174-178-1-pb
TRANSCRIPT
-
7/27/2019 174-178-1-PB
1/8
-
7/27/2019 174-178-1-PB
2/8
Table 1. Studies evaluang incidence of awareness between 1990 and 2008
Study (Coun-
try)
Dates
performed
Design Sample
size
Populaon
Sandin et al.
(Sweden)
1997-1998 Prospecve cohort
study
11,785 All paents > 15 yo who have had
GA
Myles et al.
(Australia)
1993-1999 Prospecve cohortstudy
10,811 All paents receiving GA (exclud-ing obstetrics and paediatrics)
Wennervirta et
al. (Finland)
April 1998-June
1999
Prospecve cross-
seconal study
3,843 All paents > 15 yo undergoing
surgery using general anesthesia
Errando et al.
(Spain)
April 1995-April
1997 & Decem-
ber 1998-No-
vember 2001
Prospecve obser-
vaonal study
4,001 All paents > 15 yo scheduled for
elecve or urgent surgery requir-
ing GA, excluding cardiac surgery
and paents transferred to Cri-
cal Care Unit
Ranta et al.
(Finland)
January
1995-January
1996
Prospecve cross-
seconal study
929 All cardiac surgery paents
Paech et al.
(Australia)
June 2005
January 2007
Prospecve obser-
vaonal study
1,095 All women > 18 yo undergoing
Caesarean Secon under GA
Sebel et al.
(USA)
Pollard et al.
(USA)
April 2001
December
2002
January 2002
December
2004
Prospecve,
nonrandomized,
cohort study
Prospecve obser-
vaonal study
19,575
177,468
All paents > 18 yo receiving GA,
normal mental status, able to
provide informed consent.
All paents > 18 yo who under-
went GA
GA = General Anesthesia
yo = years old
Table 2. Modified Brice interview10
1. What is the last thing you remember before going to sleep?
2. What is the first thing you remember waking up?
3. Do you remember anything between going to sleep and waking up?
4. Did you dream during your procedure?
5. What was the worst thing about your operaon?
and able to fully recall the experience aerwards. The ma-
jority of awareness cases, however, are brief and without
experience of pain/anxiety.4
The causes of awareness are sll uncertain and the
problem is thought to be mul factorial. However, there are
a few plausible causes that may explain the occurrence of
awareness. Firstly, central nervous system target receptors
may have inherited variability in their expression and/or
funcon, which may result in unpredictable paent-specificvariability in dose requirements of anesthec drugs. The
basis underlying this theory is yet to be elucidated, but
preclinical studies involving mice have uncovered a genec
deficiency in one type of receptor for the inhibitory neu-
rotransmier g-aminobutyric acid (GABA) that presented
resistance to the memory-blocking properes of etomidate.
Secondly, low physiologic reserves (e.g. poor cardiac func-
on, severe hypovolemia) may render the paents less ca-
pable of tolerang an amnesic level of anesthesia because
it may catastrophically worsen their state of hypotension.
Insuffi cient anesthec drugs could then result in aware-ness. Thirdly, a pacemaker or drugs such as -blockers may
conceal the physiologic characteriscs that normally indi-
Kesadaran Intraoperatif dalam Anestesi Umum dan Pembentukkan Post-traumatic Stress Disorder I Intraoperative Awareness in General Anesthesia and theDevelopement of Post-traumatic Stress Disorder
Anestesia & Critical Care Vol 28 No.2 Mei 2010 64
-
7/27/2019 174-178-1-PB
3/8
cate the need for a dose change. And lastly, equipment mal-
funcon or misuse may compromise drug delivery systems
pu ng the paents at risk for awareness.1
Previous studies have shown that the incidence of
awareness in general anesthesia is approximately 0.18%
when neuromuscular blockers are used and 0.10% in the
absence of such drugs.5,6 Assessing anesthec depth when
muscle relaxants are used is parcularly diffi cult because ofthe absence of motor responses to smuli.4 Muscle paraly-
sis is perhaps the reason for higher incidence of awareness
in view of the fact that the paents are unable to signal the
anesthests when they are aware.
