2014—2015 annual report - chapters site...cecelia r. allen (ccsa) melissa a. frazier (crma) aboul...
TRANSCRIPT
2014—2015 Annual Report
PURPOSE AND OBJECTIVES:
To provide value and service to our members in Houston, Texas, principally through effec�ve educa�on, training and cer�ca�on programs.
To build the profession of internal audi�ng locally through enhanced training and programs to target groups, including suppor�ng targeted universi�es.
To promote the global internal audit profession through contribu�ons of resources (human and nancial) to research and professional programs, primarily through The IIA.
To establish and maintain an adequate and sustainable governance and organiza�onal infrastructure to manage the Chapter ac�vi�es, and to develop leadership con�nuity and effec�ve succession planning.
To ensure adequate nancial resources through the exercise of appropriate nancial stewardship to support the mission of the Chapter.
MISSION
The Houston Chapter of The Institute of Internal
Auditors is a professional association of internal auditors involved in
promoting professional growth and progress for the
practice of internal auditing.
The 2,750-member Houston Chapter of the IIA is the second largest chapter in the United States and one of the oldest chapters in the world. We have a long history of serving our members and promo�ng our profession. When I was elected President, it was my hope to con�nue that tradi�on. I considered my role a privilege and worked diligently with the officers and board to achieve our objec�ves. I hope you were as pleased as I was with our collec�ve accomplishments to maintain our stature as a premier chapter.
We understand not all of our members are able to a�end our events and may not be aware of the ac�vi�es of the Chapter. The purpose of this annual report is to highlight our achievements during the year so our members see how the Chapter is serving its mission. The most important ingredient for our ac�vi�es is our volunteers, and the second most is the funds needed to execute the ini�a�ves. To that effect, this year the Chapter established an investment policy so funds can grow to sustain our ac�vi�es in the coming years. This was a major accomplishment for the Chapter to ensure our future success. On the same note, we also revamped our Chapter governance, approved a new set of bylaws, and led a new cer�cate of forma�on. We hope these building blocks will serve as a solid founda�on to build upon in the years to come.
I’d like to thank the officers, board of governors, and numerous volunteers for their support and dedica�on during my tenure; I could not have done it without them. The incoming officer group is just as dedicated, and I look forward to watching them from my new posi�on on the board of governors as they take our Chapter to even greater heights.
- Rumy Jaleel-Khan, Houston Chapter President (2014-2015)
A MESSAGE FROM THE PRESIDENT
MembershipThe 2014 – 2015 fiscal year was a very successful year for the Houston Chapter of the IIA. Throughout the course of the year, the Chapter offered its members:• CPE Hours through monthly luncheons, full day seminars, and the Annual Conference• Networking Events• Golf Tournament• CIA Review Courses
The two graphs below below highlight results from our Annual Member Survey.
How would you rate the training and education opportunities provided by the Houston chapter last year?
How would you rate your overall satisfaction with the Houston IIA Chapter?
