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    Tunnelling and Pipejacking Techniques forTrenchless Installation of Drainage Pipelines

    Hong Kong, a city on hilly natural terrain, with a total area of 1,000 square kilometres, hasa population of 7 million. Its developments mainly concentrate in 20% of the flat land in the

    coastal area, mostly formed by reclamation from the sea. The rapid economic growth in the last

    20 years demands new infrastructure and upgrading of existing facilities. The crowded spaghetti-

    like complex of existing utilities and services underground in the limited road space, and the

    busy traffic, make such upgrading and construction of new features, by the conventional open-

    trench method, difficult. The use of tunnelling and pipejacking techniques could however resolve

    most of the problems associated therewith, such as disturbance to traffic, major diversions of

    existing utilities, earth moving, and effect of inclement weather. This would also minimise public

    complaints due to inconvenience and loss of business in the nearby shops as temporary traffic

    management schemes are only required at the jacking and receiving shaft locations. This paper

    discusses the various types of tunnelling and pipejacking techniques adopted in Hong Kong

    for drainage pipeline construction under different site constraints and ground conditions, theirperformance, the problems encountered and the recommendations made.

    Keywords: Shaft Construction, Hand-dug Tunnels, Heading Construction, Earth Pressure

    Balance Method, Slurry Pressure Balance Method, Tunnel Boring Machine,

    Ground Settlement, Control of Tunnel Alignment, Rescue Operation

    Wilson W S MOKMeinhardt (C&S) Ltd

    K W MAKDrainage Services Department,

    Government of the HKSAR

    The Hong Kong Institution of Engineers Transactions, Vol 16, No 2, pp16-27

    Introduction

    The roads in the urban areas of Hong Kong are generally congested with

    underground utilities and services of different types and sizes, at different

    depths. To meet the development demand, new features are constantly

    added and existing installations are upgraded over the years. This forms

    a spaghetti-like complex network, causing problem to accommodate morenew installations due to lack of sufficient space. Diversion of existing

    utilities and services to give room for such installations is difficult as other

    locations in the vicinity may also be crowded with utilities and services. In

    the past, the installations were commonly carried out by the conventional

    open-trench method, requiring the implementation of temporary traffic

    management schemes (TTMSs). These TTMSs are usually limited to no

    more than 20 - 30 m in length in each stage, depending on whether

    existing buildings are located adjacent to the works site, due to the

    requirement of allowing space for access of fire engines under emergency

    situations, and other factors, such as access to shops or premises. This

    limited length of TTMSs could only allow limited utility diversion, and

    therefore may not effectively resolve the problem. At some locations,

    the underground is congested with existing utilities and services in

    layers, rendering such new Installations by the conventional open-trench

    method impossible. Tunnelling and pipejacking can however minimise

    such effects as road openings are only restricted to the shaft locations,

    ie jacking shaft and receiving shaft between a pipeline, which can be

    selected to avoid conflicting with traffic and major utilities or minimise

    their diversions. Sometimes, tunnelling and pipejacking techniques are

    adopted solely to minimise traffic disruption, in extremely busy areas,

    or in response to public requests or complaints on the same concern,

    or even to avoid the felling of valuable trees.

    Pipejacking is a technique of pipeline installation, by hydraulically pushing

    a pipe string, effected either mechanically by a tunnel boring machine

    (TBM) or manually for excavation, from a jacking shaft to a receiving

    shaft. Jacking pipes are then added one after another to the end of the

    pipe string as the preceding pipe/TBM advances. The excavated materials

    are then transported to the jacking shaft through a trolley system, forhand-dug tunnels and earth pressure balance (EPB) TBMs, and then

    lifted up to ground surface, or by a slurry discharge pipeline for slurry

    operated TBMs. This procedure is repeated until the pipe string reaches

    the receiving shaft [1].

    The history of using pipejacking techniques for constructing drainage

    pipelines in Hong Kong is short, with the track record in 1989 that

    370 m of sewers, in diameter of 1,350 mm, located 6 - 14 m below

    ground, were constructed by TBMs under 5 drives, with a length rangingfrom 40 to 80 m, passing beneath major roads [2]. Since then, the scale

    of pipejacking works has increased significantly, with the deployment of

    different types of TBMs operating in different modes, to account for the

    ground conditions likely to be encountered, and also the introduction

    of hand-dug tunnels for constructing pipelines crossing old seawalls and

    congested utility zones, or ground susceptible to artificial obstructions.

    In some projects, some of the works by open-trench may need to be

    changed to tunnelling and pipejacking techniques during the construction

    stage, to suit constraints of traffic and existing utilities, and such is usually

    carried out by means of heading construction due to its simple setup

    and fast operation. Up to 2002, more than 14 km long pipelines, with

    a diameter range of about 450 - 3,000 mm, using such techniques,

    have been completed by the Drainage Services Department (DSD) of

    the Government of the HKSAR [3].Between 1996 and 2006, some of the notable projects employing

    tunnelling and pipejacking techniques were the West Kowloon Reclamation

    Hinterland Drainage Package 2 (Northern Portion) (with a length of more

    than 1 km), the Central, Western and Wan Chai West Trunk Sewers (with

    a length of 6 km), the Aberdeen, Ap Lei Chau and Pok Fu Lam Sewerage

    Stage 1B (with a length of 2 km), and the Wan Chai East and North

    Point Sewerage Trunk Sewers (with a length of 4 km), under different

    geological conditions and depths.

    The Wan Chai East and North Point Sewerage Trunk Sewers was the first

    DSD project using slurry operated TBMs to construct curved sewers with

    a minimum radius of 320 m, and a S-shape sewer (404 m long), with a

    combination of straight and two curved sections (of radius 500 m) and

    passing through an intermediate shaft and launching into the receiving

    shaft, both with the completion of the permanent shaft in advance [4].

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    Some other projects also use pipejacking or heading techniques but in

    a much smaller scale.

    Geological Conditions

    The geological conditions in Hong Kong soils are highly variable in a

    short length. The narrow strip of land along the seafront, adjacent to very

    steep slopes, has been formed by cut and fill techniques in the terrain

    over the years, and generally consists of a thin layer of fill underlain

    by colluvium and completely to highly weathered granite near the hills

    to a thick layer of fill, with different contents of boulders at differentdepths, overlying marine deposits, alluvium and completely to highly

    weathered granite towards the sea. Depth to bedrock ranges from 1 to

    2 m to 10 to 30 m below ground in a downslope direction. There is a

    wide range in particle size between materials in different areas. Very

    large boulders or corestones could exist at high levels of the ground.

    Metallic objects, anchors and cannons may also be expected in the old

    filling areas and in marine deposits.

    Groundwater levels tend to be high, generally 2.5 to 3.5 m below ground

    level, and tidal response affects much of the urban area.