Conscious awareness with explicit recall have been
known to result in paent dissasfacon on anesthec
care, distress, and potenal long-term psychological symp-
toms.6,7 Although the numbers are not similar in all stud-
ies performed, approximately 56% of paents experiencing
conscious awareness during general anesthesia have been
found to develop PTSD as a complicaon.7 The characteris-
c symptoms of PTSD include depression, anxiety aacks,sleep disorders, and flashbacks and nightmares of the trau-
mac experience. PTSD have also been known to be diag-
nosed in paents without explicit recall of the events but
develop symptoms such as recurrent dreams about being
buried alive which indicate that intra operave awareness
may have occurred.4 In a sense, sufferers of PTSD are inca-
pable of leaving the event behind. In 1982, Turnstall and
Lowit8 gave an account of a paent who developed sleep
phobia aer experiencing conscious awareness with pain
during general anesthesia for a caesarean secon. This
paent experienced a sense of panic and a sinking feeling
when lying on her back, had recurrent nightmares, diffi culty
going to sleep, and felt unable to breathe when she finally
fell asleep. This problem dramacally altered her life and
personality in the years that followed.
This review aims to assess the incidence of intra
operave awareness in general anesthesia and the psycho-
logical impact and psychiatric sequelae that may develop
aerwards, with the intenon of increasing our knowledge
about intra operave awareness, awareness-induced PTSD,
and ways of prevenng such an unfortunate event from
occurring. This review begins by summarizing research on
the incidence of intra operave awareness and invesgates
psychological symptoms following intra operave aware-
ness. Further discussion then focuses on monitoring aware-ness in general anesthesia, risk factors for awareness, and
strategies for prevenng awareness and the development
of PTSD in paents with conscious awareness and recall.
METHODS
The literature search was conducted using com-
puterized databases including PUBMED, The Cochrane Li-
brary, and MEDLINE in order to idenfy the relevant arcles
that have been published unl April 2009. Arcles were
retrieved using the keywords: awareness AND general
anesthesia, awareness AND general anesthesia AND
posraumac stress disorder, and also intra-operaveawareness AND psychological sequelae. The search
was limited to studies that were published in English and
used human adult subjects. Publicaons on pediatric cases
were excluded because awareness in children has not been
reported to result in PTSD. This may be caused by the dif-
ference between a childs expectaons of surgery than an
adults in which an adult would expect to be fully uncon-
scious without any memory throughout the procedure.
The reported incidence of hosle behavioral changes and
sleep disturbances of children who suffered intra operaveawareness was found to be not significantly different than
those in children without awareness.9 A total of sixty-seven
arcles were acquired by the search and only seven arcles
met the inclusion criteria. Abstracts were read thoroughly
before complete arcles were obtained and the references
from the relevant publicaons were manually explored to
ascertain further potenal arcles. In the end, eleven pub-
licaons were reviewed, including one literature review.
RESULTS
All available literature on awareness in generalanesthesia and PTSD were considered for inclusion in the
review. Prospecve randomized controlled trials and meta-
analyses were originally preferred for the review; however,
given the absence of level I (NHMRC guidelines) and scar-
city of level II (NHMRC guidelines) evidence, observaonal
studies on awareness in general anesthesia, case series and
cohort studies were also considered. Retrospecve reviews
and expert opinion were not eliminated.
Study Designs
The majority of selected studies evaluated the in-
cidence of awareness (Table 1) and only a few addressed
psychological sequelae of intra operave awareness. These
studies employ different strategies in discovering the inci-
dence of awareness and PTSD. Sandin et al.5 invesgated
the possibility of awareness or awake paralysis in 11,785
paents who had undergone general anesthesia. Interviews
were performed by trained staff using the Brice modified in-
terview (Table 2) and took place before the paent le the
post-anesthesia care unit (PACU); 1-3 days aer; and 7-14
days aer the surgery. A similar method was also used by
Sebel et al.10 in interviewing 19,575 paents in the recov-
ery room and follow-up interview up to two weeks follow-
ing the surgery. Errando et al.11 also used a similar strategy
(with the excepon of ulizing their own structured inter-view) when interviewing 4,001 paents in PACU immedi-
ately aer the surgery and follow-up interviews to confirm
awareness episodes on the seventh and thireth day aer
surgery. In another study conducted in Australia, Myles et
al.12 calculated the incidence of awareness when evaluang
paents sasfacon with anesthesia. Their interviews took
place within 24 hours aer the surgery and the paents
were asked whether they were sasfied, somewhat dis-
sasfied, or dissasfied with the anesthec service they
had received. The reasons for paents dissasfacon were
further explored aerwards.