ExcellentGood
Fair
Good
Excellent
Fair
Recognition of our 51newly certified members: Andrew Foulkes (CIA) Jake Bradley O'Brien (CIA) Lisa J Befort (CIA) Angela Kroep (CIA) Jamie Knape (CIA) Maria Julia Porta-Principe (CIA) Anna Leigh Newton (CIA) Jennifer Elizabeth Hendl (CIA) Mark J. McNabb (CIA) Anneke Damayan (CIA) Jennifer Gardner (CIA) Mary H. Loep (CIA) Anni Zhang (CIA) Jessica Su (CIA) Melissa Leigh Porter (CIA) Ashley M. Pergande (CIA) Jonathan Erick Bayhi (CIA) Morgan Page (CIA) Candice Paige Sanders (CIA) Joshua Alexander Wood (CIA) Paola Navarro Lever (CIA) Catheryne R. Hasley (CIA) Jus n M Anderson (CIA) Randall Jason Wong (CIA) Dan Gilliam (CIA) Kelli Indyn Hyland (CIA) Rebecca Anne Forsyth (CIA) Danielle N Okland (CIA) Kenneth C. Bra on (CIA) Sherri Mannina (CIA) David L Kirtland (CIA) Kristen Joy Woolley (CIA) Stephanie Howington (CIA) Donna S. Driver (CIA) Laci Lo in (CIA) Stephen Daniel Armstrong (CIA) Erin Pastor Mire (CIA) Laura Wolken Smith (CIA) Tina Ellen Campos (CIA) Faizan Momin (CIA) Lauren Gibbs (CIA) Traci J. Wright (CIA) Heather L. Miller (CIA) Lauren Kimberly Gil (CIA) Ivanna Nazar Kafa (CIA) Cecelia R. Allen (CCSA) Melissa A. Frazier (CRMA) Aboul Qasim (CGAP)
Jessica Funk (CIA) Kris n Bulanek (CIA) Mys Smith (CIA) Qiushuang Zhang (CIA) Rowen Eriza Surges (CIA) Shana C. McGee (CIA) Timothy Davis (CIA) William J. Prime (CIA) Christopher Guara (CIA) Constance Robinson (CCSA) Daniel Ramsier (CIA) Frank Pocock (CIA) Jack Ehrig (CIA) Jamie L. Dugas (CIA) Aus n Wood (CIA) Chris ne Lally (CIA)
Abu Aziz (CIA) Kellie Yarter (CGAP) Ma hew Kozlowski (CRMA) Amber Pierce (CIA) Adrian Jenkins (CIA) Kristy Hail (CGAP) Cathy Ziemba (CFSA) Anh Du (CIA) Alvaro Cervantes Luna (CIA) Nicole Domain (CGAP) Christopher W. Cirrito (CGAP) Melissa Abel (CCSA)
Recognition of our 51 newly certified members:
Satellite Networking Events
♦ Ethics - When Good Leaders Lose Their Way
♦ Rudy - Mo va onal Speech
Our members received more than 15,000 CPE hours through a wide variety of learning opportunities
and topics!
Seminars & Events
♦ Lean Six Sigma
♦ Analyzing Processes Tools for Opera onal Audi ng
♦ The Psychology of Fraud
♦ Report Wri ng
♦ IT Skills for Business Auditors
♦ Con nuous Audi ng
♦ Detec ng Decep on in the Blink of an Eye
♦ Economic Trends that will Shape the Future
Luncheon Topics
♦ Prac cal Crea vity
♦ Opera onal Audi ng
♦ Fraud - Brain Games for Auditors
♦ Human Resources - How to Play the Game at the Top
♦ Next Generation of Internal Auditors
♦ Root Cause Analysis
♦ The Power of AnalyticInterviewing
♦ FCPA Compliance
♦ Ready for Anything
♦ Economic Forecas ng
♦ The Auditor’s Role in Fraud Risk Management
Professional Development
Building Our Future—Success with Junior Achievement
More than 50 members served the Chapter in a volunteer capacity over the past year. Addi�onally, students assisted the IIA Houston Chapter, primarily from the University of Houston’s Internal Audit Student Associa�on. Of the ten largest professional associa�ons organiza�ons in Houston, the IIA is the only one with no paid staff. Thanks to our volunteers for their service and passion!
We appreciate our volunteers!
The Houston Chapter relies on its commi�ed volunteers to help the Chapter achieve its mission. If you are interested in volunteering, please contact Randy Fernandez, Volunteer Chair at [email protected].
On February 9, 2015, the Junior Achievement Event at the Berry Center was a great success! There were over 8 Middle Schools represented. In total, approximately 3500 students participated by choosing a track based on their interest. Chevron presented on the “Business” track. Jamie DuBray, Client manager - IT Audit, spoke for 20 minutes and took 5 minutes of questions, then turned it over to her counterpart (CEO of a Credit Union) who also spoke for 20 minutes and had 5 minutes of questions. The two presenters rotated every hour and gave the same presentation 4 different times. Each session there were somewhere between 75-100+ students.
