124'ms= for personal use only - asx · 2014. 8. 26. · ths b a trle copy of the €re sale and...

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ANNEXURE BPurcFrn,4 'DFEEMENT

THS IS AP,eURE B OF S PAG REPmRED TO IN FORM 604 NOTICE OF CHANGE OF INTERESTS OF SUBS™,TIALHOLDER W RaATION TO FRTS{AVEN COAL IXITE) A04 124425 396

THIS M A TRLE COPY OPT)E PUT OPTION e - c z DATED 21 JANUARY 2014 TO WHICH HNS )e,DE APO LBSAG ARE PARTIE

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ANNEXURE CSHARE SALE AND MOLASE AMEB*ENT

THIS IS ANNEXURE C O P 18 PAGES --= - , TO IN FORM 604 NOTICE OP CHANGE OF INTERSTS OF SUET*NTIALHOLDeR IN RELATION TO WHZTEHAVEN COAL LIMITED ACN 124 425 396.

THS B A TRLE COPY OF THE RE SALE AND PUR(fer Aig„INT TO WHICH AMCI amO·,aDIN aV ANDFRC WHITEHAVX KXDINGS B.V ARE PARTIS

ALL TER,6 AND CONDITIO,6 ARE • 1

DATED:

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Share Sale mci Plrchale Agreament

AY.AMCLEum*k

Share Sale and Purchase Agreement8* of*,1.8 h Whilhm#,n Cod U,!lad

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Rhlr de Centrl123 Emgle StrestBrl®b®ne QLD 4000 ALIS#*MIT +61 7 3334 3000F +61 73334 8444vAw/,01»nB.com.IU

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Share Sale and Purchme Agreement

Contentm1 .*knsand k*NE

1.1 Delht]Uorls1.2 Intsrprutstion

2 Condmon pr•eldent Ibr Condltli„:al Bharal1112132.4

16

Aliens, 4 Linklaters

Condluons preoldentPart= must co peraisSpeomc obl#amons of coopergOonWEIv,rBoolusion of Condmonal Shafel frorn #11• Agreemerit befbr• Comple #

3 lati and Pulehale of the Shar=

: ==OnDiti for Completion0blgaaons of the Vendor on Comp onPayment of purchme priCe

6 Wan *1*s and Indminl by thi Vendor

Other warrantlia ind condmons exoludedCla and condlons or paymerrtProosedligs il r••pect ofa ClaimReme es for bre•ch of Velldo,*s W,rmtyReduction of purctme prloeExplry and merger of warfantlesIndependent #Itations

7 Pu,ch=•rWaljllinl7.1727.37.47.6

Cialm, and conc0Mons or peymerrtProce,ding. b r•speot of a Claim liy and merger ofwaninhIndependent limMons

Vendor Remd=-tSubstantial Holding* Notioes

,· by m purelmerNonce12.1 Memod of gMng notice12.2 When is nodoe gh,en12.3 Addr,88 hnotic=Enur. A...mentAminan»ntAlwgm..4Coits and OutyGovemhg Law and JurisdictionCount,!pal

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8hari Sale and Purchme Nreiment Aliens, i LinklatersSchidul. 1 i4

Notlce of Nominadon by Purolt=ir 14

*b A013080230 1 120481088 10Amoll

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Share Sall and Purchase Nreement

This Aor=ment *made on 22paa-

1

.bl*tin[ L(#le V ndor).

AuguaL:all

Aliens, < Linklaters

2 Alimhm:HAillt .laM..Ofelll@1m 9 0.2 12QZ laA[[ n !¤Nsib oila(the pu/thss./1.

Recle,18

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The Vendor * the reglitired holder and beneflo owner of me Shares.

Thi Vendor has agreed to*0» Shile, 19 #I Purohaler, and the Purchaier h=agreed to buythe Sh,Ne tom the Vmdor, on the torm, of thls Agreamirt

It Ii,greid = fonows

1 Deflnmo- and lin,rpritation

1.1 Deflnltions

The fotlowlng dimr*orte apply unle,8 the coritaxi r•quir- othefwile,Bus//1,0, Diys miane a day wh ch 18 nd a 8•turday, Sunday or a publ lo holdgy In Brisbaneind London.Cah; meens any *Im, derrind, bgal prooe,dIW or (muee of aoUon bdudhg any Im,derr nd, »gal prooeeding or cause of don:

(a) based In oorihot (Irohiding bre'ch of w 'ranty);