Another study by Wennervita et al.13
aimed toassess the incidence of awareness and recall during gen-
eral anesthesia in outpaent surgery and used inpaents
MARIA BLANDINA
Anestesia & Critical Care Vol 28 No.2 Mei 2010 65
-
7/27/2019 174-178-1-PB
4/8
as controls. A total number of 1500 outpaents and 2343
inpaents were interviewed during their stay in the re-
covery room using a modified version of Brice interview
method. Those found to have recollecons in the recovery
room were reinterviewed by one of the researchers on the
same day or the following day and later reinterviewed for
the third me by phone within 12-24 months aer the op-
eraon to evaluate the possibility of psychological sequelaethat may follow (e.g. sleep disturbances, anxiety, depres-
sion, preoccupaon with death). Paech et al.14 also used
modified Brice interview method in assessing 1095 cases of
cesarean secon under general anesthesia for incidence of
awareness and recall. Paents were interviewed at two oc-
casions; the first 2-6 hours postoperavely and the second
at least 48 hours aer surgery (but before being discharged
from the hospital). Brice modified interview was also used
by Ranta et al.15 in evaluang paents conscious recollec-
ons from cardiac surgery. Nine hundred and twenty nine
paents were interviewed within postoperave days 1 to
18.
Incidence of Awareness
In 2000, Sandin et al.5 reported that aer inter-
viewing 11,785 paents who had undergone general anes-
thesia, it was established that the rate of incidence of intra
operave awareness was 0.18% in cases where neuromus-
cular blockers were used and 0.10% in the absence of those
drugs. A similar incidence of awareness (0.11%) was also
reported by Myles et al.6 on the same year when invesgat-
ing risk factors for paents dissasfacon aer anesthesia.
Sebel et al.10 later confirmed that percentage with an over-
all incidence of 0.13% in 19,575 paents in a mulcenter
study in the United States of America. This rate is equiva-
lent to 1 to 2 cases of intra operave awareness in every
1000 paents who receive general anesthesia. However,
Errando et al.11 reported an incidence rate as high as 1.0%
among 4,001 interviewed paents or 0.8% if emergency pa-
ents were excluded, which is comparable to 8 to 10 cases
in every 1000 paents receiving general anesthesia.
An exceponally low incidence of intra operave
awareness was reported by Pollard et al.16 in 2007. The
authors reviewed the data collected over 3-year period
through a major regional medical system in the United
States. A different, somewhat modified version of Brice
quesonnaire than previously used in other studies was u-lized as a method for invesgang awareness in this study
and six awareness cases out of the total of 177,468 paents
was found. From this result, the authors then calculated
a substanally lower incidence rate of 0.0068%, which is
equivalent to 1 case per 14,560 paents.
Risk Factors for awareness
Types of surgery
A slightly higher incidence of intra operave
awareness than is normally reported in the general surgical
populaon had been observed by Paech et al.14 amongst
the obstetric populaon of women who underwent cesar-ean secon. The observed rate of 0.26% confirmed that
pregnant women are at high-risk of awareness. Factors that
may account for higher risk of awareness in the obstetric
populaon include physiological changes during pregnancy
(e.g. an increased cardiac output), which accelerate the re-
distribuon of intravenous anesthec agents and reduce
the establishment of an adequate paral pressure of vola-
le anesthec agent, and lighter general anesthesia which
is usually given for obstetric paents to avoid the depres-
sant effects of volale agents on the newborn and on theuterine musculature aer delivery. 14, 17
Another group of paents with high-risk of aware-
ness are those undergoing cardiac surgery. The main reason
for the increased risk is that general anesthesia in cardiac
surgery may rely only on opioids and benzodiazepines while
volale agents may oen be avoided in paents who al-
ready have considerable preoperave myocardial morbid-
ity and those who may develop complicaons (e.g. coagu-
laon problems) aer bypass surgery.17 A study by Ranta
et al.15 invesgated the incidence of awareness with post-
operave recall by surveying the experience of 929 cardiac
surgery paents. They reported an incidence of 0.5% whenonly the paents with objecve recollecons were includ-
ed which was sll a higher incidence compared to those in
general surgical populaons. However, the authors claimed
that the incidence rate was similar to those in non-cardiac
surgery populaons.
Hypovolemic trauma paents also have a signifi-
cantly increased risk of awareness even though they be-
come more hypotensive with the administraon of anes-
thec drugs from which cerebral perfusion is expected to
decrease and therefore, theorecally, should reduce aware-
ness17. Postoperave recall, however, has been known to
occur despite significant hypotension during resuscitaon17. The incidence rate of awareness in trauma paents could
not be obtained due to the lack of awareness studies as-
sessing this group of paents.
