2019 seminar schedule 2019 seminar schedule€¦ · seminar schedule as o 01/03/19 r o follow us...

2019 SEMINAR SCHEDULE

Seminar Schedule as of 01/03/19

FOLLOW USRegister Online www.probank.com This schedule is updated regularly to reflect any changes. Please check often for the most

up-to-date listings or call 800-523-4778 and select option 1 for specific program questions.


ProBank Austin is an industry-leading provider of Continuing Education programs for financial professionals.

Our education programs are led by nationally recognized industry

experts who address complex, ever-changing compliance issues that every

financial institution faces. Instructors use manuals, visuals, and most

importantly hands-on experience to guide all attendees for real-world

understanding and application of each topic.





ANTI-MONEY LAUNDERING AND BANK SECRECY ACT COMPLIANCE SCHOOL Two-Day Seminar Registration Fee.................$715

ANTI-MONEY LAUNDERING AND BANK SECRECY ACT COMPLIANCE One-Day Seminar Registration Fee.................$375

AR Little Rock Oct 23CA Los Angeles Feb 28 Ontario Feb 27 San Jose Feb 26CO Aurora/Denver Jun 5 Colorado Springs Jun 4DE Newark May 16IL Bloomington Apr 25 Collinsville May 8 Effingham May 7 Mt. Vernon May 9 Naperville/Lisle Apr 24 Rockford Apr 23 IN Evansville May 16KS Topeka Oct 9 Wichita Oct 10KY Bowling Green May 15 Grayson Sept 18 Erlanger/Hebron Feb 8 Lexington May 19 Louisville Apr 16 Paducah May 14

LA Baton Rouge Jan 17 Bossier City Jan 16LA New Orleans/Kenner Jan 18 MA Framingham Mar 6 Springfield Mar 7 Woburn/Burlington Mar 5MD Baltimore May 17MN Minneapolis Sept 25 St. Cloud Sept 24MO Kansas City Oct 8 Springfield Feb 19 St. Louis Feb 22NC Asheville Jun18 Charlotte Jun 19NJ Clark/Newark Apr 25NY Albany Mar 13 Buffalo/Amherst Mar 11 Queens Mar 14 Syracuse Mar 12

OH Akron Feb 6 Columbus Feb 7 Dayton Apr 18 Erlanger/Hebron Feb 8 Toledo/Holland Apr 17OR Portland Jan 31PA Allentown/Bethelem Apr 24 Coraopolis/Pittsburgh Feb 5 Harrisburg May 14 Philadelphia May 15 Scranton Apr 23SC Columbia Jun 20TX Abilene May 22 Houston Oct 22 Killeen Jan 9 Lubbock May 23 San Antonio Jan 10 Tyler Jan 15 Wichita Falls May 21UT Salt Lake City Jun 6

VA Charlottesville Sept 11

Richmond/Sandston Sept 12 Roanoke Sept 10 WA Seattle Jan 30 Spokane Jan 29WI Milwaukee Sept 26WV Charleston Sept 17

OVERVIEW This seminar highlights the increased federal expectations for BSA. “Beneficial Ownership”, and the ever-increasing importance of Customer/Member Due Diligence standards, and the Final Regulations implemented in May 2018 are reviewed in detail. The changes predicated by the latest update to the Suspicious Activity Report (SAR) are identified. The latest guidelines on account management, ongoing monitoring, and due diligence expectations for Money Services Businesses (MSB), “Third-Party Payment Processors” (TPPP), Marijuana Related Enterprises (MRE), and other “High-Risk” Clients are highlighted, while the ever Increasing issue of “de-risking”/client “re-evaluation” is discussed. Institutional risk assessments and the latest guidance on high-risk products and services, cyber events and cyber-related crime, e-mail compromise fraud schemes, human trafficking and human smuggling, Elder and Vulnerable Adult exploitation, and disaster-related fraud are reviewed.

CA Ontario Sept 26-27CO Aurora/Denver Aug 29-30IL Bloomington Aug 15-16 /Naperville Aug 13-14KY Erlanger/Hebron Jun 13-14 Lexington Aug 7-8LA New Orleans Jul 11-12MA Milford Sept 19-20

MD Baltimore Sept 17-18MN Minneapolis Jul 9-10MO Kansas CIty Jun 25-26 St. Louis Jun 27-28NJ Clark/Newark Sept 10-11NY Albany Jul 25-26 Syracuse Jul 23-24

OH Columbus Jul 16-17 Erlanger/Hebron Jun 13-14OK Oklahoma City Oct 8-9PA Coraopolis/ Pittsburgh Jun 11-12 Harrisburg Sept 12-13PA Philadelphia Oct 17-18 Scranton Oct 15-16

TX Dallas/Irving Jun 4-5 Houston Oct 10-11 San Antonio Jun 6-7WA Seattle Aug 27-28WV Charleston Jul 18-19

OVERVIEW This two-day school covers in detail the issues and opportunities in the ever-expanding environment of the Bank Secrecy Act and reviews the entire realm of BSA from “A” to “Z”. From decades old Currency Transaction Reporting (CTR) and various record-keeping requirements, to Institutional Risk Assessment, Customer/Member Due Diligence (CDD), Beneficial Ownership expectations, and Suspicious Activity Reporting, students from the novice appointee to the tenured BSA professional will find the discussions and interactions to be of great value.

