111 organic solar
TRANSCRIPT
From Light Harvesting to Intracellular Oxygen
Sensing: Chromophores and Their Novel Applications
in Photovoltaics and Molecular Cardiobiology
by
Rachael A. Carlisle
A dissertation submitted to The Johns Hopkins University in conformity
with the requirements for the degree of Doctor of Philosophy.
Baltimore, Maryland
October, 2007
UMI Number: 3288436
INFORMATION TO USERS
The quality of this reproduction is dependent upon the quality of the copy
submitted. Broken or indistinct print, colored or poor quality illustrations and
photographs, print bleed-through, substandard margins, and improper
alignment can adversely affect reproduction.
In the unlikely event that the author did not send a complete manuscript
and there are missing pages, these will be noted. Also, if unauthorized
copyright material had to be removed, a note will indicate the deletion.
®
UMI UMI Microform 3288436
Copyright 2008 by ProQuest Information and Learning Company.
All rights reserved. This microform edition is protected against
unauthorized copying under Title 17, United States Code.
ProQuest Information and Learning Company 300 North Zeeb Road
P.O. Box 1346 Ann Arbor, Ml 48106-1346
Abstract
Chromophores, organic and inorganic molecules containing light absorbing moieties,
have been utilized throughout the scientific community. In the present work, derivatives
of the aromatic pyrene moiety and of the Ruthenium centered poylpyridyl complexes
have been used to sensitize nanocrystalline (anatase), mesoporous TiC^ and ZrC>2 thin
films. Electrical and energetic properties of these dyes were investigated in solutions as
well as on the thin film substrates. In a biological application, Ru(bpy)32+, tris (2,2'-
bipyridine) ruthenium(II) dichloride, a well characterized divalent ruthenium polypyridyl
dye, was used to measure the intracellular pC>2 of individual guinea pig ventricular
cardiomyocytes.
Chromophore-linker bipodal systems were used to anchor pyrene or ruthenium
polypyridyl complexes to the surface of T1O2 (anatase) and ZrC>2 nanoparticle thin films
in hopes of increasing the coupling and conjugation to the surface. This in turn would
improve electron injection into TiC^ and therefore produce more efficient dye- sensitized
solar cells. The properties of each dye varied with varying the spacer length and were
therefore extensively studied.
In addition to the bipodal rigid rod linkers, a pyrene "tripodal" system was adsorbed to
the metal oxide surfaces in a perpendicular orientation, preventing the possible pivoting
action of the rigid bipodal systems. Furthermore, this pyrene tripod derivative, with it's
large "footprint," helped to minimize sensitizer-sensitizer interactions when bound to the
surface.
ii
Chromophores have proven to be invaluable for efficient light harvesting energy for the
advancement of photovoltaics; however, many of these dyes, due to their tuneable
photophysical properties and energetics, have been useful in biologic and medicinal
research.
The balance of energy supply and demand is a crucial determinant of cardiovascular
health, but the mechanisms that regulate oxidative phosphorylation are still poorly
understood. While oxygen consumption (V02) can be measured in cell suspensions or
tissues, measurements of respiratory flux in single cells have proven challenging. Here,
we report a novel method for monitoring intracellular oxygen tension using a ruthenium
2+ 2+
polypyridyl complex, Ru(bpy)3 • Ru(bpy)3 was introduced into adult guinea pig
2+
cardiac cells via the whole cell patch clamp method, and Ru(bpy)3 photoluminescence,
mitochondrial redox potential, and sarcolemmal K,ATP currents were monitored
simultaneously as indices of the cellular metabolic status. Application of this method to
models of cardiovascular disease will provide novel insights into the role of
mitochondrial dysfunction under pathological conditions.
This work was performed under the advisement of Professor Gerald J. Meyer, PhD,
Department of Chemistry and Professor Brian O'Rourke, PhD, Institute of Molecular
Cardiobiology. This thesis was read by Prof. Brian O'Rourke, PhD, Prof. Gordon
Tomaselli, MD, Prof. John Toscano, PhD, and Prof. Tamara Hendrickson, PhD. The
tripodal/rigid-rod sensitizer work was performed in collaboration with Elena Galoppini
and co-workers at Rutgers University. Advisor: Dr. Brian O'Rourke
i i i
Acknowledgements
This dissertation is a written document of six years of research as a graduate student in
the Department of Chemistry. My success is not my accomplishment alone but is truly
an accomplishment of the many professors, doctors, collaborators, colleagues, friends,
and family that have supported me over the years.
Foremost, I would like to thank my thesis advisor, Dr. Brian O'Rourke for his patience,
support, long hours at the patch-clamp set-up and his humor. I never imagined I would
have been given the opportunity to combine two amazing fields, chemistry and
cardiobiology, to produce a primary thesis project. His immense knowledge in his field
has allowed for this project to become a success.
As a diligent young high school student, I was so intrigued by science; chemistry allowed
me to find answers to that never ending question "Why?" I always strived to attain more
knowledge of chemistry, and through extra out-of-class study with one person in
particular, I fell in love with the subject. I owe my fascination and success with
chemistry to Dr. Wilson, a great mentor, family friend, and dedicated Washington
Redskins fan.
Throughout my collegiate years at James Madison University, I realized how challenging
chemistry really was. I believe a great professor is not only one who can teach what
they know but also one who shows encouragement and applauds success. Dr. Frank
iv
Paloscay, Dr. J.J. Leary, and Dr. Brain Augustine are outstanding professors and will
always be remembered as having a hand in my success.
I would also like to thank the chemistry professors with whom I have had the privilege of
interacting over the last six years at Johns Hopkins. In particular, Dr. David Yarkony, for
whom I had the responsibility as a teacher's assistant, has been a great mentor. I
immensely appreciate his arranging for me to become part of the faculty in the Chemistry
Department at Villa Julie College and his support.
As a lecturer, I was able to work closely with Dr. Ellen Roskes, Department Chair. She
always showed compassion for her students and faculty which helped us succeed and
further develop as chemists.
I would like to thank my committee members, Dr. John Toscano, Dr. Tamara
Hendrickson, and Dr. Gordon Tomaselli for their guidance and input. Their suggestions
and scientific knowledge have helped to progress this research project.
I learned a great deal from members of my research group in the chemistry department;
Dr. Paul Hoertz and Dr. Bryan Bergeron have taught me a great deal regarding solar cell
chemistry and photovoltaics. Paul's dedication and passion for the science and as a
researcher was inspiring. I would also like to thank other members of the group for their
friendship and collaborations: Dr. Laura Bauer, Dr. Georg Hasslemann, Dr. Feng Liu, Dr.
Don Scaltrino, Dr. Nira Birnbaum, Dr. David Watson, Dr. Sherine O'bare, Dr. Arnold
v
Stux, Dr. Chris Clark, Dr. Tamae Ito, Dr. Jonathon Stromberg, Dr. Gerard Higgins,
Aaron Staniszewski, Hailong Xia, and Diane Wong-Verelle. Lastly, I would like to
thank Dr. Gerald J. Meyer for his advising and support.
I was welcomed into an outstanding group within the Institute of Molecular
Cardiobiology at the Johns Hopkins Medical Institute. Dr. Sonia Cortassa and Dr.
Miguel Aon are extremely knowledgeable and their input is greatly treasured. Dr.
Agnieszka Sidor, Dr. Anand Ganesan, Dr. Ting Liu, Dr. David Brown, Dr. Maria Celeste
Villa-Abrille, Dr. Lufang Xhou, Nicolas Sorarrain, Roger Ortines, Alice Ho, and Dr.
Brian Foster have each contributed to this dissertation through their valuable discussions.
Friends have always been a large part of my life and my success. I owe so much to those
who have kept me sane through the struggles of graduate school and who have celebrated
in my achievements along the way. A special thanks to Dr. Andras Marton, my favorite
Hungarian, lab-mate and dance partner. I would like to thank Dr. Sandra Sinishtaj and
Amanda Fond for all of the fun, laughter, tears, and gossip we have shared in graduate
school. I would especially like to thank my JMU girls: Stacey Barry, Nikki Hayden,
Melissa Moloney, Meghan Schablik, and Melissa Gilbert for always being there, even if
it is a phone call away; I have learned important life lessons from each of you and will
always cherish your friendship.
Lastly, I would like to thank those that have contributed the most to my success. My
parents have always put their children and our education as their highest priority. My
vi
parents have taught me to respect others, to aspire to be the best, have given me direction,
have offered me advice; but the most important thing of all I have learned is to love life.
I have always tried to emulate them, because they are the people I respect most in life.
Thank you for all of your support (not just financial). I also want to thank my sister
Catherine, who, despite her younger age and obsession with Walmart, is an amazing role
model and such an admirable person. Finally, I would like to thank my fiance, David, to
whom this dissertation is dedicated, for your love, patience, and understanding over the
years. I look forward to this next year and the many others to come.
vii
Table of Contents
Title i
Abstract ii
Acknowledgements iv
List of Tables xi
List of Schemes xii
List of Figures xiii
Chapter 1. Introduction to Organic and Inorganic Chromophores
1.1. Molecular Orbitals and Electronic Properties of Chromophores.
4
5
9
10
11
12
Chapter 2. Introduction to Light Harvesting Chromophores for Applications in
Photovoltaics
2.1. The Features of the Solar Spectrum. 14
2.2. Semiconductor Physics and Device Fabrication. 16
2.3. Dyes for Light Harvesting Energy. 17
2.4. Dye Sensitized Solar Cells (DSSCs). 19
2.5. References. 24
1.2.
1.3.
1.4.
1.5.
1.6.
1.7.
Chromophore Absorption.
Chromophore Emission.
Quantum Yields.
Lifetimes.
Conclusion.
References
viii
3.1.
3.2.
3.3.
3.4.
3.5.
3.6.
Introduction.
Experimental Section.
Results.
Discussion.
Conclusion.
References.
Chapter 3. Organic Rigid-Rod Linkers for Coupling Chromophores to Metal-
Oxide Surfaces
25
28
32
42
46
48
Chapter 4. Control of Intermolecular "Cross-Talk" between Chromophores on
Nanocrystalline Surfaces through the Isolation of Pyrene Rigid-Rod
Sensitizers
52
58
59
65
68
71
Chapter 5. Excited State Electron Transfer from Ru(II) Polypyridyl Complexes
Anchored to Nanocrystalline Ti02 through Rigid-Rod Linkers
75
80
85
104
112
114
4.1.
4.2.
4.3.
4.4.
4.5.
4.6.
Introduction.
Experimental Section.
Results.
Discussion.
Conclusions.
References.
5.1.
5.2.
5.3.
5.4.
5.5.
5.6.
Introduction.
Experimental Section.
Results.
Discussion.
Conclusions.
References.
IX
Chapter 6. Measurement of Oxygen Tension in Single Cardiomyocytes: 2+
Photoluminescence Quenching of Intracellular Ru(bpy)3 by Molecular Oxygen
120
125
130
150
154
155
APPENDIX 1: CURRICULUM VITAE 159
6.1.
6.2.
6.3.
6.4.
6.5.
6.6.
Introduction.
Experimental Section.
Results.
Discussion.
Conclusion.
References.
X
List of Tables
Table 3.1. Photophysical Properties of Pyrene Sensitizers. 36
Table 3.2. Electrochemical Properties of Pyrene Sensitizers. 40
Table 4.1. Photophysical Properties of Py-E-Ph-TRIPOD in solution and on 62
the surface.
Table 5.1. Surface Adduct Formation Constants and Limiting Surface 86
Coverages for Selected Ruthenium Sensitizers.
Table 5.2. Electrochemical Data for 1-3 and Reference Compounds in 92
Solution.
Table 5.3. Photophysical Properties of 1-5 and Other Ru Complexes in 94
CH3CN Solutions.
Table 5.4. Excited State Electron Yields, <t>inj, for Rigid Rods Bound to Ti02 103
Films Pretreated with Acid or Base.
Table 6.1. Photophysical Properties of Ru(bpy)32+ in Physiological 132
Tyrode's Solution at Room Temperature.
xi
List of Schemes
Scheme 6.1. The dynamic (collisional quenching) mechanism for Ru(bpy)3 126 by molecular oxygen. Once the Ru(bpy)32+ is excited by incident photons (h v), the excited state can either undergo A) a first-order PL decay (k~l) B) or quenching by colliding with triplet molecular oxygen. The latter leads to C) a bi-exponential decay (&'"') and a decreased lifetime (r ') .
xii
List of Figures
Figure 1.1. A generalized Jablonski-type diagram depicting the potential 3
energies of the HOMO and LUMO electrons. Absorbance of a
photon, fluorescence, phosphorescence, intersystem crossing
(&iSC), and vibrational cascade (kyc) are also illustrated.
Figure 1.2. Jablonski diagrams depicting different forms of radiative decays 8
of excited state electrons: a) High energy fluorescence from the
singlet excited state, S*, to the singlet ground state, S0. b) Lower
energy phosphorescence from the well-defined, lower-lying
triplet excited state, c) Lower energy photoluminescence from
the overlapping singlet-triplet excited state. Non-radiative decays
are also represented, km.
Figure 2.1. The solar spectral irradiance distribution (AM 1.5). This figure 15
represents the intensity of energies of the electromagnetic
spectrum that penetrate the atmosphere and reach the Earth's
surface.
Figure 2.2. Molecular structure of chlorophyll. This natural dye contains a 18
metal- centered porphyrin head which serves as the chromophore
moiety. The conjugated 7i-system is apparent in the structure.
The long hydrocarbon tail acts to anchor the chlorophyll in the
thylakoid membrane.
Figure 2.3. Regenerative Dye Sensitized Solar Cell (DSSC). After the 2 0
chromophore (sensitizer) absorbs a photon, an electron donated
from the excited state to the mesoporous semiconductor Ti02
nanoparticles. The injected electron then travels through the
xiii
mesoporous thin film to the fluorine-doped tin oxide (FTO) glass
substrate where it then proceeds through the electron circuit. The
oxidized form of the redox couple regenerates the ground state of
the sensitizer.
Figure 2.4. The Mechanistic Scheme of the Regenerative Dye Sensitized 21
Solar Cell (DSSC). The ground state sensitizer, S0, absorbs the
incident photon and promotes it to the excited state, S*. The
energy of the incident photon must be greater than or equal to
that of the energy gap between these two energy levels. The
photons are not absorbed by the FTO or the Ti02 because both
require energy of ultraviolet photons for absorption. The
electron can either undergo injection, kmj, or emission. The
injected electrons are then collected at the FTO and the external
circuit is utilized or recombination occurs, kKC, and regeneration
cannot be completed. Eg represents the band gap of the Ti02
semiconductor.
Figure 3.1. Schematic of the five bipodal pyrene-spacer-anchor systems 27
compared in this study. The phenylenethylynene spacer is
abbreviated (E-Ph).
Figure 3.2. Absorption spectra of (a) 1-3 in neat CH3CN and (b) 1-3 33
adsorbed to Ti02 in neat CH3CN. For both (a) and (b), solid
lines correspond to 1, dashed lines correspond to 2, and dashed-
dot lines correspond to 3.
Figure 3.3. Absorption spectra of 2-5 (a) in THF solution and (b) bound to 34
Ti02/glass.
xiv
Figure 3.4. a) Normalized emission spectra of Py-(E-Ph)2-Rod as a function 38
of surface coverage on mesoporous Zr02 nanoparticle thin films
immersed in acetonitrile at room temperature. The surface
coverage from left to right was: 0.068, 0.16, 0.22, 0.25, and 1.6 x
10" mol/cm . Superimposed on the data is the emission
spectrum (+) of a saturated ethylene glycol solution of Py-(E-
Ph)2-Rod. b) The green emission (left vial) represents the
excimer emission of Py-(E-Ph)2-Rod in an ethylene glycol
solution, while the Py-(E-Ph)2-Rod in neat acetonitrile,
representing the violet monomer emission. The samples were
excited with 350 nm light.
Figure 3.5. tsA spectrum observed after 417-nm laser light excitation (~3.1 41
mJ/cm2, 8 ns fwhm) of Py-(E-Ph)2-Rod/Ti02 immersed in
CH3CN. The data were recorded at 10 ns, 100 ns, 250 ns, and 1
u,s delays after the laser pulse. Overlaid is the normalized
absorption difference spectrum obtained 10 \xs after sensitizing
the triplet of Py-(E-Ph)2-Rod (4.0 x 10"5 M) in CH3CN using
[Ru(bpy)3](PF6)2 (4.0 x 10"5 M) and exciting with 532-nm laser
light (-11 mJ/cm2, 8-ns fwhm). Inset: Transient absorption
signals following 417-nm laser light excitation of Py-(E-Ph)2-
Rod/Ti02 immersed in 1.0 M LiC104/CH3CN monitored at 640
nm and displayed on a logarithmic time scale from 10"8 to 0.5 s.
Overlaid on the data is a kinetic fit (white line) to a sum of two
second-order rate constants.
Figure 3.6. The LUMO (a) and the HOMO (b) orbitals of the pyrene 4 4
chromophore in 1 - 3 derived from semi empirical calculations.
Note the pronounced derealization onto the rigid rod in 2 and 3.
xv
Figure 4.1. Schematic of the bipodal and tripodal linkers bound to metal 53
oxide (MO) nanoparticle surfaces. The linkers consist of a p-
phenyleneethynylene spacer of varying length, connecting the
chromophore to the anchoring group, a) Depicts the tripodal
linker with three COOH groups for attachment, b) Represents the
bipodal linker with two COOH groups for attachment.
Figure 4.2. The tripodal pyrene - spacer - anchoring system. The 54
phenylenethynylene spacer is abbreviated (E-Ph). The ball-and-
stick model illustrates the footprint size from a top-down view.
* footprint-size calculated by Galoppini and coworkers.
Figure 4.3. Three plausible techniques for eliminating excimer formation: 57
the addition of bulky substituents to the chromophore head
group, dilution of the sensitizer on the surface through the co-
adsorption of lengthy hydrocarbon chains, synthetically altering
the footprint size of the sensitizer through the addition of a three
point linker.
Figure 4.4. a) The extinction coefficient of the pyrene bipods 1-3 (discussed 60
in Chapter 3) and of the Pyrene-E-Ph-TRIPOD. The Tripod is
comparable in extinction coefficient and in the red-shift of the
absorbance band to that of the Py-E-Ph-ROD. b) The absorbance
spectra of pyrene bipods 1-3 and of the Pyrene-(E-Ph)-TRIPOD
on Ti02. The fundamental absorption band of the Ti02 is
obscured by the absorption of the sensitizers 2-3 and the tripod.
Figure 4.5. The structures absorbance and emission spectra of the Pyrene-E- 63
Ph-TRIPOD in CH3CN.
xvi
Figure 4.6. a) Emission dependence on surface coverage of the Py-(E-Ph)- 64
TRIPOD on Z1O2. As the surface coverage increases, the
monomer grows in and the excimer emission remains relatively
the same, b) A plot depicting the ratio of fluorescence intensity
of the monomer : excimer.
Figure 4.7. A schematic depicting a mesoporous nanoparticle Ti02 thin film 67
sensitized with Py-(E-Ph)-TRIPOD. The red arrows illustrate the
necking regions where the rc-stacking may occur by neighboring
sensitizer molecules, acting as the source of the expected
excimer.
Figure 4.8. Py-(E-Ph)-TRIPOD on Ti02 in the presence of neat CH3CN and 69
in the presence of 1.0M LiCLO^CHaCN. The cation affect
contributes to electron injection into the TiC>2 depicted by a
decrease in the emission intensity in the presence of LiC104.
Figure 5.1. Illustration of rigid-rod and tripodal linkers bound to metal oxide 77
(MO) nanoparticles' surface consisting of a bridge (b) of variable
length, anchoring groups (A), and a sensitizing dye (S). Similar
to that of the organic rigid-rod systems (Figure 4.1).
Figure 5.2. Structure of rigid-rod complexes and two reference complexes.
The rigid-rod linkers are made of (Ph-E)„ units and are 79
terminated with two methyl esters (COOMe) as the anchoring
groups (a). The number after ROD in the abbreviated name refers
to the number of Ph-E units in the linker. The counterion was
PF6_ in all cases. *These Ru derivatives were synthesized by
Elena Galoppini and co-workers at Rutgers University.
xvii
Figure 5.3. Surface adduct formation shown as plots of [Run]eq/r with 88
overlaid linear fits for the adsorption [Ru(bpy)2bpy-(EPh)2-
ROD]2+, [Ru(4,4'-Cl2-bpy)2bpy-(EPh)2-ROD]2+, [Ru(4,4'-Cl2.
bpy)2bpy]2+ to nanocrystalline Ti02.
Figure 5.4. a) Raman spectra of ester la (-) as a solid and la on Ti02 ( ). 89
The Ti02 film was cast on sapphire and was pretreated with acid,
b) IR spectra of the carboxylic acid prepared from ester la (-) on
a Ge and la on Ti02 ( ). The Ti02 film was cast on Ge and
was pretreated with acid.
Figure 5.5. Attenuated total reflectance IR spectra for 2b on Ti02 thin films
that were pretreated at pH = 1 and pH = 11.
90
Figure 5.6. Ground state absorbance spectra in acetonitrile a) Spectra of la, 96
lb, and lc. b) Spectra of 2a, 2b, and [Ru(4,4'-(Cl)2-bpy)2(bpy)]2+
5.
98 Figure 5.7. Transient absorbance spectra (kex = 417 nm) in CH3CN of (a) la.
The data were recorded at 10 ns (•), 0.5 jus (•), 1.0 us (A), 2.0 us
(•), and 10 us (•) delays after the laser pulse, (b) lb. The data
were recorded at 10 ns (•), 1.0 us (•), 2.5 us (A), 5 us (•), and 20
us (•) delays after the laser pulse, (c) lc. The data were recorded
at 0.1 us (•), 0.5 us (•), 1.0 us (A), 2.0 us (T), and 4.0 [is (•)
delays after the laser pulse.
Figure 5.8. Transient absorbance spectra (AeX = 417 nm) of Cl-substituted 99
complexes in acetonitrile at room temperature Ru(4,4'-(C1)2-
bpy)3(PF6)2 (•), 2a (•), and 2b (A). The data were recorded 10 ns
after the laser pulse.
xviii
Figure 5.9. Single wavelength kinetics monitored at the ground state-excited 101
state isosbestic point for la on pH = 1 pretreated Ti02 (black
line, top) and pH = 11 pretreated TiCh, 0.1 M LiC104 (red line,
bottom).
Figure 6.1. Chemical structure of Tris(2,2'-bipyridine) ruthenium(II) 124
dichloride, (Ru(bpy)32+ Cl2).
Figure 6.2. Normalized UV-Vis absorption (solid line) and steady state 131
emission (dashed line) spectra of Ru(bpy)32+ in physiological
Tyrode's solution. The spectra were collected at room
temperature.