    Shaft Construction

    In urban areas, due to constraints of traffic and existing utilities, some of

    the jacking and receiving shafts have to be constructed at side streets.They are generally constructed by sheet-piles in homogeneous clayey

    to sandy ground (Fig 1) and pipe-piles in mixed ground conditions

    (Fig 2). Vibration and settlement monitoring are carried out during the

    piling operation to avoid causing damage to adjacent utilities, services,

    roads and structures. More expensive pipe-piles are sometimes used in

    hard ground to minimise noise and vibration. For sheet-piles, to minimise

    vibration, boulder obstructions at intermediate depths are pre-bored

    before commencement of pile driving. At some locations, due to the

    presence of hard materials at different depths, it would be difficult to

    maintain the verticality of the sheet-piles during driving, and the toe

    of the sheet-piles would easily be damaged, causing the problem of

    interlocking with adjacent piles, often with insufficient embedment length,

    and necessitating toe grouting as a remedial measure.

    Rectangular shaft is usually constructed because it is more easily to

    be modified to accommodate existing utilities and services. However,

    at locations where these features are absent, circular shaft is used due

    to the smaller member size of temporary works required. For a 1,800

    mm diameter TBM, the typical size of a shaft is generally 8 m x 8 m

    or 8 m in diameter. This generally would necessitate the occupation of

    more than two traffic lanes. As such, the construction has to be carried

    out in stages, with one portion completed and decked-over before the

    commencement of another, such that disruption to traffic could be

    minimised. At traffic sensitive locations, the receiving shaft could be

    temporarily decked over after construction and re-opened to allow traffic

    flow until the pipejacking drive is completed and the TBM can be lifted

    up to ground surface during traffic non-peak hours.In areas of congested utilities and services, it is usually difficult, if not

    impossible, to have a clear shaft, by virtue of the long time required

    for utilities diversion and the limited space. Therefore, unless they

    obstruct the pipejacking operation such as lowering of TBM/jacking

    pipes or removal of excavated material, these utilities and services are

    temporarily supported inside the shaft, by steel frames. This, however,

    would create windows in the temporary works, entailing the erection of

    steel lagging plates as support and to prevent ingress of groundwater

    (Fig 3). Sometimes, the shape and size of a shaft need to be tailor-made

    to suit utility constraint, resulting in the use of a combination of sheetpiles

    and pipe-piles to overcome the problem. In some cases, raking piles

    Figure 2 Temporary Shaft Formed by Pipe-piles

    Figure 1 Temporary Shaft Formed by Sheet-piles

    Figure 3 Steel Lagging Plates Provided in the Window of TemporaryWorks

    have to be constructed to avoid interference with existing utilities and

    services. The use of a concrete wall cast against the pipe-piles is always

    required to ensure the stability of the shaft if watermains or drainage

    pipelines are in their close proximity as their bursting/breakage could

    significantly disturb the ground.

    For deep shaft, grouting is always required in the perimeter to ensure

    watertightness, before excavation is to commence. After the shaft has been

    formed, a thrust wall and a launching/receiving eye are then constructed

    to allow the pipejacking operation. For multi-direction driving, a circularthrust wall can provide better orientation and transfer of loading.

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    2 bars is required to balance the water head in the excavation face and

    be maintained inside the tunnel round the clock to avoid flooding which

    may in turn affect tunnel stability. To ensure constant supply of air, a

    standby compressor is provided for emergency situations. Pressurisation

    and depressurisation is required in the air-lock installed on top of an air

    deck erected in the jacking shaft, for personnel entering and leaving the

    tunnel respectively. A medical lock needs to be provided at the shaft

    location when the applied compressed-air pressure exceeds 1 bar. There

    have been some cases that air was found leaking through the porous

    ground during tunnel excavation, resulting in inflow of groundwater. This

    entailed horizontal grouting from inside the handshield to stabilise theground before further excavation could be proceeded with.

    The rate of excavation is generally 1 - 2 m per day for free-air tunnel

    and 0.5 - 1 m per day for compressed-air tunnel, depending on the

    ground conditions.

    Heading Construction

    Heading construction is a simple form of hand-dug tunnel, and is widely

    used to construct short pipelines, usually in the range of 10 - 30 m

    in length, crossing road junctions or locations of congested existing

    utilities and services, in shallow depth, due to its easy setup and thus

    the relatively low cost. The tunnel size could generally vary from 1.5

    to 2.5 m in diameter, depending on the size of pipeline to be installed.

    To tackle different site constraints and ground conditions, the methodof construction in each tunnel could vary, and the following cases are

    typical examples.

    To suit the limited space in the jacking shaft which is a common

    phenomenon in urban areas as constrained by existing utilities, the shield

    head can be tailor-made by several short sections and connected together

    Depending on the size and depth of the shaft, and the ground conditions

    encountered, each shallow shaft (less than 8 m in depth) generally

    requires 6 to 8 weeks for completion from piling to excavation. The

    construction for deep shaft (up to a depth of 22 m) would however take

    a longer time, from 12 to 18 weeks, due to the high variation in ground

    conditions, particularly the rock content.

    These shafts are later used for construction of permanent shafts for future

    maintenance. As most of the shaft locations have different degree of

    utility constraints, the location, size and shape of access and desilting

    openings of each permanent shaft may need to be tailor-made to suit

    the site condition.

    Modes of Tunnelling Operations

    Three modes of operations are commonly adopted for pipejacking

    works in Hong Kong. They are hand-dug tunnel, earth pressure balance

    TBM and slurry pressure balance TBM. The contractor will, based on

    the results of site investigation conducted in the design stage by the

    client, assess the risk and carry out further investigation if doubt exists

    and select the most appropriate mode for the ground conditions likely

    to be encountered.

    Hand-dug Tunnel

    Hand-dug tunnel, formed by precast reinforced concrete segments astemporary lining and connected each other with a bolting system and a

    rubber gasket at the joint to prevent ingress of water, can be constructed

    under either a free-air or a compressed-air environment.

    Free-air tunnel (Figs 4 and 5) is suitable for shallow pipelines crossing old

    seawalls, artificial obstructions and road junctions, usually less than 50 m

    in length for a drive. Prior to tunnelling, the alignment of the pipeline is

    fully stabilised by grouting to ensure stability. The excavation is effected

    manually by pneumatic tools or mechanically by a mini backhoe inside

    the handshield (ie a protective tube in front of the pipeline to allow

    manual excavation by workers), if the diameter of the tunnel permits

    (usually 1,800 mm or above). The excavated materials are transported

    to the jacking shaft by a trolley system and then lifted up to ground

    surface. The handshield is advanced by extending the hydraulic jacks

    installed with it, against the concrete segments erected at the rear as

    reaction. New segments are then added after the retraction of hydraulic

    jacks. The overcut between the ground and the segments is immediately

    filled up with grout to prevent settlement. This procedure is repeated until

    the tunnel reaches the receiving shaft. Upon completion of the tunnel

    construction, a permanent pipeline is pushed inside from the jacking

    shaft and its annulus is filled up with grouting materials equivalent to

    the strength of the overlying ground.

    Compressed-air tunnel (Figs 6 to 8) is applicable to grounds where

    groundwater table is high. Depending on depth, an air pressure of 1 to

    Figure 4 Launching of Hand Shield for Free Air Hand-dug Tunnel

    Figure 5 Excavation in Free Air Hand-dug Tunnel

    Figure 6 General View of Compressed Air Setup in Jacking Shaft

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    one by one by welding inside the jacking shaft before launching. This

    is then followed by steel sleeve pipes or precast concrete pipes which

    are pushed forward into ground by a hydraulic system in the jacking

    shaft (Fig 9), with lubricant constantly injected under a pressure slightly

    higher than the overburden pressure, from the grout holes installed in

    the pipes to minimise soil friction, and to avoid close-up of the overcut,

    causing ground settlement, during the jacking operation.