(b) based In tort (holudhig ' :. 1 6'. or neg*floe);(0) mder common k or(d) imdir Itlts Onolud# the Au*milan Consim,r Law (as contalned bl Boltedul, 2 01 the

Conlp01*fon and ConsumerA* 2010 (Cth)) or m applying under any 811$, or Ter,Noryfair lading leglsigoon),

whether present u . 1 I . , Irrmildlit,4 Aran or contingent

Comp,ny means Whitaltiven Co Umbd (ACN 124 425 396),

Complition mins, h theIof =ch of thi Uncondknal Shares and Condltonal Sharescomple#on of thi mle and purcha= of the relevint Shares under this Agreement

Comp#o#on Da means(a) for Complelon *1 reapect of the Condltk,nal Sharee, 15 0*ber 2014 or an earner dub

whlch . #'08 Bue[.. Days *W#. Plrchmer nomi88 the Vendor in .4 0, Uwtsertler oompledon dats provided that any luoh earler date must® only be nollied *r =1*1*06on of ihe Condtion Preosdint ind

(1) not be noHhd aft,r notic, h=almdy beart given bythe Vendork,=clude theCondllonal Shar= *om 11 Nream,m under diu= 2.5(b);

)013 A01303 308,1 120481* 10*2014 P.O. 1

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Share Sale and Purchale Agreemerrt

(b)Aliens, 4 Linklaters

for Compldon In reepect of the Uncondmont Sharm, 16 October 2014 or in -ner datewhich li #Ir= Builneas Days dirme Purohaser Molfles the Vendor In wrRN ofmatesier compleon date.

Cond/#on Picid,nt has the meaning gin h clause 2.1.Cond#O,1 Pi,cidint Ta/1/Dit, meens 1 6 October 2014.

Condmon,/ Sh,r/0 maans 2,516,000 8harm

Concg#ona/ Sher- Purcha. Prki means US$3,964,349.Govamm,nm Ag,ncymeansa govemme or a goven,menti, sanli ovomme,W orjudldilent orwi=*. It•im incklde. a seIA•gu ,y organl=Uor •embm,4 imder *1.1. oraMook =jungiL,00/Ophion meane a lagal opinion hm I Ddoh law firm = k}the VendVE

(a) alf*10*y b en r IMO UN. AGr=ment and perl rm H. obags«On. under mla Agreemer#hok,dIng to Iffect Completion; and

(b) valld =cuton of M Agreement and mi *78#vmerrt, of tinifer of the Shares by thiWndor'/ algnatoly.

UaD#/4 mels Clrns, dibta, 0*sUons, hi=, nabnel, ooil, and damages of any land indho ver ar¥ng, Including perlames, firm and In*•et and Including #Ele which af, pro.peooveor oonangent and thoal me amolmt of which for tie Ume being 11 not mcertalned orasoert"Ii"ble.Nomhm h=the m-ilng glvan in di,use 11.R' m..ts"./. rns/nE

(a) a. at le dite of this Agr//Irl/'t the 81'aill; and(b) ae at a Compledon Date, either #le Condmonal Sharm or Uncor,#donal Sharee l ate

ralevant to the Complition occurrN on that CompleSon 04Socu,forhil/,4 ll olljill eny mof ge, 48dge, len or Wrgi or any NouRV or Flliw,64Int»reet orarfangement d iny Wnd orany other dght of, orarrangemelit #ti, iny cridm,r tohave Its dilrn =lafled In prlorRy to other oraciltors with, or Som the . . . . . ' of, any maet Itbiokides r*mtion ofvi other than In the ordlnery courle of day.kxlay hdhg and a deposit ofmoney by wiy of aecl,Ity but M 810*Ides a chive or hn MBIng In *vour of a Govern mentalAgerIE¥ by oplib of *tiM unle= thefe 11 de ult In payment of monly secured by thetch ge or NanSh,re, mina 83,808,482 or*=y shares In th• Mplt,1 of the Compiny together v/th an theben,h dall IWItD OnoludIng dMderld Aght,) mhohed or aoort*Ig to #10= aharas ae at the dlof this Agreement

Sharos means 61,182,492 Sharee

WShar, Purch,se P#ce means U#06,160,380.

1.2 Ints,pratinion

HeadIngsI R,r convinl,nc, oAN and do not aflect i-:-1 -'· .