Figure 6.3. Quenching of Ru(bpy)32+ is observed through a) the quenching of 135
Ru(bpy)32+ photoluminescence and through b) the shortening of
the Ru(bpy)32+ lifetime. Each trace was acquired in a potassium
glutamate pipette solution (previously described) purged with
either 100% nitrogen (black trace), in ambient air (red trace), or
purged with 100% oxygen (blue trace). The Insets of a and of b
depict the Stern-Volmer plots of the dynamic quenching,
represented by equation (2), as a function of photoluminescence
intensities and lifetimes, respectively. The Stern-Volmer
quenching constants (Ksv) were calculated from the slope of the
plots and using equation (3) to be 0.0025 +/. 0.0011 and 0.0027 +/. 0.0033.
Figure 6.4. After loading of the cardiomyocytes was complete (prior to time 137
zero of this plot), uncoupler (FCCP) was added and a
simultaneous rise green fluorescence (FAD oxidation) and the
red photoluminescence (dequenching of Ru(bpy)32+ ) occurred.
Shortly after, a rise in KATP current (black trace) was observed.
xix
These effects were reversed by exposure of the myocyte to the
inhibitor NaCN. INSET: A single cardiomyocyte loaded with 2+
O.lmM Ru(bpy)3 . The red circle in both images highlights the
location of the membrane-pipette interface. The image intensity 2+
represents the intracellular Ru(bpy)3 emission at 605nm a) in
the presence of a Tyrode's bath solution and b) in the presence
ofl.OmMFCCP.
Figure 6.5. a) The cardiomyocyte was exposed to several different 140
concentrations of the uncoupler, FCCP (in nM: 0, 10, 25, 50,
1000). b) An enlargement of the plot at lower FCCP
concentrations.
Figure 6.6. The normalized photoluminescence plot indicative of the loading 141
of Ru(bpy)32+ by the patch-clamp technique.
Figure 6.7. The effect of varying bath p02:. The cell was exposed to bath 143
solutions saturated with 100% 02 or 100% N2 with expected 2+
effects on Ru(bpy)3 PLI but no change in flavin fluorescence.
Figure 6.8. The flavoprotein fluorescence and Ru(bpy)3 145
photoluminescence were recorded in the presence of 4mM NaCN
purged with 100 %N2 or in ambient air. There is a larger change
in the intracellular concentration, depicted by the Ru(bpy)32+
photoluminescence, than in the flavoprotein oxidation. This
illustrates the effect of diffusion of oxygen from the extracellular
medium during inhibited respiration.
Figure 6.9. Calibration of the Ru(bpy)3 photoluminescence signal in the 146
presence of NaCN. a) The flavoprotein redox properties, the
Ru(bpy)32+ photoluminescence, and the external % O2 were
xx
recorded during a period of 4min exposure to NaCN purged with
100% N2, washout with Tyrode's solution, and then another
4min period of NaCN purged with 100% O2. The measurements
were completed at 37°C. b) Ru(bpy)32+ photoluminescence
values, taken during periods of NaCN (purged with either N2 or
O2), were plotted with their corresponding external O2
concentrations. A best fit line was used for calibration.
Figure 6.10. a) The cardiomyocyte (also used in the measurement in Figure
7.7) was stimulated at 2Hz from the start of this recoding to
induce twitching. The basal respiration, Ru(bpy)32+
photoluminescence signal, was measured to be 23.0 %C>2
(216uM). Oxidation of the flavoproteins was immediately
instigated upon stimulation. Before cell death, a spike in both
the Ru(bpy)32+ photoluminescence and the flavoprotein
fluorescence appeared with a measured intracellular %C«2 of
4.3% (40.4uM). b) The slope of the Ru(bpy)32+
photoluminescence curve that resulted from stimulation was fit
with a best fit line. The overall decrease in intracellular oxygen
content was measured to be 30.3uM/min.
Figure 6.11. Metabolic oscillations were induced in cardiomyocytes by a brief
period of high pC>2 (bath solution saturated with 100% 02).
100% N2 saturated solution was applied after -15 minutes but
oscillations were not suppressed.
xxi
Chapter 1. Introduction to Organic and Inorganic Chromophores
Archeological evidence has shown that the use of dyes has dated back to over 5000 years
ago. Natural dyes, derived from animals, plants and minerals, have been used to enhance
color through their affinity to a particular substrate.
The first synthetic dye was created from coal-tar in the mid 1800s by William Henry
Europe and finally, the vast expansion of the dye industry occurred in America. The
development of synthetic dyes had a significant impact on American industry and within
the scientific community, peaking in the 1970s.1
Chromophores, in particular, natural and synthetic, are the moieties of dyes that are
responsible for the absorption and the reflection of specific wavelengths in the visible
region of the electromagnetic spectrum. The energies absorbed, and therefore the color
of the dye, depend on the energy gap of specific molecular orbitals. The greater the
difference between the potential energy of the ground state and the excited state, the
shorter the wavelength absorbed. This relationship was first realized by Max Planck to
represent the quantum mechanical theory behind the distribution of energy of
electromagnetic radiation; his mathematical relationship (Equation 1.1) models the
radiation as harmonic oscillators of quantized energy.2
1
E = hv= hcfk (1.1)
Equation 1.1 states that the frequency, v, of the incident photon is directly proportional to
the ratio of the speed of light to the wavelegnth, c/X, and to the energy, E. Plank's
constant of proportionality is represented as h. Therefore, the greater the energy gap
between the quantized molecular orbitals, the greater the energy and frequency of the
photon absorbed, but the shorter its wavelength.
1.1. Molecular Orbitals and Electronic Properties of Chromophores.
Molecular orbitals and the corresponding potential energies of the electrons that reside
within these orbitals can be depicted by a Jablonski-like potential energy diagram, Figure
1.1.3 This generalized diagram illustrates the possible transitions between the electronic
states of a molecule, consisting of vertical and horizontal transitions.
The Born-Oppenheimer Approximation accounts for the vertical and horizontal electron
transitions which represent the distinction between electronic and nuclear motion,
respectively. This stepwise mathematical approximation, developed in 1927, first
establishes a wavefunction solution from the electronic Schrodinger equation with a
constant nuclear motion. 4 The possible vertical transitions in Figure 1.1 demonstrate the
time-independent nature of this solution. The lower potential energy well of the excited
state is slightly shifted along the reaction coordinate to represent nuclear solution to the
2
Figure 1.1. A generalized Jablonski-type diagram depicting the potential energies of the Highest Occupied Molecular Orbital (HOMO) and the Lowest Unoccupied Molecular Orbital (LUMO) electrons. Absorbance of a photon (—), fluorescence (—), phosphorescence (—), intersystem crossing rate (Arise), and vibrational cascade (kvc) are other electron transitions illustrated.
/t
fa
e m en © an
@
I ©
3
Schrodinger equation. This distinction is plausable due to the relative electron and
nuclear masses.
The potential energy wells are grouped horizontally by spin multiplicity and vertically by
energy. The higher energy wells illustrate the potential energy of the excited states while
the lower-lying energy wells represent the gound state electron configuration. The
horizontal lines in each of the wells symbolize the lowest lying vibronic energy level of
each state.
1.2. Chromophore Absorption.
Although the term "chromophore" encompasses a broad array of dyes, these dye
molecules must contain specific structural characteristics to absorb in the visible or near
ultraviolet regions of the electromagnetic spectrum. The light absorbing moiety of the
compound contains either a conjugated 7i-system or a ligand-coordinated transition metal.
Both allow for the absorption of an incident photon to provide the necessary energy for
an electron transition from the ground state to a higher energy excited state. The
promoted electron initially resides in the highest occuppied molecular orbital (HOMO).
The absorbance of a molecule can be defined as the fraction of incident light that
produces excited states:
Ax = ex • b • c = logioCV/) (1.2)
4
where s% is the molar extinction coefficient at a particular wavelength, b is the path
length, c is the sample concentration, and (/<//) is the fraction of the incident light that
produces excited states (I0 is the intensity of the incident light, while / is the intensity of
the absorbed light by the dye.) The absorbance at a single wavelength, A*., can be
measured from a simple ground state absorbance spectrum and is represented in Figure
1.1 as a violet-colored arrow. The intensity of the absorbance band is dependent on the
probability of the electrons occupying a particular vibronic level within the excited state.
Absorbance is mainly the highest energy electron transition achievable.
1.3. Chromophore Emission.
After absorption, the excited state electron maintains the energy donated by the absorbed
photon. This electron is short-lived and will eventually resume its stable position in the
original ground state, S0, releasing its stored energy; the released energy is equal to the
energy difference between the lowest vibronic level of the excited state and a particular
vibronic level of the ground state. Here, the intensity of the emission at a specific
wavelength depicts the probability of electrons populating a specific vibronic level of the
S0. The lowest energy singlet excited state is also commonly referred to as the lowest
unoccupied molecular orbital (LUMO). This energy is emitted as either a photon or as an
alternative form of non-emissive energy; therefore, chromophore emissions can be
categorized into two groups, radiative and non-radiative, respectively.
5
Radiative Pathways
Fluorescence is considered the fastest radiative electron transition and occurs from the
lowest vibronic level of the lowest lying singlet excited state, S*, to the singlet ground
state, S0 (signified by a blue arrow in Figure 1.1.) The wavelength of this radiative
emission depends on the vibronic level of the ground state to which the electron returns;
the energy of the emitted photon is therefore less than or equal in energy to that of
absorbance. There is no change in the spin multiplicity during fluorescence.
Phosphorescence, on the other hand, is a slower radiative process that emits photons of
lower energy than does fluorescence. This is due to a change in spin multiplicity within
the excited state and requires a non-radiative horizontal electron transition before
phosphorescence can occur. This fast transition from the singlet excited state, S*, to the
lower lying triplet excited state, T*, is referred to as intersystem crossing, klSQ. Once the
electron has reached the lowest vibronic energy level of the triplet state, it must once
again change spin multiplicity to overcome the spin forbidden transition back to the
singlet ground state. This spin forbidden transition accounts for the longer-lived triplet
excited state, and is represented by a red arrow in Figure 1.1.
Organic chromophores that possess a delocalized 7t-system are primarily considered as
fluorescent probes; the singlet and triplet excited states are both well defined; often the
triplet state is not involved in the decay pathway. These excited organic chromophores
are therefore short-lived, and high-energy radiation is both absorbed and emitted. In
6
contrast, inorganic chromophores, which possess a transition-metal center with
coordinated conjugated ligands, have "mixed" excited states; there is a large overlap of
the triplet and singlet excited states. The radiative emission can no longer be considered
solely fluorescent or solely phosphorescent but as some combination of the two.
Therefore a broader term is assigned to describe this mixed emission: photoluminescence,
Figure 1.2. Since the photophysical and electronic properties of inorganic molecules
differ from that of the organic fluorescent dyes, each type is found to have different novel
applications. The applications of both types of dyes were investigated and are reported
within this dissertation.
All emitted photons, whether undergoing fluorescence, phosphorescence, or
photoluminescence, must occupy the thermodynamically equilibrated excited state
(THEXI state), also known as the lowest lying vibronic level of the lowest energy excited
state, before transition to the ground state can occur. This phenomenon is known today
as Kasha's rule.5 Exceptions rarely occur but are possible in organic molecules whose
excited singlet states are separated by a large energy gap, allowing fluorescence to occur
from either state.
Non-radiative Pathways
Other pathways exist that release the energy stored in the excited state of the molecule
that do not produce a photon. These pathways are known to be non-radiative, and are
depicted by the curvilinear arrows in Figure 1.1 and in Figure 1.2. Inter system crossing
7
a)
s*
i
Sn
k
s e 8 • 0 —
3 —
m
—Ik
1
—i
v.
*for
/ ) r+
b)
s*
*
S„
l\ A
A A
AA
. /W
WVf
c::::
::::::
:::
III
§j
\ —
il ?
Fig
ure
1.2.
Ja
blon
ski
diag
ram
s de
pict
ing
the
diff
eren
t fo
rms
of r
adia
tive
deca
ys
of e
xcite
d st
ate
elec
tron
s, a
) H
igh
ener
gy f
luor
esce
nce
from
the
sin
glet
exc
ited
stat
e, S
*, t
o th
e si
ngle
t gr
ound
sta
te,
S 0.
b) L
ower
ene
rgy
phos
phor
esce
nce
from
the
wel
l-de
fine
d, l
ower
lyi
ng t
ripl
et e
xcite
d st
ate,
T*.
c)
Low
er
ener
gy p
hoto
lum
ines
cenc
e fr
om t
he o
verl
appi
ng
sing
let-
trip
let
exci
ted
stat
e. N
on-r
adia
tive
deca
ys a
re
also
rep
rese
nted
by
k^.
(kls<:) occurs when an electron changes spin multiplicity and potential energy well states
(S* ->T*), while internal conversion (not depicted) occurs without a spin flip between an
singlet excited state to another singlet excited state of lower energies (S* -^ S*).
Vibrational cascade can occur within a single potential energy well of either the excited
or ground state and releases energy through vibrations (infrared) rather than emitting
photons, and is represented in Figure 1.1 as kvc. Finally, energy can be released as non
specific non-radiative decay from the THEXI state to the ground state, k^, Figure 1.2.
The performance of the chromophore as an emitter is highly dependent on the energy of
the incident light, the absorbance efficiency (e), the electronic properties of the
chromophore, the quantum yields of the electron transitions, and the local environment.
1.4. Quantum Yields.
The efficiency for each electron transition can be defined as the fraction of occurrence of
the given quantum state relative to all other competing pathways; the pathways are all
expressed as rate constants associated with the competing transitions.
<|>i= ki/ktot (1.3)
where ()); is the quantum yield of transition i, k\ is the rate constant of transition i, and k^
is the sum of rate constants of all competitive transitions (Ar and k^.
9
Measurement of the quantum yield allows for direct comparison of emission efficiency of
chromophores.
1.5. Lifetimes.
Emission is a random depopulation of the excited state, and each excited state
chromophore of identical structure has the same probability of emitting a photon in a
given interval of time. Measuring the decay of this population produces an exponential
decay. The initial intensity of the decay, time = 0, is proportional to the quantity of
excited states formed. The lifetime is defined as the value which exists at 1/e of this
initial intensity. The lifetime, x, is also characterized by the inverse of the sum of the
radiative and non-radiative decays:
x = (kr + kmyx (1.4)
where ^ and k^ are the radiative and non-radiative decay constants, respectively. For a
single exponential, the lifetime also signifies the average time the chromophore remains
in the excited state. This may not be true for heterogeneous solutions; a multi-exponential
may exist.
As previously stated, excited state electrons of organic chromophores exhibit shorter
lifetimes on the orders 10"9s and faster, while inorganics typically exhibit longer lived
excited stated on the orders of 10"6s and slower.
10
1.6. Conclusion.
The structural, photophysical, and electrochemical properties of chromophores are
important characteristics to take into account when choosing a dye for a particular
research endeavor.
In chapters 3 and 4, several organic chromophores are investigated to reveal their
properties. These dyes were studied in hopes to find efficient light-harvesting sensitizers
for solar energy conversion.
In chapter 5, inorganic Ru-centered chromophores were also chosen to find the ideal
complexes for solar cells that would maximize the incident light to electrical energy
conversion efficiencieson TiC>2.
Finally, chapter 7 expores the development and application of a novel technique which
measures the intracellular oxygen tension in single guinea pig ventricular cardiomyocytes
using a Ru-centered dye as an oxygen sensor.
11
References.
Morris, Peter. "Does the Science Museum, London, have Perkin's Original Mauve
Dye? A Critical Reassessment of a Chemical Icon". History and Technology
2006,22(2), 119-130.
Atkins, P; de Paula, J. Physical Chemistry. 2001.
Turro, N.J.; Modern Molecular Photochemistry. The Benjamin/Cummings
Publishing Co., Inc. Menlo Park: California. 1978.
Levine, I.N. Quantum Chemistry; 5th Ed. Prentice Hall: New Jersey. 2000.
a) Lewis, G.N.; Kasha,M. Phosphorescence and the Triplet State. 1944, 66, 2100-
2116. b) Kasha, M. "Characterization of Electronic Transitions in Complex
Molecules." 1953. 14-19.
12
Chapter 2. Introduction of Light-Harvesting Chromophores for
Applications in Photovoltaics
The idea that man will one day be able to freely capture the sun's rays for harvesting
energy is a provocative concept. In today's society, especially, alternate forms of energy
have become the central focus within the political arena and the scientific community. It
is universally understood that the Earth's fossil fuels will inevitably be depleted and that
it is crucial to find an efficient replacement. It has been estimated that the fossil fuel
reserves will be exhausted over the next century.*
The first photovoltaic effects were observed over a century ago when E. Becquerel2
measured a voltage generated when a material was excited with light. Throughout the
early twentieth century, scientists endeavored to make advancements in this area;
however, it wasn't until the early 1970's when Gerisher, Memming, and Tributsch
initiated investigation into creating systems composed of molecular dyes proximate to a
semiconductor surface. Today, high-efficiency solar cells are desired not only to
decrease the cost of photovoltaic systems but to hopefully one day serve as a primary
means of achieving adequate energy in the future with no harmful emissions or
13
byproducts. The efficiency of such solar cells has reached 13-15% conversion due to
recent advancements by Michael Gratzel and his coworkers.3
The modern electrical solar device has been fabricated from semiconductor materials to
convert a fraction of the energy contained in sunlight to electrical energy. There is much
understanding required to design and construct an efficient solar cell. The features of the
solar spectrum, semiconductor physics, semiconductor device fabrication, and the dyes
for harvesting energy are several fundamental areas required for understanding and
improving the efficiency of regenerative solar energy devices.
2.1. The Features of the Solar Spectrum.
Before considering any type of synthetic energy conversion, the energy source must be
thoroughly explored; in this case, it is the sun. Outside the earth's atmosphere, 98% of
the solar energy radiation exists between 250 and 300 nm.4 The density of sunlight that
reaches the earth's surface depends on several factors: the atmospheric conditions such as
water vapor and ozone, the latitude at which the measurement is made, and the season.
For example, even though the difference is small, on a cloudless day when the sun is at
the zenith, the radiation is maximized. A standard for solar spectral irradiance
distribution is the air mass 1.5 (AMI.5) spectrum that has a broad maximum around 500
nm that tails into the IR region (Figure 2.1 .)5 Since the visible region yields the highest
intensity of energy reaching the Earth's surface, it is most advantageous to engineer solar
cell technology to utilize this region of the electromagnetic spectrum.
14
Figure 2.1. The solar spectral irradiance distribution (AM1.5).5 This figure represents the intensity of energies of the electromagnetic spectrum that penetrate the atmosphere and reach the Earth's surface.
15
2.2. Semiconductor Physics and Device Fabrication.
Semiconductors, unlike insulators and conductors, allow for an alteration in the
conductivity by simple manufacturing procedures and can carry current by either
negatively or positively charged carriers, i.e. electrons and holes. Recently, research and
development has expanded the area of semiconductor exploration to the creation of thin
films. There are several reasons for studying thin films; the cost of harvesting solar
energy is extremely expensive when dealing with single crystals and bulk materials.2 In
addition, there exist many deposition techniques for thin films as well as the numerous
elements available for synthesizing the semiconductors. In selecting a semiconductor,
the spectrum of the light source relative to the absorption of the material must be
considered. Out of the electromagnetic spectrum that comprises sunlight, only those
wavelengths with greater energy than the band gap, Eg, can be absorbed to produce
photocharges. Titanium dioxide, Ti02, is the relevant semiconductor examined herein.
Several forms of TiC>2 exist such as rutile and anatase; recently, electrodes have been
fabricated without using single-crystals. This accomplishment has triggered a steep
acceleration in the field. Anatase phase of titanium dioxide is a wide-band gap
semiconductor which has an indirect band gap with an energy of 3.2 eV.2 Because the use
of wide-band gap semiconductors in photovoltaic cells is hampered by the fact that they
utilize only a small portion of the solar spectrum, mainly the ultraviolet, sensitizing TiC>2
to visible light with dye molecules has become a primary research focus. Titanium
dioxide is undoubtedly one of the most important electrode materials in semiconductor
photoelectrochemistry. After pioneering by Fujishima and Honda in 1972,6 there has
16
been an increasing interest in employing this material as a light-harvesting electrode in
photochemical cells.
2.3. Dyes for Light Harvesting Energy.
An important part of the photovoltaic cell is the light-absorbing molecules called dyes or
sensitizers. In 1873, Vogel discovered organic dyes deposited on semiconductor halide
grains increased the sensitivity of these particles on the low energy side of the visible
spectrum.7 The synthetic organic and inorganic aromatic dyes investigated in this
dissertation resemble, in some respects, nature's own chlorophyll pigments utilized in the
photosynthetic process, Figure 2.2. Chlorophyll contains a chromophore head, consisting
of a magnesium metal centered porphyrin, and a hydrophobic hydrocarbon tail that
allows for the anchoring of the dye to the thylakoid membrane. The dyes investigated for
photovoltaics are similar in that they are anchored to the semiconductor TiC»2.
Furthermore, the synthetic dyes examined herein for light harvesting emulate
chlorophyll; in both the synthetic systems and the chlorophyll complex, specific energy
photons are absorbed, electrons are promoted to excited states of higher potential energy
and are donated to other components of the system with a lower reduction potential.
Chlorophyll donates its excited electrons to nearby intermediates of the electron transport
chain within the membrane for energy production.
17
Chromophore r N
Figure 2.2. Molecular structure of chlorophyll. This natural dye contains a metal-centered porphyrin head which serves as the chromophore moiety. The conjugated 7r-system is apparent in the structure. The long hydrocarbon tail acts to anchor the chlorophyll in the thylakoid membrane.
18
2.4. Dye-Sensitized Solar Cells.
Dye Sensitized Solar Cells (DSSC's), also referred to as Gratzel Cells, are forecasted to
be a competitive form of renewable energy due to their price to performance ratios.
The framework of a DSSC is represented in Figure 2.3 while a simplified, generally
accepted mechanism, incorporating the T1O2 and sensitizer energetics, of a regenerative
solar cell is shown in Figure 2.4. The basic components of the DSSC: electrodes
completing the external circuit, the photoanode containing the semiconductor/sensitizer
elements, the dark electrode, and the electrolyte for sensitizer ground state regeneration.
In Figure 2.3, external circuit is represented by the alligator clamps connecting the
fluorine-doped tin oxide (FTO) glass substrate (the photoanode) and the Pt electrode (the
dark electrode). The TiC"2 semiconductor nanoparticles are directly deposited onto the
FTO conductive glass substrate to create a 8-10 urn thick film. The redox couple is an
electrolyte solution, typically consisting of an iodide/tri-iodide (I'/V), that completes the
internal circuit and is represented by a reduced-donor (D) and an oxidized-acceptor (D+).
