&ri+, $)o or *or& %roi+&s ro* # h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i$io+&r #$&r i$ is ,r#+$&( #+o$h&r h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s& 3 $h&"o#" "i&+si+, #,&+3 or +#rro)i+, o $h& o%&r#$io+ #r $o # %roi+& !+(&r $his Cir!"#r.

2. Th& "i&+si+, #,&+3 sh#"" iss!& # (&isio+ $o r&o;& $h& h#'#r(o!s )#s$& *#+#,&*&+$"i&+s& "r"3 s$#$i+, $h& ,ro!+(s #+( rso+ or r&o#$io+ $h& h#'#r(o!s )#s$& *#+#,&*&+$i(&+$ii#$io+ +!*&r $h& (#$& o ,r#+$ #+( $h& +#*& o $h& or,#+i'#$io+ or i+(ii(!#" h#i+, $h&"i&+s& r&o;&(.

4. Or,#+i'#$io+s #+( i+(ii(!#"s $h#$ h#& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s r&o;&( sh#""+o$i3 $h& r&o#$io+ $o #+( $&r*i+#$& #"" &5is$i+, h#'#r(o!s )#s$& *#+#,&*&+$ o+$r#$s )i$h$h&ir !s$o*&rs #+( %#r$+&rs.

Ar$c&e */( Eamna$on and cer$)ca$on o) mp&emen$a$on o) con$en$! o) en4ronmen$a&mpac$ a!!e!!men$ repor$! and re,remen$! !$a$ed n dec!on! appro4n1 $#e!e repor$!)or n4e!$men$ pro.ec$! on #a2ardo,! 3a!$e $rea$men$ )ac&$e! e4a&,a$ed and appro4ed 8$#e Mn!$r8 o) Na$,ra& Re!o,rce! and En4ronmen$

1. I+ #s& $h& "i&+si+, #,&+3 is $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+

#/Pro&(!r&s or r&6!&s$i+, &5#*i+i+, #+( &r$i3i+, $h& i*%"&*&+$#$io+ o o+$&+$s o&+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$s #+( r&6!ir&*&+$s s$#$&( i+ (&isio+s #%%roi+, $h&s&r&%or$s 8i+"!(i+, $h& i*%"&*&+$#$io+ #+( $ri#" o%&r#$io+ o &+iro+*&+$#" %ro$&$io+ )or;s #+(so"!$io+s9 sh#"" +o$ & #rri&( o!$ s&%#r#$&"3 !$ o+s$i$!$& %#r$ o %ro&(!r&s or r&,is$&ri+,

h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& #+( ,r#+$i+, h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i&"i&+s&s !+(&r $his Cir!"#r

/ A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& "i&+s& *#(& #or(i+, $o # s&$ or*-%roi(&( i+A%%&+(i5 2 8E9 $o $his Cir!"#r o+$#i+s &r$ii#$io+ o $h& i*%"&*&+$#$io+ o o+$&+$s o $h&&+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$ #+( r&6!ir&*&+$s s$#$&( i+ $h& (&isio+ #%%roi+, $hisr&%or$ 8i+"!(i+, i*%"&*&+$#$io+ o &+iro+*&+$#" %ro$&$io+ )or;s #+( so"!$io+s9 i+s$( o #s&%#r#$& &r$ii#$& *#(& #or(i+, $o # s&$ or*

/ H#'#r(o!s )#s$& $r$*&+$ #+( (is%os#" %r#$i& "i&+s&s #"r(3 ,r#+$&( 3 $h& :i&$+#*E+iro+*&+$ A(*i+is$r#$io+ !+(&r Cir!"#r No. 12/200>/TT-BTNMT #r& &6!i#"&+$ $o &r$ii#$&so i*%"&*&+$#$io+ o o+$&+$s o &+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$s #+( r&6!ir&*&+$ss$#$&( i+ (&isio+s #%%roi+, $h&s& r&%or$s.

2. I+ #s& $h& "i&+si+, #,&+3 is # "o#" o+&

#/ A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" sh#""o+!rr&+$"3 o*%i"& # (ossi&r or r&,is$r#$io+ o h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i& #$ $h&"o#" "i&+si+, #,&+3 #+( # (ossi&r $o r&6!&s$ $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+ $o &r$i3$h& i*%"&*&+$#$io+ o o+$&+$s o $h& &+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$ #+( r&6!ir&*&+$ss$#$&( i+ $h& (&isio+ #%%roi+, $his r&%or$ 8i+"!(i+, i*%"&*&+$#$io+ o &+iro+*&+$#" %ro$&$io+)or;s #+( so"!$io+s9 !+(&r r&,!"#$io+s

/ A h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i&-r&,is$&ri+, or,#+i'#$io+ or i+(ii(!#" sh#"" o*i+&$h& $ri#" o%&r#$io+ o &+iro+*&+$#" %ro$&$io+ )or;s #+( so"!$io+s %ro%os&( i+ i$s/ his/h&r

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&+iro+*&+$#" i*%#$ #ss&ss*&+$ r&%or$ )i$h $h& $ri#" o%&r#$io+ o h#'#r(o!s )#s$& $r$*&+$#i"i$i&s !+(&r C"#!s& 4 Ar$i"& 1@ o $his Cir!"#r

/ Th& "o#" "i&+si+, #,&+3 #+( $h& :i&$+#*-E+iro+*&+$ A(*i+is$r#$io+ sh#"" o+!rr&+$"3#rr3 o!$ $h& $)o %ro&(!r&s s%&ii&( i+ $his C"#!s& #+( s&%#r#$&"3 ,r#+$ h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i& "i&+s&s #+( &r$ii#$&s o i*%"&*&+$#$io+ o o+$&+$s o &+iro+*&+$#"i*%#$ #ss&ss*&+$ r&%or$s #+( r&6!ir&*&+$s s$#$&( i+ (&isio+s #%%roi+, $h&s& r&%or$s

#or(i+, $o $h&ir o*%&$&+&.