(a) Minhhg anymng lf»r In udmt Includklg, R,re=mple, or*,Illar qreelion does notlimit whe elai might be Inoluded,

(b) Nothing In thls Nreement 1, b be k#;Hil d against a p,rty solsly on the ground thatthe partY put *fwt thls Agr=ment or a relevant part of It

*tb A01 303GBOM 120489898 1 01@014 P 82

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Sharl Sal• mid Purch=• AFmmed Aliens, 4 LinklatersThe folowing rull of Interpretdon apply un thi oontmd requbs omerwise.(o) The lingular Inc des the pkiral, andthi converie aim applied(d) A gender hnoludes all genders(e) If a wud or phrale Is de(Ined, Its dher gr nnialloal *mls hive a cor,ipondhg

m=ning.(T) A dirince to a Penon Includ= 8 00


Stwe Sill Ind Purchaae Agr=merit Aliens, 4 Linklaters18 Speclf!c obtlgdons of co©per:Mon

Wmlout Umlting the generality of *UN 22:(a) Thi Purch=or mist within 6 Buslnme D,ys of the execution of thl, Agriemerrt make

the notllks•Hon to the Foreign Invaltmerrt Revie,¥ Bol,/ for th• purpose of faa[Ot,tNAlMement of Ble Condlk Procident

(b) Ths Purch=er may not withdriw or prooure the withdrawel of any notlfIc-11 rn= aunder paragraph (8) of thle olau= 13 (wl#out tie Vendor'S prior w,!tten cortlen ;

(c) no Party may take any.*lon thst would orwuld be mcaly b preveritor hinder #tefWmment of N Condition Preoedent and

M ..ch Partymust0) supply to the other Party coples of all noOfloaAons medi Id al h orm,tion

Implled for the purpoie of fao ting mlmment of the Condlion Preoldent® Icip the other Part, Inibrrnld In I Ame , m nnar of mi etatil of Inyd*#alli

or Mgodations Ilm third parve, regar ng the Condl6on Preoodint and(1!1) prompey noU,9 018 other Party on becomklg Mre of thi futMment of the

Cond1000 Precedent or of the Condmon Precident becoming Incapable of beingful//d.

L4 WahmiThi Condition Precedent oon Ined In this auee 2 c,nnet be waived.

15 Nusion 01 Condmon Sh,M, hm th Agme„11,1: belbi Complinon(a) Subject to olaus• 15(b), Me Vendor nuy exclude the sale and purollase of the

Condltiond Sharee from this AorNment beform CompliMon ocnJrn In Mipect of theCondmonal 8har,0 If #10 Cond orl Pr•* It ba no¢ Mmed, or It le Irinap,Ne of beingAllmed, on or before the Condition Preoldent Target Dat (b) The Vendor may only 019*,de me gali and purchile of the CondRIonal Sh,res fi m this

Nreement under thle olaus• 2,5, lf It hae oomplled with diuses 2.2 and 13 and h=glven written noece of the excluslon to 01® Purchaser.

3 Sal •nd Purcha. of thi Shares(.) The Vendor m lagel and beneficial owner lei* thi Shares he from &118eour1fy Inbaresta

and thi Pwohe,Ir (or #,e Nominee or Nominels) buys th• Shal on memi me out Inthis Agreement

(b) 111• to and property Irl *le Unoondmonal Shares md Conditional Shar= remahi aolelywflh the Vendor until the applicable Compledon and, 81*Ct ho the provhlons of thleNreement, pa== A, the Purclmer (or Fe Nombwe of Nominee,) with •18/ frorn theippllogble Compledon 6vhlch, for #le moldanoe ofdoutt miy ocour =parately or*nultineously fbr the UnoondRIonal Shirea and Condltion,1 Shares)

4 Con•!diration(a) On Completion In reepd of the Unoondltional ShiiI, the Purchmer mult pay thi

Vendor me Unconditional Sh,88 Purchme Price In eccordance with the rrtetod ofpayment mqulrid under deule 6.3.

Pap 4*,1 AD13038 08,1 1*Mallm 1012014

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St re Bale and Purchase AOM,ment Aliens„ Linklaters(b) On Completion In resped of N Condltional Shares, thi P;rohmer muot pay the Vendor

018 Condlionil Shares Purchme P,loe h accord„,00 with the method of paymentrequired under *use 6.3.

Complition

Rte for Completion

Completion must Ike plaoe on thi relevant Complen Dita For the moldance of doubt mne liof the essenos h rmpect of the Pi58*' oblgatona on Corrpidon,