The mechanistic steps represented in Figure 2.4 is as follows:
1. Incident light (near UV or visible) is absorbed by the chromophore moiety of
the sensitizer (SD) and creates an excited state (S*). The competitive process,
the dashed arrow, represents the radiative and nonradiative emission of the
excited state, kr or k^.
19
o •
•
©7®
TiCh Semiconductor Nanoparticle
Ground State Chromophore
Excited State Chromophore
Redox CouDle
Figure 2.3. Regenerative Dye Sensitized Solar Cell (DSSC). After the chromophore (sensitizer) absorbs a photon, an electron donated from the excited state to the mesoporous semiconductor TiC«2 nanoparticles. The injected electron then travels through the mesoporous thin film to the fluorine-doped tin oxide (FTO) glass substrate where it then proceeds through the electronic circuit. The oxidized form of the redox couple regenerates the ground state of the sensitizer.
20
S
Ground State Potential Energy
Excited State Potential Energy
Potential Energy of the Conduction Band
Potential Energy of the Valance Band
Redox Couple
Figure 2.4. The Mechanistic Scheme of the Regenerative Dye Sensitized Solar Cell. The ground state sensitizer, S0, absorbs the incident photon and promotes it to the excited state, S*. The energy of the incident photon must be greater than or equal to that of the energy gap between these two energy levels. The photons are not absorbed by the FTO or the TiC>2 because both require energy of ultraviolet photons for absorption. The electron can then either undergo injection, k^, or emission ( ). The injected electrons then are collected at the FTO and the external circuit is utilized or recombination occurs, krec ( ), and regeneration cannot be completed. Eg ( ) represents the band gap of the TiC>2 semiconductor.
21
2. If the excited state is a stronger reductant than the Ti02 conduction band
(ECb), interfacial electron transfer is energetically favored. The electron is
injected (£inj) and travels through the Ti02 mesoporous thin film. The electron
in the conduction band can either be collected by the conductive glass at the
FTO/Ti02 interface (r|cou) or can undergo recombination to the ground state of
the sensitizer. Figure 2.3 also depicts the recombination of the injected
electron which decreases the overall efficiency of the DSSC. Dyes are often
designed in attempt to eliminate the krec.
3. These collected electrons travel through the external circuit until they reach
the counter Pt electrode.
4. Regeneration of the donor (D) is completed at the platinum electrode, and the
cell is fully restored.
The success of the Gratzel cell depends on the ability to absorb the photon, the quantum
yield for injecting the absorbed photon into the TiC>2 ((pinj), the collection efficiency of the
conductive glass substrate (r|coii), and the energetics of the redox couple. The overall
incident- photon-to-current efficiency (IPCE) can be defined as:
IPCE = a • ( inj • ricoii (3)
where a is the absorptance of the sensitizer. This directly measures the photocurrents
22
produced in the DSSC when irradiated with light and allows for comparison between
cells. Since the absorptance is dependent on wavelength of the incident light, the IPCE
also varies with the wavelength.
23
References.
Ciamician, G. Science 1912, 36, 385.
Gratzel, M. Nature 2001, 414, 338.
K. Nazeeruddin, M.K.; Bessho, T.; Le Cevey; Ito, S., C. Klein, F. De
Angelis, F.; Fantacci, S.; Comte, P.; Liska, P.; Imai, H.; Gratzel, M. J
Photochem Photobiol 2007, 185 (2-3), 331-337.
Fahrlenbruch, A.; Bube, R. Fundamentals of Solar Energy: Photovoltaic Solar
Energy Conversion. Academic Press: New York, 1983.
"WIRE." 24 July 1998. 1 April 2003.
http ://wire0. ises. org/wire/glossary. nsf/H/O?Open&000040F2
Fujishima, A; Honda, K. Nature 1972, 238, 37-38.
Vogel, H.W.; Photochemie and Beschriebung der Photographischen Chemikalien.
5th ed. Gustav Schmidt: Berlin. 1873.
24
Chapter 3. Organic Rigid-Rod Linkers for Coupling Chromophores to
Metal-Oxide Nanoparticles
3.1. Introduction.
Aromatic chromophores adsorbed to metal oxide surfaces can provide deep insights into
charge injection and recombination at the dye/metal-oxide interfaces. Previously
reported in literature are successful molecular-linkers such as siloxane1, carboxylic acid2,
acetyl acetonate3, amide4, or phosphonate5 functional groups physi- or chemi-sorbed to
metal oxide surfaces. At times, flexible methylene spacers have been synthesized
between the functional binding groups and the chromophore to avoid direct electron
interactions3'7. However, the flexibility of these molecules creates an unknown
orientation and unpredictable molecular interactions with the metal oxide surface.
Our collaborators at Rutger's University, Newark, Galoppini and coworkers, recently
developed a novel linker to replace the flexible spacers. The rigid spacers consist of p-
phenylenethynylene or w-phenylenethynylene bridges, (Ph-E)n, and are utilized to
examine photophysical properties and electron transfer processes at nanoparticle surfaces.
The linkers also allow for fully conjugated systems from the chromophore directly to the
25
surface. Furthermore, the length of the rod and, ideally, the distance of the chromophore
from the surface can be controlled; each phenylethyne unit is 5.4 A long and is rigid. The
results demonstrate that this is an important new approach for coupling molecular
components with nanostructured materials. '
The bipodal organic dyes presented are dimethyl 5-(l-pyrenylethynyl)isophthalate (2) \p-
Py-E-Ph-ROD], dimethyl 5-(4-(l-pyrenenylethynyl-phenylethynyl)isophthalate (3) [p-
Py-(E-Ph)2-ROD], dimethyl 5-(3-(l-pyrenenylethynyl-phenylethynyl)isophthalate (4) [m-
Py-(E-Ph)2-ROD], and dimethyl 5-(bis-3,5-(l-pyrenenylethynyl-
phenylethynyl)isophthalate (5) [Bis(7W-Py)-(E-Ph)2-ROD]. All dyes were synthesized
and provided by Elena Galoppini and co-workers, Figure 3.1,10 and were compared to the
commercially available pyrene carboxylic acid (1).
Overall, the purpose in using these rigid-rod organic molecules as dyes for sensitization is
clear. These organic sensitizers have well-defined spin states, vibronic structures, and
excimer emissions. Controlling the length of the rigid linker allows for specific
increases in molar extinction coefficients over the commercially available Py-CC^H.
These organic rigid-rod linkers were used to couple pyrene to the surface of Ti02
(anatase) and Zr02 nanoparticle thin films. The rigid-rods also shift to the red the long-
wavelength absorbance of the pyrene chromophore. The rigid-rod linkers afford high
surface coverages, -10" mol/cm , and high surface stabilities on the nanostructured metal
oxide films in acetonitrile. The appearance of a pyrene excimer-like emission on Zr02
26
Chromophore
^
> Linker
C 0 0 H HOOC" ^ "COOH HOOC" ^ "COOH
Py-C02H (1) Py-E-Ph-Rod (2) Py-(E-Ph)2-Rod (3)
J
HOOC ^-^ COOH
»i-Py-(E-Ph)j-ROD (4)
HOOC v COOH
Bis(m-Py)-(E-Ph)2-ROD (5)
Figure 3.1. Schematic of the five bipodal pyrene-spacer-anchor systems compared in this study. The phenylenethylynene spacer is abbreviated (E-Ph).
27
nanoparticles indicates that the bipodal rigid-rods do not spatially isolate the
chromophores effectively. The emission on HO2 is completely quenched, consistent with
quantitative electron injection into the semiconductor. Nanosecond transient absorption
measurements (AeXC = 417 nm, 8-10 ns fwhm, 3.1 mJ/cm2) indicate rapid excited-state
electron injection, k-mj > 108 s"1, and second-order recombination with an observed
average rate constant of &0bs = 2.5 ± 0.3 x 107 s"1, independent of which rigid-rod was
excited. Preliminary photoelectrochemical studies in regenerative solar cells with 0.5 M
LiI/0.05 M I2 indicate a quantitative conversion of absorbed photons into an electrical
current.
3.2 Experimental Section.
Metal Oxide Thin Film Preparation
Colloidal HO2 and ZrC>2 films were prepared by a previously described sol-gel technique
that produces nanocrystals of ~20nm in diameter and mesoporous films (after sintering at
450°C) of approximately 10-u,m thickness.3'11 For absorption and luminescence studies,
the particles were coated onto glass slides (VWR Scientific), and for
photoelectrochemical studies, they were coated onto fluorine-doped tin oxide conductive
glass (FTO; Libbey-Owens-Ford).
28
Binding.
The five pyrene compounds studied in detail are shown schematically below. Py-C02H,
(1), was purchased (Aldrich, 99%), and the para- rigid-rods, Py-E-Ph-Rod, (2), and Py-
(E-Ph)2-Rod, (3), were prepared as previously described.10 The meta- rigid-rigid rods, m-
Py-(E-Ph)2-ROD, (4) and Bis(/w-Py)-(E-Ph)2-ROD (5), were prepared as previously
described.12
The binding of Py-C02H as well as the pyrene-substituted rods to the Zr02 films was
accomplished by immersing the films in acetonitrile solutions of 1-5 overnight at room
temperature. The surface attachment of 1 as well as rigid-rods 2-5 to the Zr02 or Ti02
films resulted in the appearance of a pale yellow color. The surface coverage reached a
limiting value of ~8 x 10"8 mol/cm2 at high concentrations of the acetonitrile solutions of
1-3. Surface coverages of the carboxylic acid derivatives of 2-5 also approached ~8 x 10"
8 mol/cm2 at concentrations of -0.25mM THF solutions. The thin films were treated with
base by immersion in a pH=ll solution prior to binding of 2-5 (carboxylic acid
derivatives); this pretreatment was necessary for reaching high surface coverages.13
Adsorption Isotherms.
Surface binding of 2-5 was monitored spectroscopically by measuring the change in film
and solution absorbance after equilibrating the film overnight in solutions with known
concentrations of the sensitizers. In all cases, the surface coverages saturated at an
~0.25mM sensitizer concentration. The equilibrium binding for all sensitizers were
29
described by the Langmuir adsorption isotherm model3'14 from which the surface binding
constants (Xad) were abstracted using equation (3.1),
[ S J e 9 = _ J _ + [Sleg (3.1) r ^adl^o To
where [S]eq is the equilibrium concentration of the sensitizer (2-5), T0 is the saturated
surface coverage, and Tis the equilibrium surface coverage at a defined molar
concentration. Plots of [S]eq/ r versus [S]eq were fitted linearly to obtain the binding
constants Tad and surface coverages ro.
Spectroscopy.
Absorption spectra were acquired at ambient temperature in acetonitrile (Burdick and
Jackson, spectroscopic grade) for methyl ester derivatives or in THF for carboxylic
derivatives (Acros, spectroscopic grade) using a Hewlett-Packard 8453 diode array
spectrometer. Nanosecond transient absorbance spectra were acquired in a cuvette with
nitrogen-saturated acetonitrile or THF and 417-nm light excitation as previously
described.15
Steady-state fluorescence spectra were obtained with a Spex Fluorolog that had been
calibrated with a standard NIST tungsten-halogen lamp. Time-resolved fluorescence
decays were acquired with 316-nm excitation and a single-photon counting apparatus that
has been previously described.16 Fluorescence quantum yields for carboxylic acid
30
samples, <f>Fi, were calculated in THF with pyrene as a reference (<|>FI = 0.72) and using
equation (3.2):
<t>Fl = (VA.)(IAXlU/llr)2<|)r (3.2)
where Ar and As are the absorbances of the actinometer and the sample, respectively, Ir
and Is are the integrated PL intensities of the actinometer and the sample, respectively, ns
and nr are the indexes of refraction for the solvents used for the actinometer and for the
sample, respectively and (|)r is the quantum yield for pyrene in THF. The radiative (kr)
and non-radiative (Am) rate constants were calculated using equations (1.3) and (1.4).
Fourier transform infrared attenuated total reflectance (FTIR-ATR) spectra of sample
crystals and sensitized thin films were obtained using a Thermo Electron Corporation
Nicolet 6700 FT-IR and a Golden-Gate Apparatus.
Electrochemistry.
Cyclic voltammetry was performed with a BAS potentiostat under an atmosphere of
nitrogen at room temperature with a three-electrode configuration. A glassy carbon
electrode (2 nm diameter) or a sensitized Ti02 film was used as a working electrode
along with a platinum wire auxiliary electrode and a AgVAgCl reference electrode in
0.1M TBACIO4/CH3CN electrolyte solution. The potential of the Ag+/AgCl reference
electrode was referenced externally versus the ferrocene/ferroenium (Fc/Fc+) redox
couple. Compounds 2-5 show an irreversible first oxidation both in fluid and when
31
anchored to the TiCh when monitored at scan rates of lOOmV/s. Since the half-wave
potential (E1/2) could not be calculated because of the absence of the cathodic peak (EpC),
the anodic peak (Epa) potential is therefore quoted.
Photoelectrochemistry.
The photocurrent action spectra were obtained in a two-electrode sandwich cell
arrangement similar to figure 2.3. A 0.5M LiI/0.5M I2 acetonitrile solution was used as
the electrolyte. Quasi-monochromatic light from 400 to 600 nm was achieved with a 150
W Xe lamp coupled to a f/2 monochrometer, and incident irradiances were typically of
lmW/cm2.
Calculations.
Semi-empirical geometry optimization was performed at the AMI level using Spartan '02
by Wavefunction, Inc.
3.3 Results.
The absorbance spectra of 1 and rigid-rods 2 and 3 in neat acetonitrile and on TiCh,
Figure 3.2, show that the rigid-rods increase the extinction coefficient and shift to the red
the long-wavelength absorbance of the pyrene chromophore. The Uv-Vis absorbance
spectra of 2, 3, 4, and 5 in THF solutions and bound to TiCVglass are shown in Figure
3.3. A comparison between these spectra allows one to observe the affects of the
substitution position (para- or meta-) and of the number of PE units in the linker. The
32
a)
8.0x10
6.0x10
4.0x10'H CO
2.0x10
250 300 350 400 450
Wavelength, nm
b)
c
o
0.6
0.5
0.4
0.3
0.2 J
380 p-i-fc i. arT -
400 420 440 460
Wavelength, nm
480
Figure 3.2. Absorption spectra of (a) 1-3 in neat CH3CN and (b) 1-3 adsorbed to T1O2 in neat CH3CN. For both (a) and (b), solid lines correspond to 1 (—) , dashed lines correspond to 2 (——), and dashed-dot lines correspond to 3 (—) .
33
a)
HOOC^^XOOM
H O O C ^ C O O H
• 1 • 1 T~. 1 " • f * 1 ' "1
250 300 350 400 450 500
Wavelength, nm
b)
8 | 0.4 J
1
375 400 425 450 475 500 525 550 575 600 Wavelength, nm
Figure 3.3. Absorption spectra of 2-5 (a) in THF solution and (b) bound to TiCVglass. 2 ( - - - ) , 3 ( - ) , 4 ( - - - ) , 5 ( ).
34
band at higher energy in the spectra 3.2a and 3.3a was assigned to the n, it* transition of
the rigid-rods (E-Ph). The additional (E-Ph) group in 3 compared to 2 (both para rigid-
rods) increases the extinction coefficient and red shifts the absorbance band -17 nm of
the lower energy absorbance band assigned to the pyrene chromophore. Compound 4
(the meta rigid-rod), however, has the same spacer length as compound 3 but is blue
shifted and overlaps with the pyrene absorbance band of compound 2. In conclusion, an
increase in length of the spacer with a para substitution allows for the compound to
absorb further into the red and utilize more of the visible spectrum. Furthermore,
introducing a second pyrene moiety in the meta position increases the intensity of the
absorption, and therefore the molar extinction coefficient, by a factor of almost 2
(compound 4 vs. 5).
Absorption spectra on insulating colloidal ZrC>2 films were within experimental error the
same as those on TiCh (Figure 3.2b, 3.2b). Only a long-wavelength absorption tail into
the visible is observed when Py-CC^H is anchored to Ti02. The higher-energy vibronic
transitions, below 380 nm, are obscured by the fundamental absorption of the
semiconductor; however, the lower energy vibronic band is visible for compounds 2-5.
Light excitation of the pyrene compounds in fluid solution and anchored to Zr02 thin
films leads to room-temperature fluorescence. At low concentrations in THF, a single
emission band is observed. The fluorescence quantum yields were estimated using the
optically dilute technique with pyrene as a standard. Fluorescence decays were first
order, and the radiative and nonradiative rate constants were calculated using standard
equations9'17 (Table 3.1). Sonication of rigid-rods 2 and 3 in saturated ethylene glycol
35
Table 3.1: Photophysical Properties ofl-3a
sensitizer
Py-E-Ph-Rod (2)
Py-(E-Ph)2-Rod (3)
Py-C02H (1)
Pyrene
, ~B—
(e, RT'cm'1) 383
(5.3 x 104) 399
(8.2 x 104) 351
(3.2 x 104) 335g
(4.9 x ioY
A.f, nm
425
445
390
375,
395s
V
0.33
0.41
0.34
0.72*
x, nse
3.1
1.8
10.1
190"
Kr, S (xlO8)
1.1
2.3
0.34
3.8*
*nr) S (xlO8)
2.2
3.3
0.65
1.5"
aAll measurements were performed in ^-saturated CH3CN at room temperature. 6 Absorption maximum ±2 nm. Corrected singlet emission maximum, ±5 nm. d
Fluorescence quantum yield, ±5%. eExcited-state lifetime ±2%. f From ref 30 (in EtOH). gThis paper (in CH3CN). h From ref 21. The data provided is for pyrene in polar solvents.
36
solutions yielded suspensions of rigid-rods that display an additional emission band in the
green. Black-light excitation with visual inspection showed that the solution emission
was blue and that the green emission was from undissolved rigid-rod particles (Figure
3.4b). The introduction of E-Ph units yielded a sharp, 100-fold decrease in the pyrene
excited state lifetime and was accompanied by an unexpected increase in fluorescence
quantum yield to nearly unity. Radiative decay is the main deactivating pathway since
the quantum yields of most of the pyrene complexes are over 90%.
The fluorescence spectra of 1-5 bound to ZrC>2 thin films, an insulating-like substrate
with similar morphology as semiconductor TiC>2, were concentration-dependent. Shown
in Figure 3.4a are the fluorescence spectra of Py-(E-Ph)2-ROD/Zr02 as a function of
surface coverage. With increased surface coverage, a red shift and a broadening of the
fluorescence spectrum is observed with the appearance of a shoulder at -550 nm. Figure
3.4a illustrates dependence of compound 4 on the surface coverage; at low surface
coverage conditions (2.2x10"9 mol/cm2), the monomer and a weak excimer (excited state
dimer) emission were observed at -425 and ~525nm, respectively. As the surface
coverage increased, an excimer emission band appeared. No evidence for surface
decomposition or desorption was found by UV-vis spectroscopic measurements of the
supernatant acetonitrile or of the nanoparticle thin film.
Pyrene excimer emission of 2-5 on TiC>2 was not detected suggesting electron injection
from the excimer. Because the Zr02, as an insulator, is used as a control for prohibiting
electron injection, the overlayed spectrum suggests that the excimers are also formed
upon adsorption to the TiC>2 surface. The molecular parallel, cofacial 7i-stacking to form
37
a) Py-(E-Ph)
Wavelength, nm
b)
Figure 3.4. a) Normalized emission spectra of Py-(E-Ph)2-Rod as a function of surface coverage on mesoporous Zr02 nanoparticle thin films immersed in acetonitrile at room temperature. The surface coverage from left to right was: 0.068, 0.16, 0.22, 0.25, and 1.6 x 10"8 mol/cm2. Superimposed on the data is the emission spectrum (+) of a saturated ethylene glycol solution of Py-(E-Ph)2-Rod. b) The green emission (left vial) represents the excimer emission of Py-(E-Ph)2-Rod in an ethylene glycol solution, while the Py-(E-Ph)2-Rod in neat acetonitrile, representing the violet monomer emission. The samples were excited with 350 nm light.
38
the excimer only exist at short-ranges (~ <3.6A)18, and therefore suggest that the pyrene
molecules are closely packed on the semiconductor surface. Similar behavior was found
for all pyrene complexes. In conclusion, the excimer of the pyrene complexes efficiently
inject into HO2, acting as a sensitizer.
Cyclic voltammetry data of 1-5 reveal an irreversible oxidation (Table 3.2). The formal
reduction potentials E° (Py+/0) were estimated by extrapolating the measured anodic peak
potential as a function of scan rate. The excited-state reduction potentials E° (Py+/0*)
were estimated from these data and the free energy of the fluorescent excited state, AGes,
as previously described.9'19 The irreversible nature of this system can be explained by the
association of the resultant 7t-radical cation with a ground state molecule to form a
dimmer radical cation. Compounds 2-5 exhibit a more negative anodic peak potential
(Epa) than that found for either pyrene or Py-COOH, thus suggesting an increase in the
energy of the highest occupied molecular orbital (HOMO) of these compounds with
increasing conjugation. This trend is visible in the Epa potentials of compounds 1-3 that
display Epa potentials of 1.25, 1.21, and 1.16V respectively vs. Fc/Fc+.
Nanosecond transient absorption spectra of the pyrene-substituted rods in fluid solution
revealed a long-lived excited state assigned to the triplet state. The triplet yield was low
and could be increased by adding Ru(bpy)3(PF6)2 as a sensitizer.20 Pulsed light excitation
of 1-3 bound to Ti02 resulted in the appearance of a new transient absorption feature.
Figure 3.5 shows representative transient absorption spectra observed after pulsed 417-
nm light excitation of Py-(E-Ph)2-Rod/Ti02 at the indicated delay times and, for
comparison, the excited-state triplet difference spectra measured in acetonitrile solution.
39
Table 3.2: Electrochemical Properties of 1-3°
sensitizer
Py-E-Ph-Rod (2)
Py-(E-Ph)2-Rod (3)
Py-C02H (1)
Pyrene
E< w\ 1.18
1.15
1.29
1.16"
V E* '(Py+y°*),
-2.03
-1.97
-1.99
-2.17c
V AGes, eV
3.21
3.12
3.28
3.33c
"Formal reduction potentials reported versus SCE estimated from cyclic voltammetry data obtained by adding 1-3 dissolved in a minimal amount of CH2C12 to 0.1 M TBACIO4/CH3CN. b From ref 21, performed in CH3CN. c Calculated using data provided in ref 21 for pyrene in polar solvents.