Points by Members Member Total Points
Liz Meyers 147 Jay Qatato 26 Lisa Berry 22 Constance Lehmann 10 Keith Kahl 10
Ac vi es by Members Member # of Ac vi es
Liz Meyers 14 Jay Qatato 4 Lyn Beaty 3 Jamie DuBray 2 Todd Freeman 2
Chapter Achievement Program—8 years of Excellence The Houston Chapter ac vely par cipates in the IIA’s Chapter Achievement Program (CAP) where we document all of the services that have been provided to our members, to the profession by our members and our Chapter, and our ability to administer the Chapter by tracking CAP points. This year we earned 2,298 CAP points which means we reached our goal of achieving the IIA’s Pla num status. This marks the eighth year to receive this dis nguished status. 22 of our members contributed 260.5 points to our total this year. To everyone who submi ed, thank you for providing CAP points for our Chapter and giving back to the profession! You are helping us stay a top-notch Chapter.
If you perform any of the applicable service to profession ac vi es during our new chapter year (June 1, 2015 – May 31, 2016), we would love to hear from you. Please submit your ac vi es to [email protected]. For more informa on, see the CAP sec on of our website.
A special thanks and recogni on goes to those
members who contributed to the profession and reported their contribu on to the Chapter to help us earn CAP points. Below are the top 5 members by points and ac vi es:
Chapter Achievement Program – 8 Years of Excellence
Academic Relations— Continued Support for our Future Academic Rela ons plays an important role in our Chapter Success! The goals of the Academic Rela ons Commi ee are to promote the profession and enhance Internal Audit educa on. The Houston Chapter of the IIA supports all the universi es in our local region with an emphasis on schools with Internal Audit specic coursework including: University of Houston (Main), University of Houston Downtown (UHD), University of Houston Clear Lake (UHCL) and Rice University. In addi on, we support and par cipate in the Student Associa ons which include: Beta Alpha Psi, ISACA Student Chapters and the Internal Audit Student Associa on (IASA).
Academic Relations – Continued Support for our Future
2015 was another record breaking year for our Annual Conference, rated by attendees as our best conference to date. Thank you to all who made the conference such a success. From the sponsors and chief audit executives, to the speakers and proctors, to the conference committee and volunteers, everyone worked tirelessly to exceed expectations for this our fifth annual event.
The chairs of this year’s Conference Committee aspired to make the conference an event that would educate, entertain and motivate attendees to strive for innovation and improvement in their internal audit roles. Congratulations for achieving that goal and delivering a premier event.
– Deanna Sullivan, Conference Chair
Thank you to our Conference Committee Chairs!
Platinum Plus Sponsors Platinum Sponsors Gold Sponsors
®
Houston 6th Annual ConferenceApril 13th, 2015 • NRG Center
The 18th annual Houston Audit Challenge Golf Tournament was held on Thursday, May 21, 2015 at the pres gious Black Horse Golf Club. This year’s event included a record 140 golfers. The weather was absolutely ideal for the event. The schedule of events included: • Closest to the Pin
• Beat the Pro
• Longest Drive
• Bloody Mary and Mimosa Booth
• On the Course Pictures
Commi ee: Tournament Chair: Jim McAnelly, Deloi e
Sponsorship Coordinator: Jim Tomlinson, Morgan Garris
Volunteer Coordinator: Jamie Dugas, Deloi e
Advisor: Eric Murray, Deloi e
The Houston Audit Challenge
Thank you to the Tournament
Committee and Volunteers!
1st Place Gross: Aaron Stewart, Drew Burgoyne,
Kurt Defenbaugh, and Todd Amy
1st Place Net: Tyler Swenson, Patrick Flanigin,
Steven Faucher, and Jeff Sharp
In Kind Sponsors
BKD
IIA
Eagle Sponsors
Berkeley Research Group
Calpine
Deloi e
Sirius Solu ons
Spectra Energy
Vanek Consultancy Group
Woodforest Na onal Bank
Promo onal Sponsors
Academy
Audima on
Blackhorse Golf Club
Deloi e
Donovan & Watkis
Luby’s / Fuddruckers
Pro vi
Ace Sponsors
Experis
Tee Sponsors
Half Moon Solu ons
Niche Assurance
Thank you to all of our Sponsors!