Ar$c&e *0( O$#er ma$$er!

1. R&%or$s o+ #+( &r$ii#$io+ o s#$is#$io+ o $h& %r#$i& o+(i$io+s

#/ U%o+ s#$is3i+, $h& %r#$i& o+(i$io+s #or(i+, $o $h& ro#(*#%s s%&ii&( #$ Poi+$s #+(( C"#!s& 2 Ar$i"& o $his Cir!"#r # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #rri&r or$r$*&+$ #i"i$3 o)+&r sh#"" r&%or$ s!h $o $h& "i&+si+, #,&+3 )i$hi+ 2 8$)o9 *o+$hs #$&r $h&s&o+(i$io+s #r& #%%"i&(

/ Wi$hi+ 20 8$)&+$39 (#3s #$&r r&&ii+, # r&%or$ $h& "i&+si+, #,&+3 sh#"" o+si(&r #+( &r$i3i+ )ri$i+, $h& s#$is#$io+ o $h& %r#$i& o+(i$io+s. Th& $i*& "i*i$ or $h& "i&+si+, #,&+3 $o*#;& s!h )ri$$&+ &r$ii#$io+ is 1= (#3s #$&r r&&ii+, $h& r&%or$ o $h& h#'#r(o!s )#s$& #rri&ro+ s#$is#$io+ o #"" r&6!ir&*&+$s 8i #+39 s&$ 3 $h& "i&+si+, #,&+3 i+ $h& o!rs& o

o+si(&r#$io+./ I+ #s& o +&&ssi$3 $h& "i&+si+, #,&+3 sh#"" i+s%&$ $h& &s$#"ish*&+$ #+( s%&i#"-!s&&hi"&s #+( &6!i%*&+$ or +o *or& $h#+ 2 8$)o9 (#3s )i$hi+ $h& $i*& "i*i$ o 20 8$)&+$39 (#3ss%&ii&( #$ Poi+$ o $his C"#!s&.

2. Th& "i&+si+, #,&+3 sh#"" +o$i3 i+ )ri$i+, # h#+,& i+ or r&6!&s$ s!s%&+sio+ o so*&o%&r#$io+s o # h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r #rri&r or $r$*&+$ #i"i$3 o)+&r)h&+

#/ Th&r& is # h#+,& i+ $h& #,&+3 o+$r#$ or $h& o+$r#$ o+ h#+(o&r o &hi"&s +o$ o)+&( 3$h& #rri&r or s!h o+$r#$ $&r*i+#$&s or &5%ir&s )i$ho!$ r&%or$&( &5$&+sio+

/ Th& "i&+si+, #,&+3 #s&s i$s&" o+ #$!#" o%&r#$io+s sho)+ i+ %&rio(i#" h#'#r(o!s )#s$&*#+#,&*&+$ r&%or$s or o+ i+s%&$io+ &5#*i+#$io+ or i+&s$i,#$io+ o+"!sio+s or o+

%ros&!$io+ (ossi&rs or o!r$ 7!(,*&+$s.C#ap$er IV

RESPONSIBILITIES OF OR%ANI=ATIONS AND INDIVIDUALS

Ar$c&e *6( Re!pon!&$e! o) #a2ardo,! 3a!$e 1enera$or!

1. To #rr3 o!$ %ro&(!r&s or h#'#r(o!s )#s$& ,&+&r#$or r&,is$r#$io+ !+(&r Ar$i"& 1= o $hisCir!"#r )h&+ o**&+i+, $h&ir o%&r#$io+s or ,&+&r#$i+, h#'#r(o!s )#s$&s #++!#""3 #+( h#i+,h#'#r(o!s )#s$&s "&$ !+$r$&( 8i #+39.

D!ri+, $h& %&rio( ro* $h& (#$& o s!*issio+ o # h#'#r(o!s )#s$& ,&+&r#$or r&,is$r#$io+(ossi&r $o $h& (#$& o ,r#+$ o # r&,is$&r # h#'#r(o!s )#s$& ,&+&r#$or )i"" & r&,#r(&( #s h#i+,(ish#r,&( $h& r&s%o+sii"i$3 or r&,is$&ri+, i$s h#'#r(o!s )#s$& ,&+&r#$io+ )i$h # %roi+i#"-"&&"s%&i#"i'&( &+iro+-*&+$#" %ro$&$io+ #,&+3 !+(&r C"#!s& 1 Ar$i"& @0 o $h& L#) o+

E+iro+*&+$#" Pro$&$io+.