40
-0.006 - i — i — i — i — i — i — i — i — i — i — i — i — i — i — i — i
350 400 450 500 550 600 650 700 750
Wavelength, nm
Figure 3.5. AA spectrum observed after 417-nm laser light excitation (-3.1 mJ/cm2, 8 ns fwhm) of Py-(E-Ph)2-Rod/Ti02 immersed in CH3CN. The data were recorded at 10 ns (•), 100 ns (red • ) , 250 ns (green A), and 1 (is (blue • ) delays after the laser pulse (solid lines with symbols). Overlaid is the normalized absorption difference spectrum obtained 10 (is after sensitizing the triplet of Py-(E-Ph)2-Rod (4.0 x 10"5 M) in CH3CN using [Ru(bpy)3](PF6)2 (4.0 * 10"5 M) and exciting with 532-nm laser light (-11 mJ/cm2, 8-ns fwhm) ( - • - • - • -). Inset: Transient absorption signals following 417-nm laser light excitation of Py-(E-Ph)2-Rod/Ti02
immersed in 1.0 M LiGCVCHaCN monitored at 640 nm and displayed on a logarithmic time scale from 10"8 to 0.5 s. Overlaid on the data is a kinetic fit (white line) to a sum of two second-order rate constants.
41
The inset shows single-wavelength kinetic traces. The formation of the transient state
could not be time resolved, and the recovery required milliseconds for completion. The
transient data was well described by a bi-second-order kinetic model.9 Average rate
constants of (2.5 ± 0.3) x 107 s"1 were measured for 2 and 3 at surface coverages of 7.9 x
10"9mol/cm2.
The photocurrent efficiency of the rods was quantified in a sandwich-cell arrangement
with a 0.5 M LiI/0.05 M I2 acetonitrile electrolyte. For 1-3, conditions were found where
the absorbed photons were converted to electrons with efficiencies within the
experimental error of unity. The photocurrents were stable for periods of hours with
negligible degradation under illumination conditions of ~1 mW/cm2.
3.4. Discussion.
The pyrene-terminated rigid-rod linkers bind to TiCh and ZrC>2 mesoporous thin films in
St 9
high surface coverages, -10" mol/cm . These values are comparable to those reported for
tripodal linkers with Ru(II) complexes and other inorganic complexes.9'21 The linkages
were robust, and decomposition of the surface-bound complexes was not observed on the
few hours time scale of the experiments. Strong electronic coupling between the pyrene
and the rigid-rod is clearly evident in the enhanced extinction coefficient and by a red
shift in the absorption spectrum as the number of phenylethyne groups is increased
(Figure 3.2a and 3.3a). The rigid-rods therefore increase the visible-light absorption by
pyrene, an important feature for solar energy conversion applications.
42
Semi-empirical calculations show the presence of a very pronounced derealization of the
LUMO orbital of the pyrene chromophore onto the rigid-rod in 2 and 3 (Figure 3.5). The
implications of this finding are two-fold. First, it suggests that a strong coupling, and
consequently fast electron transfer between the sensitizer and the semiconductor particle,
will exist even as the length of the rigid-rod increases. Second, it agrees with the
experimentally observed enhanced extinction coefficients and the spectral red shifts that
accompany the extension of the rod in 2 and 3. Indeed, in a similar agreement with
experiment, a 10 x 10 AMI-CI calculation predicts a nearly two-fold increase of the
oscillator strength in 3 in comparison with that of the unmodified 1.
Pyrene fluorescence ' ' has previously been used as a probe on titanium dioxide
surfaces24 and on sol-gel processed materials.25 Fluorescence on the HO2 nanocrystallites
studied here was highly quenched but was easily observed on insulating Zr02
nanoparticles. The emission spectra on ZrC>2 were concentration-dependent and displayed
a significant broadening and red shift with increased surface coverage (Figure 3.4).
Previous studies of pyrene physisorbed to Ti02 powders showed sharp fluorescence
spectra consistent with pyrene in a polar, protic-like environment.24 The broadening
observed for the rigid-rods was present at ~Vio of the maximum surface coverage,
suggesting some degree of pyrene aggregation on the nanoparticle surface. At surface
coverages near saturation, a shoulder was observed near the wavelength expected for the
pyrene excimer. This data indicates that the rigid-rod linkers inhibit pyrene-pyrene
interactions but do not fully eliminate them. Investigating whether the use of a linker
with a larger footprint, such as the tripod, eliminates the formation of exciplexes and
other aggregation phenomena is discussed in the following chapter.
43
a)
&
b)
P Figure 3.6. The LUMO (a) and the HOMO (b) orbitals of the pyrene chromophore in 1 - 3 derived from semi-empirical calculations. Note the pronounced derealization onto the rigid rod in 2 and 3.
44
Transient absorption and photoelectrochemical measurements clearly indicate that the
fluorescence quenching on HO2 is due to interfacial electron injection. The pyrene rigid-
rods are potent excited-state reductants (E° (Py+I0*) fa-1.9 V vs SCE), and interfacial
electron injection into the semiconductor is expected to be thermodynamically
favorable.21 Transient absorption spectroscopy reveals the presence of a single
photoproduct with an absorption spectrum clearly different than that expected for the
pyrene triplet, which is reasonably assigned to an interfacial charge-separated state,
Py+/Ti02(e"). The appearance of this product could not be time resolved for either of the
rigid-rods or Py-CC^H, consistent with rapid electron injection into the semiconductor,
kmi > 108 s"1.
Organic dyes strongly coupled to TiC>2 surfaces often display dye-to-particle charge-
transfer absorption bands.26'27 The overlap of pyrene and Ti02 absorption makes it
difficult to determine whether new electronic transitions of this type are present in the
rigid-rods. However, a broadened peak near 400 nm is observed in the photocurrent
action and absorption spectra of 2 and 3 anchored to TiC>2 that is approximately the same
energy as the lowest vibronic transition in the pyrene absorption spectrum. This spectral
feature, coupled with the long distance between the pyrene and the semiconductor
surface, is most consistent with injection from a pyrene excited state. Recombination of
the injected electron with the oxidized pyrene required milliseconds for completion, and
the kinetics were well described by a sum of two second-order rate constants.9 Average
rate constants for rigid-rods 2 and 3 at ~Vio of the maximum surface coverage were
within experimental error the same. This is not unexpected in view of literature
45
reports and the fact that semi empirical calculations show significant derealization
over the phenylethyne linker in the HOMO of rigid-rods 2 and 3.
The pyrene rigid-rods efficiently convert light into an electrical current in regenerative
solar cells with iodide as the electron donor.27 Energetically, a high photocurrent is
expected since the pyrene is a potent photoreductant and the pyrene radical cation is a
strong oxidant that is expected to oxidize iodide rapidly. In fact, when corrections were
made for transmitted light and for losses associated with the tin oxide substrate, the
absorbed photon-to-current efficiency was within experimental error of unity for both
rigid-rod linkers. High photocurrent efficiencies were observed at surface coverages
where excimer emission was evident on Zr02 surfaces, suggesting that either injection
occurs prior to excimer formation or that the excimer itself injects electrons into Ti02
efficiently.
3.5. Conclusions.
A study of rigid-rod molecules that can be anchored to metal oxide nanoparticles with
high surface coverages is reported. The conjugated phenyethynyl spacer of the rigid-rods
enhances the pyrene extinction coefficient and shifts the absorption spectrum toward the
red. The spectroscopic data indicates that the rigid-rods inhibit translational mobility on
the nanoparticle surface, but the observation of excimer-like emissions indicates that the
pyrene groups are not isolated. Light excitation of the rigid-rods on anatase Ti02
nanocrystallites reveals rapid and quantitative electron injection into the semiconductor.
46
This behavior may be useful for light detection and conversion at selected frequencies of
light. Furthermore, if this efficiency can be enhanced to longer wavelengths of light, then
rigid-rod chromophores would be expected to convert sunlight into electrical energy
efficiently.27 More fundamentally, pyrene rigid-rods, with their well-defined spin states,
vibronic structures, excimer emissions, and redox properties, provide unique insights into
interfacial electron transfer and excited states that are difficult to obtain from the more
commonly studied inorganic Ru(II) dyes.21'30
•Professor L. Brand and Dr. T. Dmitri at The Johns Hopkins University Biology Department allowed us to
use and technically assistanted with the single-photon counting apparatus.
47
3.6. References
1. (a) Ghosh, P.; Spiro, T. G. J. Am. Chem. Soc. 1980, 102, 5543-5549. (b)
Bookbinder, D. C; Wrighton, M. S.J. Electrochem. Soc. 1983, 130, 1080-1086.
(c) Miller, C. J.; Widrig, C. A.; Charych, D. H.; Majda, M. J. J. Phys. Chem.
1988, 92, 1928-1933. (d) Ford, W. E.; Rodgers, M. A. J. Phys. Chem. 1994, 98,
3822-3841.
2. Anderson, S.; Constable, E. C; Dare-Edwards, M. P.; Goodenough, J. B.;
Hamnett, A.; Seddon, K. R.; Wright, R. D. Nature (London) 1979, 280, 571-573.
3. Heimer, T. A; D'Arcangelis, S. T.; Farzad, F.; Stipkala, J. M.; Meyer, G. J. Inorg.
Chem. 1996, 35,5319-5324.
4. (a) Moses, P. R.; Murray, R. W. J. Electroanal. Chem. 1977, 77, 393-400. (b)
Shepard, V. R.; Armstron, N. R. J. Phys. Chem. 1979, 83, 1268-1276. (c) Fox, M.
A.; Nabs, F. J.; Voynick, T. A. J.Am. Chem. Soc. 1980,102, 4036-4042.
5. Zou, C; Wrighton, M. S. J. Am. Chem. Soc. 1990,112, 7578-7586.
6. (a) Pechy, P.; Rotzinger, F. P.; Nazeeruddin, M. K.; Kohle, O.; Zakeeruddin, S.
M.; Humphry-Baker, R.; Gratzel, M. Chem. Commun. 1995, 65-66. (b) Yan, S.
G; Hupp, J. T. J. Phys. Chem. 1996, 100, 6867-6870. (c) Saupe, G. B.; Mallouk,
T. E.; Kim, W.; Schmehl, R. H. J. Phys. Chem. B 1997, 101, 2508-2513. (d)
48
Gillaizeau-Gauthier, I.; Odobel, F.; Alebbi, M.; Argazzi, R.; Costa, E.; Bignozzi,
C. A.; Qu, P.; Meyer, G. Inorg. Chem. 2001, 40, 6073-6079.
7. Asbury, J. B.; Hao, E.; Wang, Y.; Lian, T. J. Phys. Chem. B 2000, 104, 11957-
11964.
8. Hoertz, P; Carlisle, R.; Meyer, G.; Wan, D; Piotrowiak, P.; Galoppini, E.
Nanoletters 2003, 3, 325.
9. a) Galoppini, E.; Guo, W.; Hoertz, P.; Qu, P.; Meyer, G. J. J. Am. Chem. Soc.
2002, 124, 7801-7811. b) Galoppini, E.; Guo, W.; Qu, P.; Meyer, G. J. J. Am.
Chem. Soc. 2001, 123, 4342-4343.
10. Wang, D.; Schlegel, J. M.; Galoppini, E. Tetrahedron 2002, 58, 6027-6032.
11. O'Regan, B.; Moser, J.; Anderson, M.; Gratzel, M. J. Phys. Chem. 1990, 94,
8720-8726
12. Tartula, O., Rochfors, J.Piotrowiak, P.; Galoppini, E.; Carlisle, R.; Meyer, G.J.; J
Phys Chem B 2006, 110, 15734-15741.
13. Wang, D.; Mendlesohn, R.; Galoppini, E.; Hoertz, P.; Carlisle, R.A.; Meyer, G.J.;
J Phys Chem B 2004, 108, 16642-16653. Kelly, C. A.; Thompson, D. W.; Farzad,
F.; Meyer, G. J. Langmuir 1999, 15, 731-737.
14. Langmuir, I.; J Am Chem Soc 1918, 40, 1362-1403.
49
15. Kelly, C.A.; Thompson, D.W.; Farzad, F.; Meyer, G.J.; Langmuir 1999, 15, 731-
737.
16. Dmitri, T.; Savtchenko, R.; Meadow, N.; Roseman, S.; Brand, L. J. Phys. Chem.
B 2002, 106, 3724-3734.
17. Lakowicz, J. R. Principles of Fluorescence Spectroscopy. 2nd ed.: Plenum Press:
New York, 1999.
18. Birks, J.B. Photophysics of Aromatic Molecules. John Wiley & Sons: London,
UK. 1970; pp301-307.
19. Rehm, D.; Weller, A. Isr. J. Chem. 1970, 8, 259. 17. de Carvalho, I. M. M ;
Gehlen, M. H. J. Photochem. Photobiol, A 1999, 122, 109.
20. Qu, P.; Meyer, G. J. Dye Sensitized Electrodes. In Electron Transfer in
Chemistry; Balzani, V., Ed.; Wiley-VCH: Weinheim, Germany, 2001; Vol. 4,
Chapter 2, pp 355-411.
21. Murov, S. L.; Carmichael, I.; Hug, G. L. Handbook of Photochemistry, 2nd ed.;
Marcel Dekker: New York, 1993.
22. (a) Forster, T. Angew. Chem., Int. Ed. Engl. 1969, 5, 333-343.
23. (a) Chandrasekaran, K.; Thomas, J. K. J. Am. Chem. Soc. 1983, 105, 6383-6389.
(b) Chandrasekaran, K.; Thomas, J. K. J. Colloid Interface Sci. 1985, 106, 532-
537.
50
24. Avnir, D. Ace. Chem. Res. 1995, 28, 328-334.
25. Moser, J.; Punchihewa, S.; Infelta, P.; Gratzel, M. Langmuir 1991, 7, 3012-3018.
26. Efficient sensitization by other organic dyes has been reported: (a) Enea, O.;
Moser, J.; Gratzel, M. J. Electroanal. Chem. 1989, 259, 59-65. (b) Ferrere, S.;
Gregg, B. New J. Chem. 2002, 26, 1155-1160.
27. Hasslemann, G. M.; Meyer, G. J. J. Phys. Chem. B 1999, 103, 7671-7675.
28. (a) Nelson, J. Phys. Rev. B 1999, 59, 1537'A. (b) Nelson, J.; Haque, S. A.; Klug, D.
R.; Durrant, J. R. Phys. Rev. B 2001, 63, 205321.
29. (a) Fiebig, T.; Kuhnle, W.; Staerk, H. Chem. Phys. Lett. 1998, 282, 7-15. (b)
Fiebig, T.; Stock, K.; Lochbrunner, S.; Riedle, E. Chem. Phys. Lett. 2001, 345,
81-88. (c) Pandurski, E.; Fiebig, T. Chem. Phys. Lett. 2002, 357, 272-278.
30. Jones, N. J. Am. Chem. Soc. 1945, 67, 2127-2150
51
Chapter 4. Control of Intermolecular "Cross-Talk" between
Chromophores on Nanocrystalline Surfaces through the Isolation of
Pyrene Rigid-Rod Sensitizers
In addition to the bipodal rigid rod linkers, a "tripodal" linker was developed at Rutgers
to allow for chromophores to adsorb to the metal oxide surfaces in a perpendicular
orientation, preventing the possible pivoting action of the rigid bipodal systems. Figure
4.1 illustrates the structural differences between the "bipods" and "tripods." This figure
depicts the sensitizer as having carboxylic acid functional groups for metal oxide
adsorption. This tripod-shaped linker carrying a pyrene chromophore on a phenylethynyl
arm and three COOH binding groups was synthesized to study how the size of the linker
footprint can influence the aggregation of organic dyes bound to metal oxide thin films.
The tripod has an adamantane core and a footprint of -52.4 A1 spanned by the three p-
carboxy-phenyl arms, see Figure 4.2.
4.1. Introduction.
A vast and diverse selection of photoactive molecular compounds referred to as
chromophores has been extensively investigated when bound to metal oxide surfaces.
Later in this dissertation, the use of anchored Ru(II) polypyridyl complexes to
52
Figure 4.1. Illustration of the bipodal and tripodal linkers bound to metal oxide (MO) nanoparticle surfaces. The linkers consist of a p-phenyleneethynylene spacer of varying length, connecting the chromophore to the anchoring group, a) Depicts the tripodal linker with three COOH groups for attachment, b) Represents the bipodal linker with two COOH groups for attachment.
53
Py-(E-Ph)-TRIPOD
Figure 4.2. The tripodal pyrene-spacer-anchoring system. The phenylenethynylene spacer is abbreviated (E-Ph). The ball-and-stick-model illustrates the footprint size from a "top-down" view.
*Footprint-size calculated bv GaloDDini and coworkers.
54
nanocrystalline TiC>2 through rigid-rod linkers is reported.1'2 In addition, I have
commented on the use of organic rigid-rod linkers for coupling pyrene chromophores to
metal oxide nanoparticles.3 These inflexible linkers included a varying number of
sequential phenylethyne units also termed "spacers," Figure 4.2. The pyrene tripod
studied herein, consisted of only a slightly insulating adamantine core and was found to
achieve maximum binding through three carboxylic acid functional groups (r~10"7mol
cm"2).
This novel rigid tripodal design ultimately allows for a perpendicular binding orientation
to the metal oxide surface, manipulation of the chromophore head-to-surface distance, an
increase and red shift in the molar extinction coefficient spectrum, and a larger
"footprint" binding site.
Organic dyes are interesting candidates for solar cell sensitizer applications due to their
tenability and absorption range. Pyrenes4, in addition to perylenes,5 anthracenes,6
porphyrines7 and other organic dyes with polyaromatic ring systems, have a tendency to
aggregate on TiC>2 nanoparticle surfaces. These excimers or exciplexes alter the
electronic levels and photophysical properties of the monomelic complex.
Pyrene's ability to form an excited state dimer was first reported by Forster and Kaspar8
and has been further investigated by Birks and co-workers.9 The excimer has become a
valuable means for studying molecular proximities and has facilitated our studies of
sensitizer-to-sensitizer distances. The pyrene excimer is an excited state complex that
55
has a well-defined and well-structured emission; therefore, studying intermolecular
"cross-talk" between pyrene sensitizers has become a primary focus. Previously, pyrene
rigid-rod excimer emission as a function of surface coverage has been examined; as the
concentration of pyrene rigid-rod increased, excimer emission increased.
Here, I report the results of the pyrene tripodal sensitizer, trimethyl (5-(7-(l-
pyrenylethynyl-phenyl)-l,3,5-triphenyl adamantine [Py-E-Ph-TRIPOD], Figure 4.2; used
in lieu of the rigid-rod linker primarily to explore intermolecular "cross-talk" by
attempting to prevent excimer formation. A larger footprint of 52.9 A2 allows the pyrene
tripods to sit at a fixed distance on the metal oxide surface to ensure the distance between
the pyrene chromophore heads are greater than 3.5A10 from each other; 3.5A is the
maximum distance at which two proximate pyrenes will form an excimer. This will
ultimately provide us with the insight required to measure the sensitizer-sensitizer
distances on nanocrystalline surfaces and the corresponding molecular interfacial
processes.
Methods for increasing sensitizer-sensitizer distances have been previously reported in
the literature; bulky substituents like t-butyl groups11 have been added to the
chromophore heads while methods of coadsorption of hydrocarbon chains12 to surfaces
have been employed, Figure 4.3. Tripodal spacers have been chosen as an alternate
means of preventing chromophore aggregation. This approach has advantages that the
other methods lack. The tripodal sensitizer surface coverage remains relatively high
compared
56
CH3 CH3
Bulky Substituents Co-Adsorption Tripodal Linker
Figure 4.3. Three plausible techniques for eliminating excimer formation: the addition of bulky substituents to the chromophore head group, dilution of the sensitizer on the surface through the co-adsorption of lengthy hydrocarbon chains, synthetically altering the footprint size of the sensitizer through the addition of a three point linker.
57
to the diluted surface of the chromophore/co-binder. Also, there is no need for further
alteration of chromophore with oversized substituents.
4.2. Experimental Section.
Metal Oxide Thin Film Preparation and Binding.
Nanocrystalline TiCh and Zr02 thin films were prepared on biological glass slides (VWR)
for absorption and photoluminescence experiments in a manner similar to that previously
reported.314 For photoelectrochemical studies, the films were deposited on fluorine
doped tin oxide 15Q conductive glass (Libbey-Owens-Ford). The colloidal sol-gel
technique produced transparent mesoporous thin films of approximately lO-um
thickness. Films that were acid pretreated were exposed to a pH = 1 aqueous sulfuric acid
solution while films that were basic pretreated films were submerged in a pH = 11
aqueous sodium hydroxide solution. After several minutes of exposure to pretreatment
solutions, the slides were rinsed thoroughly with neat acetonitrile and then immersed in
the pyrene sensitizer acetonitrile solution.
Adsorption Isotherms.
Surface binding of 2-5 was monitored spectroscopically by measuring the change in film
and solution absorbance after equilibrating the film overnight in solutions with known
concentrations of the sensitizers. In all cases, the surface coverages saturated at an
~0.25mM sensitizer concentration. The equilibrium binding for all sensitizers were
58
described by the Langmuir adsorption isotherm model from which the surface binding
constants (K^) were abstracted using equation (3.1) stated in chapter 3. Plots of [S]eq/ T
versus [S]eq were fitted linearly to obtain the binding constants K^ and surface coverages
r0.
Spectroscopy.
Absorption spectra were obtained at ambient temperature in neat acetonitrile (Burdick
and Jackson, spectroscopic grade) with a Varian Cary 50 UV-visible spectrophotometer.
Steady-state fluorescence spectra were acquired using a Spex Fluorolog that had been
calibrated with a standard NIST tungsten-halogen lamp.
Incident Photon-to-Current Efficiency (IPCE).
The photocurrent action spectra were obtained in a two-electrode sandwich cell
arrangement similar to figure 2.3. A 0.5M LiI/0.5M I2 acetonitrile solution was used as
the electrolyte. Quasi-monochromatic light from 400 to 600 nm was achieved with a 150
W Xe lamp coupled to a f/2 monochrometer, and incident irradiances were typically of
lmW/cm2.
4.3. Results.
The absorbance spectra of the pyrene tripod in neat acetonitrile, exhibits a significant
increase in the molar extinction coefficient compared to that of the commercially
available 9-pyrenecarboxylic acid (Aldrich), Figure 4.4a. In addition, there is a
59
a)
8.0x1(TH
^H 6.0x10
E
Py-C02H
Py-E-Ph-ROD Py-(E-Ph)2-ROD
-+-Py-E-Ph-TRIPOD
u
4.0x10
2.0x104
b)
8 c es s -
o XI
350 400
Wavelength, nm
-Py-C02H
Py-E-Ph-ROD Py-(E-Ph)2-R0D
-Py-E-Ph-TRIPOD
^ ' | ~TlTiiT^iin-rgii^ii|-iiiTBiiiin
380 400 420 440 460
Wavelength, nm
480
Figure 4.4. a) The extinction coefficient of the pyrene bipods 1-3 (discussed in Chapter 3) and of the Pyrene-(E-Ph)-TRIPOD. The Tripod is comparable in extinction coefficient and in the red-shift of the absorbance band to that of the Py-E-Ph-ROD. b) The absorbance spectra of pyrene bipods 1-3 and of the Pyrene-(E-Ph)-TRIPOD on TiC«2. The fundamental absorption band of the TiCh is obscured by the absorption of the sensitizers 2-3 and the tripod.