GREG BONE
Anadarko
Vice President Seminars
RUMY JALEEL-KHAN
Deloitte
President
SUSAN WILLRODT
Halliburton
Vice President Administration
Chapter Officers Chapter OfficersHouston Astros Networking Event
The Houston Chapter hosted a networking event at the Houston Astros game on June 4, 2014, where over 40 members were able to mingle with their fellow IIA members and enjoy an evening of baseball.
Chapter Officers
ERIC MURRAY
Deloitte
Vice President Communications
JAMIE DUBRAY
Chevron
Vice President Academic Relations
TRACY HEBERT
Plains All American
Secretary
RYAN O’DAY
PricewaterhouseCoopers
Vice President Membership
ED TUCKER
BlueLine Rental
Vice President Finance
MARY HALL,
Texas Children’s Hospital
Vice President Technology
MARIO BOFFA
Chevron
Finance Committee
RANDY FERNANDEZ
Pinnacle Management Resources
Volunteer Coordinator
JIM GARCIA
JG International Audit Services
Finance Committee
CATHERYNE HASLEY
Waste Management
Finance Committee Chair
KEVIN CANTRELL
Plains All American
Audit Committee
MELISSA FRAZIER
Comfort Systems USA
Chapter Governance Task Force Chair
BOB HERRIN
Transocean
Audit Committee
DAVID BRAY
Freeport McMoRan Oil & Gas
LARRY ABSTON
Anadarko
Nominating Committee Chair
LYN BEATY
Halliburton
Chapter Governance Task Force
Nominating Committee
Board of Governors
MARIO BOFFA
Chevron
Finance Committee
RANDY FERNANDEZ
Pinnacle Management Resources
Volunteer Coordinator
JIM GARCIA
JG International Audit Services
Finance Committee
CATHERYNE HASLEY
Waste Management
Finance Committee Chair
KEVIN CANTRELL
Plains All American
Audit Committee
MELISSA FRAZIER
Comfort Systems USA
Chapter Governance Task Force Chair
BOB HERRIN
Transocean
Audit Committee
DAVID BRAY
Freeport McMoRan Oil & Gas
LARRY ABSTON
Anadarko
Nominating Committee Chair
LYN BEATY
Halliburton
Chapter Governance Task Force
Nominating Committee
MARIO BOFFA
Chevron
Finance Committee
RANDY FERNANDEZ
Pinnacle Management Resources
Volunteer Coordinator
JIM GARCIA
JG International Audit Services
Finance Committee
CATHERYNE HASLEY
Waste Management
Finance Committee Chair
KEVIN CANTRELL
Plains All American
Audit Committee
MELISSA FRAZIER
Comfort Systems USA
Chapter Governance Task Force Chair
BOB HERRIN
Transocean
Audit Committee
DAVID BRAY
Freeport McMoRan Oil & Gas
LARRY ABSTON
Anadarko
Nominating Committee Chair
LYN BEATY
Halliburton
Chapter Governance Task Force
Nominating Committee
JOHN SORRELLS
Bridgepoint Consulting
LYNNE RENSHAW
Bristow Group, Inc.
Chapter Governance Task Force
SHAWN KILCHRIST
Deloitte
Audit Committee Chair
PAUL PETTIT
Protiviti
Regional Representative
LEE PRILLAMAN
Ernst & Young
PAUL VANEK
The Vanek Consultancy Group
Chapter Governance Task Force
KEITH KAHL
Lyondell Chemical Company
Board of Governors
Annual Report Committee:
Jamie Dugas, Annual Report Chair
Eric Murray, VP Communications
Houston Chapter