The Money Management Institute (MMI) Annual Conference is the investment advisory industry’s most important gathering of the year. Last year’s event drew over 500 attendees and a record number of sponsors and exhibitors. We fully expect to top those numbers this year and invite your firm to be part of the excitement.

We are pleased to announce an exciting lineup of Sponsorship and Exhibitor opportunities. Choose from:

n  Premium Gold, Silver and Bronze Sponsorship packages that offer maximum branding exposure and extra benefits

n  Exhibit Booth packages that give your firm a visible presence in the bustling “Solutions Center” that is the hub of conference activity

n  À la carte sponsorship opportunities including select F&B events and onsite branding options

Each package offers high-profile exposure, enhanced event participation, and new ways to engage with our audience of investment advisory business leaders and decision makers.

Questions?Contact Joan Lensing at (646) 868-8518 or jlensing@mminst.org

*See full program details inside.

2019 MMI ANNUAL CONFERENCE

SPONSORSHIP AND EXHIBITOR OPPORTUNITIES

ADVANCING THE FUTURE OF INVESTMENT ADVISORY SOLUTIONS

OCTOBER 14–16, 2019 HYATT REGENCY ATLANTA WWW.MMINST.ORG

2019 ANNUAL CONFERENCE AT-A-GLANCE*:

� The largest advisory solutions event of the year with expected attendance of more than 500

� A three-day event with a dynamic, high-impact experience

� Dedicated subject matter tracks to attract a diverse audience

� Representatives from over 180 asset management, sponsor and solutions provider firms

� Gold, Silver and Bronze packages include seats at the MMI/Barron’s Industry Awards dinner

� Gold and Silver packages include sponsorship of an additional 2019 MMI thematic conference

� Updated “Solutions Center” with enhanced Exhibitor experience and networking

� New onsite branding opportunities

� Preferred rates for MMI members

� Limited spots available and expected to sell out early

� NEW—separate sponsorship opportunities available for gala offsite opening reception

� PLUS—save when you reserve early— We’re offering a special 15% discount on Premium Sponsorship and Exhibitor packages committed and paid for by July 15, 2019

CREATE BRAND AWARENESS AND BUILD RELATIONSHIPSMMI Annual Conference Sponsorship and Exhibitor OpportunitiesEstablished in 1997, the Money Management Institute (MMI) is the industry association representing financial services firms that provide financial advice and investment advisory solutions to investors. Through conferences, educational resources, and thought leadership, MMI facilitates peer-to-peer connections, fosters industry knowledge and professionalism, and supports the development of the next generation of industry leadership. MMI member firms are dedicated to helping individual and institutional investors, at every level of assets, plan for and fulfill their financial goals.

MMI’s conferences are one of the key ways we help our members to Connect, Know and Grow. Senior executives from leading asset manager, platform sponsor, and solutions provider firms join us at our events to build relationships with their industry peers and gain insights on strategies and tactics to help them grow their advisory solutions business.

WOULD YOUR FIRM BENEFIT FROM INCREASED EXPOSURE WITH THIS AUDIENCE?MMI’s 2019 Annual Conference is expected to draw over 500 senior business leaders who are responsible for developing, managing and distributing investment advisory platforms and services. Our attendees are informed decision makers who drive purchase decisions.

2018 Attendees

For Sponsors and Exhibitors, the Annual Conference represents an exceptional opportunity to meet with investment advisory executives, gain strategic insights, and highlight your firm’s products and services.

Who Should Sponsor or Exhibit � Technology and service providers

� Data information/management firms

� Emerging asset managers

� Robo advisors/digital advice providers

� Industry media and publications

� Platform sponsor firms

� Turnkey asset management firms

� Executive search firms

� Industry consultants and research firms

� Other industry associations

Member ProfileExecutive management of:

� Sponsor firms and distributors

� Asset managers

� Wirehouses

� Independent broker-dealers

� Banks

� RIAs

� Custodians

� Technology and service provider firms

� Mutual fund and ETF providers

� Alternative investment providers

56+40+4+A 48+25+27+A56%

40%

4%

48%25%

27%

C-Suite/EVP/ SVP/MD

Director/ Manager/VP

Other

Sales/Distribution Leaders

Product/Platform Strategy Leaders

Other

Representatives from over 180 distinct organizations attended the 2018 Annual Conference.

Among our 2018 Annual Conference attendees, more than 96% held titles of VP or higher and 73% were sales/distribution and product platform leaders. We expect the profile of the 2019 Annual Conference attendees to be comparable.