    To determine the ground condition, probing is carried out in every

    2 - 3 m ahead of excavation. The ingress of water, if any, is controlled

    by the injection of grout, by means of horizontal and inclined holes

    from the shield head, prior to excavation. If instability is found in the

    working face, steel shutter, in the form of plankings, needs to be erected

    at the front of the shield (Fig 10), and the working personnel evacuated

    until the ground treatment is completed, by specialised working gangs,

    After pushing the sleeve pipeline into the receiving shaft, the annulus,

    formed by overcut, is filled up with grout, with a strength equivalent to

    the overburden pressure, to avoid ground settlement.

    At narrow shaft locations where lowering the sleeve pipes is a problem,

    the tunnel lining could be formed by steel segments connected to each

    other by welding (Fig 11).

    The advancement of the shield head is effected by extending the hydraulic

    jacks installed with it against the steel segments erected at its rear

    (Fig 12). The overcut outside the segments is immediately filled up by

    grout, through the holes provided at the crown and the axis at the twosides, after the completion of each ring in the tunnel. This method is

    generally applicable to the construction of small size of pipelines.

    For crossing major roads where underground boulder obstructions are

    expected, the temporary works in the tunnel, formed by drilling horizontal

    pipe-piles from one shaft to another, could effectively penetrate through

    such obstructions to act as temporary lining (Fig 13), thus ensuring the

    stability during excavation. Depending on ground and groundwater

    Figure 7 Excavation in Compressed Air Hand-dug Tunnel

    Figure 9 Jacking of Steel Sleeve Pipe for Heading Construction

    Figure 8 General View of a Completed Tunnel

    Figure 11 Appearance of a Tunnel Formed by Steel Segments

    Figure 10 Steel Planking Erected in Excavation Face to Prevent Ingressof Groundwater

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    conditions, grouting may be required to stabilise the ground by injection,

    through the slot holes provided in the pipe-piles, before excavation

    takes places. The permanent pipeline is then pushed into the tunnel

    after excavation (Fig 14), and its annulus is filled up with lean concrete

    or grouting materials, as appropriate. This method is usually suitable for

    constructing relatively large size of pipeline in deeper ground.

    For tunnelling in filling ground with low rock content in shallow depth,

    the temporary works could be in the form of a portal frame, constructed

    by driving several short sections of steel plankings or channels, in the

    direction of excavation, ahead of excavation, and then supporting them

    by steel members after excavation (Fig 15). This method is howeverunsuitable for water bearing ground due to the presence of gaps between

    the plankings/channels that the ingress of water could pose stability

    problem in the tunnel, particularly during dewatering.

    The average production rate for heading construction is generally

    1 - 2 m per day. If large boulders or full-face rock are encountered in the

    excavation face, their removal has to be carried out by pneumatic tools

    as the size of the tunnel does not allow the use of heavy mechanical

    plant. Hence, the rate of progress is generally slow, with 100 - 200 mm

    in length achieved per day. In addition, maintaining stability of overlying

    ground during boulder removal is always a problem.

    The heading construction method also enables the alignment of a

    tunnel to be adjusted, by lowering or shifting the shield head/segments

    to either side, to avoid conflicting with unexpected utilities or services

    encountered during excavation, thus giving more flexibility to resolvingthe problem, when compared with the TBM tunnelling.

    Heading construction, by means of steel plankings and portal frames,

    has become popular in Hong Kong recently, particularly for installing

    branch sewers or drains where groundwater is usually not a problem.

    This is due to its easy setup, not requiring heavy machinery, and its

    flexibility in handling obstructions. The downside of this method is that

    construction may be dangerous if the soil cover is too shallow. Its left-

    in temporary works also takes up an underground space, filled with

    steel sections, much larger than the pipes to be laid, typically 1.5 m x

    1.5 m, to enable manual operation, thereby making the already congested

    underground space even more so and also imposing difficulties for future

    maintenance of the laid pipes.

    Earth Pressure Balance Method

    Earth pressure balance TBM (Figs 16 to 18) is adopted for tunnelling

    through homogeneous ground made of clay, silt or sand, usually in the

    layers of fill, marine deposits and alluvium. The cutting wheel generally

    appears in spoke type, with tungsten carbide cutting bits mounted on

    the surface and a screw crusher in the centre. It is capable of excavating

    soft rocks of sizes up to 25% of the area of the cutting wheel.

    The system works on the principle of maintaining pressure in the

    excavation chamber equal to the hydrostatic pressure in surrounding

    ground. This pressure is constantly monitored and controlled by varying

    the speed of the screw conveyor. The excavated materials are transported

    to the jacking shaft, by a trolley system, and then lifted up to ground

    surface. When soft ground is encountered or excavation is carried out

    Figure 13 Tunnel Formed by Horizontal Pipe-piles Figure 15 Hand-dug Tunnel Constructed by Steel Plankings with PortalFrames

    Figure 12 Extension of Hydraulic Jacks in Lead Pipe for Advancement Figure 14 Permanent Pipeline Installed in the Tunnel

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    below groundwater, high water absorbent polymer or other conditioning

    agents are added to the excavation chamber firmly grabbing the soil to

    stabilise the excavation face and to ease the mucking process.

    For jacking shaft, the works area required is less than that of the slurrypressure balance method, due to less plant required for the operation,

    and could vary from 3.5 to 5 m in width (ie the width of the shaft) and

    be generally in the range of 20 - 30 m in length. At locations where

    space is a problem, the size of the works area could be reduced by

    stacking some of the plant. For receiving shaft, the works area is much

    smaller and is only required when the TBM is lifted up from the shaft

    after completion of the pipejacking works.

    Common sizes of TBMs range from 1,050 mm to 1,800 mm, but the

    use of 2,600 mm diameter TBMs has been experienced. Due to their

    simple configuration, in particular only cutting bits are equipped in the

    cutting wheel and no telescopic section is provided at the rear of the

    TBM, these TBMs cannot cut through big boulder obstructions and are

    therefore generally suitable for soft ground excavation. Manual removal

    of artificial obstructions ahead of excavation or change of damaged

    cutting tools cannot be done from behind the cutting wheel in most

    of TBMs due to no man access in the front bulkhead. To account for

    unexpected ground conditions, the length of each drive is usually less

    than 100 m.

    A production rate of 6 - 8 m per day could be achieved in filling ground

    with occasional boulders.

    There is another type of TBM using this operating mode but has different

    configuration in the cutterhead and thus the cutting tools (Fig 19).

    Consisted of two main parts in the TBM and built of heavy gauge steel,

    the front bulkhead of the first part acts as support for the boring unit

    and seals the front chamber for pressurisation. This part of the TBM,called the shield, houses the machine operators porthole, a spoil screw

    conveyor and an access chamber to the face of the TBM for manual

    excavation under a compressed-air working environment. The second

    part is the telescopic tailskin which can extend to provide sufficient

    thrust to the shield and is also used for connecting the precast concrete

    pipes/segments behind. An articulated joint is provided between the

    shield and the tailskin, to enable steering of the shield so that the line

    and level of the pipeline can be adjusted.