Co*%i"#$io+ o h#'#r(o!s )#s$& ,&+&r#$or r&,is$r#$io+ (ossi&rs is +o$ o*%!"sor3 $o h#'#r(o!s)#s$& ,&+&r#$ors $h#$ (o +o$ $r$ i+$&r+#""3 ,&+&r#$&( h#'#r(o!s )#s$&s 3 $h&*s&"&s #+(

#/ H#& o%&r#$&( or "&ss $h#+ 1 8o+&9 3r

/ G&+&r#$& r&,!"#r"3 or #++!#""3 h#'#r(o!s )#s$&s o # o"!*& +o$ &5&&(i+, 120 8o+& h!+(r&(#+( $)&+$39 ;,/3r or h#'#r(o!s )#s$&s o+$#i+i+, %#r$i!"#r"3 h#'#r(o!s &"&*&+$s &5&&(i+,$h& h#'#r(o!s )#s$& $hr&sho"( s%&ii&( i+ C:N 0@200/BTNMT or >00 8si5 h!+(r&(9 ;,/3ror h#'#r(o!s )#s$&s o+$#i+i+, o$h&r h#'#r(o!s &"&*&+$s &5&%$ or h#'#r(o!s )#s$&s o+ $h&

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"is$ o %&rsis$&+$ or,#+i %o""!$#+$s 8POP9 %roi(&( !+(&r $h& S$o;ho"* Co+&+$io+ o+ P&rsis$&+$Or,#+i Po""!$#+$s or )hih ,&+&r#$ors #r& +o$ &5&*%$ ro* $his r&s%o+sii"i$3.

2. To s&+( o%i&s o h#'#r(o!s )#s$& ,&+&r#$or r&,is$&rs $o (is$ri$-"&&" P&o%"&s Co**i$$&&s#+( o**!+&-"&&" P&o%"&s Co**i$$&&s o "o#"i$i&s i+ )hih h#'#r(o!s )#s$&-,&+&r#$i+,&s$#"ish*&+$s #r& "o#$&(.

4. To #%%"3 *s!r&s $o *i+i*i'& h#'#r(o!s )#s$&s #+( %r&&+$ #+( r&s%o+( $o i+i(&+$s#!s&( 3 h#'#r(o!s )#s$&s $o "#ssi3 #+( sor$ h#'#r(o!s )#s$&s #+( (&$&r*i+& h#'#r(o!s)#s$& o"!*&s $o & r&,is$&r&( #+( *#+#,&( #+( $o $#;& r&s%o+sii"i$3 or h#'#r(o!s )#s$&s!+$i" $h&s& h#'#r(o!s )#s$&s #r& s#&"3 #+( $horo!,h"3 $r$&(.

. To #%%oi+$ #$ "s$ o+& !""-$i*& or %#r$-$i*& &*%"o3&& $o "#ssi3 sor$ #+( *#+#,& h#'#r(o!s)#s$&s $o !s& $&h+i#" #ssis$#+& s&ri&s %roi(&( ro* o!$si(& 8)h&+ +&&ss#r39.

@. I h#i+, +o &+iro+*&+$#" %ro$&$io+ )or;s $o $r$ $h&ir h#'#r(o!s )#s$&s 3 $h&*s&"&s $osi,+ o+$r#$s o+ (&"i&r3 o h#'#r(o!s )#s$&s $o or,#+i'#$io+s or i+(ii(!#"s "i&+s&( $o *#+#,&h#'#r(o!s )#s$&s )i$h #+ #%%ro%ri#$& o%&r#$io+ #r #+( "is$ o h#'#r(o!s )#s$&s $h&3 #r&"i&+s&( $o *#+#,&*&+$.

I+ #s& o (ir&$ r&!s& o h#'#r(o!s )#s$&s $o si,+ o+$r#$s o+"3 )i$h h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i$io+&rs #+( r&r#i+ ro* si,+i+, o+$r#$s )i$h "i&+s&( h#'#r(o!s )#s$rri&rs !+(&r Cir!"#r No. 12/200>/TT-BTNMT.

I+ #s& # h#'#r(o!s )#s$& #rri&r "i&+s&( !+(&r Cir!"#r No. 12/200>/TT-BTNMT $#;&s %#r$ i+$r#+s%or$i+, h#'#r(o!s )#s$&s +o$ or (ir&$ r&!s& # o+$r#$ *!s$ & si,+&( 3 $hr&& %#r$i&s

&i+, $h& h#'#r(o!s )#s$& ,&+&r#$or h#'#r(o!s )#s$& #rri&r #+( h#'#r(o!s )#s$&*#+#,&*&+$ %r#$i$io+&r or h#'#r(o!s )#s$& $r$*&+$ #i"i$3 o)+&r or # o+$r#$ *!s$ &si,+&( 3 $h& h#'#r(o!s )#s$& ,&+&r#$or #+( h#'#r(o!s )#s$& #rri&r $o $h& )i$+&ss #+( ri+,$h& &r$ii#$io+ o $h& h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&r or h#'#r(o!s )#s$& $r$*&+$#i"i$3 o)+&r.

?. To s$ri$"3 o*%"3 )i$h %ro&(!r&s or (&"#r#$io+ #+( !s& o h#'#r(o!s )#s$& (o!*&+$s !%o+h (&"i&r3 o h#'#r(o!s )#s$&s #s s%&ii&( i+ Ch#%$&r 4 $o $his Cir!"#r &5&%$ $h& #s& os&"-$r$*&+$ 3 $h& h#'#r(o!s )#s$& ,&+&r#$or s%&ii&( #$ Poi+$ C"#!s& 4 Ar$i"& o $hisCir!"#r.