Participating Firms at 2018 Annual Conference3D Asset Management55ipA.I. LabsAB (AllianceBernstein)ACA Compliance GroupACA Performance ServicesAdelante Capital ManagementAdvisors Ahead

Advisor GroupAffinity Investment AdvisorsAlex Brown, a division of Raymond JamesAllegoAllianz Investment ManagementAlpine Capital ResearchAmerican Century Investments

American FundsAmeriprise Financial ServicesAMG FundsAmundi PioneerAnchor Capital Advisors Apex ClearingAQR Capital ManagementArcher

ArtivestAssetMarkAsset TVAtlanta Capital Management CompanyBaillie Gifford InternationalBairdBalasa Dinverno Foltz

Bank of America Merrill LynchBarings LLCBarron’sBlackRockBNY MellonBrandes Investment PartnersBrinker CapitalBroadmark Asset Management

Broadridge Financial ServicesBrookfield Asset ManagementCapital GroupCerulli AssociatesCetera Financial GroupCGI GroupChandler Asset ManagementChanning Capital Management

PREMIUM SPONSORSHIP PACKAGESGold

SponsorSilver

SponsorBronze Sponsor

# Available 2 3 5

Cost—Member/Non-Member $25,000/$28,000 $20,000/$23,000 $15,000/$18,000

With 15% Early Bird Discount (until July 15, 2019) $21,250/$23,800 $17,000/$19,550 $12,750/$15,300

Annual Conference Benefits

Event Display

Exhibit Booth Double—Prime Location Single—Prime Location Single—Preferred Location

Attendee Registrations

Complimentary registrations 4 3 2

15% discount on additional registrations ü ü ü

Complimentary seats at Industry Awards Dinner 4 3 2

Recognition & Branding

Recognition as sponsor of one (1) conference track ü

Recognition as sponsor of one (1) networking luncheon ü

Recognition as sponsor of one (1) networking breakfast ü

Recognition as sponsor of one (1) refreshment & networking break ü

60-second video ad in general session walk-in loop ü ü

Digital event program—full color ad Full page Full page Half page

Digital event program—sponsor page recognition ü ü ü

One (1) company-supplied handout or giveaway distributed ü ü

Mobile app—banner ad Full-width home page Rotating interior Rotating interior

Mobile app—listing Sponsor page Sponsor page Sponsor page

Mobile app—One (1) push notification to all attendees ü ü

Pre- and post-conference electronic attendee lists ü ü ü

Event landing page on MMI website Logo Logo Logo

Event email communications Logo Logo Logo

Prominent on-site signage Logo Logo Logo

Thematic Conference Benefits# of thematic conferences included 1 1

Complimentary registrations per event 2 1

Moderator/panelist (on approval) ü

Comprehensive digital and onsite branding* ü ü

Charles River DevelopmentCharles Schwab & Co.CI FinancialCitizens Wealth ManagementClark Capital Management GroupClearBridge InvestmentsCohen & Steers Capital Management

Columbia Threadneedle InvestmentsConfluence Investment ManagementCopytalkDelaware Funds by MacquarieDenali AdvisorsDeutsche Asset ManagementDiamond Hill Capital Management

DST SystemsEaton VanceEdward JoneseMoney AdvisorEnvestnetEpoch Investment PartnersEquity Investment CorporationErnst & Young

Federated InvestorsFidelity InvestmentsFirst Investors FundsFiserv Investment ServicesFIX FlyerFlippin, Bruce & PorterForesters FinancialFranklin Templeton Investments

Fred Alger & Co. Frost Investment Advisors FS InvestmentsFugentFund Evaluation GroupFundFireFUSE Research NetworkGoldman Sachs

HeitmanHilton Capital ManagementHorizon InvestmentsiCapital NetworkInteractive CommunicationsINVESCOInvestEdgeInvestments & Wealth Institute

*See full details on 2019 MMI Thematic Conferences—Sponsorship Opportunities sheet

Important Note: All package benefits, including sponsorship of any thematic conferences, must be fully executed in 2019.