    In normal operation, this type of TBM is operated in closed mode, and

    excavation is effected by a boom cutter or a mini-backhoe connected

    to an articulated telescopic arm mounted on a fully rotating turret in

    clockwise or anti-clockwise direction, and the mucking chamber is under

    compressed-air to balance groundwater. In this mode, transportation

    of the excavated materials is similar to that of the TBM with a cuttingwheel. In order to prevent loss of compressed-air, the excavated materials

    in the screw conveyor are always kept full. When the TBM is operated

    in open mode for removing obstructions manually, the triangular steel

    panels hinged to the leading edge of the shield, which act as shutters,

    are extended by hydraulic jacks operated from the drivers cabin, to

    support the overlying ground during the operation.

    There has been a case that the TBM was stuck in ground in the middle

    of a drive, due to the accidental opening of a valve in the front bulkhead

    which resulted in the ingress of soil and water in the TBM, causing

    inundation and damage. This TBM was finally recovered by a rescue

    tunnel constructed from the receiving shaft, and the stalled pipeline was

    then pushed to the receiving shaft through the rescue tunnel.

    Slurry Pressure Balance Method

    Slurry pressure balance TBM (Figs 20 to 22), often called slurry shield, with

    cutting bits and disc cutters installed at suitable locations in the cutting

    wheel, of semi-dome type or dome type, is widely used to construct

    pipelines in mixed to hard ground conditions under groundwater, to a

    depth up to 30 m. Common sizes of TBMs are 1,200 mm, 1,500 mm

    and 1,800 mm.

    The allowable jacking load in these TBMs ranges from 500 to 1000

    tonnes(T), whereas the allowable torque pressure is in the range of

    100 - 300 bar. The length of driving could vary from less than 50 -

    100 m to more than 500 m passing through a number of intermediate

    shafts in a single drive.

    The works area required for jacking shaft is generally 7 - 8 m wide and40 - 50 m long, for placing mobile crane, TBM control container, power

    Figure 18 Transportation of Excavated Material in Jacked Pipeline

    Figure 16 Typical Pipejacking Works Using Earth Pressure Balance TBM(Courtesy of Herrenknecht AG)

    Figure 17 Mechanism of Earth Pressure Balance Method (Courtesy ofHerrenknecht AG)

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    Figure 19 Operation of an EPB TBM Using Mini-backhoe for Excavation (Courtesy of CSM BESSAC)

    Figure 20 Typical Pipejacking Works Using Slurry Pressure Balance TBM(Courtesy of Herrenknecht AG)

    Figure 21 Mechanism of Slurry Pressure Balance Method (Courtesy ofHerrenknecht AG)

    Figure 22 General View inside a Jacked Pipeline Installed by SlurryPressure Balance Method

    pack, generator, desander, muck tank, bentonite mixer, grab lorry, and

    jacking pipes, etc. At certain locations, some equipment have to be put

    on decks to suit the limited size of the works area as constrained by site

    conditions, or a satellite works area has to be provided in the vicinity.

    TBMs of 900 mm in diameter or smaller may be incapable of tunnellingthrough big rocks due to the size of the cutting wheel limiting the

    number and size of the disc cutters. Therefore, advanced drilling to

    determine the ground conditions along the pipeline alignment needs to

    be carried out prior to commencement of the work to minimise the risk

    of TBM stoppage and thus the rescue operation. There has been a case

    that a 600 mm diameter TBM encountered full-face rock after leaving

    the jacking shaft for about 1 m (Fig 23) and was stuck. The TBM was

    finally pulled back to the shaft and the rock obstruction was removed

    by percussive drilling prior to resumption of tunnelling.

    During the course of driving, bentonite based slurry, with a viscosity

    of 40 - 50 Marsh sec for sandy ground, is constantly pumped into the

    excavation chamber, through a slurry charge pipe. This forms a cake

    over the excavation surface, to stabilise the face and prevent the ingress

    of groundwater. The mix of slurry needs to be adjusted to suit thematerial in the excavation face. Sometimes, polymer has to be added to

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    slurry to increase the performance in adverse ground conditions, by, for

    instance, decreasing the ground porosity or improving the properties of

    the excavated materials in soft ground to maintain the ground stabilityduring excavation. The excavated materials are then pumped to ground

    surface and then separated by a desander, with the slurry being recycled

    for use and the spoil disposed of off site. For clayey ground, no slurry

    is used and water under pressure is injected for the intended purpose.

    Lubricant is also injected to the overcut along the pipeline, through

    the lifting holes at the crown of the jacking pipes and the holes in

    their axis, by an automatic system with pre-set timer and volume of

    flow (Fig 24). Intermediate jacking stations, each with 8 - 12 nos 50 -

    80 T hydraulic cylinders, are installed at pre-determined locations of the

    pipeline, usually every 80 - 100 m, to avoid excessive loading in the

    main jacking station. However, no intermediate jacking station can be

    installed in pipelines of 600 mm in diameter or smaller due to limited

    space. In addition, jacking pipes of such sizes do not have the holes

    for injection of lubricant. Therefore, the jacking is generally limited toshort length, say 30 - 40 m.

    For rock excavation, disc cutters, each with single or double discs, with

    a diameter range of 200 - 300 mm, are equipped in the cutting wheel

    and each disc cutter exerts a thrust of 20 - 30 T onto the rock face,

    forming vertical and radial cracks in circular kerbs at distances of 60

    - 100 mm. By repeated rotations of the cutting wheel and disc cutters,

    these cracks are enlarged and eventually cause the rock mass in between

    to be broken into small fragments. The fragments are further reduced in

    size by the conical crusher at the rear of the cutting wheel, to a size of

    not more than 40 mm in diameter. In view of travelling a longer path

    for excavation due to their positions, gauge disc cutters (ie near the edge

    of the TBM) usually require more frequent replacement than centre disc

    cutters (ie near the centre of the TBM).

    For TBMs with a diameter of 1,500 mm or larger, a horizontal air-lock is

    generally provided at the rear for enabling inspection of the condition of

    disc cutters and making necessary replacement, through the man access

    in the front bulkhead, under compressed-air. For tunnelling through hard

    ground, a telescopic section is equipped in the TBM or an intermediate

    jacking station is provided behind the TBM, to provide sufficient thrust

    for excavation.

    The advancement rate of TBM is 100 - 200 mm/min in soft ground

    to 20 - 30 mm/min in hard ground. The TBM daily production rate

    depends on the configuration of the TBM and could vary significantly

    under different ground conditions.

    Based on DSD Contract No DC/2000/11 [5], 2 m per day in hard

    ground to 30 m per day in soft ground, with an average of 4.5 m per

    day, could be achieved. A set of disc cutters is capable of completing

    2 shallow drives and 1.5 deep drives respectively, under typical HongKong soil conditions.

    In some cases, the pipeline has to pass through existing reinforced concrete

    seawalls, requiring the affected portion to be completed by hand-dug

    tunnel before the use of TBM to complete the remaining drive.