5.2 Obligations of thi Vendor on Completion(a) On -ch Completion Diti, the Vindor must delver to Ita 80001tort:

(1) duly a,molltid kiI#w71*rlts of tansfer of the Uncondmonal Sharee or CondlionalShar= (m relevmiO In favour thi Purcllaier (or the Nomini or Norrne=);

(il) sri :Tevoc®b* d sction to hold thcm In*urrian In eeorow and releess thorn bthe Pural-fe, (or thi Nomhee or Nomble=) on r=,4*tg oortfnlaoon from theVendor of reoelpt of #10 Uncon#Mort* Shwm Purchale Ptice or ConditionalSharee Pu,ohme Pric, (asr*v,*

(b) On each Complation DIM, bl Vendor mut denver to me Purchier thi Legal Opinion Ina trrn r,mor ly acceptable to the Purchaser,

U Pm'll of purch=, pl.The Purohaser must pay 0,0 Uncon


Share Sale Md Purch=i Agreement Aliens, 4 Linklaters

under thle Agreement ind =ch vaneaotion oor=nplitid by 0118 Nreement to biperformed by IL

M ™8 Agreemerit p. , in ' a legal, valid ariel binding obl Uori of the Vendorenforoeable In zooordance v,Im Its tarms by approprlata legal remedy.

(g) The exeolrOon, dbery md peflormance by thi Vendor, of thls Agmement and eachtanseallon co,1§,mp d IN m» Agresm,nt doel not orwl not (wmt orv,Imout 0,0 1,peeof Ine, the gMng of noSce orboth) cont,mven< confllot with or rmult Ina breach of ord ult under:(1) any provillon of tte 00¢le,ent documents of Wm Vendor;(11) any matirlal *nl orprovhlon of slys,our!4 Brfangemer undertal ,

Brs'mint or died; or

(ID) any4 oder or hlundion, judgment liw, rule or regulaOon to which ele Vidorla p ty orl,sub*torby which Ils bound.

6.2 Othir wmr,•ntl= and conditions excludidExcept as expres* set out h *b AgMI,71•It(I) al 0/MY,4 cori of/4 VA/Mil'jes and sh//HY'il#4 Cl'HIM'Ir /34'll//4 Dnpa.d, In#'.n, aral,

collat»ral, *tutory orothenvise) r,lating to the Shares, the Company or the Compan08bualneel 0/8 81


(a)

(b)

Shari 8.h and Pwrohme Nr=mmt Allens, 4 Linklatersfor C*,10 In rospect of the Unoondltonal Sharm, the Unconditional ShareePurolls.e Price; or

(1) for C rnB In respect of the Condltional Shares, the Condmonal Shires PurchasePlice.

(c) (No hidirect loes) The Vendor la nd mable to make any p yment Mt»ther by way ofr L or othenvise) b *le Pl#ch=er h reeped d any Cla*n for any hdhot loss orfbr any0) 10. of mme, proms crbu,*1888;01) loss of oppomink or(m) dmwge In good 0nd buslie= raput#Bon,however 8, Ing.

(d) (General n,nnations) Thi Vendor Is not Ilble In male, an, payment (wheth,r by way ofpiyment of dant,ges cr othelvt,I) 1br any C Irn b the ex•ntthat any Umblty:(1) (contingent nabillty) 18 contingen pro•peotlve: not =ciftained or =cort,Inable,

unless and unti such Il,billy becom= ana*uaillib*y and Is duo md payable;® (chanp In *w or Atifprilailon) 01= fram:

(A) an,leghlition not hl fome ilmi d-of thls Agr=merit okldkilegl,lution which tikae ell * rtospecovely;

(B) a ohange In 01• judicIN Inten)1


7

7.1

Shari Sale and Purohage Nreement Aliens, 4 Unklaters&6 Redu on of Burch=, price

Any amount pay•ble to the Purol„*m for a br 91 of any reprisentation or warranty In dause 8.1witt bi teated as a reducOon of the Uncondltional Shares Pl/Chase Plice or Conditional SharesPurchase Piloe (= appncable) pid by the Purchaaer under clause 4.

6.7 Explry and merger of wminS=The...an6•§ provkid bythe Vendor under this dau= 8 axph, ind cease b be of any e ct(a) =they relaS to the Uncondit)onal Shares, Irnmedlly 81*r Completion In respect of the

Uncondmonal 8hares; Ed

(b) = hy relets b mi Condluorts[ Sharest nnrnsd ly afbr Complen tri r=ped of miCondlloril Sharm

U Independant Ilmlt:tion,

Eaoh qualflcation and Imildon In this olmle• 6 Is b bi conatnled Indipendently of Ale othersand li notlbnl&,d by any otharquallt lon orimintion.