ACH PROCESSING & COMPLIANCEOne-Day Seminar Registration Fee.................$375

IL Bloomington Nov 21 Naperville/Lisle Nov 20 Rockford Nov 19IN Evansville Oct 22KY Bowling Green Oct 23 Lexington Nov 15 Louisville Oct 24MA Milford Nov 7NJ Clark/Newark Oct 28NY Albany Nov 6 Syracuse Nov 5

OH Cincinnati Nov 13OK Oklahoma City Dec 17PA Coraopolis/ Pittsburgh Nov 12 Harrisburg Oct 29 Philadelphia Oct 30TX Dallas/Irving Dec 18 San Antonio Dec 19WV Charleston Nov 14

OVERVIEW This one-day program reviews all aspects of ACH Processing including: NACHA Rules Changes, Self-Audit Procedures, Green Book Processing, Processing Risks, and Regulatory Impacts. This seminar provides attendees with the opportunity to network with other professionals interested in ACH processing and compliance.

PLUS...A COMPLETE AND COMPREHENSIVE

DESKTOP REFERENCE MANUAL& FREE TELEPHONE SUPPORTFOR NINETY-DAYS!





TRID COMPLIANCE: FACING THE CHALLENGESOne-Day Seminar Registration Fee.................$375

MORTGAGE LENDING: START TO FINISHOne-Day Seminar Registration Fee.................$375

CO Colorado Springs Jan 15IL Effingham Apr 9 Schaumburg/ Arlington Heights May 21 Springfield Feb 26KS Wichita Feb 5LA New Orleans/Kenner May 14MA Burlington Feb 21 Marlborough Jun 18MO Kansas City Feb 19 St. Louis Apr 16

OH Cincinnati May 21OK Oklahoma City Feb 12PA Monroeville Mar 26 Scranton Jun 11TN Knoxville/Alcoa Jun 25 TX Dallas/Irving Mar 19 Killeen May 7 Tyler Jan 29UT Salt Lake City Jan 22WI Milwaukee Feb 12WV Charleston Jan 15

OVERVIEW This one-day seminar will cover existing disclosure requirements for mortgage loans secured by real estate including the Integrated Mortgage Disclosure requirements, (TRID rules). The seminar will bring together the requirements necessary to ensure compliance for closed-end, consumer purpose real estate secured loans. This seminar specifically focuses on the disclosure process under the various lending-related regulations.



MASTERING HMDAOne-Day Seminar Registration Fee.................$375

CO Colorado Springs Jan 16IL Effingham Apr 10 Schaumburg/ Arlington Heights May 22 Springfield Feb 27KS Wichita Feb 6LA Kenner May 15MA Marlborough/ Milford Jun 19

MO Kansas City Feb 20 St. Louis Apr 17OH Cincinnati May 22OK Oklahoma City Feb 13PA Monroeville Mar 27 Scranton Jun 12TN Knoxville/Alcoa Jun 26

TX Houston Apr 22 Irving Mar 20 Killeen May 8 Tyler Jan 30UT Salt Lake City Jan 23WI Milwaukee Feb 13 WV Charleston Jan 16

OVERVIEW This seminar has been designed to help as you comply with the new Integrated Mortgage Disclosures, including recent changes and clarifications. The comprehensive seminar manual serves as a detailed analysis of the TRID rules, including the amendments, and serves as a valuable reference tool.

OVERVIEW This Mastering HMDA seminar provides a comprehensive discussion of the regulation and explanations of common errors and violations and reviews the continuing changes that have occurred. Throughout the presentation, the instructor discusses guidance published by the regulators and questions received from ProBank’s call-in service. The seminar provides the attendee the opportunity to get practical answers to their recurring questions.