H#'#r(o!s )#s$& ,&+&r#$ors sh#"" rh #,r&&*&+$ )i$h r&"#$&( or,#+i'#$io+s #+( i+(ii(!#"s o+!""3 i""i+, i+ h#'#r(o!s )#s$& (o!*&+$s #or(i+, $o $h&ir h#'#r(o!s )#s$& (&"i&r3 o+$r#$s#+( $h& %roisio+s o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s o or,#+i'#$io+s #+( i+(ii(!#"s

r&&ii+, h#'#r(o!s )#s$&s.. To *o+i$or #+( s!%&ris& $h& h#'#r(o!s )#s$& (&"i&r3 #+( $r$*&+$ #s&( o+ o+$r#$s #+(h#'#r(o!s )#s$& (o!*&+$s $o o*%i"& h#'#r(o!s )#s$& (&"i&r3 #+( r&&i%$ oo;s or*o+i$ori+, $h&ir h#'#r(o!s )#s$&s 3 $3%& o"!*& i(&+$ii#$io+ +!*&r $i*& #+( !+i$ i+ h#r,&o h#'#r(o!s )#s$& r&&i%$ #+( $r$*&+$. I+ #s& o +&&ssi$3 $o s&+( $h&ir %&rso++&" $o (ir&$"3s!%&ris& $h& h#'#r(o!s )#s$& $r#+s%or$#$io+ #+( $r$*&+$ 3 or,#+i'#$io+s #+( i+(ii(!#"sr&&ii+, h#'#r(o!s )#s$&s.

P#s$ $hr&& *o+$hs #$&r $h& (&"i&r3 o h#'#r(o!s )#s$&s i $h& h#'#r(o!s )#s$& ,&+&r#$or(o&s+o$ r&&i& $h& "#s$ $)o ori,i+#"s o $h& h#'#r(o!s )#s$& (o!*&+$ ro* $h& or,#+i'#$io+ or

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i+(ii(!#" r&&ii+, h#'#r(o!s )#s$&s Wi$ho!$ # %"#!si"& rso+ i+ )ri$$&+ or* $h& h#'#r(o!s)#s$& ,&+&r#$or sh#"" &5#*i++( !r,& $h& s&+(i+, o s!h ori,i+#"s or r&%or$ i$ $o $h& )#s$&,&+&r#$or *#+#,&*&+$ #,&+3 or &5#*i+#$io+ #+( h#+("i+,.

10. Wh&+ )ishi+, $o &5%or$ h#'#r(o!s )#s$&s or o&rss $r$*&+$ $o o*%"3 )i$h $h& B#s&"Co+&+$io+ o+ $h& Co+$ro" o Tr#+sor+(#r3 Mo&*&+$s o H#'#r(o!s W#s$&s #+( Th&irDis%os#" 8&"o) r&&rr&( $o #s $h& B#s&" Co+&+$io+9 !+(&r A%%&+(i5 = 8A9 $o $his Cir!"#r.

11. To *#;& h#'#r(o!s )#s$& *#+#,&*&+$ r&%or$s #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5< 8A9 $o $his Cir!"#r or &&r3 > 8si59 *o+$hs ro* #+!#r3 1 $o !+& 40 #+( ro* !+& 1 $oD&&*&r 41 #+( s!*i$ $h&* )i$hi+ 1 8o+&9 *o+$h ro* $h& "#s$ (#3 o $h& r&%or$i+, %&rio(&5&%$ )h&+

#/ H#'#r(o!s )#s$& ,&+&r#$ors s%&ii&( #$ Poi+$ C"#!s& 1 o $his Ar$i"& #r& #""o)&( $o *#;&r&%or$s or &&r3 3r ro* #+!#r3 1 $o D&&*&r 41 #+( s!*i$ $h&* )i$hi+ 1 8o+&9 *o+$h ro*$h& "#s$ (#3 o $h& r&%or$i+, r&,i*&

/ H#'#r(o!s )#s$& ,&+&r#$ors s%&ii&( #$ Poi+$ # C"#!s& 1 o $his Ar$i"& r&%or$ o+"3 o+&)i$hi+ 1 8o+&9 *o+$h ro* $h& (#$& o o%&r#$io+ $&r*i+#$io+.

I+ #((i$io+ h#'#r(o!s )#s$& ,&+&r#$ors sh#"" *#;& o$h&r &5$r#or(i+#r3 r&%or$s #$ $h& r&6!&s$ oo*%&$&+$ s$#$& #,&+i&s.

For h#'#r(o!s )#s$& ,&+&r#$ors s%&ii&( #$ Poi+$s # #+( C"#!s& 1 o $his Ar$i"&s!*issio+ o # h#'#r(o!s )#s$& *#+#,&*&+$ r&%or$ is r&,#r(&( #s (ish#r,& o $h&r&s%o+sii"i$3 $o r&,is$&r $h& h#'#r(o!s )#s$& ,&+&r#$io+ )i$h # %roi+i#"-"&&" s%&i#"i'&(&+iro+*&+$#" %ro$&$io+ #,&+3 !+(&r C"#!s& 1 Ar$i"& @0 o $h& L#) o+ E+iro+*&+$#"Pro$&$io+.