    Ground Settlement

    Tunnelling and pipejacking would induce settlement in surrounding

    ground. The magnitude of settlement is greatly affected by ground

    conditions, type of tunnelling method, depth of tunnel and jacking

    speed. The presence of underground utilities and services above the

    jacked pipeline would lead to under-measurement of surface ground

    settlement due to their rigidity. It is necessary to estimate the settlement

    influence zone and to assess its effect on nearby roads, structuresand utility installations such that they can be safeguarded during the

    operation and remedial measures taken, if necessary. Maximum ground

    settlement occurs at the centre line of the pipeline and diminishes to

    zero at a distance from its two sides.

    Figure 23 View of Full-face Rock outside the Launching Eye of JackingShaft

    Figure 24 Conditioning and Lubrication for Jacked Pipeline

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    The majority of ground settlement (70 - 80%) occur during and immediately

    after completion of tunnelling and pipejacking works. Further settlement

    would continue, and its stoppage depends on the ground conditions

    above the jacked pipeline, for a few weeks to a few months.

    Dated back to 15 - 20 years ago, the settlement was monitored using nails

    installed on pavement. However, this type of installation is unable to detect

    settlement accurately below rigid concrete pavement. In a project, a road

    collapsed due to the presence of cavities in ground without indication by

    the monitoring data. After this incident, sub-surface settlement markers, in

    the form of a steel rod, by coring through rig id pavement, are generally

    adopted, with their installation at suitable intervals along the alignment

    of the pipeline and at offset at both sides, prior to commencement of

    a pipejacking drive. In flexible pavement, nail markers are used. This is

    supplemented by visual inspection that if settlement occurs, cracks would

    develop in pavement. For structures sitting on shallow foundation, their

    condition has to be assessed before commencement of tunnelling and

    pipejacking such that suitable monitoring devices such as tilt markers

    and settlement markers can be installed to monitor the ground behavior

    during the course of works.

    Under normal situations, the monitoring is carried out once a day. This

    frequency however may have to increase if there are abnormal readings

    or the magnitude of readings changes abruptly. In the event that if the

    measured ground settlement exceeds the predicted value, the tunnelling

    and pipejacking works have to stop and an investigation on the cause, andthe damage, if any, carried out, with remedial measures such as ground

    treatment implemented, as necessary, prior to resumption of work.

    Through the proper operation of works, the ground settlement for most

    of the pipejacking drives using TBMs could generally be controlled

    within 15 mm for most of the Hong Kong soils, although excessive

    ground settlement has been noticed in some drives due to unfavorable

    ground conditions.

    Control of Tunnel Alignment

    The pipejacking works in Hong Kong using TBMs generally follow the

    Tunnelling Specification [6] as guideline for controlling tunnel alignment,

    in that a tolerance of 50 mm and 35 mm is specified for line and level

    respectively. For the 4 km long pipejacking drives completed in DSD

    Contract No DC/2000/11, under different ground conditions, 21% for

    line and 19% for level exceeded the tolerance, generally by 2 - 50 mm,

    despite the fact that the excavation face had been conditioned by slurry

    and sometimes by the addition of polymer, as necessary. Moreover,

    deviations in more than 100 mm were recorded at some locations in a

    few drives where the ground conditions were alternating. In addition,

    about 2% of the pipelines exceeded the tolerated 0.5 degree angular

    deflection at pipe joint, resulting in the need to carry out a detailed

    inspection to ensure that there is no dislocation thereat. For excessive

    opening in pipe joint, remedial measures have to be carried out. This

    could be achieved by locally trimming the concrete at the pipe end for

    better bonding before applying nor-shrinkage epoxy, with a strength

    equivalent to the pipe, to fill up the problematic location for prevention

    of ingress of water.

    The tunnel alignment is corrected by suitable extension or retraction of

    the steering cylinders installed in the TBM. A TBM with 4 nos steering

    cylinders has better control in alignment than that with 3 nos Out-of-

    tolerance in alignment requires a long length to correct in order to avoid

    causing damage to the jacking pipes.

    For pipejacking works using handshield for excavation and sleeve pipes/

    segments to construct the temporary tunnel, no tolerance is specified

    for line and level as the tunnel will be large enough for installation of

    the permanent pipeline. However, allowance has to be made to account

    for the irregular profile of the tunnel, due to encountering different

    ground conditions during excavation, which could affect installation of

    the permanent pipeline therein to the required alignment.

    For the tunnel formed by horizontal pipe-piles or steel plankings/channels, its alignment may need to be adjusted to cater for unexpected

    obstructions due to existing utilities and structures. In the worst case,

    the design of the permanent pipeline has to be modified to suit the

    actual site condition.

    Rescue Operations

    A TBM would be stuck in ground if obstructions are encountered during

    excavation. It is necessary to carry out a detailed investigation on its

    cause, and then replacement of the damaged part from inside the TBM.

    These obstructions could be natural or artificial. If the problem cannot

    be overcome, the stalled TBM has to be recovered by means of a rescueshaft or a rescue tunnel, as appropriate, with the obstruction removed.

    The works would be delayed and new TBMs may need to be deployed

    for ensuring the completion of other pipejacking drives on time, which

    could disturb the programme of works.

    Based on DSDs Report No RD 1005/2 [3], about 2% of the pipejacking

    works encountered obstructions, resulting in rescue operation.

    The selection of a rescue option depends on many factors such as

    the damage in the TBM, the location of TBM stoppage with regard to

    its distance from the jacking shaft and the receiving shaft, the traffic

    conditions, and the ground and groundwater conditions, above the

    TBM, the constraints of utilities and services, and the effects on nearby

    structures and facilities. The options may include but are not limited to

    change of the damaged cutting wheel so that the TBM can continue

    the remaining drive to the receiving shaft, removal of the TBM through

    the rescue shaft and completion of the remaining drive by another

    TBM from the receiving shaft to the rescue shaft, and construction

    of a rescue tunnel from the receiving shaft, to overlap the TBM and

    then the pipeline is pushed into the receiving shaft from the jacking

    shaft. As each option involves different degree of risk, its suitability

    needs to be assessed carefully, with site investigation works carried

    out at and in the vicinity of the stalled TBM, before a decision is

    made.

    There have been two cases that a rescue shaft, formed by a combination

    of sheet-piles and pipe-piles, in the size of 1.8 m x 5.2 m on top and

    2.5 m x 5.2 m at bottom and 16.5 m deep, and a rescue tunnel, with a

    length of 35 m and an internal diameter of 2,440 mm, using compressed-

    air pressure to balance groundwater, took about 8 months and 10months respectively for rescuing the stalled TBM, from investigation on

    the cause of the problem, planning of rescue, construction, execution,

    to recovery of the TBM [7].

    There has however been a case that a 1,350 mm diameter slurry

    operated TBM encountered a steel box section when tunnelling in river

    bed and could not advance further. The cutterhead of the TBM was

    moved backward by retraction of the steering cylinders, to enable the

    driving, vertically, of a 900 mm diameter steel pipe for encasing the steel

    section. An attempt to completely lift up this steel section through this

    steel pipe was carried out but breakage occurred at the location partly

    cut by the disc cutters of the TBM, during the lifting operation. To enable

    man-entry for manual removal of the steel section, a steel plate, with a

    prefabricated hole to accommodate the steel section, was installed in the

    casing, with sandbags added on top of the plate to prevent uplift forcedue to water pressure, and the ingress of water in the steel casing was

    controlled by the use of a pump. The broken steel section was finally

    cut manually and removed, and the pipejacking works resumed.