Paent variability
A previous history of awareness and history of dif-
ficult intubaon, which could be discovered preoperave-
ly, are both factors which significantly increase the risk of
awareness and may therefore influence anesthec require-
ments. Less readily idenfiable and more complex factors,
such as genecs, paent physiology, and drug interacons
may also play a role in the variability of response to anes-
thecs. Chronic use of alcohol, opioids, sedaves, and theacute use of amphetamines may increase anesthec drugs
doses required to produce and maintain anesthesia.17
Age and Gender
Minimum alveolar concentraon (MAC) is the
standard measurement used to determine the potency of
inhaled anesthec drugs. MAC increases as age decreases
and therefore larger inhaled concentraons of volale an-
esthecs are required in order to maintain the state of un-
consciousness in young paents.18 An increase in anesthec
requirements in young paents compared to elderly pa-
ents suggest that younger paents are more likely to suf-fer from awareness.17 In fact, a higher incidence of aware-
ness among children has been reported in the literature. A
Kesadaran Intraoperatif dalam Anestesi Umum dan Pembentukkan Post-traumatic Stress Disorder I Intraoperative Awareness in General Anesthesia and theDevelopement of Post-traumatic Stress Disorder
Anestesia & Critical Care Vol 28 No.2 Mei 2010 66
-
7/27/2019 174-178-1-PB
5/8
prospecve study of awareness by Davidson et al.18 involv-
ing 864 children undergoing general anesthesia at the Royal
Childrens Hospital in Melbourne, Australia, established an
incidence rate of 0.8% which is equivalent to 8 awareness
cases in every 1000 children. However, unlike adult cases of
awareness, no signs of distress were observed in children
who experienced awareness and the postoperave behav-
ioral disturbances are comparable to those who did not ex-perience awareness.
Gender is also a risk factor for awareness. Women
are found to be more likely to report intra operave aware-
ness and they also recover from anesthesia more rapidly
compared with men which suggests that women may be
less sensive to the effects of anesthec agents.17
Incidence of PTSD following intra operave awareness
Lennmarken et al.19 performed a follow-up study
to invesgate the long-term mental effects of awareness
by quesoning the 18 paents idenfied by Sandin et al.5
in the study published two years prior. Only nine out of 18paents were available for evaluaon (six of them declined
to parcipate) and four out of those nine paents were
found to have severe psychiatric/psychological symptoms.
All four paents could recall in detail their traumac events
of awareness and the memories showed no propensity to
diminish. They revealed common symptoms of PTSD such
as re-experiencing events, feelings of fear and helplessness,
flashbacks, panic aacks, anxiety, diffi culty concentrang,
irritaon, insecurity, sleep disturbances and nightmares. All
four of them affi rmed that these symptoms had caused im-
pairment in their social lives for the whole 2 years following
the surgery.
Samuelsson et al.7 reported 46 paents who had
experienced awareness under general anesthesia earlier in
their lives in a cohort of 2,681 paents. Thirty one of them
denied any late psychological symptoms while the remain-
ing 15 paents experienced nightmares, anxiety, and flash-
backs. These symptoms faded within 2 months in 9 out of
those 15 paents and persisted only in the form of night-
mares and flashbacks for years in the other 4 paents. The
remaining two paents developed severe mental problems
and underwent psychiatric therapy. However, only one of
the two paents was diagnosed with PTSD (while the other
was diagnosed with schizophrenia) and whether or not it
was caused by intra operave awareness was obscuredby the fact that she had been exposed to extreme mental
stress earlier in her life.
An incidence rate of 56.3% for PTSD following
awareness was accounted by Osterman et al.20 aer in-
terviewing 16 subjects who were recruited from adver-
sements in newspapers, fliers in hospitals, self-referred
following print and television news stories, or referred by
an anesthesiologist. Subjects reported significant postop-
erave distress during their awareness episode, with most
common and intense experiences of feeling unsafe and
helpless, abandoned by his/her doctors and nurses, feeling
betrayed by his/her doctors and nurses, terror, and inabilityto communicate. Nine out of the sixteen subjects met the
DSM-IV diagnosc criteria for PTSD with funconal impair-
ment years aer suffering intra operave awareness. How-
ever, the study is weakened by potenal selecon bias.
The more credible percentage was previously es-
tablished by Schwender et al.21 aer interviewing two
groups of paents with experience of awareness during
general anesthesia (21 paents who answered to adver-
sement and 24 paents who were referred by colleagues
from three large hospitals involved in the study). Twenty-two of 45 paents (50%) were found to suffer aer effects
of their awareness episode (e.g. reluctance to undergo fu-
ture anesthesia and operaons, suffered anxiety during the
day, and had nightmares at night) and three of them (6.6%)
developed PTSD syndrome. Schwender et al. also discov-
ered that, during the awareness episode, visual percepon
was reported by nearly 50% of paents and an incidence
of pain percepon of 25% with 17.8% of paents suffering
severe pain localized in the area where the pain smuli oc-
cured. All 45 paents reported auditory percepon during
their episodes: 20 paents could recall the remarks made
by the surgical team that were emoonally relevant tothem (e.g. derogatory remarks) while the other 25 paents
only recalled theatre conversaons and noises.