AR Bentonville Jun 5 Jonesboro Mar 26CO Aurora/Denver Jun 25 Colorado Springs Jan 17IL Effingham Apr 11 Schaumburg/ Arlington Heights May 23 Springfield Feb 28KS Topeka Apr 23 Wichita Feb 7KY Bowling Green Mar 21 Lexington Mar 20LA Bossier City Jan 30 Kenner May 16 Lafayette Apr 10 Lake Charles Feb 27

MA Marlborough/Milford Jun 20 Springfield Feb 14MD Baltimore/ Linthicum Heights Jun 12MN Bloomington May 8 Rochester May 7MO Kansas City Feb 21 St. Louis Apr 18MS Jackson Jan 24NC Asheville Jan 16NJ Trenton Feb 19NY Buffalo/Amherst Jun 18 Syracuse Jun 19OH Cincinnati May 23 Youngstown Apr 3OK Oklahoma City Feb 14OR Portland Jun 4

PA Erie Apr 2 Grantville/Harrisburg Feb 5 Johnstown Feb 27 Monroeville Mar 28 Scranton Jun 13SC Greenville Mar 12TN Knoxville/Alcoa Jun 27TX Amarillo Mar 6 Houston Apr 23 Irving Mar 21 Killeen May 9 San Antonio Apr 30 Tyler Jan 31UT Salt Lake City Jan 24WI Milwaukee Feb 14 WV Charleston Jan 17

NATIONAL ASSOCIATION OF STATE BOARDS OF ACCOUNTANCYProBank Austin., Louisville, KY, is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.





REAL ESTATE LENDING COMPLIANCEThree-Day Seminar Registration Fee.................$1,055

AR Little Rock Jan 8-10CO Aurora/Denver Apr 9-11IL Arlington Heights Mar 12-14 Springfield Feb 5-7KY Lexington Jun 18-20 Paducah Jun 25-27LA Bossier City Feb 12-14 Lafayette Jan 8-10 New Orleans/Kenner May 7-9MA Marlborough/Milford May 7-9MD Baltimore Apr 2-4

MO Kansas City Jun 4-6 St. Louis May 21-23OH Akron Mar 12-14 Cincinnati Mar 19-21PA Coraopolis/Pittsburgh Jun 25-27SC Charleston Jan 15-17 Columbia Jun 11-13TX Farmers Branch Apr 9-11 Killeen Jan 29-31VA Charlottesville Apr 23-25WA Seattle Feb 26-28WV Bridgeport Apr 16-18

OVERVIEW This program is designed to offer the attendee instruction on all the topics that affect consumer mortgages. This seminar is structured to address “Fair Lending” related topics followed by focusing on disclosures and contract provisions of the major consumer protection topics such as Regulation Z, RESPA and others. This program is a must for those entering the “regulatory compliance world” or those responsible for “pre” closing file preparation or “post” closing file review.

HOW TO ENSURE COMPLIANCE WITH DEPOSIT REGULATIONSOne-Day Seminar Registration Fee.................$375

KY Bowling Green Jan 24MD Baltimore Jun 11MO St. Louis May 9PA Coraopolis/Pittsburgh Feb 28 Johnstown Feb 26SC Greenville Mar 13

OVERVIEW This program provides a simple and effective way to ensure key personnel are up-to-date on current federal deposit regulations. The major federal regulations governing deposits are explained in plain, easy-to-understand language. Walk away from the seminar knowing exactly what your institution needs to do to achieve total compliance.


FUNDAMENTALS OF OPEN-END CREDITOne-Day Seminar Registration Fee.................$375

CO Aurora/Denver Apr 8 Colorado Springs Jan 14IL Schaumburg/ Arlington Heights Mar 11KS Wichita Feb 4

KY Bowling Green Jan 23 Lexington Jun 17MA Marlborough May 6NJ Trenton Feb 20OH Cincinnati Mar 18

OK Oklahoma City Feb 11OR Portland Jun 3PA Coraopolis/ Pittsburgh Jun 24WV Bridgeport Apr 15

OVERVIEW This comprehensive seminar will review in depth the open-end requirements and issues under various laws (e.g., What is the “outstanding principal balance” for flood insurance determinations?), but focusing on the Truth-in-Lending Act/Regulation Z. We will discuss the compliance rules applicable for all lines of credit, including unsecured lines of credits and credit cards, but will spend much of the day reviewing HELOCs. The manual will provide detailed analysis of the rules and serves as a valuable reference tool.







FAIR LENDING AND CRA COMPLIANCEOne-Day Seminar Registration Fee.................$375

2018AR Bentonville Jun 4 Jonesboro Mar 27 Little Rock Jun 6CO Aurora/Denver Jun 26KS Topeka Apr 24 Wichita Apr 25KY Lexington Mar 19LA Bossier City Jan 29 Covington Apr 11 Lafayette Apr 9 Lake Charles Feb 26MA Milford Feb 12 Springfield Feb 13MN Bloomington May 9

MS Jackson Jan 23NC Asheville Jan 15NY Syracuse Jun 20OH Youngstown Apr 4OR Portland May 21PA Grantville Feb 6TX Amarillo Mar 5 Houston May 2 San Antonio May 1WA Seattle May 22WI Madison May 29 Milwaukee May 30

OVERVIEW The Community Reinvestment Act and Fair Lending continue to be top compliance priorities for federal regulators. As this focus continues, large, medium and small institutions all may be at risk for rating downgrades, redlining allegations, and targeted examinations. This seminar focuses on best practices in risk management and the practicalities of CRA and Fair Lending compliance.