60
noticeable red shift of the low energy absorption band of the pyrene tripod. When bound
to metal oxide thin films, the high-energy absorption bands (7t->7i* transitions) observed
in solution are masked by the overwhelming fundamental absorption of the
semiconductor, Figure 4.4b. Absorbance spectra for the tripod on Zr02 are within
experimental error the same as those for the sensitizer on TiC>2. Table 4.1 shows the
photophysical properties of the Py-E-Ph-TRIPOD in solution and on the surface (ZrC>2
and TiCh).
It is known that at low concentrations of pyrene compounds in viscous solution2'3
and on ZrC>2,3 a single structured emission band is observed at room temperature due to
the fluorescence of the pyrene monomer. Figure 4.5 exhibits overlayed absorbance and
emission spectra of Py-E-Ph-TRIPOD in CH3CN. Furthermore, a second stuctureless
emission band appears at longer wavelengths (between 505 and 550nm) as the surface
coverage (T) is increased. This is caused by the aggregation of sensitizer molecules and
excimer formation. However, unlike the pyrene rigid-rods, when bound to Zr(>2, an
increase in the pyrene tripod surface coverage does not lead to either a large decrease in
monomer fluorescence or to a significant increase in the excimer emission, Figure 4.6.
There is only a negligible increase in the emission around 525nm due to the substantial
increase in monomer fluorescence intensity at 418nm. Furthermore, there was not a
decrease in the monomer band as seen for Py-(E-Ph)2-ROD, Figure 4.6a. To find the
exact increase in the monomer/excimer ratio, each band must be deconvoluted, Figure
4.6b. To fully understand the pyrene tripod emission on Zr02, the pyrene rigid-rods were
used for comparison. In contrast to the pyrene tripod, it was previously found that
61
Tab
le 4
.1.
Phot
ophy
sica
l Pro
pert
ies
of P
y-E
-Ph-
TR
IPO
D in
Sol
utio
n an
d on
the
Surf
ace.
SEN
SIT
IZE
R
Py-
(E-P
h)-T
RIP
OD
A. a
bs, n
m
(e, M
em)
384
(4.8
x 1
04)
A. P
L, n
m
mon
omer
415
A. P
L, n
m
exci
mer
N/A
T, n
s (k
m
kr, s
^ m
onom
er
(xlO
)
2.93
0.
098
0.33
knr,
s"1
(xlO
8)
3.1
On
Zr0
2
Py-
(E-P
h)-T
RIP
OD
A, a
b s,
nm
383
A, P
L, n
m
mon
omer
425
A, P
L, n
m
exci
mer
515
T, n
s T
, ns
mon
omer
ex
cim
er
2.72
11
.8
@49
5 nm
@
495
nm
^a
d
1.48
x
103
On
Ti0
2 A,
abs
» nm
A,
PL
, nm
m
onom
er
A- P
L, n
m
exci
mer
8 F
ootp
rint
D
ista
nce
to
surf
ace
Py-
(E-P
h)-T
RIP
OD
39
4 42
2 •5
2.4
A
12.4
A
(0 c 0)
a> o c a) o 0)
<u o
U.
1.6x106-
1.4x106-
1.2x106-
1.0x106-
8.0x105-
6.0x105-
4.0x105-
2.0x105-
0.0-
i
I ' - '' / I i'i ,' ' ;! / I
•. i i ' '• i i 1 1 ' . ; ' i ' ; i 1 1
; i f ! • i ' i
f' • i ' J ' i i !> • i ' ' ' /' i
i / \i i / l ' !
• / ! .' ;
/'
/ / 1 i 1
[ i |
" /
A \ \
\
i \ i \
— . 1 • 1 • / I s — • 1 . 1 • 300 350 400 450
Wavelength, nm
500
- 0.4
0.3
0.2
0)
o c n i_ o <n si <
0.1
0.0 550
Figure 4.5. The structures absorbance (—) and emission (—-) spectra of the Pyrene-E-Ph-TRIPOD in CH3CN.
63
a) 1.0x106
Inte
nsity
ce
nce
rest
o 3
8.0x10s-
6.0x10s-
4.0x10s-
-
2.0x10s-
0.0
Surface Coverage 2.45e-9 2.35e-8 2.31 e-7 3.69e-7 4.79e-7
450 500 550
Wavelength, nm
600 650
b)
E '5 x UJ "C Q) E o c o
1 6 -
1 4 -
12
10- |
8
6
4
2-T
0.00 1.50X10'7 3.00x10"7 4.50x10'
Surface Coverage 6.00x10'7
Figure 4.6. a) Emission dependence on surface coverage of the Py-(E-Ph)-TRIPOD on ZrC>2. As the surface coverage increases, the monomer grows in and the excimer emission remains relatively the same, b) A plot depicting the ratio of fluorescence intensity of the monomer : excimer.
64
excimer emission bands of Py-(EPh)n-ROD3 on Zr02 intensified as the sensitizer surface
concentration increased, Figure 3.4.
The Py-Tripod was found to have an increased surface coverage (T ~10"7 mol cm"2)
compared to that of the pyrene rigid-rods (T ~10'8 mol cm"2) previously described in
chapter 3. This difference may be due to the three-point attachment (three COOH rather
than two COOH binding groups) and increase in affinity of the Py-Tripod to the thin film
surfaces. IR data indicate that the tripodal complex binds through all three carboxylic
acid groups and is therefore normal to the surface (not shown).
Upon further studies of the pyrene tripod on Ti02 and upon comparison to that of the
pyrene rigid-rods on Ti02 thin films, it is realized that the excimer emission band
intensity for both models of the pyrene sensitizers have weakened, suggesting an
injection of electrons from the excited state. Both compounds on Ti02 exhibit neither
excimer emission nor a decrease in monomer emission intensity. No evidence for surface
desorption or decomposition was found by UV-vis spectroscopic measurements of the
nanocrystalline thin films.
4.4. Discussion.
The pyrene tripod was found to have an increased surface coverage (T-IO"7 mol cm"2) on
the metal oxide thin films compared to that of the pyrene rigid-rods. This may be due to
65
the increased number of carboxylic acid functional groups of the tripod linker. It is
assumed through IR data that all three carboxylic acid groups bind to the nanocrystalline
surface and therefore, the tripod sensitizer must be perpendicular to the surface; only a
single peak appears in the IR spectrum.
Fluorescence from pyrene in solution and as a probe on HO2 surfaces and on sol-gel
processed materials have been studied.3 However, a new pyrene tripodal sensitizer
design was used to control "cross-talk" between sensitizers. It is reported herein that
photoluminescence intensity of the pyrene excimer is decreased significantly for the
pyrene tripod on ZrC>2 because of its larger footprint. This novel tripodal design has
deterred the pyrene-pyrene interactions by increasing the distance between the pyrene
chromophore heads of adjacent sensitizers. Although the tripodal shape has been used
before in Ru sensitizers14, its purpose was not to unveil the sensitizer-sensitizer distances.
Here, it is known that for pyrene excimer formation to exist, the pyrene chromophores
must be at a maximum distance of 3.5A.10
Figure 4.6a illustrates the monomer and excimer photoluminescence dependence on
surface coverage. As T is increased, the monomer fluorescence increased considerably,
while the excimer emission displayed no appreciable change. Despite the static excimer
intensity, it was found that excimer formation could not be completely eliminated by the
larger footprint design. Figure 4.7 depicts the possible binding sites of the pyrene tripod.
At all surface coverages, sensitizers bind in the "necking" regions or pores of the
nanocrystalline films. It is plausible that adjacent pyrenes on these neighboring particles
66
Figure 4.7. A schematic depicting a mesoporous nanoparticle TiC>2 thin film sensitized with Py-(E-Ph)-TRIPOD. The red arrows illustrate the necking regions where the 7t-stacking may occur by neighboring sensitizer molecules, acting as the source of the expected excimer.
67
interact and form excited state dimers. Moreover, as T is increased, the large tripodal
footprint inhibits additional excimer formation in the non-necking regions of the thin
films, therefore increasing the overall monomer emission intensity.
It was observed that the excimer emission disappeared when the pyrene sensitizer was
bound to Ti02. Since ZrC>2 nanoparticles were used to make insulating thin films, there
was no electron injection or charge transfer from the pyrene to the film. HO2 thin films,
on the other hand, are used to study interfacial charge transfer because of its
semiconducting properties. The disappearance of the excimer photoluminescence band
on Ti02 must be due to the injection from the pyrene excimer. Figure 4.8 shows the
quenching of the photoluminescence on TiC>2 with the addition of LiGC>4. Li+ cations are
known to affect the quantum yield for injection; this process is completely reversible.13'15
4.5. Conclusion.
Tripodal linkers with large footprints may be useful to eliminate aggregation and
interactions between the chromophoric groups by increasing the distance between
sensitizer molecules.
To further characterize the theory of the excited state dimers forming in the necking
regions of the mesoporous nanoparticle thin films, similar measurements can be made on
planar insulating substrates. The excimer formation should be completely eliminated and
therefore only a single higher energy peak will appear in the visible emission spectrum
68
W/1.0M LiCIO. NeatCH3CN
111 1x105-|
450 500 550 600 650 700 750
Wavelength, nm
Figure 4.8. CH3CN (—
Py-(E-Ph)-Tripod on T1O2 in the presence of neat -) and in the presence of 1.0M LiCL04/CH3CN( ).
The cation affect contributes to electron injection into the Ti02 depicted by a decrease in the emission intensity in the presence of LiC104.
69
corresponding to the Py-Tripod monomer. However, with planar films, high surface
coverages usually cannot be achieved. Further experiments can be completed on planar
T1O2 to study electron injection properties.
Larger footprint pyrene tripods have already been synthesized at Rutgers by the
Galoppini group that will enable us to study charge injection efficiency as a function of
footprint area, of the length of the spacer, and of the amount of conjugation from the
chromophore to the surface.
70
References.
Galoppini, E.; Guo, W.; Qu, P.: Meyer, G.J. J. Am. Chem. Soc. 2001, 123,
4342-4343.
Galoppini, E.; Guo, W.; Hoertz, P.; Qu, P.: Meyer, G.J. J. Am. Chem. Soc. 2002,
124, 7801-7811.
a) Hoertz, P.; Carlisle, R.A.; Meyer, G.J.; Wang, D.; Piotrowiak, P.; Galoppini,
E. Nano lett. 2003, 3(3); 325-330. b) Taratula,0.; Rochford, J.; Piotrowiak, P.;
Galoppini, E.; Carlisle, R.A.; Meyer, G.J. Phys. Chem. B, 2006, 110 (32), 15734
-15741,
a) Khakhel, O.A. J. App. Spec. 2001, 62 (2), 280-286. b) Jones, G; Vullev,
V.I. J. Phys Chem A. 2001, 105, 6402-6406.
a) Mo, X.; Chen, H.Z.; Shi, M-M.; Wang, M. Chem. Phys. Lett. 2006, 417(4-6)
457-460.
Nishimura, T.; Nokashima, N.; Mataga, N; Chem.Phys. Lett. 1977, 46 (2), 334-
338.
71
a) Patemack, et. Al. Inorg. Chem. 1955, 33, 2062-2065. b) Koehrst, R.B.;
Hofstra, U.; Schaafsma, T.J.; Magnetic Resonance in Chemistry 2005, 26 (2),
167-172.
a) Kaspar; Forster Z Elektrochem 1955, 59976-59980. b) Forster, T. Agnew
Chem, Int. Ed. Engl. 1969, 8, 333-343.
Birks, J.B. Photophysics of Aromatic Molecules. John Wiley & Sons:
London, UK. 1970; pp301-307.
Lehrer, S. Subcellular Biochemistry, Volume 24. Proteins: Structure, Function,
and Engineering. B.B.Biswas and Siddhartha Roy, ed. Plenum Press: New
York, 1995.
Barfeindt, B.; Hannappel, T.; Storck, W.; Willig, W.F. JPhys Chem 1996, 100,
16463-16465.
a) Turro, N.J.; Lakshminarasimhan, P.H.; Jockusch, S.; O'Brien, S.P.;
Grancharov, S.G.; Redl, F. Nanoletters 2002, 2 (4), 325-328. b) Ipe, B.I.;
Thomas, K.G.; Barazzouk, S.; Hotchandani, S.; Kamat, P. J. Phys. Chem. B
2002,106, 18-21.
72
12. a) Heimer, T.A.; D'Arcangelis, S.T.; Farzad, F.; Stipkala, J.M.; Meyer, G.J.
Inorg Chem 1996, 35, 5319-5324, b) Langmuir, I. J Am Chem Soc 1918, 40,
1361-1403.
13. Wang, D.; Mendelsohn,R.; Galoppini, E.; Hoertz, P.G.; Carlisle, R.A.; Meyer,
G.J. Phys. Chem. B, 108 (43), 16642 -16653, 2004
14. Kelly, C.A.; Farzad, F.; Thompson, D.W.; Stipkala, J.M.; Meyer, G.J. Langmuir
1999, 15, 7047-7054.
73
Chapter 5. Excited State Electron Transfer from Ru(II) Polypyridyl
Complexes Anchored to Nanocrystalline Ti02 through Rigid-Rod
Linkers
Despite pyrene's unique photophysical properties and excimer emissions, solar cell
efficiencies will be increased with metal-centered ruthenium complexes due to their
abilities to absorb a wider range of the visible spectrum. Furthermore, ruthenium
polypyridyl complexes are easily synthesizable to achieve desired electronic and
thermodynamic properties. In addition, adding these highly conjugated spacers,
described in previous chapters herein, increase the molar extinction coefficient.
Rigid-rod linkers varying in length were used to bind Ru(II) polypyridyl complexes to the
surface of Ti02 (anatase) and of ZrOj nanoparticle thin films. The linkers were made of
/?-phenylenethynylene (Ph-E)„ bridges carrying two COOR anchoring groups at the end
and were capped with Ru(II) polypyridyl complexes as the sensitizing chromophores.
Two series of rigid-rod sensitizers were prepared: Ru complexes having bpy or 4,4'-(Cl)2-
bpy as the ancillary ligands. In the first series, the excited state was localized on the rigid-
rod linker, in the second series, the excited states were localized on the 4,4'-(Cl)2-bpy
74
ligands. The rigid-rod sensitizers with Ru(bpy)2 complexes did bind strongly (K^ ~ 105
M"1) with high surface coverages (~10"8 mol/cm2) on the nano structured metal oxide
films, Zr02 and anatase Ti02. The length of the fully conjugated rigid-rod linker
influences the photophysical properties of the sensitizer, and nanosecond transient
absorption measurements indicated long-lived metal-to-ligand charge-transfer (MLCT)
excited states (~2 |ns) with evidence for derealization onto the rigid-rod linker. The
interfacial electron transfer behavior on TiC>2 was found to be dependent on the Bransted
acidity or basicity of the surface. On base pretreated Ti02, the excited state electron
injection yields were low and could be increased by addition of LiC104 to an external
CH3CN solution. Under these conditions, a fraction of the injection process could be time
resolved on a 10 ns time scale. On acidic Ti02, ultrafast excited state electron injection
was observed for both series. Recombination was found to be second order with average
rate constants independent of which rigid-rod sensitizer was excited. For rigid-rod
sensitizers with Ru(4,4'-(Cl)2-bpy)2, there was evidence for a direct interaction between
the 4,4'-(Cl)2-bpy ligands and the Ti02 surface. Photophysical and interfacial electron
transfer properties of these Cl-substituted complexes were nearly independent of the
rigid-rod length.
5.1. Introduction.
Polypyridine complexes of Ru(II) are classical photosensitizing dyes or "sensitizers" for
nanocrystalline Ti02 (Gratzel) solar cells.1'2 The sensitizers are bound to anatase Ti02
nanoparticles through anchoring functional groups, such as carboxylic acid or
75
phosphonate groups, on the diimine ligand,la and the development of rigid molecular
linkers to the surface is attracting increasing attention.3 Rigid linkers varying in length
and structure that have the shape of tripods were developed in our laboratories to study
interfacial charge injection processes, Figure 5.1.4 Tripodal sensitizers, because of the
three-point attachment, stand perpendicularly to the surface and were useful in studies
that required a well-defined binding geometry and distance of the sensitizer (S) from the
semiconductor.5'6 There was evidence that the conjugated bridge (b) played a role in the
injection process,6 but the tetrahedral core (carbon or adamantane) was likely to act as an
insulating unit.
An alternative to tripodal linkers was to use rigid-rod linkers that provided a fully
conjugated bridge to the surface.7 Studies of rigid-rods substituted with pyrene sensitizers
and two COOH anchoring groups have been discussed in chapter 3.8 Light absorption by
pyrene resulted in quantitative, sub-nanosecond, electron injection into the T1O2
nanoparticles. Interestingly, the conjugated /?-phenylenethynylene, (Ph-E)„, bridge of the
rigid-rods considerably enhanced the pyrene extinction coefficient and red shifted the
absorption spectrum. Thus, the photon-to-electron conversion efficiency at single
wavelengths of light was a function of the bridge length and could be controlled at the
molecular level for optoelectronic applications. However, for regenerative solar cell
applications, Ru(II) polypyridine complexes are generally preferred to organic
chromophores because of their visible light harvesting efficiency, tunability, and
stability.13-2
76
rigid-rod linker -
Figure 5.1. Schematic illustration of rigid-rod and tripodal linkers bound to metal oxide (MO) nanoparticles' surface consisting of a bridge (b) of variable length, anchoring groups (A), and a sensitizing dye (S). Similar to that of the organic rigid-rod systems (Figure 4.1).
77
In this dissertation, two series of rigid-rod linkers varying in length and substituted with
Ru complexes are discussed. In the first series (la-c and 3), the ancillary ligands are bpy
for the Ru complexes; in the second series (2a-b) the ancillary ligands are 4,4'-(Cl)2-bpy,
Figure 5.2. The studies were performed on the compounds in solution as well as anchored
to nanocrystalline HO2 or Zr02 thin films. A prime motivation for these studies was to
ascertain whether tuning the sensitizer-nanoparticle electronic interactions by varying the
distance could be used to control the rate constants for charge injection and/or
recombination.9 More specifically, the goal is to find conditions where the injection
quantum yield, 4^, was still unity while the charge recombination rate was further
inhibited. Such conditions would not be expected to significantly improve efficiencies for
optimized sensitizers such as N3, c«-Ru(dcbpy)2(NCS)2. However, these conditions
would be useful for "black" sensitizers that have more negative Ru(III/II) reduction
potentials such that the rate constants for charge recombination and iodide oxidation are
competitive leading to less efficient collection of the injected electrons in the external
circuit.10 To test whether the fully conjugated rigid-rod linker made of (Ph-E)„ units
functions as a conduit for electron transport, specific compounds were designed where
the MLCT excited state was localized on ancillary 4,4'-(Cl)2-bpy ligands, rather than on
the rigid-rod. This design did indeed provide us with the opportunity to study "remote"
interfacial charge-transfer processes.
Since these studies were initiated on the tripodal4"6 and rigid-rod7'8 sensitizers, Kilsa et
al.11 have reported TiC>2 sensitization studies of rigid-rods of various lengths carrying
Ru(II) polypyridyl sensitizers and one COOH anchoring group. The lack of clear distance
78
Rutbpyfe*
.-RuCbpyfe2*
la: ROD^pyRu ' £ ^ SSSSSfa i * *QBH»~*^» **********
2*
A = COOMe
2+
2a: RODI-bpyRl^M'-CljtWk1* 2b: ROOa-bpyflmM'-Cljbpyfe* 5: bpyRiXM'-CJjbpyh**
Figure 5.2. Structure of rigid-rod complexes and two reference complexes. The rigid-rod linkers are made of (Ph-E)„ units and are terminated with two methyl esters (COOMe) as the anchoring groups (a). The number after ROD in the abbreviated name refers to the number of Ph-E units in the linker. The counterion was PF6- in all cases.
These Ru derivatives were synthesized by Elena Galoppini and co-workers at Rutgers University.
79
dependencies suggested that the rods were bound to HO2 with multiple orientations and
distances with respect to the surface.11 Although the rigid-rods reported herein are very
similar to those previously reported,11 they differ in several important respects. First, the
linkers described here have two anchoring groups instead of one, which may influence
the sensitizer-surface binding mode and orientation. Second, the bridge is made of p-
phenyleneethynylene spacers, (Ph-E)„, instead of />-phenylene units, (Ph)„. The (Ph-E)„
units, as opposed to (Ph)„, are able to assume a flat, fully conjugated conformation. The
degree to which the excited electron is dispersed into the bridge is therefore different, and
this could alter both the excited state and the interfacial electron transfer properties. In
fact, it was found that the photophysical properties of the Ru(II) rigid-rod sensitizers
described herein shared more commonalities with the oligomeric 4,4'-/?-
phenyleneethynylenes Ru(II) polypyridyl derivatives studied in considerable detail by
Schanze12 for applications in organic light emitting diodes and sensors.
5.2. Experimental Section.
Metal Oxide Thin Films
Transparent and mesoporous thin films of TiC>2 or ZrC>2 on glass slides were prepared in a
manner very similar to that previously described.13 ZrC>2, an insulator (band gap w5 eV),la
was used to study the excited state of bound molecules. The films were pretreated with
aqueous acid or with aqueous base prior to attachment of the sensitizers.14 Acid
pretreated films were prepared by immersing the films in pH = 1 H2SO4 (aq), while basic
80
films were pretreated using pH = 11 NaOH (aq). After this treatment, the films were
rinsed with CH3CN prior to immersion in an -0.1-1 mM CH3CN solution of the
sensitizer for 24 h. The sensitized films were thoroughly rinsed and then immersed in
pure solvent for several hours until desorption of weakly bound sensitizer molecules was
no longer detected (UV-vis of the solution).
Spectroscopy
UV- Vis A bsorbance
Ground state UV-vis absorbance measurements were performed on a Hewlett-Packard
8453 diode array spectrophotometer. The sensitized films were placed diagonally in a 1
cm square quartz cuvette with acetonitrile. An unsensitized film was used as the
reference. Transient absorption measurements were acquired with an apparatus that has
been previously described.13 A Xe lamp was used to probe, and 417 nm light from a D2-
filled Raman shifter pumped by a Nd:YAG Continuum Surelite II laser was used as the
excitation beam. Samples were nitrogen purged for at least 15 min or freeze-pump-
thawed prior to flash photolysis studies. Sensitized films were immersed in solutions of
acetonitrile, neat or with LiClCv Each kinetic trace was acquired averaging 60-150 laser
pulses. The quantum yields for excited state electron injection into TiC>2 were quantified
by comparative actinometry as previously described.19 A Ru(bpy)3(PF6)2 doped
poly(methyl methacrylate), PMMA, thin film, whose optical absorption and physical
dimensions were very similar to the sensitized TiC>2 films, was used as the actinometer.