    Some Problems Encountered

    The following problems are commonly encountered during pipejacking

    works and could affect the progress:

    For deep drive, high groundwater pressure requires additional jacking force

    to advance the TBM against the pressure. Therefore, more intermediate

    jacking stations have to be installed at suitable intervals of the pipeline

    to ensure that there is sufficient thrust to push the pipeline forward. In

    addition, such high groundwater pressure also makes the TBM and the

    first few pipes moved back to the jacking shaft whilst new pipes arebeing added. This always requires the temporary fixing of a steel bracket

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    in the TBM/pipe to rigidly connect to the surrounding temporary works

    as support during pipe connection.

    A treated soil block, formed by grouting, is usually provided in the ground

    outside the launching eye of the jacking shaft and the receiving eye of the

    receiving shaft, to prevent ingress of water during the jacking/receiving

    operation and to support the TBM during launching and reception. In

    grounds with high content of boulders, the grout may not be able to

    provide effective bonding between soil and rock. This would easily

    cause dispersion in the grout block when the TBM is breaking through.

    As a result, soil particles would migrate into the shaft, through the eye

    location, and settlement would occur in overlying ground, damaging

    utilities and services.

    During the course of pipejacking, zig-zag line and level would occur

    in the pipeline due to encountering different ground conditions. This

    would require rendering in the depressed sections to provide a uniform

    profile for the pipeline, affecting hydraulic performance. Excessive out-

    of-tolerance would also cause opening-up of pipe joints, causing ingress

    of groundwater and instability of the pipeline.

    Cracking of concrete in pipe could happen at locations where there is

    excessive deviation in line and level caused by uneven distribution of

    jacking force, as a result of unfavourable ground conditions encountered.

    This would require a temporary steel lining for protection to complete

    the remaining drive before repair is carried out. In the worst case, the

    damaged pipe has to be repaired immediately, with the spalled ordefective concrete removed and replaced by high strength non-shrinkage

    epoxy, before the pipejacking works can continue.

    When tunnelling through clayey ground, slow transportation rates in

    the slurry discharge pipe always occurs, due to the plastic material

    accumulated in the inlet of the spoil disposal chamber. This necessitates

    high pressure water to disperse such material through the nozzles provided

    nearby. Pipe blockage is also found when obstructions such as timber,

    steel bars, etc are encountered, resulting in the long time to dismantle

    the respective sections of pipes for clearance.

    Wear or damage in disc cutters is a normal phenomenon in TBM

    during tunnelling, and replacement has to be made at the right time to

    ensure their proper function. There are however cases that they could

    not be replaced from inside the TBM due to damage/distortion of theirconnections, affecting the cutting capacity and losing the function of

    further advancement.

    Excessive ground settlement or subsidence would occur in unstable

    ground or due to improper control of the TBM, causing bursting of

    watermains or gas mains. Although settlement monitoring is carried out

    at regular intervals, this situation would still occur when there is a sudden

    change in ground conditions not immediately noticeable to the

    TBM operator for necessary adjustment in the TBM. Excavation in

    bouldery ground or soft ground with boulders would also have such a

    phenomenon.

    Repeated extension and retraction of hydraulic jacks would cause

    intermediate jacking stations to leak, due to the rubber seal being torn

    out by such operation. This situation would be more critical in curved

    alignments under eccentric loading throughout the drive. No repair couldbe made until completion of the drive. If the leaked location is near the

    TBM, the tunnelling operation might be jeopardised.

    In porous ground, slurry injected from the TBM to balance groundwater

    pressure would easily leak into ground, cause blockage to ductings of

    utilities, and encroach into drainage features, affecting their function.

    The tunnel alignment is affected by ground conditions during driving. It

    would be difficult to control the alignment in soft ground with boulder

    embedment or in alternating ground with soft and hard materials as the

    TBM would tend to move faster towards soft materials. The hydraulic

    performance of a pipeline would be affected should there be excessive

    deviation in alignment.

    A TBM would be stuck in ground if it cannot cut through obstruction

    during the course of driving. This would result in the rescue operation,

    and high frictional force would develop along the pipeline due to close-

    up of the annulus, causing difficulty to further proceed with pipejacking

    works.

    Discussion

    Appropriate Selection of Method to Avoid Delays

    According to DSD Report No RD1005/2 [3], about 75% of the pipejacking

    works were completed by TBMs using the slurry pressure balance method,

    1% by the earth pressure balance method and 24% by hand-dug tunnels.

    However, there is a rapid increase in the use of hand-dug tunnels, in

    the form of heading construction, in recent years.

    Each of the pipejacking techniques is beneficial when used in a proper

    manner. Its performance is generally reflected by daily production rate,

    capacity in dealing with hard rock, control of line and level of pipeline,

    and ground settlement or heaving. It is therefore essential to choose the

    appropriate method to avoid timely and costly remedial measures if the

    work is stopped by obstructions or mechanical failure, which will cause

    nuisance to the public and in turn lose the spirit of using them.

    Cost of Installation and Choice of Techniques

    The cost of pipeline installation using such techniques does not vary

    with depth except for the increased cost of providing deeper shafts and

    manholes. In comparison with the conventional open-trench method, the

    cost of the slurry pressure balance method, the earth pressure balancemethod, the free air hand-dug tunnelling method with grouting and the

    compressed air hand-dug tunnelling method is higher in the order of 2 - 10

    times, whereas the construction time is usually faster in most cases.

    The choice of a technique lies with the designer or the contractor and is

    dependent on the degree of risk that the project can accept. This is usually

    governed by access, ground and groundwater conditions and accurate

    identification and consideration of all other constraints. Increase in site

    investigation works would reduce the risk but could not eliminate it.

    The earth pressure balance method, although relatively inexpensive of

    tunnelling in soft ground, is unable to deal with large boulders and artificial

    obstructions. Although access to the face through the airlock chamber

    in large TBMs is feasible, their removal will be inefficient due to limited

    space and the use of only hand tools. Breaking through the unknownthickness of boulders will pose a risk that there may be a sudden change

    in groundwater pressure endangering the worker. Therefore, the recent

    trend is that slurry operated TBMs have been used as a substitute to

    minimise the risk of TBM stoppage due to the above problems.

    The slurry pressure balance method has demonstrated its good rate of

    progress in variable ground, but its use needs monitoring of excavation as

    the machine advances to eliminate settlement (too much excavation, not

    enough advance) or heave (too much advance, not enough excavation).

    Hence, the operators experience, training and response when problem

    arises are crucial. Change of operator during the course of work should

    be avoided as much as possible as the new operator would take a long

    time before he becomes familiar with the TBM and the ground conditions.