DEPOSIT DOCUMENTATIONOne-Day Seminar Registration Fee.................$375

AR Little Rock Jul 18CO Aurora/Denver Nov 20 Colorado Springs Nov 19IL Champaign Aug 7 Collinsville Aug 15 Moline Aug 13 Mt. Vernon Aug 8 Schaumburg/ Arlington Heights Aug 6 Springfield Aug 14KY Bowling Green Jul 25 Lexington Aug 21MD Baltimore Dec 5 Columbia Dec 4 Easton Dec 3MN Bloomington Dec 18 St. Cloud Dec 17

MO Kansas City May 7 St. Louis May 8NY Albany Jul 10 Buffalo/Amherst Jul 9 Flushing Jul 11OH Akron Apr 23 Cincinnati May 22 Worthington Apr 24OK Oklahoma City Jul 16 Tulsa Jul 17PA Coraopolis Nov 13 Harrisburg Nov 6 Philadelphia Nov 7 Scranton Nov 5SC Greenville Mar 14

TN Chattanooga Jul 23

Nashville Jul 24TX Austin Dec 10 Dallas/Irving Apr 9 Houston Apr 11 Killeen Dec 11 San Antonio Apr 10 Wichita Falls Dec 12WV Charleston Aug 20 WI Madison Oct 15 Milwaukee Oct 16

OVERVIEW What is the difference between “joint with rights of survivorship” and “tenants in common”? What is a revocable living trust and how do we document it? Do we really need a corporate resolution? How do we open accounts for minors? Have you or someone at your institution asked these questions and others like them? If so, don’t miss this seminar. The focus is on the day the account is opened. It provides hard to get state law requirements for ownership and documentation. Attendees learn the “why” behind standard operating procedures. The program also covers CIP procedures and IRS Reporting compliance issues.

“ProBank Austin training is great. I’ve attended several different sessions, with several different instructors and never been disappointed.”

Online Survey Respondent Kansas City / April 2017

“ProBank continues to be my first choice for outstanding training opportunities. The manual is a valuable resource tool and the one-year calling privileges are important for further clarifications. ProBank has not disappointed me in over 20 years of attending their seminars!”

Online Survey Respondent February 7, 2017 / Pittsburgh, PA

“This seminar was extremely informative, I left feeling like my knowledge of the subject was expanded greatly.” Online Survey Respondent

August 22, 2017/ Albany, NY







COMPLIANCE RISK MANAGEMENT PROGRAMOne-Day Seminar Registration Fee.................$375

AL Huntsville Jan 31KS Wichita Mar 14OK Oklahoma City Jan 24NY Syracuse May 9

OVERVIEW A one-day seminar providing a comprehensive look at building and maintaining a Compliance Risk Management Program (CRMP). Already have a CRMP in place? This seminar will cover more than the core compliance management program; it will guide you to take your program to the next level. For all, this seminar will show how to efficiently maintain your CRMP.



UDAP/UDAAP: WHAT IT IS AND HOW TO SPOT ITOne-Day Seminar Registration Fee.................$375


OVERVIEW A one-day seminar providing a comprehensive look at the rules governing unfair, deceptive and abusive acts and practices. We will shed light on what UDAP/UDAAP (collectively “UDAAP”) actually means and how to look for it. This seminar will also include a hands-on workshop where you will review scenarios to see how to identify UDAAP concerns.

ADVERTISING COMPLIANCE BOOT CAMP WITH WORKSHOPOne-Day Seminar Registration Fee.................$375


OVERVIEW A one-day seminar providing a comprehensive review of the advertising rules for lending and deposits. Financial institutions continue to struggle with advertising regulatory requirements, particularly when the competition seems to “get away with not complying.” Join this one-day seminar to learn the ins and outs of the advertisement compliance rules as well as what is not in the regulations that should be considered to avoid costly products or risk. We will dive into Regulation DD, Z, UDAP/UDAAP, CAN SPAM, COPPA, FCRA, NDIPs, RESPA and more. We will also explore business considerations that could create costly products or present higher risk, including potential UDAP/UDAAP risk.


“The most valuable part of the program was the speaker’s presentation. Valuable insights and personality brought attention to the subject matter that I would normally find difficult to follow due to numerous government regulations.

Online Survey RespondentApril 18, 2018 / Newark, DE

2019 seminar schedule 2019 seminar schedule€¦ · seminar schedule as o 01/03/19 r o follow us...

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