The amplitudes of photoinduced absorption changes were converted to concentration
changes through Beer's law. A literature value for the difference of (-1.00 ± 0.09) x 104
81
M^cm"1 at 450 run between the extinction coefficients of the excited state and of the
ground state was used.20 Quantum yields for injection were measured most accurately by
probing at wavelengths that corresponded to isosbestic points between the ground and
excited states. The isosbestic points were determined on ZrC>2 films where only the
ground and MLCT excited states were observed. The extinction coefficients and
absorption spectra of the oxidized rigid-rods were determined by spectroelectrochemical
measurements.
Infrared Spectra.
IR spectra of the sensitizers were obtained by depositing two drops of a 1 mM CH3CN
solution of the sensitizer on a Ge or CaF2 window, allowing the solvent to evaporate. The
IR spectra of the Ti02-bound sensitizers were obtained in a transmission mode with films
cast on Ge or sapphire windows or by attenuated total reflectance (ATR) with a Golden
Gate Single Reflection Diamond ATR apparatus. In all cases, an unsensitized film acted
as the background. The spectra were collected with a Nexus 670 Thermo-Nicolet FTER or
a Mattson Research Series 1 FTIR spectrometer at 4 cm"1 resolution.
Raman Spectra.
Raman spectroscopy was carried out by using a HoloLab 5000/Raman Rxnl Confocal
Raman Spectrometer (Kaiser Optical Systems, Inc.) with an Invictus 785 nm laser diode.
A Teflon sample holder was used to measure the sensitizers (as powders), and the spectra
of the Ti02-bound sensitizers were obtained on films cast on a Sapphire window.
82
Photoluminescence.
Corrected photoluminescence (PL) spectra were obtained with a Spex Fluorolog that had
been calibrated with a standard tungsten-halogen lamp using procedures provided by the
manufacturer. Sensitized films were placed diagonally in a 1 cm square quartz cuvette,
immersed in acetonitrile, and purged with nitrogen for at least 15 min. The excitation
beam was directed 45 ° to the film surface, and the emitted light was monitored from the
front face of the surface-bound sample and from a right angle in the case of fluid
solutions. Photoluminescence quantum yield measurements, 4*PL, were performed using
the optically dilute technique with Ru(bpy)3(PF6)2 in acetonitrile as the actinometer, eq
5.1.21
<|)PL = ( A r / A s X I A X l l s / n r ) 2 ^ ( 5 . 1 )
AT and As were the absorbances of the actinometer and sample, respectively, Iv and Is were
the integrated photoluminescence of the actinometer and sample, respectively, nT and ns
were the refraction indexes for the solvents used for the actinometer and sample,
respectively, and 4>r was the quantum yield for Ru(bpy)3(PF6)2 in acetonitrile ($T =
0.062).22
Time-resolved photoluminescence decays were acquired in a similar optical arrangement
with excitation from a nitrogen-pumped dye laser that has been previously described.23
For solution studies, the traces were fit to a first order kinetic model. Values for radiative
83
and nonradiative constants, h and k^ respectively, were calculated from equations 5.2
and 5.3 with the measured quantum yields and lifetimes, x.
<J>PL = kj(b + km) (5.2)
<\>?L = kr*T (5.3)
Electrochemistry.
Cyclic voltammetry was performed in 0.1 M tetrabutylammonium perchlorate
(TBACIO4) CH3CN electrolyte in a standard three-electrode arrangement with a glassy
carbon or sensitized Ti02 working electrode, a Pt gauze counter electrode, and Ag/AgCl
or SCE as the reference electrode. A BAS model CV-50W potentiostat was used, and the
CV experiments were carried out at room temperature under argon.
Adsorption Isotherms.
Surface binding was monitored spectroscopically by measuring the change in film and
solution absorbance after soaking the film for 12 h in acetonitrile solutions with known
concentrations of the sensitizers. In all cases, the surface coverage saturated at high
sensitizer concentration. The equilibrium binding for all Ru-rod sensitizers were well
described by the Langmuir adsorption isotherm model24 from which surface binding
constants (Kad) were abstracted using equation 5.4,
84
mf}^= _J + [ R u i (5.4) r Kadr0 r0
where [Run]eq is the equilibrium sensitizer concentration, To is the saturation surface
coverage, and T is the equilibrium surface coverage at a defined molar concentration.
Plots of [Run]eq/ T versus [Run]eq were fitted linearly to obtain the binding constants KAd
and surface coverages T 0.
5.3. Results.
Binding to HO2 Films.
Adsorption isotherms for sensitizer binding to Ti02 in acetonitrile were measured at room
temperature. All equilibrium binding was well described by the Langmuir adsorption
isotherm model from which surface adduct formation constants and limiting surface
coverages were obtained.24 The surface coverages for la-c and 2a-b were about 10'8
mol/cm2 and were comparable to those obtained for tripodal sensitizers5 and for Ru
complexes directly bound through a deb (4,4'-(C02H)2-bpy) ligand.1^0 The binding
constants, approximately 2 x 105 M"1 for la-c, were consistently smaller than those
observed for the tripodal sensitizers (-10 x 105).5 The surface binding constants for
RODl-bpyRu(bpy)22+ (lb) and RODl-bpyRu(4,4'-(Cl)2-bpy)22+ (2b) on pH = 1
pretreated Ti02 films are reported in Table 5.1. The reference complex for Cl-substituted
rods 2a and 2b, Ru(4,4'-(Cl)2-bpy)2(bpy)2+ (5), had no obvious anchoring groups.
85
Table 5.1. Surface Adduct Formation Constants and Limiting Surface Coverages for Selected Ruthenium Sensitizers
sensitizer
Ru(bpy)2(deeb)"+
ROD2-bpyRu(bpy)2"+ (lb)
ROD2-bpyRu(4,4-Cl2bpy) 21+
Ru(4,4-(Cl)2-bpy)2(bpy)^(5)
(2b)
Kad, 10"5 M1
2.0±1.0
1.9± 1.0
3.7± 1.2 '
5.7± 1.3
r0 , mol/cm
5 ± 2 x 10-8
7.3 ± 0.2 x 10"*
3.9 ±0.3 x lO"8
4.8 ±0.4 x 1Q-X
86
However, the equilibrium binding constant for 5 was almost the same as that for Ru
complexes that have COOMe binding groups, such as (deeb)Ru(bpy)22+ and rigid-rods la
and lb , Figure 5.3. Since control experiments showed that [Ru(bpy)3]2+ was weakly
adsorbed, adsorption in the case of [Ru(4,4'-(Cl)2-bpy)2(bpy)]2+ must have been assisted
by the presence of the Cl-bpy ligands.
IR and Raman Spectroscopy.
The Raman spectra of la before and after binding differed only from contributions by the
characteristic anatase bands, Figure 5.4a. Both spectra exhibited bands typical of the
aromatic ring and of the C=C bond, but the carbonyl band was too broad and too weak to
give reliable information about the surface interaction(s). This was consistent with
previous Raman studies of Ru sensitizers on TiC>2.25 IR measurements were performed
for the rigid-rods before and after binding. The pH pretreatment was found to
significantly influence the binding process.14 All spectra of the nonbound esters displayed
intense bands at -1720 cm"1 (vC=0) for the carbonyl and at -1600 cm"1 (vC-^C(Ar)) for
the phenylene groups. The IR and Raman spectra of la before and after binding to acid-
pretreated pH = 1 TiC>2, shown in Figure 5.4, were representative of the IR and Raman
spectra obtained for the rigid-rods. Upon binding to TiC>2 films, the IR spectra exhibited a
small (7-12 cm"1) shift to lower wavenumbers of the carbonyl stretch, while the 1600
band due to the aromatic rings remained unchanged, Figure 5.4b.
Conversely, the IR spectra, of the rods bound to basic (pH = 11 pretreated) Ti02, shown in
Figure 5.5, displayed a broad carboxylate band at -1550-1650 cm"1, most consistent with
87
0-0 5.0x10s 1.0x10^ 1.5x10^ 2.0x10 4 2.5x10
[Run] ,M 1 Jeq
Figure 5.3. Surface adduct formation shown as plots of [Run]eq/r versus [Run]eq with overlaid linear fits for the adsorption [Ru(bpy)2bpy-(EPh)2-ROD]2+ (2, black squares with black line), [Ru(4,4'-Cl2-bpy)2bpy-(EPh)2-ROD]2+ (4, red circles with red line), and [Ru(4,4'-Cl2-bpy)2bpy] + (12, green triangles with green line) to nanocrystalline Ti02.
88
a)
12000-
3 8000-
1 c
4000-
0-
if'
it*
f
TiO, anatase r
1604
1 1 2217
1605 2218
~ l • T ' "'"1
b)
I
500 1000 1500 2000 2500
Raman Shift (cm'1)
1717 1606
1800 1750 1700 1650 1600 1550 1500
Wavenumbers (cm")
Figure 5.4. a) Raman spectra of ester la (-) as a solid and la on Ti02 ( ). The Ti02 film was cast on sapphire and was pretreated with acid, b) IR spectra of the carboxylic acid prepared from ester la (-) on a Ge and la on Ti02 ( ). The Ti02 film was cast on Ge and was pretreated with acid.
89
aoi2
aoi <H
% aooe c
s a: aooe
0.004
aooeH
aooo — i — T 1 1 1 1 1 | i | i | 1 1 1 1
1750 1700 1660 1600 1550 1500 1450 1400 1350
Wavenumber (cm"1)
Figure 5.5. Attenuated total reflectance IR spectra for 2b on T1O2 thin films that were pretreated at pH = 1 (—) and p H = l l ( - ) .
90
bidentate coordination modes. Interestingly, the rigid-rod sensitizers bound strongly to
Ti02 samples that were not pretreated with aqueous acid or basic solutions, and yielded
IR spectra with signatures for both the carbonyl and the carboxylate band indicative of a
mixture of binding modes.
The IR spectra of the rigid-rods obtained on Ti02 thin films, cast on germanium or
sapphire windows, were substrate independent. Germanium was preferred because it
combined resistance to aqueous acidic treatments with transparency in the IR region of
interest. The presence of a single carbonyl band after binding to an acidic TiC>2 surface
suggested that both groups were anchored in a monodentate ester-type bond..
Electrochemistry.
All rigid-rod sensitizers displayed quasireversible RuIIWI electrochemistry in CH3CN
electrolyte solution, Table 5.2. Complexes la, lb, and 3 showed Rum/n reduction
potentials at -1.3 V versus SCE that were, within experimental error, the same as those
reported previously for tripodal sensitizers with (Ph-E)„ bridges.5 These waves were
shifted to slightly more positive potentials compared to Ru(bpy)32+. A similar effect was
observed in 2a-b and in 5, as the presence of Cl-substituted ligands resulted in a
measurable positive shift in the RuIII/n potential to -1.40 V. Ligand-based reduction
potentials for the sensitizers in CH3CN solution are provided in Table 5.2.
The first reduction, E° (Ru2+/+), of la-c and 3 occurred at potentials more positive than
the corresponding reference complexes, that is, [Ru(bpy)3]2+ or [Ru(bpy)2(phen)]2+,
respectively. By comparison with the tripods5 and with other literature reports on Ru
91
Tab
le 5
.2. E
lect
roch
emic
al D
ata
for
1-3
and
Ref
eren
ce C
ompo
unds
in S
olut
ion"
Sens
itiz
er/
Com
plex
RO
Dl-
bpyR
u(bp
y)22+
(la
)
RO
D2-
bpyR
u(bp
y)22+
(lb
)
RO
D3-
bpyR
u(bp
y)22+
(lc
)
RO
Dl-
bpyR
u(4,
4-C
l 2bp
y)22+
(2a
)
RO
D2-
bpyR
u(4,
4-C
l 2bp
y)22+
(2b
)
Ru(
4,4-
(Cl)
2-bp
y)32+
(5)
RO
D2-
phen
Ru(
bpy)
22+ (
3)
Ru(
bpy)
32+b(4
)
[Ru(
bpy)
2(ph
en)]
2+b
E1
/2(R
u1M
1),
m
V
1300
1300
1287
1400
1390
1430
1300
1260
1230
£ 1/2
(Ruz+
/+),
m
V
-121
0
-123
0
-122
3
-116
0
-115
0
-108
0
-122
0
-134
0
-137
0
E1/
2(R
u+/0
),
mV
-148
0
-148
0
-142
9
-129
0
-128
0
-119
0
-148
0
-152
0
-153
0
mV
-820
-830
-850
-750
-760
-730
-930
-860
-910
are
repo
rted
vs
SCE
. All
mea
sure
men
ts w
ere
perf
orm
ed i
n 0.
1 M
TB
AC
IO4/
CH
3CN
. Fr
om G
alop
pini
and
co-
wor
kers
.5
complexes substituted with electron-withdrawing groups,12'26 this wave was assigned to
reduction of the bpy attached to the rigid-rod linker. The presence of 4,4'-(Cl)2-bpy
ligands in 2a-b and in 5 resulted first in reduction potentials that were -50 mV more
positive, consistent with the reduction of the Cl-substituted bpy. The excited state
reduction potentials, Ei/2(Rum/l1*), were calculated from the ground state potentials and
from the free energy stored in the thermally equilibrated MLCT excited state, AGes, using
equation 5.5:
£1/2(Runi/I1*) = £i/2(Ruin/I1) - AGeS (5.5)
AGes was estimated by drawing a tangent line to the high-energy side of the corrected
photoluminescence spectra. The excited state reduction potentials calculated for
unsubstituted bpy-based rods were nearly identical to those obtained for related bpy-
based tripods.5 Similarly, the potentials for phen-substituted ligand 3 were nearly
identical to those obtained for the phen-based tripods.5 Rigid-rods containing 4,4'-(Cl)2-
bpy were weaker excited state reductants by -70 mV than those with unsubstituted bpy.
Photophysical Studies.
Selected photophysical properties for 1-5 in argon-saturated acetonitrile at room
temperature are listed in Table 5.3 together with data for the reference complexes and
two tripodal sensitizers.
93
Tab
le 5
.3.
Phot
ophy
sica
l Pr
oper
ties
of
1-5
and
Oth
er R
u C
ompl
exes
in C
H3C
N S
olut
ions
0
Sen
sitiz
er/
Com
plex
RO
Dl-
bpyR
u(bp
y)2"
+ (
la)
RO
D2-
bpyR
u(bp
y)2z+
(lb
)
RO
D3-
bpyR
u(bp
y)22+
(lc
)
RO
Dl-
bpyR
u(4,
4-(C
l)2-
bpy)
2"+
RO
D2-
bpyR
u(4,
4-(C
l)2-
bpy)
2'!+
RO
D2-
phen
Ru(
bpy)
22+ (
3)
[Ru(
bpy)
3;r
Ru(
bpy)
2(ph
en)z+
[Ru(
bpy)
2(de
eb)]
2+(4
)
[Ru(
4,4-
Cl 2
-bpy
) 3]2+
[Ru(
4,4-
Cl 2
-bpy
) 2(b
py)]
^ (5
)
(2a)
(2b)
[Ru(
bpy)
2(bp
y-(E
-Ph)
-AdT
ripo
d )]
"*
[Ru(
bpy)
2(ph
en-(
E-P
h)A
dTri
pod
)fn
A*b
s> n
m
(e,
M *
cm
1)*
46
2 (1
.6 x
104)
465
(2.0
x 1
04)
465
(2.0
x 1
04)
465
(1.6
x 1
04)
466
(1.9
x 1
04)
450
(1.8
x 1
04)
450
450
475
(1.6
x 1
04)
466
461
(1.3
x 1
04 )
461
(1.9
x 1
04)
452
(1.6
x 1
04)
A.p
L,
nm
c
640
640
639
645
645
606
610
620
690
645
646
624
z, /
*sd
1.9
2.3
2.5
0.69
0.75
1.3
0.80
1.2
0.93
0.70
2.0
1.4
eVf
2.12
2.13
2.14
2.15
2.15
2.23
2.24
2.14
2.01
2.16
2.14
2.23
102
11
13
9.5
7.0
6.9
8.5
6.2
—
4.4
6.1 10
8.0
10
4,
n1
5.1
5.4
4.7 10
9.2
6.5
7.8
—
4.7
8.7
5.1
5.7
10
5 i"1
5.4
4.0
4.3 13
12
7.0 12
—
10
13
4.5
6.6
" A
ll m
easu
rem
ents
wer
e pe
rfor
med
at r
oom
tem
pera
ture
.* A
bsor
ptio
n m
axim
a, ±
2 nm
.c Cor
rect
ed p
hoto
lum
ines
cenc
e m
axim
a, ±
5 n
m/ E
xcite
d st
ate
lifet
ime
in
CH
3CN
, ±5%
. The
sol
utio
ns w
ere
deae
rate
d by
free
ze-p
ump-
thaw
or
by s
parg
ing
with
nitr
ogen
" H
alf-
wav
e po
tent
ials
(±2
0 m
V)
wer
e m
easu
red
at a
gla
ssy
carb
on w
orki
ng e
lect
rode
in
0.1
M T
BA
CIO
4/C
H3C
N s
olut
ion
usin
g A
g/A
gCl
as th
e re
fere
nce.
Dat
a ar
e re
porte
d vs
SC
E/ G
ibbs
free
ene
rgy
stor
ed i
n th
e th
erm
ally
equ
ilibr
ated
exc
ited
stat
e.8 D
ata
from
Gal
oppi
ni e
t al
.5b
The UV-visible absorption spectra for la-c, and for 2a, 2b, and 5, shown in Figure 5.6,
parts a and b, respectively, displayed a broad band in the visible region (400-500 nm) that
is typical of metal-to-ligand charge-transfer (MLCT) transitions.
These heteroleptic complexes show broad visible absorption bands and the individual Ru
-^ bpy, Ru ->4,4'-(Cl)2-bpy, or Ru -> rigid-rod linker charge transfer bands could not be
spectrally resolved. The narrow band at higher energy at -290 nm was assigned to the n,n
* transition of the ancillary ligands and the -350 nm band was assigned to the u,u*
transition of the rigid-rod (Ph-E)„ linker. As the number of (Ph-E) units increased, the
350 nm band increased in intensity and shifted to longer wavelengths of light. As
expected, this band is absent in the spectrum of 5. The spectral changes were most
significant when the number n of (Ph-E)„ units was increased from 1 to 2. As expected,
the %,TL* transition at -290 nm due to the ancillary bpy was insensitive to the number of
(Ph-E) units, Figure 5.6, parts a and b. Similar spectral features have been observed for
the tripodal complexes43,5 and oligomeric complexes of Ru.12'26 A comparison between
the absorption maxima for la-c and the reference Ru(bpy)32+ showed an -10 nm red shift
of the MLCT band in the presence of the linker, while the absorption maxima for 2a-b
and the reference complex Ru(4,4'-(Cl)2-bpy)32+ were identical.27 The absorption spectra
of la-c and 3 anchored to Ti02 and Zr02 were largely preserved, with only some minor
broadening. The UV spectrum of the reference complex 5b, however did show an
additional shoulder upon binding, possibly due to the Cl-Ti02 interactions.
All the rigid-rod sensitizers displayed room-temperature photoluminescence (PL) in
acetonitrile and when anchored to Ti02 or Zr02. The coincident PL maxima for 2a and
95
80000
60000
£ 40000 o
5 CO
20000
700
Wavelength (nm)
300 350 400 450 500 550 600
Wavelength (nm)
Figure 5.6. Ground state absorbance spectra in acetonitrile a) Spectra of la (-), lb (•••), and lc (- - -). b) Spectra of 2a (•••), 2b (- - -), and [Ru(4,4'-(Cl)2-bpy)2(bpy)]2+ 5 (-).
96
2b were centered at 645 nm and were identical to that of the [Ru(4,4'-(Cl)2-bpy)3] . The
PL decays were well described by a first-order kinetic model in fluid solution, and the
excited state lifetimes (T), along with the PL quantum yields, are listed in Table 5.3. As
the number of (Ph-E) increased, for instance from la to lc, the -[increased slightly from
1.9 us (n = 1) to 2.3 us (n = 2) and 2.5 us (n = 3). The excited state lifetime for the
nonsubstituted complex, Ru(bpy)32+ is 0.8 us. Time-resolved PL decays on TiC>2 and on
Z r d were nonexponential.19c
The transient absorption spectra of the rigid-rods in acetonitrile solutions were assigned
to the MLCT excited state. The kinetics were first order, and the rate constants agreed
well with the time-resolved PL data at all wavelengths monitored. A comparison of the
excited state absorption spectra of la-c uncovered distinct differences due the number of
(Ph-E) units; lb exhibits a stronger, red shifted excited state absorbance beyond 500 nm
compared to that of la, Figure 5.7. The spectra show a bleach of the MLCT absorption,
and for lb and lc, a bleach of the bridge u,u* transition(s).
The excited state absorption spectra for the Cl-substituted 2a and 2b did not display an
intense absorption band in the red spectral region and agreed well with the reference
complex that lacked the rigid-rod linker, [Ru(4,4'-(Cl)2-bpy)3]2+, Figure 5.8. The excited
state absorption spectra obtained on ZrC>2 thin films were within experimental error, the
same as that in CH3CN. Transient absorption spectra on rigid-rod sensitized Ti02
contained contributions from the MLCT excited state and from a Runi/Ti02(e") charge
separated state as described below.
97
a) M«OOC
M«OOC ^ r H
350 400 450 500 550 600 650 700
Wavelength (ran)
b)
c)
-0.04
UtoOOC
350 400 450 500 550 600 650 700
Wavelength (nm)
350 400 450 500 550 600 650 700
Wavelength (nm)
Figure 5.7. Transient absorbance spectra (kex = 417 nm) in CH3CN of a) la. The data were recorded at 10 ns (•), 0.5 u,s (•), 1.0 JLLS (A), 2.0 (is (•), and 10 pis ( • ) delays after the laser pulse, b) lb. The data were recorded at 10 ns (•), 1.0 us (•), 2.5 [is (A), 5 |is (•), and 20 (is ( • ) delays after the laser pulse, c) lc. The data were recorded at 0.1 us (•), 0.5 (is (•), 1.0 (is (A), 2.0 is (•), and 4.0 (is ( • ) delays after the laser pulse.
98
o
o x> <
x:
0.04
0,02
0.00
-0.02 H
I • i — • — i — • i • — r
300 350 400 450 500 550 600 650 700
Wavelength (ran)
Figure 5.8. Transient absorbance spectra (Kx = 417 nm) of Cl-substituted complexes in acetonitrile at room temperature Ru(4,4'-(C1)2-bpy)3(PF6)2 (•), 2a (•), and 2b (A). The data were recorded 10 ns after the laser pulse.