Purcha=r Warranties

Waniintl-Th• Purol=er ripr=ents and MInts to 0» Vendor Mhe, =, result h= been induoid 19InMr Im th» Nream,Ino ae at thedl of thi Wreiment mdI at Compldion the fon-*10(I) The Purohmr b dily · · : · ' : end vddl a dets under the #w of BI pliae of

Inoorperntion.(b) The Pl#ch=er la not IneolvA le not In Mquldellon, 18 not under omolal marligement and

no prooeedings have been bought of thre-ned for the plspose of wk,dhg up thePurohager orplaoing It undlr omcial manqiment and, no receiver hi bal appeklidovw iny pit of IM meli ind no such Ippumnent has bain #reetined and noproosedings have been bought 0,01,5-ned to appoint •uch a ricalver,

(c) The /39'clrOon and delh,ery oft'ls Agreement has been properly euU,orised by allneoemry corpor- motion of *te Puroh=er.

(d) The Purchilirtiss Ilill corpor* p(»tw and *All authorl¢y to e)(aculn and del ver thliAgr•iment and b con,4171„11* and pertrm or oause to b• perlormed Im ob#gationsunder thl Aglmmt and eaoh miial 00 111„npl-d by thl, Agr=ment 10 beperformed by It

(e) This Nreemerrt conelt= a legal, vild and binding 0*80©n of the Purchaseranfor„„ahle In*with Its t,rma by ,·,· ·,· r logal r,midy.

m The execullon, delivery and perfbrrnanoe by the Purchaser, of this Agraernerit grid eachhmaction contemptated b y thls Agreement does not or wil not Wth or wIUlout the 1 88of tine, the gMng of noUoe orboth) oontravene, conflk* wIO, or r=ult In a bre *1 of ord*lbult under0) any provision of the con,1111,ent docurnenta of the Purch=Ic

(11) ally rfla&,rlal t,m orprovl,lort of iny,ecurity ar,allg,rn,nt, undertal*Ig,agreement or dled; or

(111) any wrt order or k,11111(0On, judgment Aw, rule orregulation to v,hlch mePurchalar l a pmty or le suwect orby which R le bound

4 AC)1 X182302 12000896 10*2014 "De 8

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(D

(0)

8har, 8,18 and Purollige Nr=ment

%2 Clah andcondmo- or payment

Aliens, 4 Linklaters

Desplb Iiy olher prov»lon of this Agreement =ch of me fbao, ng •ppiel )1 respect of m»Agreement(a) (Notlcl of ClaBnl):

(1) The Purohaier I0 not ible tomal, anype,me t *lather by wiy of dinlges oromerwlse) fbrmy CM,n Imle,8 thi Cli#n I midi in writing bythe Vendoragallst me Pu hmer (88¢Ung out full detalls Incklding detals of th, factcfrcumshn) or mit* *Ing rl,0 k,the Cleki, the naaire of the Chim and theVendok calculdon of the to= aultered) 88 Boon as r•Monably prndcable altarthe Vendor bicome, aware of the foot oBournatince or Inatiw on which 0,eCRIn b IO and, ll iny Ivint on or belbre mi thle:(A) for C•irns m respect of the Uncondnlond Stutres, bmidlately affer

Compleaoll in r=pact of the Unconcm,f,1 Shan< or(B) fbr (11*118 In resped Of ele Condllonal Shares, IrrmidlatBly afW

Comple# In reepaot of the Conmonal Sharm

(11) The Vandor mu,t al•o, on an on·goig b.04 k,op the Purchaser In rmed of.8devilopment8'

(b) 0.0.nwn *,grigme•11•bIN for.ICI,h.) The midmum 0Gor,0 8 .molmttllatuleVendor m,y recover from the Purchmar (whether by way of dmnages or otherwlee) hnreep# of al ClihiI whenevi madi k

for Cliline Irt r peot of the Uncondloonal Mires, thi UnoondISonal ShareePurohal. Pric•; orIbr Cla ns In rm!®ot of the Condlmonal Shares, the Conditional Shar. PurchmePiloe.