12. To ;&&% or = 8i&9 3rs #"" ori,i+#"s o !s&( h#'#r(o!s )#s$& (o!*&+$s #+( r&"+$(ossi&rs #+( (o!*&+$s or s!%%"3 $o o*%&$&+$ #,&+i&s !%o+ r&6!&s$.

14. To #%%"3 si*!"$#+&o!s"3 $h& o+"i+& (&"#r#$io+ o h#'#r(o!s )#s$& (o!*&+$s #+( r&%or$i+,o+ h#'#r(o!s )#s$& *#+#,&*&+$ o+ $h& o**!+i#$io+ s3s$&* or i# &*#i" )h&+ so r&6!&s$&(i+ )ri$i+, 3 o*%&$&+$ #,&+i&s. Th&3 #r& &+o!r#,&( $o r&,is$&r or s!h #%%"i#$io+ &or&o*%&$&+$ #,&+i&s so r&6!&s$.

1

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. To $r#+s%or$ h#'#r(o!s )#s$&s i+ $h& o%$i*#" i$i+&r#r3 i+ $&r*s o ro!$& (is$#+& (!r#$io+#ss!r#+& o $r#i s#&$3 #+( %r&&+$io+ o #+( r&s%o+s& $o i+i(&+$s #+( i+ o*%"i#+& )i$ho*%&$&+$ #,&+i&s r&,!"#$io+s o+ $r#i (iisio+.

@. To $#;& !"" r&s%o+sii"i$3 or #"" o%&r#$io+s #+( %&rso++&" o &hi"&s +o$ o)+&( 3 #rri&rs i+$h& o!rs& o h#'#r(o!s )#s$& $r#+s%or$#$io+. To r&%or$ $o $h& "i&+si+, #,&+3 o+ *o(ii#$io+&5$&+sio+ or $&r*i+#$io+ o o+$r#$s o+ h#+(o&r o &hi"&s +o$ o)+&( 3 #rri&rs )i$hi+ 1=8i$&&+9 (#3s #$&r s!h *o(ii#$io+ &5$&+sio+ or $&r*i+#$io+ is &&$&(.

?. To (ish#r,& $h& r&s%o+sii"i$3 o h#'#r(o!s )#s$& ,&+&r#$ors or h#'#r(o!s )#s$&s ,&+&r#$&(ro* $h&ir o%&r#$io+s )hih $h&3 #r& !+#"& $o $r$. I+ #s& $h&3 #r& #"& $o $r$ #"" h#'#r(o!s)#s$&s $h&3 #r& +o$ r&6!ir&( $o (ish#r,& $h& r&s%o+sii"i$3 o h#'#r(o!s )#s$& ,&+&r#$ors.

. To s&"&$ h#'#r(o!s )#s$& r&!s&rs s!%&ris& #+( #ss!r& $h& %ro%&r (ir&$ r&!s& o h#'#r(o!s)#s$&s 3 $h&s& r&!s&rs ,i& &r$ii#$io+ i+ h#'#r(o!s )#s$& (o!*&+$s #+( #i"i$#$& $h&r&$!r+ o ori,i+#"s o h#'#r(o!s )#s$& (o!*&+$s $o h#'#r(o!s )#s$& ,&+&r#$ors.

I+ %&rio(i#" h#'#r(o!s )#s$& *#+#,&*&+$ r&%or$s *#(& #or(i+, $o # s&$ or* %roi(&( i+A%%&+(i5 < 8B9 $o $his Cir!"#r h#'#r(o!s )#s$& %r#$i$io+&rs sh#"" !""3 r&%or$ *&$ho(s #+( s$#$&o $h& (ir&$ r&-!s& o h#'#r(o!s )#s$&s $h&3 $r#+s%or$ or 4 8$hr&&9 3rs !% $o $h& $i*& or&%or$i+,.

U%o+ (&$&$i+, $h#$ h#'#r(o!s )#s$& r&!s&rs #i" $o (ish#r,& $h& r&s%o+sii"i$i&s s%&ii&( i+Ar$i"& 2 o $his Cir!"#r h#'#r(o!s )#s$& ,&+&r#$ors sh#"" r&%or$ s!h $o o*%&$&+$ #,&+i&sor &5#*i+#$io+ #+( h#+("i+,

10. Wh&+ $#;i+, %#r$ i+ (o*&s$i $r#+s%or$#$io+ o h#'#r(o!s )#s$&s i+ $h& o!rs& o$r#+so!+(#r3 $r#+s%or$#$io+ $o oor(i+#$& )i$h h#'#r(o!s )#s$& ,&+&r#$ors or &5%or$&rs

r&%r&s&+$i+, h#'#r(o!s )#s$& ,&+&r#$ors i+ i*%"&*&+$i+, $h& %roisio+s o $h& B#s&" Co+&+$io+s%&ii&( i+ A%%&+(i5 = 8A9 $o $his Cir!"#r.

11. Wh&+ #ris&s #+ &5$r#or(i+#r3 +&&( $o hir& s-shi%%i+, &ss&"s or r#i")#3 #rs $o oor(i+#$&)i$h &ss&" or &hi"& "&ssors i+ )or;i+, o!$ #%%ro%ri#$& %#;#,i+, #+( %r&s&r#$io+ %"#+s $o#ss!r& s#& $r#+s%or$#$io+ $h&+ s!*i$ $h&* $o $h& "i&+si+, #,&+3 or ,!i(#+& #+( )ri$$&+#%%ro#".