Prevenon of intra operave awareness and PTSD
The first line of awareness prevenon starts with
preoperave assessment. Paents at high risk of awareness
should be idenfied in the pre-admission clinic and their
management should be planned aerwards.2 Paents at
risk of awareness include those having high-risk of aware-
ness surgery (e.g. cardiac surgery and cesarean secon) or
surgery associated with significant blood loss, paents who
are medicated with significant doses of sedaves and an-
algesic drugs, and paents with previous history of aware-
ness.2 This group of paents should be provided with infor-
maon about awareness and assured that there would be
efforts to prevent such an unfortunate event from happen-
ing.2
BIS Monitoring
The bispectral index system (BIS) is an apparatus
created to indirectly monitor hypnoc depth and anes-
thec drug concentraons in general anesthesia by pro-
cessing electroencephalogram data through a proprietary
algorithm, which is then displayed as a calculated dimen-
sionless parameter between 0 and 100 (with 40 to 60 con-sidered appropriate for general anesthesia).2, 12 BIS moni-
tor was the first device approved by the US Food and Drug
Administraon for monitoring anaesthesic depth and it has
the capability of reducing the incidence of awareness by
alerng the anaesthests when the depth of anesthesia is
inadequate. A randomized double-blind controlled trial by
Myles et al.12 showed that BIS monitoring could reduce the
incidence of awareness by 82% in at-risk adults undergoing
relaxant general anesthesia. It also confirmed that aware-
ness during BIS monitoring is less common than during rou-
ne care. However, Avidan et al.22 challenged this finding by
proposing that BIS monitoring was not proven to be morebeneficial than a protocol based on end-dal anesthec gas
(ETAG) concentraons for prevenng anesthesia aware-
MARIA BLANDINA
Anestesia & Critical Care Vol 28 No.2 Mei 2010 67
-
7/27/2019 174-178-1-PB
6/8
ness. However, the study was under-powered to draw any
conclusions as there were only two cases of awareness in
each group.
Beta-Blockers
Salomons et al.23 presented two cases of PTSD that
persisted for years aer intra operave awareness in which
the pain symptoms that they re-experienced were similarin locaon to the pain they had felt during their episodes
of awareness. These two cases suggested that some smuli
that were associated with the trauma may have triggered
pain flashbacks and this could be further denoted as fear
condioning that may have occurred around the me of
trauma.23 Pitman et al.24 proposed that adrenaline release
at the me of a psychologically traumac event could ini-
ate an exaggerated emoonal memory and fear condi-
oning which consequently manifest as PTSD symptoms.
Given this theory, administraon of propanolol to block
-adrenergic receptors immediately aer a traumac event
could have a prophylacc effect. A double-blind, placebo-controlled pilot study24 proved that a course of propranolol
which begun shortly aer an acute traumac event is ef-
fecve in reducing PTSD symptoms 1 month later. Further
studies, however, are sll required to reassure this finding.
DISCUSSION
The word anesthesia originated from the Greek
word anaisthsia which literally means loss of feeling or
sensaon. 25 Indeed, the aim of anesthesia is to arficially
induce the loss of physical sensaon, most especially pain,
with or without loss of consciousness through the adminis-
traon of various anesthec drugs, gases, and any other an-
esthec agents. The fundamental role of an anaesthest in
general anesthesia is therefore to keep a paent in a state
of unconsciousness in conjuncon with complete loss of
physical sensaon. Unfortunately, mulple factors may at
mes fail anaesthests to achieve this idyllic goal and con-
sequently result in awareness.