    The density, viscosity, filtrate water and shear strength of the slurry have

    to be tested on a regular basis and changed when any of these exceedsthe specified upper or lower bound limits to ensure its functionality. The

    configuration in the cutting wheel should be capable of cutting through

    extremely hard and abrasive rock and, on the other hand, excavating

    soil efficiently. The disc cutters provided have to be extremely wear

    resistant and capable of taking the maximum thrust of the TBMs. To

    avoid excessive heat generation, disc cutters should be equipped with

    water cooling system. Locally made discs are to be used with care due

    to difficulty of controlling their quality during the heat treated process.

    In the event that a boulder zone is identified ahead of the drive, it may

    be necessary to stabilise the soil above the affected area to minimise

    ground settlement caused by vibration or over-excavation during the

    cutting-through operation. This would also help to control the line and

    level of a pipeline. It may be worthwhile to note that up to now, no

    TBM is capable of cutting through large artificial obstructions, especiallymetallic objects, resulting in its stoppage in ground.

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    Problems with TBMs

    The type of cutting wheel and TBM to be used and the expected advance

    rate depends on ground conditions and their variability likely encountered.

    A radical and unexpected change of ground conditions can prevent a

    drive from being completed and require rescue operation to permit the

    work to be completed. Likelihood of obstructions, natural or artificial, can

    also prevent a drive from being completed, and the rescue of a stalled

    TBM could be time-consuming and expensive, affecting progress.

    Additional Features in New TBMs

    Research in TBM technology has developed rapidly in recent years,

    based on the problems encountered in different projects under different

    ground conditions. New TBMs are now equipped with additional features

    that allow increased and reliable performance under a range of ground

    conditions. To account for the high variability in ground conditions in a

    short length, which is a main characteristic in Hong Kong soils, mixed

    ground slurry operated TBMs have been widely adopted by contractors

    to minimise the risk.

    Advantages of Lubricant

    Lubricant, applied along the jacked pipelines, has demonstrated to be

    effective in lowering jacking forces and reducing the risk of pipe damage

    in most of the pipejacking drives. In long drives, automatic bentonite

    systems with programmable valves should be used to ensure that lubricant,with the specified volume, is injected to the annulus of the pipeline in

    pre-fixed intervals, to serve the intended purpose.

    Laser Guidance System

    In straight drives, the position of TBM is determined by the guidance

    system which relies on the laser beam transmitted from the laser device

    installed at the rear of the jacking shaft, to the target plate installed in

    the TBM. However, in curved drives, the laser technology with the use

    of reference prisms and total survey stations is generally used in TBMs

    with diameters of 1,800 mm and larger. In small TBMs, the use of Gyro

    compasses with hydrostatic grade correction is a common approach and

    has demonstrated its accuracy.

    Problems with Disc Cutters

    The performance of disc cutters for pipejacking works has a short history

    in Hong Kong. In 1990s, most of the works were carried out in single

    drives, with a length generally not exceeding 100 m, and in shallow

    depth. It was until 1996 onwards that the scale of pipejacking works

    has increased to a few kilometres in a contract, with also deep drives

    tunnelling through hard strata in ground. However, no complete record

    on the respective performance could be traced except in DSD Contract

    No DC/2000/11. This Contract showed that a total of 254 nos steel alloy

    disc cutters, with a diameter range of 250 - 300 mm, had been used

    for the 21 drives, averaging about 0.5 set of cutters for each shallow

    drive and 1.5 sets for each deep drive. For TBMs with a diameter of

    600 mm to 1,800 mm, a set of disc cutters in the cutting wheel has

    6 - 12 nos. Depending on the ground conditions encountered, particularly

    the location, thickness and hardness of materials, some of the disc

    cutters had to be replaced after the TBM had travelled a short length.

    This situation occurred in some long, curved drives with highly variable

    ground conditions and the replacement of disc cutters in a 4 m drive

    length had been experienced in the worst case. Replacement of more

    than 30 nos disc cutters during the course of works in three drives had

    been recorded. It is noted that a tunnel through moderately to slightly

    decomposed granitic (M/SDG) bedrock, with strengths of 320 - 350

    MPa, achieved 4 m/day on average.

    Tunnel Alignment and Level Accuracy

    Almost all the tunnel alignments, using TBMs, can be controlled within

    75 mm for line and 50 mm for level, as evidenced by DSDs three

    contracts (Nos DC/95/05, DC/98/06 and DC/2000/11) which specifiedthe use of tunnelling and pipejacking techniques. In consideration of

    the steering capacity of the TBMs available in the market, the angular

    deflection of the jacking pipes, and the procedure of correcting the out-of-

    tolerance, a tolerance of 50 mm for line and 35 mm for level, as stated

    in the Tunnel Specification, may not be applicable to all Hong Kong soils

    for pipejacking works, and hence should only be used with care.

    Hand-dug Tunnels and Heading Method

    The adoption of compressed air hand-dug tunnelling method would

    face a problem associated with air loss in porous ground, giving rise to

    the necessity of carrying out ground treatment to safeguard the tunnel

    and the personnel working inside. The switch on of compressors and

    generators around the clock to maintain the pressure in tunnel also

    causes noise problem. Although high cost and relative low production

    rate make this method only applicable to short drives, the removal of

    artificial obstructions can be warranted. However, after a few drives had

    been completed under DSD Contract No DC/95/05, and following the

    rapid development of TBM technology which allows pipejacking drives in

    curved alignment and detects obstruction ahead of TBM advancement,

    this method has not been used in recent years due to the risk involved

    and the reasons stated above.

    Free air hand-dug tunnelling method in unstable ground would require

    the entire length of the drive being grouted to maintain stability of the

    road above, prior to commencement of work. Vertical grouting appears

    to be infeasible due to presence of congested utilities and services inshallow depths. Horizontal grouting will cause drawdown of groundwater

    during the drilling operation and will blow out the ground or encroach

    into ductings of utilities if the pressure is not properly controlled. If the

    grouting is ineffective, compressed air still has to be used to balance

    groundwater pressure.

    Heading construction is a method commonly adopted to construct

    short pipelines crossing road junctions, utility crossings and entrance

    to carpark, in shallow depth. The completed works have demonstrated

    its effectiveness due to fast mobilisation of plant, simple setup on site,

    and flexibility in construction method to suit the space available. Due to

    limited space, the tunnel excavation is generally carried out by hand tools.

    There have been cases that unexpected full-face rock was encountered,

    taking a long time for removal and affecting progress. Although problems

    associated with safety, environment and ground stability could be aconcern, there is a growing demand in recent years that this method is

    used to overcome site constraints, particularly those unexpected during

    construction, thus minimising delay to the works.

    All the above methods have merits and demerits. Their choice should be

    based on technical compatibility with regard to ground and groundwater

    conditions revealed by site investigation works, and other constraints

    rather than only on cost. Detailed analysis of the risk, together with

    the contingency plan, has to be given prior to finalising the decision.

    Inspection and maintenance of tunnelling shields, TBMs and their backup

    plant and equipment by competent personnel at regular intervals would

    minimise the downtime and maximise the production. Since each project

    is different in nature, it is advisable to consult with specialists in the field

    and TBM manufacturers in the planning stage to ensure success.