(c) (No melina lo=) Thi PLIrct-er 18 not Ilible b rn,Ke any payment (w,hether by w,y ofdemagl or 061,„,Ii) to me Vendor in Ipect of eny Chhi Ibr .9 Ildhd lo= or Ibr

loss of licome, proms or bu*le=;® 10/ of opporDInIM or

(m) diNg• b goo*vm and busI„e= rep,rtaoon,

however 'dihg,(d) (Gon,fal Ihnitatione) The Purohaser Ig not labll k, make 80 piyment (v,hether by way

of payment of darn es or othervili) for any Clalm b the extant thit any Uabmty:(1) (conAng,nt Ilabmty) 11 conungint, proepective, not ascer Ined or moertainable,

unles, and untl iuch HI* becomes,n ialud kbity and la due and piyable:

(11) (change Inlmv or ine=pratinon) allses hm:

(B)

(C)

any legislation not h force at the data of this Agreement Includ#logillillort which t § 017•ot r*ospedlvely;

a chan, In the judicial Interpr*#on of thi Imv In any jurlecicdon all,rthe dati of th» Aoreemerit or8 ohange bl the admintaridve prictice of any Govammental Agency aftm81® dail of th* Agreement IncludN mychang• which takes efledretroip**1,85.

)0* A0130312303,1 120489088 1082014 .'9

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Shars Sale and Purchale Aor=nent Aliens, 4 Linklaters(® (r,midlable lois) 1, remedible, provided It 18 remedied to me *shcuon of thi

Vendor, aothg res,onably, dullr, 10 Bullness Day, aff* Die Plirchaler r,c veswrittmn notice of #le Claim In ecoordance with clm'// 7,2(a),

7.3 Proleding• In re pict of a ClahnUnlme the Purchmer OU,en¥Ile aerees, any Clairn by the Vendor alrist the Puchaser wit be kin to be w,Mid or,vithdr im and wli be barmd and uner lb,ce,ble (If such Claim h= notbi•n previou,ly •stl,flod, satned or withdrawn) unb= legal proceadDWI In re•peot Of thi Claimhave been Illuld and sen,ed on the Purchaser on or belbre the Ume:(a) fbr CI,Inle In respict of the Uncondltlonal Sharel, Irrmidlatsly If*r Complidon In

r.pla of the Uncondloonal Sharm; or(b) Ibr Clinia In reepect of the Corldmonal Sh,ree, knmedl,tely aftor Completion In resped

of thi Concmlonal ShMee,and forth* purpoae legal proceedings wl not bed=med to have been oommenoed unless theyhavebeen propl »oued and valdN =ved upon h Puroh=Ir.

7 4 *plry and merg•r of wanlnS••The war,anti= provided by 01• Purchmr Under c use 7 exph, and cesse to be of any #ba(a) a.they rel- bthe Unoondikwue Shams, Immed! sly "80< Complstion In respeot of the

Unoondmonal Sharer and(b) as they r,lam to the CondISonal Sharee, immed ly aftw Complidi In respect of the

Condmonal Shares.

7,6 Independent [IM'11*tionsEach quaUllcauon and Ilrnitation In this dause 7 18 to be construed blopendeney of the othiraand Is not IlmRed by any other qu•Oflog lori or UnlMon.

8 Vendor R•modiesThe Parti= agree and acknowledge that as thi rilevant Flist Reserve and wil be In the prc=®8of Mndbg up Bhorty «frir Compl#on, damage• are not an adequal» r,medy for breaoh d theobl ons of 08 Pungiwir on Completan under claus= 4 and 5.8 and any br=ch ofwarrantyby the Purch*ae wd that the Vendor 811,1 hive a right to -81< dher remedles Includingequitable remedies and specINc perforrnmce of the Purchal,s oblpmmis crl Compl on andwanlg brallches.

9 GST(a) Temls with an Initial oepltin letter which have m defty'd mearIN In A Al,w Tax £6#10'm

(Good, and Ser,Aoss 7*) Ad 1999 (Cm) (GSTAcl) Shall have that rn-ling In thisclause =cept thst T=able Supply =cludes Wle reference to 8**bn 844 of the GST Act

(b) If GST 18 payable crl a Taxable 8Wply madi under, by reference to or In connection withthis Agreement thi amount of GST payable In respect of that supply must be pild asaddmonal Considemlon. This dauae does not apply to the extent that the Considerationfbrthe aupp# li =Pressly st*d to be GST holughz

(0) Any referenco tn the calailition of any amount puyable under this Agreement 62 a coitexper»e or other bRIty IncurTed by, party mut exclude the amount of any Input TzgCredit h r,litlon to htcost e*pen,• orother iblmy.