This review found the incidence rate for in-
tra operave awareness in general surgical populaon var-
ied between 0.10% and 1.0% (with an excepon of 0.0068%
incidence rate reported in one study 16 and equivalent to 1
to 10 awareness cases per 1000 paents. 5, 6, 10, 11 Larger per-
centages were esmated for paents undergoing cesareansecons and cardiac surgeries with incidence rates of 0.26%14 and 0.5% 15, respecvely, which are comparable to 3 and
5 awareness cases per 1000 paents. The most common
complaint reported by paents in these studies was audi-
tory percepon, whether it was the voices of the surgeons
conversing with other members of the surgical team or
barely audible noises in the background. Other complaints
include loss of motor funcon, feeling of imminent death,
feeling helpless, anxiety, panic, and pain. Most awareness
cases in the studies were detected using a modified Brice
interview quesonnaire (Table 2) and enquired during the
paents stay at the PACU and repeated at intervals of daysand weeks aer the surgery. The majority of awareness
cases were discovered within days or weeks aer the op-
eraon and not while the paents were in the PACU, which
showed that paents recollecons of their awareness
episode oen gradually emerged over me. The effects of
residual anesthecs and the paents divided aenon in
the early recovery period (which is usually more focused
on common symptoms such as pain and nausea) are the
main causes for delayed recollecons.17 Addionally, the
trauma of conscious awareness may have dissociave ef-fects on the paents mental state that leads to the division
of memory of the event into sensory fragments and ago-
nizing emoonal states, which consequently hinders these
paents from fully recounng their experience. 17
The greatest concern surrounding intra
operave awareness is the severe long-term psychologi-
cal sequelae that may develop aerwards. The extent of
psychological impact on paents following intra operave
awareness varies individually. Some may only experience
short-term psychological disturbances such as nightmares
and diffi culty sleeping which are resolved within a few
weeks, while others may develop debilitang long-termpsychiatric disorder such as PTSD. Four studies that inves-
gated the psychological sequelae of awareness found in-
cidences of PTSD in 22.2% 19, 56.3% 20 and 6.6% 21 of aware-
ness cases. Limited number of studies and the potenals
for selecon bias in the studies performed restrict the con-
fidence to draw any conclusions on the true incidence of
PTSD following intra operave awareness.
The development of PTSD in awareness may be
due to inescapable stress situaon while paents are
conscious of intra operave smuli. 26 Failure of escaping
stressful event through normal fight or flight response
results in passive coping mechanism or dissociaon. 26 Pa-
ents who suffer from dissociaon would appear expres-
sionless, silent, and indifferent toward their surroundings.20 They oen also appear calm and seemingly non-trau-
mazed by the experience.20 Coping mechanism through
parasympathec acvity would show reduced heart rate
as a physical sign.20 A dissociave state around the me of
trauma where the paents are incapable of narrang their
experience as a result of fragmented memory is a signifi-
cant long-term predictor for the development of PTSD.27, 28
Van der Kolk & Fisler 27 explained that considerable narrow-
ing of consciousness occur when people feel threatened.
This narrowing of consciousness may advance toward loss
of memory for parts or for the enre experience when anindividual is traumazed, leaving him or her unable to give
coherent account of the event. Some aspects of the trauma
may invade consciousness when the person fails to organize
the traumac memory into a narrave and results in terrify-
ing percepons, obssessional preoccupaons, and somac
reexperiences of the event.27
The three main characteriscs of PTSD are: 1).
re-experience, 2). avoidance, and 3). hyperarousal.26 Re-
experiencing usually happens in the form of nightmares
and flashbacks in which they would re-experience paralysis,
auditory percepon, sense of helplessness and anxiety, and
somemes even feel the pain of surgical smuli.20
Re-ex-periencing is usually triggered by reminders that resemble
their traumac situaon such as the state of light sleep or
Kesadaran Intraoperatif dalam Anestesi Umum dan Pembentukkan Post-traumatic Stress Disorder I Intraoperative Awareness in General Anesthesia and theDevelopement of Post-traumatic Stress Disorder
Anestesia & Critical Care Vol 28 No.2 Mei 2010 68
-
7/27/2019 174-178-1-PB
7/8
the process of falling asleep, sounds of clinking silverware,
or smell of alcohol.26 Re-experiencing and insomnia are the
two most common complaints reported by postawareness
paents in the studies. Postawareness paents have also
been known to avoid cues and situaons that would con-
front them with their traumac memories such as hospitals,
medical workers, television programs with hospital themes,
and some even develop sleep phobias.8, 20 Avoiding thesecues and situaon may oen prevent these paents from
inquiring aercare and discussing their experience with
medical personnel.26 Avoidance was perhaps the reason
for paents refusal to parcipate in the two year follow-up
study by Lennmarken et al19. For this same reason, paent
recruitment through adversements to invesgate PTSD
would be largely ineffecve. Physiological hyperarousal
symptoms in PTSD include easy startle, hypervigilance, and
irritability.20
A paents understanding of their experience is cru-
cial in prevenng psychological morbidity in postawareness
paents.4
When awareness is suspected to have happenedduring a surgery, anaesthests or surgeons should clarify
with the paent the reasons why awareness occurred and
reassure that it is unlikely to happen again in the future.1 It
should also be noted that, when awareness is suspected to
be occurring during a procedure, speaking to the paents
and telling them that the surgical team is aware that they
are awake and that they are ge ng help would significantly
diminish the traumazing effect of the experience.20, 26 Vali-
daon by medical personnel of the actuality of the traumat-
ic experience has been reported to prevent the develop-
ment of PTSD and even diminish or stop PTSD symptoms.4,
26 In conclusion, social support and acknowledgement are
the most vital protecve factors against the development
of PTSD in paents suffering intra operave awareness.26
Further studies on intra operave awareness are
necessary to establish more accurate prevalence, expand
our comprehension on its psychological impact, improve
detecon of awareness, and develop effectual treatment.26
Creang a registry for postawareness paents similar to
the one established by The American Society of Anesthesi-
ologists (www.AwareDB.org) would prove beneficial to in-
crease our knowledge of awareness from direct paent re-
ports. This program would also be a useful way to educate
paents by providing helpful informaon on awareness.