99
Inter facial Electron Transfer.
Nanosecond transient absorption was used to quantify interfacial electron transfer
dynamics and yields. These processes were influenced by the pH. This is expected, since
the conduction band edge shifts 59 mV/pH unit.28'la On acidic TiC>2, injection occurred
within our instrument response (probably on a femto to picosecond time scale6), and the
transient spectra were mainly from the Rum/Ti02(e") charge separated states, while on
base pretreated TiC>2 the MLCT excited state was predominately observed. To eliminate
possible contributions from the excited state, the measurements were made at
wavelengths corresponding to the ground-excited state isosbestic point. In this way, the
formation and loss of the interfacial injection and recombination processes could be
cleanly observed. On pH = 1 pretreated Ti02 samples, excited state electron injection into
Ti02 occurred faster than could be time resolved with a nanosecond laser for all samples.
On basic Ti02, the injection yield was very low and could be increased by the addition of
LiC104 to the acetonitrile solution in which the film was immersed. Figure 5.9 shows
absorption changes monitored at the ground-excited state isosbestic point for base
pretreated Ia/Ti02. The rise time observed corresponds to relatively slow electron
injection, k^ = 1.0 x 107 s"1. Typically, 10-30% of the injection process could be
observed over the first 100 ns for la-c/Ti02. Injection dynamics were not observed for
the rigid-rods anchored to acidic pretreated surfaces, for the reference [Ru(bpy)2(deeb)]2+,
or for both Cl-substituted rigid-rod compounds (2a and 2b). The injection is now being
studied by femtosecond laser spectroscopy.
100
0.000
o X> <
u 00
c
U
-0.005
-0.010- V ^ i W * ^ 0.0 5.0xl0"7 l.OxlO* 1.5x10*
Time (s)
Figure 5.9. Single wavelength kinetics monitored at the ground state-excited state isosbestic point for la on pH = 1 pretreated Ti02 (black line, top) and pH = 11 pretreated Ti02, 0.1 M LiC104 (red line, bottom).
101
Comparative actinometry was used to measure the quantum yields (^j) for excited state
electron transfer to the empty states of nanocrystalline Ti02. The injection yield were
found to decrease with irradiance, and extrapolation of the data to zero irradiance gave
the mj reported in Table 5.4.19 Injection quantum yields were measured for la-c on pH =
1 pretreated Ti02 and on pH = 11/Li+ pretreated TiC>2 with comparable surface coverages,
r(Run). In general, 4^ was above 0.60 for Ru-rigid-rod complexes that were bound to pH
= 1 pretreated films, while 4>i„j for pH = 11 pretreated films were lower and decreased
with rigid-rod length, Table 5.4.
The kinetics for charge recombination between the electron in TiC>2 and the oxidized
sensitizer were quantified on pH = 1 pretreated films at similar surface coverages (-2.3 x
10"8 mol/cm2). Transient data were obtained at the ground state-excited state isosbestic
point to avoid possible contributions from the excited states. The transient data was well
described by a bi-second-order kinetic model, equation 5.6:19c
AA = AAo - AAs + AAs (5.6)
1 + (kf/Ael) t(AAo - AAs) 1 + (kJAsl) t(AAs)
where AA was the absorbance change at time t, As was the molar extinction coefficient, /
was the optical path length, AAo was the initial amplitude (equal to the sum of the
contributions from the fast and slow components), kf was the recovery rate constant for
the fast component, AAS was the amplitude of the slow component, and ks was the
recovery rate constant of the slow component. The average rate constants for charge
102
Table 5.4. Excited State Electron Yields, ^ j , " for Rigid Rods Bound to Ti02 Films Pretreated with Acid or Base
Sensitizer
RODl-bpyRu(bpy)^+ (la)
ROD2-bpyRu(bpy)2"+ (lb)
ROD3-bpyRu(bpy)22+ (lc)
pH=l*
1.0
0.89
0.86
pH = lr*
0.77
0.20
<0.05c
" All injection yields were measured spectroscopically at room temperature, Kxc = 532.5 nm. b The Ti02 thin film pretreatment prior to binding of the rigid-rod sensitizers. pH = 1 pretreated samples were studied in neat acetonitrile; pH = 11 pretreated films were studied in 0.1 M LiC104 in acetonitrile. c Li+ addition caused some desorption, so this value was measured in neat acetonitrile.
103
recombination were found to be independent of the length of rigid-rod sensitizer used and
were within experimental error the same as that for the model complex Ru(bpy)2(dcb)2+.
The weights of the two components, -70% and -30% for the fast and slow components,
respectively, were also independent of the length of the rigid-rod sensitizer, with k0bs =
2.5 ±0.3 x io7s"1.
5.4. Discussion.
The photophysical and interfacial electron transfer properties of Ru(II) rigid-rod
sensitizers were quantified at room temperature in acetonitrile solution. The interfacial
pH was found to be important for both sensitizer binding and for photoinduced electron
transfer. Efficient electron injection was observed on acidic TiC>2, while long-lived
excited states were observed on basic TiC>2. Back electron transfer rate constants were
found to be independent of the length of the rigid-rod excited, consistent with a
previously proposed mechanism wherein transport of the injected electron to the oxidized
i n
sensitizer was rate limiting. These studies provide new details on surface binding,
molecular excited states, and interfacial electron injection. Below interpretations and
implications of these new findings are discussed.
Surface Binding.
Adsorption isotherms and IR studies of the rigid-rod sensitizers 1-3 have shown that all
bind strongly to nanocrystalline Ti02 films. In most studies, the methyl esters of the Ru
rigid-rods were reacted with the TiC>2 surface in acetonitrile at room temperature. The
104
observation of strong binding was interesting, considering that identical rigid-rod linkers
capped with an organic chromophore (pyrene) bound only when it was first converted
Q
into a carboxylate salt or a carboxylic acid. Tnpodal sensitizers behaved similarly:
tripods capped with organic chromophores such as pyrene or perylene did not bind
strongly under conditions where Ru tripods did.31'8 The fact that noncharged, aromatic
sensitizers required different binding conditions than the charged Ru complexes may
have been due to a variety of factors, such as differences in the solubility in organic
solvents and/or electrostatic interactions with the HO2 surface.
Infrared measurements showed that both ester groups reacted with HO2 to yield a single
binding mode whose chemical nature was dependent on the Brtfnsted acidity of the
surface. On acidic HO2 surfaces, a single asymmetric CO stretch was observed at higher
energy than the methyl ester, which we assigned to ester linkages. On basic Ti02, a broad
band centered at -1550-1575 cm"1 was observed at lower energy and was assigned to a
carboxylate binding mode. The fact that only a single binding mode was present on acidic
and on basic Ti02 indicated that both anchoring groups were in a similar environment.
Interestingly, on surfaces that were not pretreated with acid or base, spectroscopic
signatures of both binding modes were present. We should emphasize, however, that the
IR and surface binding studies do not demonstrate that the rigid-rods are perpendicular to
the surface or that they assumed a single orientation.
Ruthenium model compounds that contained the 4,4'-(Cl)2-bpy ligand(s) without obvious
anchoring groups were found to bind surprisingly well to Ti02. The rigid-rods that
contain 4,4'-(Cl)2-bpy ligands, that is, 2a and 2b, may bind with the Ru(4,4'-(Cl)2-bpy)2
105
"head-down" and the anchoring groups of the linker, all interacting with the HO2 surface.
This geometry clearly raises issues in the study of remote MLCT states, as discussed
later. In addition, the appearance of this unexpected kind of CLu-TiCVsurface binding
stresses the need to carefully evaluate the role of "nonbinding" groups introduced on
sensitizers to tune excited state and energetic properties.
3MLCT Excited State in Solution and Surface Bound.
The Ru rigid-rods have metal-to-ligand charge-transfer (MLCT) excited states.27 For the
parent compound Ru(bpy)32+, the preponderance of data supports a "localized" formalism
for the thermally equilibrated excited state in fluid solution, that is, Rum(bpy")(bpy)22+*
not Ruin(bpy"1/3)2+*.2'32 Furthermore, for compounds that contain different diimine
ligands, the excited state is expected to localize on the ligand that is most easily
reduced.27 It was therefore of interest to consider which ligand(s) the emissive excited
state was localized upon. A second and not completely unrelated issue concerns the
extent of charge transfer into the rigid-rod linker.
The (Ph-E)„ bridge in the rigid-rod linker and the 4,4'-(Cl)2-bpy are known to be electron
withdrawing and were therefore expected to stabilize the MLCT excited states.12'26 This
expectation was realized and it is clear that the rc* orbitals of the ligands decrease in
energy: bpy > rigid-rod bpy ~ rigid-rod phen > 4,4'-(Cl)2-bpy. Therefore, the emissive
excited state of Ru rigid-rod compounds that contain the 4,4'-(Cl)2-bpy ligand was
localized on this ligand, and this explains why their photophysical properties were nearly
independent of the Ph-E bridge. For the unsubstituted bpy based Ru rigid-rods, the
excited state was localized on the bpy (or phen) attached to the Ph-E bridge. The
106
spectroscopic data reveal the same localized excited states for the rigid-rods in fluid
acetonitrile solution and when anchored to ZrC>2 or Ti02 nanoparticles. Therefore, for the
Ru(bpy)2 rigid-rods, the thermally equilibrated excited state was localized on rigid-rod
linkers bound to the semiconductor surface.
It was of interest to compare Ru(bpy)2 rigid-rods where the excited state was localized on
a bpy with a variable length phenyl ethyne bridge, la-c. The visible absorption and
photoluminescence spectra of these rigid-rods were within experimental error the same.
Interestingly, the excited state lifetime increased for the two longer rigid-rods relative to
the shortest one. For a series of closely related Ru compounds, an increase in lifetime is
generally accompanied by a blue shift in the emission spectra in accordance with the
energy gap law.27 The increased lifetime observed here must have a different origin and
may reflect the phenylethyne substituents whose extended n-conjugation allows for
greater electron derealization. Excited state derealization disperses the electron into the
(Ph-E) bridge, thereby decreasing the average bond displacement energy, which
decreases vibrational overlap and hence the nonradiative rate constant.29
An alternative explanation for the long-lived "red" emissive excited state is that mixing
between MLCT and intraligand excited state(s) of the rigid-rod imparts more triplet
character and hence, a longer lived excited state. A mechanism where the MLCT excited
state transfers energy to a lower-lying triplet state of the rigid rod is ruled out by the
wavelength independent lifetimes measured by transient absorption spectroscopy and the
MLCT-like steady state PL spectrum. Nevertheless, excited state derealization and/or
107
mixing between the MLCT manifold and intraligand triplet states likely explain the long-
lived excited state behavior that does not follow the energy gap law.
Indirect evidence for derealization into the phenylethyne bridge is seen by the strong
excited state absorption in the >600 nm region. The first extension of the bridge (from la
to lb) resulted in significant changes in the intensity and spectrum, while further
elongation resulted in smaller differences. Previous researchers have also observed
intense near-IR absorption bands for phenylethyne substituted bpy ligands coordinated to
Ru(II) and have also attributed this to derealization of the excited state.12
Excited State Electron Injection into T1O2.
The quantum yield for excited state injection from the Ru rigid-rods to TiC>2 (4^), listed
in Table 5.4, was measured on acid (pH = 1) and base (pH =11) pretreated TiC>2 films on
the nanosecond time scale and therefore may not be the true injection yields as any sub-
nanosecond (geminate) recombination of the injected electron with the oxidized dye were
unaccounted for. Therefore, the ^ values reported here are best considered as lower
limits of the true injection yields. The 4^ on acid (pH = 1) pretreated Ti02 were near
unity, consistent with negligible geminate recombination. The 4^ values for la-c
decreased by about 15% as the number of (Ph-E) units in the bridge increased. This effect
may be due to the increasing distance of the complex from the surface.
At present, however, is not possible to determine whether this is a "distance dependent"
effect, since the orientation of the rods with respect to the surface is unknown. Even if
both COOR anchoring groups bind to the surface, the axis of the rod may not be
108
perpendicular to the surface and the molecules may bind at an angle (or angles) with
respect to the surface. In conclusion, the effective injection distance is unknown and it is
probably less than the Ru-center-to-0-bound-to-Ti02 distance calculated assuming that
the molecules are perpendicular (J(la) ~ 12 A, d(lb) ~ 19 A, d(lc) ~ 25 A).
On base (pH =11) pretreated Ti02, the injection yields were very low, 4^ < 0.05, Table
5.4. This is expected, as the conduction band edge shifts 59 mV/pH unit, resulting in poor
orbital overlap with the excited state sensitizer.28 It is known, however, that the addition
of "potential determining ions", such as Li+, can shift the conduction band edge and
promote electron injection under these conditions.33
A curious detail of the injection process is that the quantum yield decreased with
increased incident irradiance. This behavior was first reported by Kay and Gratzel and
was attributed to trap filling that shifts the quasi-Fermi level of TiC>2 toward the vacuum
level, making electron injection less favorable.34 If this explanation were correct, the
photoluminescence quantum yield should increase as 4^ decreases. However, here, and
in previous studies, we find that both quantum yields decrease with irradiance, indicating
that some other fast process is lowering the injection yield.190
The electron injection rate constants on acid pretreated TiCh films could not be time
resolved with the nanosecond laser used in this study (kmj »108 s"1). This result was
expected, since the rates of photoinduced interfacial electron transfer for Ru(II) sensitized
TiC>2 are known to occur on the femto to picosecond time scale.35 Recent ultrafast
measurements of tripodal sensitizers 15-24 A long bound to Ti02 revealed that the
injection occurs on a femto to picosecond time scale.6'35 It is noted that injection rate
109
constants Ainj >108 s'1 with (kj + k^) ~ 5 x 105 s"1 for the rods imply that the injection
quantum yields should be near unity, consistent with the actinometry measurements.
A fraction of the injection process for the rigid-rods with bpy as the ancillary ligand
could be time resolved on base pretreated Ti02 films immersed in 0.1 M LiC104
acetonitrile solution. As mentioned above, at basic pH the electron injection is less
favorable. Under these conditions, approximately 70-90% of the signal was instrument
response limited, while the remaining fraction could be quantified (k-^ ~ 1 x 107 s"1). This
is in agreement with the quantum yields measurements and strongly suggests that the
density of acceptor states for basic HO2 is significantly lower than for acidic TiCh.
The injection rate could not be time resolved, k^ > 108 s"1, for the rigid-rods containing
the 4,4'-(Cl)2-bpy ancillary ligand bound to acidic as well as basic TiC>2, despite the fact
that they are weaker excited state photoreductants than rigid-rods la-c. This finding
supports the notion that the 4,4'-(Cl)2-bpy ligands interact directly with the TiC>2 surface,
and that the molecules may bind "head down", thereby providing a new pathway for
electron injection.
In summary, a small fraction of the injection process could be observed on the
nanosecond time scale when the TiC>2 was base pretreated and when the excited state was
localized on a rigid-rod linker. All other experimental conditions led to instrument
response limited electron injection rate constants with nearly quantitative yields. The
faster and more efficient electron injection into acidic TiC>2 was attributed to a higher
density of unfilled states that overlap with the excited state sensitizer orbitals.
110
Femtosecond laser spectroscopy studies aimed to quantify the injection rates for la-c to
determine whether there are differences due to the linker's length are in progress.
Back Electron Transfer.
A specific goal of this study was to find conditions where the injection yield was unity
while the back electron transfer rate constant decreased with distance. The recombination
between the electrons in HO2 and the oxidized dye can lower the efficiencies of solar
cells. Hence, an attractive way to minimize this process would be to increase the distance
between the HO2 surface and the metal center, thereby decreasing the rate of
recombination. This effect was not realized. Back electron transfer rate constants were
found to be independent of the length of the rigid-rod excited. A similar observation was
made for the tripodal sensitizers, where the recombination rates between the electrons in
TiC>2 and the oxidized dye were found to be independent of the linker's length.5'6
Recombination of the injected electron with the oxidized dye required milliseconds for
completion, and the kinetics were well described by a sum of two second order rate
constants. Average rate constants for the rigid-rods la-c were within experimental error
the same. This is not unexpected in view of literature reports proposing a mechanism
wherein transport of the injected electron to the oxidized sensitizer is the rate limiting
step.30 The main process responsible for controlling the recombination rates is usually
assumed to be the electron transport by diffusion between trap sites on a semiconductor
nanoparticle surface (the Random Flight Model30). It is generally concluded that the
recombination reaction is governed by the energy redistribution of the electrons trapped
in the semiconductor, rather than by spatial diffusion. However, Clifford et al.36 have
111
recently observed slower recombination dynamics with single exponentials in dye cations
that are physically separated from the surface, an effect that is being studied by Tachiya
et al.37 The recent interest in the processes that regulate the recombination rates shows the
importance of having available model linkers such as the ones studied here. Based on
these data,36'37 It is anticipated that a distance dependence with TiC»2 materials that have a
lower density of trap states and at higher excitation irradiances will be observed.
5.5. Conclusions.
New rigid-rods Ru(II) polypyridyl complexes were synthesized by Galoppini and co
workers and anchored to nanocrystalline T1O2 films for dye sensitization studies. In the
rods having unsubstituted bpy as ancillary ligands, the (Ph-E)„ bridge acts as a u-acceptor
group, resulting in derealization of the MLCT state on the linkers, as indicated by
measurable spectral shifts in the absorption, PL, and transient absorption spectra. When
the ancillary ligands contain CI groups, there is clear evidence that the MLCT is localized
on the 4,4'-Cl2-bpy. An unexpectedly strong binding between the 4,4'-Cl2-bpy and the
TiC>2 was observed, so that while the rigid-rods bind exclusively through the carboxylic
group, the rigid-rods with Cl-substituted ligands may also bind with the Ru complex
"head down". Ester-like or carboxylate binding modes to the TiC>2 surface were observed,
and conditions to obtain only one type of binding mode were found. The rigid-rods were
expected to exhibit diminished electronic coupling with the TiC>2 acceptor states relative
to complexes that are directly attached. This behavior was realized under conditions
112
where the density of Ti02 acceptor states was intentionally decreased by surface
pretreatments with basic aqueous solutions. Future studies will focus on ultrafast
spectroscopic measurements aiming at quantifying the electron injection process and on
the application of these new Ru rigid-rod sensitizers in regenerative solar cells.
113
5.6. References.
1. (a) Kalyanasundaram, K.; Gratzel, M. Coord. Chem. Rev. 1998, 777, 347. (b)
Hagfeldt, A.; Gratzel, M. Chem. Rev. 1995, 95, 49. (c) Kamat, P. V. Chem. Rev.
1993, 93, 267. (d) Qu, P.; Meyer, G. J. In Electron Transfer in Chemistry; V.
Balzani, Ed.; John Wiley & Sons: New York, 2001; Chapter 2, Part 2, Vol. IV, pp
355-411. (e) Nozik, A. J. Annu. Rev. Phys. Chem. 2001, 52, 193. (f) Adams, D.
M.; Brus, L. C; Chidsey, E. D.; Creager, S.; Creutz, C; Kagan, C. R.; Kamat, P.
V.; Lieberman, M ; Lindsay, S.; Marcus, R. A; Metzger, R. M.; Michel-Beyerie,
M. E.; Miller, J. R; Newton, M. D.; Rolison, D. R; Sankey, O.; Schanze, K. S.;
Yardley, J.; Zhu X. Y. J. Phys. Chem. B 2003, 107, 6668.
2. Juris, A.; Balzani, V.; Barigelletti, F.; Campagna, S.; Belser, P.; Von Zelewsky,
A. Coord. Chem. Rev. 1988, 84, 85.
3. Galoppini, E. Coord. Chem. Rev. 2004, 248, 1283.
4. (a) Wei, Q.; Galoppini, E. Tetrahedron 2004, 60, 8497. (b) Guo, W.; Galoppini,
E.; Rydja, G. I.; Pardi, G. Tetrahedron Lett. 2000, 41, 7419.
5. (a) Galoppini, E.; Guo, W.; Qu, P.; Meyer, G. J. J. Am. Chem. Soc. 2001, 123,
4342. (b) Galoppini, E.; Guo, W.; Zhang, W.; Hoertz, P. G; Qu, P.; Meyer, G. J.
J. Am. Chem. Soc. 2002, 124, 7801.
114
Piotrowiak, P.; Galoppini, E.; Wei, Q.; Meyer, G. J.; Wiewior, P. J. Am. Chem.
Soc. 2003, 125, 5278.
(a) Wang, D. Ph.D. Thesis, Rutgers University, 2004. (b) Wang, D.; Schlegel, J.
M; Galoppini, E. Tetrahedron 2002, 58, 6027.
Hoertz, P. G.; Carlisle, R. A.; Meyer, G. J.; Wang, D.; Piotrowiak, P.; Galoppini,
E.NanoLett. 2003,3,325.
Clifford, J. N.; Palomares, E.; Nazeeruddin, Md. K.; Gratzel, M.; Nelson, J.; Li,
X.; Long, N. J.; Durrant J. R. J. Am. Chem. Soc. 2004, 726, 5225.
Argazzi, R.; Bignozzi, C. A.; Hasselmann, G. M.; Meyer, G. J. Inorg. Chem.
1998, 37, 4533-4537.
Kilsa, K.; Mayo, E. I.; Kuciauskas, D.; Villahermosa, R.; Lewis, N. S.; Winkler,
J. R.; Gray, H. B. J. Phys. Chem. A 2003, 107, 3379.
(a) Walters, K. A.; Dattelbaum, D. M.; Ley, K. D.; Schoonover, J. R.; Meyer, T.
J.; Schanze, K. S. Chem Commun. 2001, 1834. (b) Li, Y.; Whittle, C. E.;
Walters, K. A.; Ley, K. D.; Schanze, K. S. MRS Symposium Series 2002, 665, 61.
(c) Walters, K. A.; Ley, K. D.; Cavalheiro, C. S. P.; Miller, S. E.; Gosztola, D.;
Wasielewski, M. R.; Bussandri, A. P.; Van Willigen, H.; Schanze, K. S. J. Am.
115
Chem. Soc. 2001, 123, 8329. (d) Liu, Y. Li, Y.; Schanze, K. S. J. Photochem.
Photobiol, C 2002, 3, 1. (e) Wang, Y.; Liu, S.; Pinto, M. R; Dattelbaum, D. M.;
Schoonover, J. R; Schanze, K. S. J. Phys. Chem. A 2001,105, 11118.
13. Heimer, T. A.; D'Arcangelis, S. T.; Farzad, F.; Stipkala, J. M.; Meyer, G. J. Inorg.
Chem. 1996, 35, 5319. 14. (a) Galoppini, E.; Wang, D.; Chu, D.; Mendelsohn, R.
manuscript in preparation, (b) Qu, P.; Meyer, G. J. Langmuir 2001, 17, 6720.