2019 ANNUAL CONFERENCE SCHEDULE OF EVENTS (SUBJECT TO CHANGE) Monday, October 147:00am – 11:00am Exhibitor Setup

12:00pm Solutions Center Opens

12:00pm – 1:00pm Registration and Networking Luncheon

1:00pm – 5:15pm General Session

3:30pm – 4:00pm Networking Refreshment Break

Evening Offsite Opening Reception

Tuesday, October 15 — Subject Matter Tracks7:00am – 8:00am Networking Breakfast

10:15am – 10:45am Networking Refreshment Break

12:00pm – 1:15pm Networking Luncheon

3:30pm – 4:00pm Networking Refreshment Break

5:00pm – 6:30pm Networking Reception

6:30pm – 9:00pm MMI/Barron’s Industry Awards Dinner

Wednesday, October 167:00am – 8:00am Networking Breakfast

8:00am – 9:00am General Session

9:00am – 9:30am Networking Reception Break

9:30am – 10:30am Discussion Sessions

10:30am – 1:00pm Exhibitor Tear Down

Ivy InvestmentsJanus HendersonJohn HancockJP MorganJulex Capital ManagementLazard Asset ManagementLegg Mason & Co.LifeYield

Lincoln Financial AdvisorsLockwood AdvisorsLord Abbett & Co.LPL Financial ServicesMacquarieMadison Investment Advisors Manning-NapierMariner Investment Group

MassMutualMFS Investment ManagementMiller/Howard InvestmentsMondrian Investment PartnersMorgan Stanley Wealth ManagementMorningstarMSCIMyVest

Nationwide FinancialNatixis Investment ManagersNeosho CapitalNeuberger BermanNeustar New York Life InvestmentsNextShares Solutions NGAM Advisors

Northern Trust Asset ManagementNorthwestern Mutual Nuveen InvestmentsOppenheimerFundsParametric Portfolio AssociatesPershing LLC, a BNY Mellon companyPFS Investments

PGIM InvestmentsPIMCOPNC InvestmentsPriceMetrix Primerica Financial AdvisorsPrincipal Global InvestorsQS InvestorsRaymond James

** Additional furnishing packages available through Shepard, our exhibition services provider.

EXHIBITOR PACKAGESEarly Bird Discount Price (by July 15, 2019): Member/Non-Member $7,650/$10,200

Standard Price (July 16, 2019 or later): Member/Non-Member $9,000/$12,000

Exhibitors receive maximum exposure before, during and after the Annual Conference

� Two complimentary registrations, including all sessions (additional attendees pay full registration fee)

� Networking reception for all attendees in the Solutions Center on Tuesday, October 15

� All refreshment breaks and most meal functions held in the Solutions Center

� Longer networking and refreshment breaks

� Description listing in conference mobile app

� Pre- and post-conference attendee lists

Standard booth package includes:**

� 8’ deep x 10’ wide booth space

� 8’ high back wall and 3’ high side rail

� One (1) 6’ x 30” high draped table (uniform drape color)

� Two (2) chairs

� One (1) 7” x 44” ID sign

� One (1) wastebasket

� Exhibitor service kit

� Security

ANNUAL CONFERENCE À LA CARTE SPONSORSHIP OPPORTUNITIESÀ la Carte Sponsorship Items for the Annual Conference are available at a variety of price points to help you gain additional exposure and build extra brand awareness. Inventory is limited and available sponsorships will be allocated on a first-come, first-served basis. Contact MMI at (646) 868-8500 or events@mminst.org for availability or to discuss ideas for other customized sponsorship opportunities.

Opening ReceptionSponsor–$15,000; Partner–$10,000; Supporter–$5,000Create big news and brand exposure at our gala opening night reception for all attendees at a distinctive Atlanta venue. Sponsor, Partner and Supporter packages with high-profile benefits are available. Contact MMI for complete package details.

Networking Luncheon$5,000Get brand exposure during one of our conference luncheons. Your company name or logo is prominently displayed on the screen in the general session ballroom and signage. You will also receive a ½-page ad in the digital conference program.

Networking Breakfast$5,000Get brand exposure during one of our conference breakfasts. Your company name or logo is prominently displayed on signage and napkins. You will also receive a ½-page ad in the digital conference program.

Refreshment and Networking Break $3,000Sponsor a reception break in the Solutions Center during the conference and you’ll get great brand exposure with your company logo on prominent signage and napkins.

Keynote Speaker$5,000Link your brand to one of the conference keynote sessions. You will have the opportunity to introduce the keynote speaker and be recognized as the keynote sponsor.

Conference Wifi$5,000Associate your brand with the wireless internet capability for all attendees. Your company name and logo appear on the landing page of the conference wifi and on signage throughout the conference.

Hotel Keycards$5,000Attendees will experience your brand upon check-in and carry it throughout the conference.

Conference Lanyards*$5,000Make your company brand a highly visible part of the attendees’ daily wardrobe during the conference.

Notebook and Pen*$2,500Add your logo to a notebook and pen and we will distribute them to all attendees to carry and use throughout the conference.