Finally, educaon on intra operave awareness for surgicaland anesthesia teams is necessary to further understand
the issue as well as gaining knowledge of managing such an
event.
CONCLUSION
It is crucial for surgical and anesthesia teams to ac-
knowledge the reality of surgical experience and recognize
the emoonal impact on paents. For a variety of reasons,
paents rarely report awareness and their sufferings oen
le unrecognized. The propensity for avoidance rather than
inquiring assistance in these paents makes it necessary toinclude awareness detecon in clinical rounes with the
aim of improving anesthec pracce. Awareness assess-
ment should be an ongoing process that begins in the re-
covery room and connued through to follow-up visits with
the surgeons. Awareness-induced PTSD should be consid-
ered for any paent with psychiatric complains following
surgery and therefore connuous postoperave assess-
ment is vital in discovering the maer. A thorough periop-
erave management of anesthesia is crucial in prevenng
intra operave awareness and postoperave professionalpsychiatric assessment and follow-up should be established
as standard pracce for those in need of further assistance
aer experiencing intra operave awareness.
KEY POINTS
Intra operave awareness can be defined as the
unexpected and explicit recall by paents of intra
operave events that occur during general anes-
thesia.
The causes of awareness are sll uncertain and the
problem is thought to be mul factorial.
The extent of psychological impact on paentsfollowing intra operave awareness varies indi-
vidually; some may only experience short-term
psychological disturbances, while others develop
debilitang long-term psychiatric disorder such as
PTSD.
Re-experience, avoidance, and hyperarousal are
the three main characteriscs of PTSD.
Further studies on intra operave awareness that
aim to establish more accurate prevalence, expand
our comprehension on its psychological impact,
improve detecon of awareness, and develop ef-
fectual treatment are indispensable.
REFERENCES
1. Orser BA, Mazer CD, Baker AJ. Awareness during an-
esthesia. Canadian Medical Associaon Journal.
2008;178(2):185-8.
2. Myles PS. Prevenon of awareness during anesthe-
sia. Best Pracce & Research Clinical Anaesthesiology.
2007;21(3):345-55.
3. Lennmarken C, Sydsjo G. Psychological consequences
of awareness and their treatment. Best Pracce & Re-
search Clinical Anaesthesiology. 2007;21(3):357-67.
4. Forman SA. Awareness during general anesthesia: con-cepts and controversies. Seminars in Anesthesia, Peri-
operave Medicine and Pain. 2006;25:211-8.
5. Sandin RH, Enlund G, Samuelsson P, Lennmarken C.
Awareness during anesthesia: a prospecve case study.
The Lancet. 2000;355:707-11.
6. Myles PS, Williams DL, Hendrata M, Anderson H, Weeks
AM. Paent sasfacon aer anesthesia and surgery:
results of a prospecve survey of 10,811 paents. Brit-
ish Journal of Anesthesia. 2000;84(1):6-10.
7. Samuelsson P, Brudin L, Sandin RH. Late Psychological
Symptoms aer Awareness among Consecuvely In-
cluded Surgical Paents.Anesthesiology. 2007;106(26-32).
8. Turnstall M, Lowit I. Clinical curio: sleep phobia af-
MARIA BLANDINA
Anestesia & Critical Care Vol 28 No.2 Mei 2010 69
-
7/27/2019 174-178-1-PB
8/8
ter awareness during general anesthesia: treatment
by induced wakefulness. Brish Medical Journal.
1982;285:865.
9. Hammer GB. Awareness during general anesthesia in
children. Seminars in Anesthesia, Perioperave Medi-
cine and Pain. 2006;25:95-9.