**AMma*1 04*1 10.0014 009,10

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Shire Sale and Purchase Aor=ment Aliens, 4 Linklaters

(d) No addmonal amount Is peyable underolause *b) unt] me Reolplent of me supply hasreoelved a T= Invoice or Ad!*nent Noti

10 Subit• al Holdings Notic=The parth acknowledge thst thls Nreement WIO be dlecloied to the Compmy and ASX In orderb comply with the aulintlal holdliga provisions of tie Corporation* Act 2001 (Cth).

11 Nomlnstions by the Purchaser

(8) niaPurc,mer maynotyllt, 0110 or more mird par4 In* (e h a NomlnH) 00complete the purehele of part or al of the Relevam Shares under ae Agreement bya•Mng e notloo 1,1 M# of mat nomlm or thoee nominations h thi form at out InSchedule 1 on the Vendor at lemt three Busli,9 Days before the rel,vant ComplenDa.

(b) When olause 11(a) appll= thi Vendor must delver at Completion duly =scutedtnetn le,Il of transfer of the Uncondmonal Sh:res or Conditional Shares (= r,Imr inmvour of that Nornlnee or thoe• Nominees In order bi comply with clause 6.2(axl).

12 Notice

12,1 Method of gMng noticeA notloe, oonsent or oorr,nunlcation ls,der th18 Agreemer,t le or* effeoo Ir It k(•) In wrlung hn Engish, sgned by oron b/h•lf of the per,on ghAng It(b) addre,eed to the per,on to whom R le b be gI n; mci(C) gh,811 88 fol A :

0 del •red by hend ID ttit per,04 Iddr=er

(g) eant lo M per,o#s addrm by Fpdd* or by pr,4 /1.1.l, irh addrees

(® It by* to 8lat pemorl 1*x ninibirwhiri the sender recal,es, hr ml onconMmlatIon report horrl the d=pibchhg nlachlne kidlogthg the tansmle,lon vasmade w#hout error and shov th• relivant number uf pages and thi correctde,Unen ill viumber orname of*plt or

CM sent by•mal to #1/ /101, Im addre= MIM me Iendir does Twl recalve amportthethe em,1 was notd lvired,

12.2 When Is notice g*oil

A notics, consent or conmnic=tion given under *use 111 Is #ven md ricalved on theoorreeponding day set out In the table bebw. The *ni „,· · h the W,le 18 the local Unle Intheplace ofrical

N a noel ' N I given Ind reoillod onthat day, If delvered by 5.00pm on a Buglne= Dey; orthe neld Buslne= Dey, In any other o=e.

Dellvered by hand, Bent by (a)fax or sent by eman (b)

Sent by poet (a)or

(b)

three 811,ine,8 Days afw posting, Ir *ent within Au*ala;

Deven Bualnem Days al po,Ung, If aorit b or flom aplac' oullde Aue'lk

**Aol303=3 1 1 20409096 10.1014 pial 11

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Sha 8 and Purchiie Agreement Aliens„ Linklaters

12.8 Addre= for nolicm

A person's iddr,ss, 1*x numb,rand emol addrem Ithosi =t out bilow, orasthe peionnoUfles Dlesend,r.

Alu'lilionAdd""

Fax

Emin

NmeAU.limnAdar...

Pax

Bin/"

13 Entire Agreement

FRC Whkehsven Holdinge B.V.Alex W minsIntiftnit (N,#lidands) B.V.Pas Bemarhdpilin 200, 1097 JB Ams:lam, the Netherlandswith a copy to'Flrut Reierve Intmmdortal Umlt,d, 7 Floor, 25 VIc¢mil St, LondonswiH OEK Unlted langdom+44 (0) 20 7930 2130m,#11111rnsollr*,serve.oom

AMCI Euro·HoldIngs B.V.Brian Beern4- AMCI Capital, 2 Floor, 475 bomboet Road, Greermloh CT 08830,U8A+ 1 203 626 0231

up.com

™8 Agreement oor*18 the enth agrolment betvmen Ule Parial with reepect to Its sub ectmatt»r, It lets out the only conduct r,pr=intmlont warfantles, covinant,, condfions,Mreements or un: 1 .7 4 (collecth,ly Cona#00 reled en by thi P=Uee end luoersed= alleeler Conduct by or bet#=n 010 pides h oonnootion v/lh h subject nlatN. Ne)*er P# ha,relled on or Is rolying on 1,y other Conduot 41 mtur,lg hto this Nreiment,nd oompleeng thimniaotions corit rnpitid by It