Raffle Sponsorship$2,500Do you have an item you want to share with one lucky attendee? You provide the item. We will provide the fishbowl and you can pull the winner’s name on the main stage. A great way to expand your contact list.

Full-Page Color Ad in Digital Event Program$2,000Place your company’s ad at the fingertips of all attendees!

Handout or Giveaway Distributed to All Attendees*$1,000 Supply a company-branded handout or giveaway and we will distribute it to all attendees with their registration materials.

High-Visibility Onsite Branding ItemsPrice variesGet your message out to conference attendees via a range of other onsite branding options, including customized column wraps, window panels, water station clings, floor stickers, and charging stations. Opportunities are available at a range of price points. Contact MMI for options and pricing.

Participating Firms at 2018 Annual ConferenceRBC Wealth ManagementRedi2 TechnologiesRegenerative Investment StrategiesRNC Genter Capital ManagementRobustWealthrpmAUMRussell Investments

SalesPageSalient PartnersSandler O’NeillSchrodersSEI InvestmentsShearman & SterlingSidley Austin Sierra Mutual Funds

Simonet Financial GroupSmith Group Asset ManagementSpouting Rock Asset ManagementSS&C TechnologiesStrategic InsightSymbiontSymetraT. Rowe Price

TD Asset ManagementTIAATIIP—The Investment Integration ProjectTodd Asset ManagementTortoise InvestmentsTouchstone InvestmentsTransamerica Asset Management

True SquidUBS Financial ServicesUSAAUSCF InvestmentsVanguard GroupVestmarkVoya Investment ManagementWealthcare Capital Management

WealthManagement.comWedgewood PartnersWeitz Investment ManagementWells Fargo AdvisorsWilliam BlairWillkie Farr & Gallagher Wilshire Associates

*Item supplied by Sponsor

Sponsor or Exhibitor InformationContact Name _________________________________________ Company Name ______________________________

Address ____________________________________________________________________________________________

City ______________________________________ State _________________ Zip _______________________________

Phone ________________________________________________ Fax _________________________________________

Email ______________________________________________________________________________________________

2019 MMI ANNUAL CONFERENCE

COMMITMENT FORM

THANK YOU FOR YOUR SPONSORSHIP!

Send Commitment Form via:Email: jlensing@mminst.org

Mail: Money Management Institute Attention: Joan Lensing 1177 Avenue of the Americas, 7th Floor New York, NY 10036

(646) 868-8500 • WWW.MMINST.ORG

2019 Annual Conference Sponsorship/ Exhibitor Opportunities

Premium Sponsorship Packages

Sponsorship

Early Bird Discount Price

(for payments through 7/15/2019)

Standard Price (for payments

7/16/2019 or later)

GoldMMI Member o $21,250 o $25,000

Non-Member o $23,800 o $28,000

SilverMMI Member o $17,000 o $20,000

Non-Member o $19,550 o $23,000

BronzeMMI Member o $12,750 o $15,000

Non-Member o $15,300 o $18,000

Exhibitor Packages

MMI Member o $7,650 o $9,000

Non-member o $10,200 o $12,000

À la Carte Sponsorship Opportunities

Opening Reception

Sponsor o $15,000

Partner o $10,000

Supporter o $5,000

Networking Luncheon o $5,000

Networking Breakfast o $5,000

Refreshment and Networking Break o $3,000

Keynote Speaker o $5,000

Conference Wifi o $5,000

Hotel Keycards o $5,000

Conference Lanyards o $5,000

Notebook and Pen o $2,500

Raffle Sponsorship o $2,500

Full-Page Color Ad in Digital Event Program o $2,000

Handout or Giveaway Distributed to All Attendees o $1,000

Other __________________________________ o ______

Cancellation PolicySponsorship and Exhibitor packages are considered final and binding at the time this signed Commitment Form is received and approved by MMI. In extreme circumstances, cancellation requests received prior to August 15, 2019 will be considered for a 50% refund of the fees paid. As of August 16, 2019, all Sponsorship and Exhibitor packages are non-refundable.

Important Note: All package benefits, including sponsorship of any thematic conferences, must be fully executed in 2019.

Payment InformationTotal Amount Due (enter Total for items selected in the list) $ __________

Applications will not be processed without payment. Make checks payable to Money Management Institute.

£ Check enclosed £ Check to be mailed £ VISA £ MasterCard £ American Express

Credit Card Number _____________________________

CVV ____________ Expiration Date ________________

Name on Card (if different from above)

________________________________________________

Address on Card (if different from above)

________________________________________________

Signature _______________________________________