10. Sebel PS, Bowdle TA, Ghoneim MM, Rampil IJ, Padilla
RE, Gan TJ, et al. The Incidence of Awareness DuringAnesthesia: A Mulcenter United States Study. Anes-
thesia & Analgesia. 2004;99:833-9.
11. Errando CL, Sigl JC, Robles M, Calabuig E, Garcia J,
Arocas F, et al. Awareness with recall during gen-
eral anesthesia: a prospecve observaonal evalua-
on of 4,001 paents. Brish Journal of Anesthesia.
2008;101(2):178-85.
12. Myles PS, Leslie K, McNeil J, Forbes A, Chan M. Bispec-
tral index monitoring to prevent awareness during an-
esthesia: the B-Aware randomized controlled trial. Lan-
cet. 2004;363:1757-63.
13. Wennervirta J, Ranta SO-V, Hynynen M. Awareness andRecall in Outpaent Anesthesia.Anesthesia & Analge-
sia. 2002;95:72-7.
14. Paech MJ, Sco KL, Clavisi O, Chua S, McDonnell N,
Group tAT. A prospecve study of awareness and re-
call associated with general anesthesia for caesarean
secon. Internaonal Journal of Obstetric Anesthesia.
2008;17:298-303.
15. Ranta SO-V, MD., Herranen P, RN. , Hynynen M, MD. Pa-
ents Conscious Recollecons From Cardiac Anesthe-
sia.Journal of Cardiothoracic and Vascular Anesthesia.
2002;16(4):424-30.
16. Pollard R, Coyle J, Gilbert R, Beck J. Intra operave
Awareness in a Regional Medical System: A Review of 3
Years Data. Anesthesiology. 2007;106:269-74.
17. Ghoneim MM. Incidence of and risk factors for aware-
ness during anesthesia. Best Pracce & Research Clini-
cal Anaesthesiology. 2007;21(3):327-43.
18. Davidson AJ, Huang GH, Czarnecki C, Gibson MA, Stew-
art SA, Jamsen K, et al. Awareness During Anesthesia
in Children: A Prospecve Cohort Study. Anesthesia &
Analgesia. 2005;100:653-61.
19. Lennmarken C, Bildfors K, Enlund G, Samuelsson P, San-
din R. Vicms of awareness. Acta Anaesthesiologica
Scandinavica. 2002;46:229-31.
20. Osterman JE, Hopper J, Heran WJ, Keane TM, van derKolk BA. Awareness under anesthesia and the develop-
ment of posraumac stress disorder. General Hospital
Psychiatry. 2001;23:198-204.
21. Schwender D, Kunze-Kronawier H, Dietrich P, Klas-
ing S, Forst H, Madler C. Conscious awareness during
general anesthesia: paents percepons, emoons,
cognion and reacons. Brish Journal of Anesthesia.
1998;80:133-9.
22. Avidan MS, Zhang L, Burnside BA, Finkel KJ, al. e. An-
esthesia Awareness and the Bispectral Index. The New
England Journal of Medicine. 2008;358(11):1097-108.
23. Salomons T, Osterman J, Gagliese L, Katz J. Pain Flash-backs in Posraumac Stress Disorder. Clinical Journal
of Pain. 2004;20(2):83-7.
24. Pitman R, Sanders K, Zusman R, al. e. Pilot Study of
Secondary Prevenon of Posraumac Stress Disorder
with Propanolol. Biological Psychiatry. 2002;51:189-92.
25. ENCARTA. Encarta World English Diconary [North
American Edion]. Bloomsbury Publishing Plc.; 2009
[updated 2009; cited 2009 May 19th]; Available from:
hp://encarta.msn.com/diconary_1861585551/an-
esthesia.html.26. Osterman JE, van der Kolk BA. Awareness During Anes-
thesia and Posraumac Stress Disorder. General Hos-
pital Psychiatry. 1998;20:274-81.
27. Van der Kolk BA, Fisler R. Dissociaon and the Frag-
mentary Nature of Traumac Memories: Overview
and Exploratory Study. Journal of Traumac Stress.
1995;8(4):505-25.
28. Davidson A. Consequences of Awareness. Australian
and New Zealand College of Anaesthests; 2005 [up-
dated 2005; cited 2009 May 20th]; Available from:
http://www.anzca.edu.au/events/asm/asm2005/da-
vidsona_awareness-1.htm.
Kesadaran Intraoperatif dalam Anestesi Umum dan Pembentukkan Post-traumatic Stress Disorder I Intraoperative Awareness in General Anesthesia and theDevelopement of Post-traumatic Stress Disorder
Anestesia & Critical Care Vol 28 No.2 Mei 2010 70