12. To *#;& $h& o""o)i+, r&%or$s

#/ H#'#r(o!s )#s$& *#+#,&*&+$ r&%or$s or &&r3 > 8si59 *o+$hs ro* #+!#r3 1 $o !+& 40 #+(!"3 1 $o D&&*&r 41 #s s%&ii&( i+ A%%&+(i5 < 8B9 $o $his Cir!"#r )hih sh#"" & s!*i$$&()i$hi+ 1 8o+&9 *o+$h #$&r $h& "#s$ (#3 o $h& r&%or$i+, %&rio(

h/ E5$r#or(i+#r3 r&%or$s #$ $h& r&6!&s$ o o*%&$&+$ s$#$& #,&+i&s

/ R&%or$s $o $h& "i&+si+, #,&+3 o+ h#+,&s i+ %h3si#" #+( $&h+i#" o!+(#$io+s ;&3%&rso++&" or %ro,r#*s #+( %"#+s i+ r&,is$r#$io+ (ossi&r s&$s &+"os&( )i$h h#'#r(o!s )#s$&*#+#,&*&+$ "i&+s&s #s o*%#r&( $o $hos& #$ $h& $i*& o ,r#+$ o $h& "i&+s&s.

14. To o*%i"& h#'#r(o!s )#s$& h#+(o&r #+( r&&i%$ oo;s or *o+i$ori+, h#'#r(o!s )#s$&+#*&s o"!*& #+( i(&+$ii#$io+ +!*&rs $i*& #+( $h&ir !+i$s or h#'#r(o!s )#s$& (&"i&r3 orr&&i%$ )i$h h#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$s or $r$*&+$ #i"i$i&s #ss!ri+, o+sis$&+3)i$h h#'#r(o!s )#s$& (o!*&+$s o%&r#$io+ "o,s o s%&i#"-!s& &hi"&s #+( &6!i%*&+$ orh#'#r(o!s )#s$& *#+#,&*&+$ oo;s or *o+i$ori+, o"!*& 6!#"i$3 #+( o!$"&$s o %ro(!$sr&3"&( or r&o&r&( ro* h#'#r(o!s )#s$&s $o o*%i"& o+"i+& (ossi&rs or *o+i$ori+, $h&

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i$i+&r#r3 o $r#+s%or$#$io+ &hi"&s )i$h GPS 8i #+39 #+( %roi(& $h& ri,h$ $o #&ss $h&s&(ossi&rs $o $h& "i&+si+, #,&+3 $o !i"( #+ #!$o*#$i #+( o+$i+!o!s os&r#$io+ (#$##s& 8i#+39.

1. To s!%&ris& o%&r#$io+s o h#'#r(o!s )#s$& $r#+s%or$#$io+ #,&+$s #+( $#;& r&s%o+sii"i$3 or$h&s& #,&+$s io"#$io+s i+ &+iro+*&+$#" %ro$&$io+ #+( h#'#r(o!s )#s$& *#+#,&*&+$. To r&%or$$o $h& "i&+si+, #,&+3 o+ $h& *o(ii#$io+ &5$&+sio+ or $&r*i+#$io+ o #,&+3 o+$r#$s )i$hi+1= 8i$&&+9 (#3s #$&r s!h *o(ii#$io+ &5$&+sio+ or $&r*i+#$io+ is &&$&(.

1@. To si,+ o+$r#$s or r&&ii+, h#'#r(o!s )#s$&s or $r$*&+$ ro* +o *or& $h#+ = 8i&9h#'#r(o!s )#s$& #rri&rs "i&+s&( !+(&r Cir!"#r No. 12/200>/TT-BTNMT &5&%$ or

#/ H#'#r(o!s )#s$& #rri&rs $h#$ #r& o+!rr&+$"3 h#'#r(o!s )#s$& $r$*&+$ #i"i$3 o)+&rs/ H#'#r(o!s )#s$& #rri&rs $h#$ #r& *&*&rs o $h& s#*& !si+&ss ,ro!% or%or#$io+ or ,ro!%o &+$&r%ris&s )i$h $h& s#*& o!+(i+, sh#r&ho"(&rs or h#i+, $h& %#r&+$ o*%#+3-#i"i#$&o*%#+3 r&"#$io+shi%

/ H#'#r(o!s )#s$& #rri&rs $h#$ o%&r#$& o+"3 #$ s.

H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&rs sh#"" r&%or$ $o $h& "i&+si+, #,&+3 o+ $h&*o(ii#$io+ &5$&+sio+ or $&r*i+#$io+ o o+$r#$s )i$h h#'#r(o!s )#s$& #rri&rs )i$hi+ 1=8i$&&+9 (#3s #$&r s!h *o(ii#$io+ &5$&+sio+ or $&r*i+#$io+ is &&$&(.

1?. To +o$i3 i+ )ri$i+, $o h#'#r(o!s )#s$& ,&+&r#$ors i+ #s& $h&r& #ris&s # rso+ or $&*%or#r3s$or#,& o h#'#r(o!s )#s$&s i+s$( o $r$*&+$ or &$)&&+ 4 8$hr&&9 #+( > 8si59 *o+$hs #$&r$h& (#$& o (&"i&r3 i+(i#$&( i+ h#'#r(o!s )#s$& (o!*&+$s.