    Conclusion

    The application of tunnelling and pipejacking techniques for drainage

    pipeline construction in Hong Kong has proved to be promising, generally

    with less construction time and disturbance to the public, when compared

    with the conventional open-trench method. Some of the problems could

    have been avoided or minimised had suitable technique been selected

    based on detailed site investigation results and site constraints, and proper

    planning provided in advance. It is essential to include comprehensive

    rather than general requirements in the contract to fully cover each

    activity of works, which should be practical and specific with regard

    to the situation encountered, with the contractors responsibility and

    actions being clearly defined, so that arguments between the clients

    consulting engineer and the contractor on problems, when occurring,could be minimised. The experience, training and attitude of the working

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    and supervising personnel also have a significant effect on the success

    of works.

    Through the rapid development of TBM technology, long, curved

    pipelines have been carried out in irregular, alternating soil and rock

    composition at different depths, in recent years. Tunnelling through the

    already completed permanent shafts has also been carried out, with

    proper control of alignment, at a number of locations, to suit the project

    programme. This also gives flexibility in selecting shaft locations to get

    rid of utility and traffic constraints, as well as the disturbance problems

    to shops, in most cases.

    By the installation of a sonic soft-ground probing system in the TBM for

    detecting hard materials in front of excavation and an electronic tool

    monitoring system for detecting the wear limit of disc cutters, which is

    the recent technology advancement in TBM, the risk associated with

    TBM stoppage, as a result of obstruction, which is a common problem

    in pipejacking works, could be minimised.

    Disc cutters have also been developed to have longer life and higher

    capacity in dealing with the ground conditions likely to be encountered.

    Artificial obstructions still have to be removed manually should there

    be access in the front bulkhead of the TBM. Otherwise, the TBM would

    stop in ground necessitating rescue operation. This can be carried out

    by means of either a rescue shaft or a rescue tunnel, which is a time-

    consuming and costly operation, affecting the progress of works and

    disturbing the public. Therefore, site investigation should be carried outas much as possible at suitable locations before the tunnelling method

    and TBM is finalised.

    Tunnelling and pipejacking techniques will continue to become popular for

    installation of drainage pipelines in the urban areas of Hong Kong as they

    could eliminate most of the problems encountered by the conventional

    open-trench method and hence enable the works to be completed with

    least inconvenience to the public and minimum diversion of existing

    utilities and services, and traffic. These techniques are continually being

    refined and developed. Improvements cover both larger and smaller

    diameters, longer drives, better control of alignment, faster and curved

    driving, different ground conditions, and the ability to work deeper under

    water. However, there are also certain constraints, such as no room for

    construction of jacking and receiving shafts at suitable locations due

    to congestion of existing utilities and hence the lack of space for theirdiversion or close proximity to shops, insufficient clearance between

    overlying utilities and the jacked pipeline using TBM for advancement,

    and unexpected underground artificial obstructions, which limit the

    application of such techniques.

    Acknowledgements

    The authors wish to express their gratitude to the Drainage Services

    Department of the Government of the HKSAR, for permission of extracting

    the materials from the respective projects, to publish this paper. Special

    acknowledgement is given to Herrenknecht AG, and CSM BESSAC, for

    their permission of extracting the photographs from technical brochures

    in making Figs 16, 17, 20 and 21, and Fig 19 respectively.

    References

    1. Thomson, J., Pipejacking and Microtunnelling. pp3-6. Black A&P. UK (1993).2. McFeat-Smith, I., Tunnelling in Hong Kong in the 1990s. Tunnelling in Hong

    Kong Seminar. Hong Kong (1993).3. Research and Development Section. Trenchless Pipe Installation and Renovation

    Techniques. Review of Pipe Jacking/Microtunnelling Techniques for Constructionof Drainage Pipelines. Research & Development Report No RD 1005/2. Drainage

    Services Department, Government of the HKSAR. Hong Kong (2002).

    4. Mok, W.W.S., Mak, M.K.W. & Poon, F.H.T., Sewer Installation by Pipejacking inthe Urban Areas of Hong Kong. Part I Planning, Design, Construction andChallenges. The HKIE Transactions. Volume 14, No 1, pp27-28. The Hong Kong

    Institution of Engineers. Hong Kong (2007).5. Mok, W.W.S., Mak, M.K.W. & Poon, F.H.T., Sewer Installation by Pipejacking

    in the Urban Areas of Hong Kong. Part II Performance of Works, LessonsLearned and Improvements Proposed. The HKIE Transactions. Volume 14, No1, pp34-35. The Hong Kong Institution of Engineers. Hong Kong (2007).

    6. The British Tunnelling Society and The Institution of Civil Engineers.Specification for Tunnelling. pp36, 86-88 & 106. Thomas Telford. UK (2000).

    7. Mok, W.W.S., Pipejacked Tunnels What to do If a Tunnel Boring Machine isStuck in Ground?. Trenchless Conference in Macau. Macau (2007).

    Wilson W S MOK BASc BA CEng R.P.E. (Civil &Geotechnical) CSci MICE MIMMM MHKIE

    Email: [email protected]

    Ir Mok graduated from the University of Windsor

    in Canada and has over 30 years practical workingexperience in a wide variety of geotechnical and civilengineering projects in both design office and site. Heis particularly experienced in dealing with design andconstruction associated with geotechnical investigations

    and instrumentation, deep excavations, tunnels, groundimprovements, settlement analysis, reclamation, siteformation, slope preventive measures, foundations

    and sewerage works. Ir Mok has been involved in the design, supervision andadministration of more than 16 km long trunk drainage pipeline construction inthe urban areas of Hong Kong, using different types of trenchless techniques from

    relining, TBMs to hand-dug tunnelling, and has carried out extensive research onsuch. He is the author/co-author of several technical papers in this aspect, and hispaper titled Sewer Installation by Pipejacking in the Urban Areas of Hong Kong,in two parts, has been awarded the HKIE Transactions Prize 2007. He has beenSenior Resident Engineer on a DSD contract, which involved the construction of

    4 km long trunk sewers, using pipejacking techniques.

    About the Authors

    K W MAK BSc Dip HE Delft PCLL MA Arb CEngMIEAust MICE MHKIE MIHT

    Email: [email protected]

    Ir Mak is currently Chief Engineer with DrainageServices Department. In the past few years, he hasparticipated in numerous large-scale and prestigiousdrainage and sewerage projects, including the Wan

    Chai East and North Point sewerage project, the firsttertiary sewage treatment plant at Ngong Ping, thelargest ultra-violet disinfection facility installation atSin Ho Wan sewage treatment plant, as well as the5 km long rainwater-intercepting tunnel in Tsuen Wan.

    Previously, he spent six years in the then Works Bureau dealing with slope andwater policies. During his earlier years with the Drainage Services Department, IrMak received post-graduate training in river engineering in the Netherlands, and

    had then worked in the Shenzhen River Regulation Project. He obtained a Masterof Arts in the area of dispute resolution and arbitration. On top of his engineeringengagements, Ir Mak acquires legal qualification and is a non-practising Barrister-

    at-law of the High Court of the H KSAR. Ir Mak is the co-author of the paper titledSewer Installation by Pipejacking in the Urban Areas of Hong Kong, which hasbeen awarded the HKIE Transactions Prize 2007.

    THE HKIE TRANSACTIONS Volume 16 Number 2 27