14 Amindmint

Thts Agreement nlay be amended only by :nother Agreement el


SIWI, Bal• md Pium , Aollmllit Aliens, 4 Linklaters17 GovernIng Liw and Judial*ton

™81*m.nlmt.4, m u. ..4 .m.In # h., 01 MIld matilft *loludh" non«nb,*,1rr [Dars . go"md # tl» I. of Qu-.*.1,1 *00,1 m alloh t, fl ..# P IN *M.*-osplsth.no tolu,MI *iondogum'ith , 00*h./0*„any*tbO*NO Wvenul orl anygrmin.18 Count•,parta

™8 A,-nint mq 00 millowIM In my n nblricoli ll* Aloolill,Pl,1, WI b km lgcon, 0 one ////EW71//1

Exletrt,d

81gned br PMO Whlbililv ,1 Holc#110 B,V.by.

LAu Miialg D'=r A

Daren SchneiderPim*-

MI'"*'W Oliver B

plltPqi,I

810nld for ANCI EuromoidIngs ELV, by:

1/.Uh" 0/1.lara

PM lk,T Thorn•s BOr,· AM.-

//AOIW•m-11»Il 1UJU p.'13

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An 8 e md Puthese •ement Aliens, < Unklaters17 Gow,ml, Ls# and Jurlidlo on

Thlo ..../..4.9..0.ip,nnithd byhw, 01...dme' Ad".0 non€or*8*111willifi h govirid by th, lii Of OJeendand. b rN,Bon 10 *5 mili• eaoh P, Dr,mcib4miepl mi nofilgook,ilviM•*1*1 doouill vah B,*dIOon Owli• ind ••hl iny 1* loobject to the venue on any gound.

18 Coili,pares

Exicul

Thl Aoreeme,1 may be mlocM h any number almullp=* Al coun rp,9 wl be Wgm lo

Slped for FRC Whltil,Ivi, Holdhl aV.by:

**Dhc=A

Plit N,ne

8/Fld for AMCI 1.04§01dNs B.V. by

Mane* Dhctor A

m.l"/All".1.' ay.

JA Broel ulsPro-'der

MwEGIW Dlictor B

AW.1

Lob»Zbrm•**dP,mt,h¤Ider

Plf ADI30192Zlvi 120-818 10.8220$4 ,/0/18

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8/=fi 81;I md Pi/ro/I,e *e=11,n Aliens, c Linklaters17 Govirning Li# Ind JuilidicSon

Thh A em./.IL # the et/, 1 parm". *flw, al /**d mi.' hilkg mmt./.almilll lo ge ned bythi lawl 40*nld In fll#lon to Iuoh moill Iaoh P*brevoctly*ocip# 01, non«ok»Pv• lui,dicOon of co rt, wth )11•dodi thire and v*88 my rv toOW•01§001'va,-m'WFol'I ,

18 Cou - .

™1 AF,am# m,y be Imoil h •Ty mmber of · ·CON#* on® 41.'111111'nt

Execut.d

Signed for FRC Whnihmn Holding• B.V.by:

Man , Dkedor A

P IN a

NgMd for AMCt Eulv.tioldl,1/ B.V. M,

Mm tr, Dhotor A

Plint Nine

M.,1.glng 0*1%*= B

Prht Norne

Alooun ,p- ..bo •n to

Dirlotor BM:H. adkw

Pil* *me

ICAOlam-OM 18-110 1U**4 Ii//11

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Share Sale and Purchase Agreement

Schedule 1

Nonce of Nomination by Purchaser

TO: FRC Whimheven Holdings B.V.Att Alex MilamsEmit /"Im/'01#...Umm

Aliens, c Linklaters

In =¤d,nce with olauls 11 of ele :IMIA, sale and puitlimiI,Inwi,ilent,lihid BNniertditil b,41,Ii,1FRC M/lillatiavan Holdings B.V. Ind AMCI Euro·Holdings B.V., AMOI Euro+Ioldings B.V. non*laiN m.folk*ving b be the purohmer of thi Relevant Sharee:

No Nan» of Nomin Numb•r of Shar,r

2

3

4

lip.0/#nu"/.WofUng./.MI'll'.U....'ll/Cill-/1-Will ZI'll/'Ir..ah/'0"9...Detsd: 2014

SIgned for AMCI EuroHoldings B,V, by.

Managing DlialorA

Flint Name

Ado A01 303023OM 1 20488088 10.8.1014

Managing DIrector B

Print Name

0// 14

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124'ms= for personal use only - asx · 2014. 8. 26. · ths b a trle copy of the €re sale and...

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