1. I )ishi+, $o $r#+s%or$ o+"3 h#'#r(o!s )#s$&s #+( $o $r#+s&r $h& $r$*&+$ r&s%o+sii"i$3 $oh#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&rs or o$h&r h#'#r(o!s )#s$& $r$*&+$ #i"i$3 o)+&rs$o s&+( )ri$$&+ r&6!&s$s &+"os&( )i$h o+$r#$s $o $h& "i&+si+, #,&+3 or o+si(&r#$io+ #+()ri$$&+ #%%ro#" &or& $h& $r#+s&r. Th& (&"i&r3 o # #$h o h#'#r(o!s )#s$&s sh#"" & &&$&(&$)&&+ o+"3 2 8$)o9 h#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&rs or h#'#r(o!s )#s$& $r$*&+$#i"i$3 o)+&rs.

H#'#r(o!s )#s$& *#+#,&*&+$ %r#$i$io+&rs sh#"" s&+( )ri$$&+ r&6!&s$s or +o$i&s $o $h&"i&+si+, #,&+3 or o+si(&r#$io+ #+( #%%ro#" i+ #s& o $&r*i+#$io+ *o(ii#$io+s!%%"&*&+$#$io+ or &5$&+sio+ o o+$r#$s.

20. To #%%"3 si*!"$#+&o!s"3 $h& o+"i+& (&"#r#$io+ o h#'#r(o!s )#s$& (o!*&+$s #+( r&%or$i+,o+ h#'#r(o!s )#s$& *#+#,&*&+$ o+ $h& o**!+i#$io+ s3s$&* or i# &*#i" )h&+ so r&6!&s$&(i+ )ri$i+, 3 o*%&$&+$ #,&+i&s. H#'#r(o!s )#s$& ,&+&r#$ors #r& &+o!r#,&( $o r&,is$&r or

s!h #%%"i#$io+ &or& o*%&$&+$ #,&+i&s so r&6!&s$.

21. To o$#i+ &r$ii#$&s o $h& &+iro+*&+$#" *#+#,&*&+$ s3s$&* - ISO 1

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22. U%o+ o%&r#$io+ $&r*i+#$io+ $o i*%"&*&+$ %"#+s o+ %o""!$io+ $r$*&+$ #+( &+iro+*&+$#"%ro$&$io+ #+( +o$i3 s!h i+ )ri$i+, $o $h& "i&+si+, #,&+3 or r&o#$io+ o h#'#r(o!s )#s$&*#+#,&*&+$ "i&+s&s.

Ar$c&e *;( Re!pon!&$e! o) #a2ardo,! 3a!$e carrer! &cen!ed ,nder Crc,&ar No( ':9*::79TT-BTNMT

1. To !s& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s ,r#+$&( !+(&r Cir!"#r No. 10/200>/TT-BTNMTi+ $h&ir o%&r#$io+s o+"3 !+$i" $h& &+( o D&&*&r 41 201= i $h&s& "i&+s&s #r& +o$ o+&r$&(i+$o o+&s !+(&r $his Cir!"#r.

2. To s&+( o%i&s o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s )i$h &5$&+sio+ &r$ii#$io+ #ss%&ii&( i+ Ar$i"& 21 o $his Cir!"#r $o (is$ri$- #+( o**!+&-"&&" P&o%"&s Co**i$$&&s o"o#"i$i&s i+ )hih h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$s #r& "o#$&(.

4. I+ #s& o h#i+, $)o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s ,r#+$&( 3 $h& :i&$+#*E+iro+*&+$ A(*i+is$r#$io+ #+( # "o#" "i&+si+, #,&+3 $o +o$i3 s!h i+ )ri$i+, $o $h& "i&+si+,#,&+3 $h#$ h#s ,r#+$&( $h& r"i&r "i&+s& or r&o#$io+ o s!h "i&+s& )i$hi+ 1 8o+&9 *o+$h#$&r $h& &&$i& (#$& o $his Cir!"#r or ro* $h& (#$& o ,r#+$ o $h& +&) "i&+s&.

o $his Cir!"#r.

Ar$c&e */TT-BTNMTi+ $h&ir o%&r#$io+s o+"3 !+$i" $h& &+( o D&&*&r 41 201= i $h&s& "i&+s&s #r& +o$ o+&r$&(i+$o o+&s !+(&r $his Cir!"#r.

2. To s&+( o%i&s o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s )i$h &5$&+sio+ &r$ii#$io+ #ss%&ii&( i+ Ar$i"& 21 o $his Cir!"#r $o (is$ri$- #+( o**!+&-"&&" P&o%"&s Co**i$$&&s o"o#"i$i&s i+ )hih h#'#r(o!s )#s$&-,&+&r#$i+, &s$#"ish*&+$s #r& "o#$&(.

4. I+ #s& o h#i+, $)o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s ,r#+$&( 3 $h& :i&$+#*E+iro+*&+$ A(*i+is$r#$io+ #+( # "o#" "i&+si+, #,&+3 $o +o$i3 s!h i+ )ri$i+, $o $h& "i&+si+,#,&+3 $h#$ h#s ,r#+$&( $h& r"i&r "i&+s& or r&o#$io+ o s!h "i&+s& )i$hi+ 1 8o+&9 *o+$h#$&r $h& &&$i& (#$& o $his Cir!"#r or ro* $h& (#$& o ,r#+$ o $h& +&) "i&+s&.

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o $his Cir!"#r.

Ar$c&e *?( Re!pon!&$e! o) #a2ardo,! 3a!$e re,!er!

1. To r&&i& h#'#r(o!s )#s$&s or (ir&$ r&!s& o+"3 ro* h#'#r(o!s )#s$& *#+#,&*&+$%r#$i$io+&rs )i$h #%%ro%ri#$& h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s.

2. To (ir&$"3 r&!s& h#'#r(o!s )#s$&s o+"3 or $h& ori,i+#" !s& %!r%os&s o &hi"&s &6!i%*&+$%ro(!$s *#$&ri#"s #+( h&*i#"s &i+, so!r&s o ,&+&r#$io+ o $h&s& h#'#r(o!s )#s$&s. Tor&r#i+ ro* !si+, h#'#r(o!s )#s$&s or o$h&r %!r%os&s or (&"i&ri+, h#'#r(o!s )#s$&s $o o$h&ror,#+i'#$io+s or i+(ii(!#"s.

4. To s$ri$"3 o""o) $h& %ro&(!r&s or (&"#ri+, #+( !si+, h#'#r(o!s )#s$& (o!*&+$s s%&ii&(i+ A%%&+(i5 4 $o $his Cir!"#r.

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%ro&(!r&s r&"+$ $o h#'#r(o!s )#s$& *#+#,&*&+$ "i&+s&s i+ or(&r $o shor$&+ $h& $i*&+&&(&( or $h&s& o%&r#$io+s #+( r&(!& %#%&r (o!*&+$s.

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R&so!r&s #+( E+iro+*&+$ D&%#r$*&+$s9 #or(i+, $o # s&$ or* %roi(&( i+ A%%&+(i5 < 8C9 $o$his Cir!"#r !$ is +o$ ,i&+ or &&r3 si+,"& o+$r#$ or h#'#r(o!s )#s$& ,&+&r#$or.

C#ap$er VI

IMPLEMENTATION PROVISIONS

Ar$c&e //( Or1an2a$on o) mp&emen$a$on

1. Mi+is$&rs h(s o *i+is$&ri#"-"&&" #,&+i&s h(s o ,o&r+*&+$-#$$#h&( #,&+i&sh#ir%&rso+s o %roi+i#"-"&&" P&o%"&s Co**i$$&&s (ir&$ors o %roi+i#"-"&&" N#$!r#"R&so!r&s #+( E+iro+*&+$ D&%#r$*&+$s #+( o$h&r r&"#$&( or,#+i'#$io+s #+( i+(ii(!#"s sh#""i*%"&*&+$ $his Cir!"#r.

2. Th& G&+&r#" Dir&$or o $h& :i&$+#* E+iro+*&+$ A(*i+is$r#$io+ sh#"" ,!i(& i+s%&$ *o+i$or#+( !r,& $h& i*%"&*&+$#$io+ o $his Cir!"#r.

Ar$c&e /0( E))ec$

1.. This Cir!"#r $#;&s &&$ o+ !+& 1.2011. This Cir!"#r r&%"#&s $h& N#$!r#" R&so!r&s #+(E+iro+*&+$ Mi+is$r3s Cir!"#r No. 12/200>/TT-BTNMT o D&&*&r 2> 200> ,!i(i+, $h&%r#$i& o+(i$io+s %ro&(!r&s or o*%i"#$io+ o (ossi&rs r&,is$r#$io+ #+( "i&+si+, o %r#$i+( h#'#r(o!s )#s$& *#+#,&*&+$ i(&+$ii#$io+ +!*&rs #+( $h& N#$!r#" R&so!r&s #+(

E+iro+*&+$ Mi+is$&rs D&isio+ No. 24/200>/D-BTNMT o D&&*&r 2> 200> %ro*!",#$i+,$h& "is$ o h#'#r(o!s )#s$&s.

2. Dossi&rs or h#'#r(o!s )#s$& ,&+&r#$or r&,is$r#$io+ #+( (ossi&rs or h#'#r(o!s )#s$&*#+#,&*&+$ "i&+si+, r&,is$r#$io+ r&&i&( &or& $h& &&$i& (#$& o $his Cir!"#r sh#"" &&5#*i+&( #+( ,o $hro!,h %ro&(!r&s s%&ii&( i+ Cir!"#r No. 12/200>/TT-BTNMT !+$i" A!,!s$412011.

A$&r A!,!s$ 41. 2011 r&,is$r#$io+ (ossi&rs r&&i&( &or& $h& &&$i& (#$& o $his Cir!"#r )i""+o "o+,&r & #"i( or &5#*i+#$io+ i $h&3 h#& +o$ ,o+& $hro!,h %ro&(!r&s s%&ii&( i+ Cir!"#rNo. 12/200>/TT-BTNMT.

4. A+3 (ii!"$i&s or %ro"&*s #risi+, i+ $h& o!rs& o i*%"&*&+$#$io+ o $his Cir!"#r sho!"( &%ro*%$"3 r&%or$&( $o $h& Mi+is$r3 o N#$!r#" R&so!r&s #+( E+iro+*&+$ or s$!(3 #+(#%%ro%ri#$& #*&+(*&+$ #+( s!%%"&*&+$#$io+.-

FOR THE MINISTER OFNATURAL RESOURCES AND ENVIRONMENT

DEPUTY MINISTER

B, Cac# T,8en

ATTACHED FILE

APPENDIX