15. Hoertz, P. G; Ph.D. Thesis, Johns Hopkins University, 2003.
16. Wenkert, D. Woodward, R. B. J. Org. Chem. 1983, 48, 283.
17. (a) Hissler, M.; Connick, W. B.; Geiger, D. K.; McGarrah, J. E.; Lipa, D.;
Lachicotte, R. J.; Eisemberg, R. Inorg. Chem. 2000, 39, 447. (b) Mlochowski, J.
Roczniki Chem. Ann. Soc. Chim. Polonorum 1974, 48, 2145.
18. Sprecher, M.; Breslow, R.; Uziel, O.; Link, T. M. Org. Prep. Proced. Int. 1994,
26, 696.
19. (a) Bergeron, B. Meyer, G. J. Langmuir 2003, 19, 8389. (b) Kelly, C. A.; Farzad,
F.; Thompson, D. W.; Meyer, G. J. Langmuir 1999, 75, 731. (c) Kelly, C. A.;
Thompson, D. W.; Farzad, F.; Stipkala, J. M.; Meyer, G. J. Langmuir 1999, 15,
1041.
116
20. Yoshimura, A.; Hoffman, M. Z.; Sun, H. J. Photochem. Photobiol, A 1993, 70,
29.
21. Demas, J. N.; Crosby, G. A. J. Phys. Chem. 1971, 75, 991.
22. Casper, J. V.; Meyer, T. J. J. Am. Chem. Soc. 1983, 705, 5583.
23. Castellano, F. N.; Heimer, T. A.; Tandhasetti, T.; Meyer, G. J. Chem. Mater.
1994, 6, 1041.
24. Langmuir, I. J. Am. Chem. Soc. 1918, 40, 1361. 25. Keis, K.; Lindgren, J.;
Lindquist, S., Hagfeldt, A. Langmuir 2000, 16, 4688. 26. (a) Albano, G.; Belser,
P.; De Cola, L.; Gandolfi, M. T. Chem. Commun. 1999, 1171. (b) Schlicke, B.;
DeCola, L.; Belser, P.; Balzani, V. Coord. Chem. Rev. 2000, 208, 267.
27. (a) Meyer, T. J. Pure Appl. Chem. 1986, 58, 1576. (b) Kober, E. M.; Caspar, J. V.;
Lumpkin, R. S.; Meyer, T. J. J. Phys. Chem. 1986, 90, 3722.
28. (a) Clark, W. D. K.; Sutin, N. J. Am. Chem. Soc. 1977, 99, 4676. (b) Watson, D.
F.; Marton, A.; Stux, A. M.; Meyer, G. J. J. Phys. Chem. B 2003,107, 10971.
29. Strouse, G. F.; Schoonover, J. R.; Duesing, R.; Boyde, S.; Jones, W. E.; Meyer, T.
J. Inorg. Chem. 1995, 34, 473.
117
30. (a) Hasslemann, G. M.; Meyer, G. J.J. Phys. Chem. B 1999, 103, 7671. (b)
Nelson, J. Phys. Rev. B 1999, 59, 15374. (c) Nelson, J.; Haque, S. A.; Klug, D.
R.; Durrant, J. R. Phys. Rev. B 2001, 63, 205321. (d) Haque, S. A.; Tachibana,
Y.; Klug, D. R; Durrant, J. R. J. Phys. Chem. B 1998, 102, 1745. (e) Haque, S.
A.; Tachibana, Y.; Willis, R L.; Moser, J. E.; Gratzel, M.; Durrant, J. R. J. Phys.
Chem. B 2000, 104, 538. (f) Barzykin, A. V.; Tachiya, M. J. Phys. Chem. B.
2002, 106, 4356. 31. Liu, A, M.S. Thesis, Rutgers University, Newark, 2003.
32. Dallinger, R F.; Woodruff, W. H. J. Am. Chem. Soc. 1979, 101, 4391.
33. (a) Redmond, G.; Fitzmaurice, D. J. Phys. Chem. B 1993, 97, 1426. (b) Enright,
B.; Redmond, G.; Fitzmaurice, D. J. Phys. Chem. B 1994, 98, 6195.
34. Kay, A; Humphrey-Baker, R.; Gratzel, M. J. Phys. Chem. 1994, 98, 8, 952.
35. (a) Zimmermann, C; Willig, F.; Ramakrishna, S.; Burfeindt, B.; Pettinger, B.;
Eichberger, R; Stork, W. J. Phys. Chem. B 2001, 105, 9245. (b) Tachibana, Y.;
Moser, J. E.; Gratzel, M.; Klug, D. R; Durrant, J. R. J. Phys. Chem. 1996, 100,
20056. (c) Haque, S. A; Tachibana, Y.; Klug, D. R; Durrant, J. R. J. Phys.
Chem. B 1998, 102, HAS. (d) Asbury, J. B.; Ellingson, R. J.; Ghosh, H. N.;
Ferrere, S.; Nozik, A. J.; Lian, T. J. J. Phys. Chem. B 1999, 103, 3110. (e)
Benko, G.; Kallioinen, J.; Korppi-Tommola, J. E. I.; Yartsev, A.; Sundstrom, V.
J. Am. Chem. Soc. 2002,124, 489. (f) Asbury, J. B.; Hao, E.; Wang, Y.; Lian, T.
118
J. Phys. Chem. B 2001, 105, 4545. (g) Heimer, T. A.; Heilweil, E. J. J. Phys.
Chem. B 1997, 101, 10990. (h) Kasciauskas, D.; Monat, J. E.; Villahermosa, R.;
Gray, H. B.; Lewis, N. S.; McCusker, J. K. J. Phys. Chem. B. 2002, 106, 9347.
36. Clifford, J. N.; Palomares, E.; Nazeeruddin, Md. K.; Gratzel, M.; Nelson, J.; Li,
X.; Long, N. J.; Durrant J. R. J. Am. Chem. Soc. 2004,126, 5225.
37. Barzykin, A. V.; Tachiya, M. J. Phys. Chem. B 2004, 108, 8385.
119
Chapter 6. Measurement of Oxygen Tension in Single
Cardiomyocytes: Photoluminescence Quenching of Intracellular
Ru(bpy)32+ by Molecular Oxygen
6.1. Introduction.
The balance of energy supply and demand is a crucial determinant of cardiovascular
health, but the mechanisms that regulate oxidative phosphorylation are still poorly
understood. While oxygen consumption (V02) can be measured in cell suspensions or
tissues, measurements of respiratory flux in single cells have proven challenging. Here,
we report a novel method for monitoring intracellular oxygen tension using the ruthenium
2+
polypyridyl complex, Ru(bpy)3 (tris(2,2'-bipyridine)ruthenium(II) dichloride), which
has a high photoluminescence quantum yield, a long lifetime, and is efficiently quenched 2+
by molecular oxygen. Ru(bpy)3 was introduced into adult guinea pig cardiac cells via 2+
the whole cell patch clamp method, and Ru(bpy)3 photoluminescence, mitochondrial
redox potential, and sarcolemmal K,ATP currents were monitored simultaneously as
indices of the cellular metabolic status. Significant dequenching of the Ru(bpy)3
emission was observed upon exposure of the myocytes to the mitochondrial uncoupler
FCCP, indicative of a rapid increase in V02 in parallel with the oxidation of
120
mitochondrial flavoproteins. These events were followed shortly thereafter by the
activation of K, ATP current (/KATP) and were reversed by inhibiting electron transfer to
oxygen with sodium cyanide. The Ru(bpy)32+ emission also responded reproducibly to
changes in perfusate p02, permitting quantitative calibration of the intracellular oxygen
concentration. Application of this method to models of cardiovascular disease will
provide novel insights into the role of mitochondrial dysfunction under pathological
conditions.
Most aspects of cellular function depend on a continuous supply of energy provided by
mitochondrial oxidative phosphorylation. The balance between oxygen supply and
demand is especially important in muscle, where the workload is continually varying and
spans a wide range. In addition to the basic need to supply ATP for ion transport and
contraction, mitochondrial respiration is also an important determinant of reactive oxygen
species (ROS) production, which may serve as either a molecular signaling pathway or a
toxic agent. Pathological models such as ischemia-reperfusion or hypoxia-reoxygenation
also bring about metabolic changes defined by the severity of oxygen depletion or
abundance.
In order to better understand how oxidative phosphorylation is regulated in the intact cell,
it would be very useful to have an index of metabolic flux by measuring intracellular O2
consumption while simultaneously measuring steady state changes in mitochondrial inner
membrane potential (A^m) and in redox state. Several attempts to measure O2 tension in
single cells have been reported previously, including measuring changes in extracellular
121
oxygen tension with a stable or oscillating electrode (fiber optic1 or polarigraphic2, by
phosphorescence quenching, or by examining the O2 - dependent quenching of
myoglobin fluorescence3. The latter method has an intrinsically low signal-to-noise ratio
and may be influenced by changes in the cellular environment (e.g., changes in pH or ion
concentrations). With extracellular methods, the pC>2 surrounding the cell is assumed to
be in equilibrium with the oxygen tension within the myocyte and may change depending
on the stirred and unstirred layers near the membrane and the geometry of the cell. These
methods are also subject to signal variation and, in some cases, consumption of O2 by the
electrode itself. An intracellular electrode technique, which pierces the cell to record
internal oxygen tension, has been previously reported.1 Thus, an easily recorded and/or a
less invasive approach are needed to expand upon and better understand the role of
molecular oxygen in cellular events.
In this regard, molecular sensors have proven to be an efficient means of measuring
intracellular concentration of ions, location and concentration of proteins, the intracellular
pH, mitochondrial membrane potentials, carbon dioxide and other gases, and
concentrations of reactive oxygen species and other radicals. Most available sensors
utilize the fluorescence of organic fluorophores for detection. However, for longer-lived
processes that require diffusion of the measured species, such as the measurement of
molecular oxygen, an inorganic sensor with a long-lived excited state is favored.
Inorganic dyes such as ruthenium polypyridyl complexes are widely used throughout the
scientific community in such areas as solar energy conversion4, photoluminescent
122
sensors5, chemiluminescence labels6, measuring DNA binding constants, and bioanalysis
of molecules8 due to their advantageous photophysical properties9'10. Fluctuations in
oxygen concentrations have also been probed by monitoring the steady state
photoluminescence of ruthenium polypyridyl complexes at varying temperatures11. For
quenching-based oxygen sensors, the most successful compounds have proven to be
those with high quantum yields and long lifetimes . Unlike organic probes, inorganic
dyes with transition metal centers also have red-shifted absorbance and emission spectra,
large Stokes shifts,13 broad absorbance and emission bands, and high photo and chemical
stability in both the ground and excited states14. Such intrinsic properties allow for more
efficient reactions to occur within the excited state lifetime of the ruthenium polypyridyl
dyes.
Here, we use Ru(bpy)32+, tris (2,2'-bipyridine) ruthenium(II) dichloride, a well
characterized divalent ruthenium polypyridyl dye, to measure the intracellular pC>2 of
guinea pig ventricular cardiomyocytes. Ru(bpy)32+ consists of a transition metal center
with three bipyridine chelating ligands, Figure 6.1. The most essential feature for
measuring pC>2 is the quenching efficiency of the Ru(bpy)32+ excited state by molecular
oxygen. The existence of a triplet excited state and its strong mixing with a low-lying
singlet excited state are responsible for the long, sub-microsecond lifetime.5 This long
lifetime allows for the oxygen to diffuse within the cardiomyocyte to the ruthenium
sensor, quenching its photoluminescence. If the lifetime were short-lived, the oxygen
may not reach a Ru(bpy)32+ excited state molecule during it's lifetime, and therefore,
quenching would not occur. Quenching is defined as a process which will reduce the
123
Figure 6.1. Chemical structure of Tris(2,2'-bipyridine) ruthenium(II) dichloride, (Ru(bpy)32+ CI2)
124
emission intensity of the sample either by the creation of a non-emissive dye-quencher
complex (static quenching) or by the depopulation of the excited state resulting from the
collision of the quencher during the excited state lifetime of the dye (dynamic
quenching).11 Dynamic quenching, which is commonly referred to as collisional
quenching, is the mechanism behind the Ru(bpy)32+ photoluminescence quenching by
molecular oxygen, Scheme 6.1.
These unique properties were exploited in the present study to record and image
intracellular O2 tension in single cardiomyocytes with Ru(bpy)32+ loaded into cells via the
whole cell patch clamp technique, and the sensitivity of the dye emission to external pC>2
changes and manipulation of mitochondrial respiratory rate were investigated.
6.2. Experimental.
Preparation of the Guinea Pig Ventricular Cardiomyocytes
Guinea pig ventricular cardiomyocytes were prepared as previously described.15 The
isolated cells were then stored at 37°C in Dulbecco's Modification of Eagle's Medium
(10-013 DMEM, Mediatech) containing 5% Fetal Bovine Serum (16140/071 FBS,
Invitrogen Corporation), 1% Penicillin-Streptomycin (30-001, 5000 ug/ml Mediatech),
and 1% HEPES Buffer Solution (15630, 1M, Gibco). All experiments were performed at
37°C after media exchange of DMEM with a modified Tyrode's solution containing
125
*o2 B
[Ru(bpy)3H 2 + i * 2+ . 3, -> [Ru(bpy)3
z • J02]
hv k hv;T=k'1 \ r, = kr1
Ru(bpy> 2+ Ru(bpy)32++ l02
Scheme 6.1. The dynamic (collisional quenching) mechanism for Ru(bpy)32+ by molecular oxygen. Once the Ru(bpy)32+ is excited by incident photons (hv), the excited state can either undergo A) a first-order PL decay (k~l) B) or quenching by colliding with triplet molecular oxygen. The latter leads to C) a bi-exponential decay (&'"1) and a decreased lifetime (Y).
126
(in mM): 140 NaCl, 5KC1, lMgCl2, 10 HEPES, 1 CaCl2, pH 7.5 (adjusted with NaOH),
supplemented with 10 mM glucose.
Patch-Clamp Technique
Physiological pipette solution containing Ru(bpy) s2+
The photoluminescent dye, Tris(2,2'-bipyridine)ruthenium (II) dichloride hexahydrate,
was made commercially available through Alfa Aesar and was used to reveal the changes
in oxygen tension within a single cardiomyocyte during changes in the metabolic state.
Due to the lack of membrane permeability of the plasma membrane to divalent Ru(II)
polypyridyl complexes, the technique of patch clamping was used to introduce the
Ru(bpy)32+ into the ventricular cardiomyocytes. The compound is water soluble and
dissolved readily in the physiological K-Glutamate pipette solution containing (in mM):
130 K-Glutamate, 19 KC1, 0.5MgCl2, 10 Na-HEPES, 1EGTA, pH 7.2 (adjusted with
KOH), supplemented with 50-100uM Ru(bpy)32+.
KATP Current Measurements
The whole-cell patch clamp technique was used to measure sarcolemmal KATP currents at
37°C. Borosilicate glass pipettes (outer diameter, 1.5mm; inner diameter, 1.0mm) were
pulled using Sutter Instruments Co. Model P-87 and polished to a 4-7 MO resistance with
a Narishige Scientific Instrument MF-83. Membrane currents were recorded in whole-
cell voltage clamp mode (Axopatch 200A amplifier, Digidata 1200B interface, Axon
Instruments). Electrophysiological signals were acquired, stored and analyzed using
127
custom-written software. The holding potential was -80mV, and the myocytes were
stimulated at 0.2 Hz with depolarizing pulses to +40mV for 100ms and then to 0 mV for
200ms before returning to the holding potential.
Optical Measurements
Mitochondrial Flavoprotein Fluorescence
The mitochondrial flavoprotein fluorescence, (arising predominantly from the oxidized
form of the flavins) was recorded at 525nm ±50 with excitation at the same wavelength
used to excite the Ru(bpy)32+ (480nm). The major component of mitochondrial
flavoprotein fluorescence arises from matrix dehydrogenases in equilibrium with the
NADH redox state; the signal was calibrated by completely oxidizing the mitochondrial
redox pool by applying the mitochondrial uncoupler carbonylcyanide-p-
trifluoromethoxyphenylhydrazone (FCCP; luM) and by inhibiting electron transfer to
oxygen, therefore completely reducing the flavoproteins with sodium cyanide. Both the
FCCP and the sodium cyanide solutions were diluted from concentrated stock solutions
into the physiological Tyrode's solution as described above.
Photoluminescence Recording of Myocytes
A two-channel photomultiplier tube assembly (PMT) (Photon Technology Inc. PTI-814)
was mounted on the side port of a Nikon Eclipse TE2000-E fluorescence microscope. A
dichroic mirror (550nm) was mounted in the emission cube to divide the emitted signal
into the short (530nm) and long (605nm) wavelength emission detectors. A Xe arc lamp
128
was used for excitation at 480nm using a dichroic mirror (490nm) mounted in the
microscope nosepiece.
Steady State Absorbance and Emission Measurements
Absorption spectra were acquired on a Cary Spectrometer using a 1cm x 1cm sealed
quartz cuvette to contain the sample. Steady state photoluminescence spectra of
Ru(bpy)32+ were recorded on a SPEX Fluorolog Spectrophotometer using a 450W Xe Arc
lamp as an excitation source. A Czeray-Turner monochrometer was used for emission
collection while the photoluminescence was measured with a Hamamatsu PMT.
Time Resolved Photoluminescence
The photoluminescence lifetime was obtained at room temperature using a Continuum
Surelite-III Nd:YAG pulsed laser to excite the Ru(bpy)32+. Third harmonic crystals were
used to produce 355nm laser excitation. A filter was positioned between the sample and
the emission monochrometer to reject scattered and frequency doubled photons. 610nm
light was monitored with a PMT mounted on a Czerny-Turner monochrometer and
collected with a Le-Croy digital Oscilloscope.
Extracellular p02 Measurements
An oxygen electrode (FOXY-R, Ocean Optics) was placed in the chamber containing the
perfusate solution. The sensor was adjacent to the cell, proximate to the coverslip
surface. The sensor was calibrated at 37°C in Tyrode's solution using the FOXY-CAL
129
in-house calibration system. Measurements were recorded using OOI sensor software
from Ocean Optics.
6.3. Results.
UV-Vis absorption and steady state emission spectra of the Ru(bpy)32+ in physiological
Tyrode's solution were normalized and are presented in Figure 6.2. Photophysical
properties for Ru(bpy)32+ measured in physiological Tyrode's solution at room
temperature are listed in Table 6.1.
Two absorption peaks appear in Figure 6.2 (bold line); the high-energy peak at 285nm
was assigned to the 7i- 7r* transition of the bipyridine ligands, while the broad low-
energy absorption band in the visible region (400-5 OOnm) depicts the metal-to-ligand
charge-transfer (MLCT) transition. The MLCT band, a red-shifted peak that is absent
from spectra of organic probes, allows for lower energy excitation of the sensor. The
extinction coefficient (s) of Ru(bpy)32+ in Tyrode's solution was found to be 1.4 x 104 M"
^m"1 for the ^^455 of the MCLT band. Monochromatic irradiation (455nm) of
Ru(bpy)32+ in physiological Tyrode's solution at room temperature resulted in the
observation of photoluminescence (PL) emission. The emission spectrum (dashed line)
exhibits a single broad peak red-shifted 150nm from the MLCT absorption peak. This
large Stoke's shift decreases the overlap of the absorbance and emission bands and
therefore eliminates the re-absorption at the wavelengths monitored.
130
0.00 - I ' 1 ' I ' 1 ' 1
300 400 500 600 700 800
Wavelength, nm
Figure 6.2. Normalized UV-Vis absorption (solid line) and steady state emission (dashed line) spectra of Ru(bpy)32+ in physiological Tyrode's solution. The spectra were collected at room temperature.
131
Tab
le 6
.1.
Phot
ophy
sica
l Pr
oper
ties
of
Ru(
bpy)
3 in
Phy
siol
ogic
al T
yrod
e's
Solu
tion
at R
oom
Tem
pera
ture
.
Sen
sor
Ru(
bpy)
32+
Fla
vin
Ade
nine
Din
ucle
otid
e
(FA
D)e
A-m
ax,a
bs>n
m
(e,
M-W
1)
285
/ 455
a
(1.4
x1
04)
-45
0
A-PL
, nm
615
-54
0
T, n
s*
605
N/A
x, n
sc
500
3.4 r
0.12
T, n
s"
107
N/A
o PL,
9
x10'
2
7.4
—
x1
0V
1
14.8
—
«nr>
x1
05s
1
18.5
—
" ^m
ax, ab
s of
the
7i->
7i*
/ML
CT
tra
nsit
ions
*'
c'd lif
etim
es w
ere
take
n in
sol
utio
n pu
rged
wit
h 10
0% n
itro
gen,
in
ambi
ent a
ir, a
nd p
urge
d w
ith
100%
oxy
gen,
res
pect
ivel
y.
e ref
eren
ce 1
1 fdo
uble
-exp
onen
tial
deca
y w
ith
lifet
imes
of
the
open
and
sta
cked
con
form
atio
ns,
resp
ecti
vely
" g i
ndex
of
ref
ract
ion
was
foun
d to
be
1.34
2 fo
r ph
ysio
logi
cal
salt
solu
tion
16
The photoluminescence quantum yield of Ru(bpy)3 varies depending on the solvent
used. The (|)PL was measured to be 0.073 in optically dilute physiological Tyrode's
solution, see Table 6.1. The quantum yield for photoluminescence is defined as the
fraction of molecules that emit a photon from the triplet excited state after direct
excitation by a source and is calculated using equation (6.1).12
<J)PL = (Ar/AsXIAXns/nr)2^ (6.1)
where Ar and As are the absorbances of the actinometer and the sample, respectively, Ir
and Is are the integrated photoluminescence intensities of the actinometer and the sample,
respectively, ns and nr are the indexes of refraction for the solvents used for the
actinometer and for the sample, respectively and §r is the quantum yield for Ru(bpy)32+ in
acetonitrile ((|)r = 0.062). n
The mechanism of quenching was first studied by Kautsy17 and is represented by the
Stern-Volmer equations (6.2) and (6.3).
IJI= rjt=\+ KSV[02] (6.2)
KSv = k2T0 (6.3)
133
where I0 and / are the emission intensities in the absence and in the presence of the
quencher, respectively, 70 and 7 are the lifetimes of the excited state in the absence and in
the presence of the quencher, respectively, Ksv is the Stern-Volmer quenching constant
and #2 is the bimolecular rate constant for the quenching of the excited state. In fluid
solution the Stern-Volmer plots of IJI and tj 7 versus quencher concentration are linear
with slope equal to Ksv. Therefore, with an increasing amount of oxygen present, the
photoluminescence intensity of the Ru(bpy)32+ in physiological Tyrode's solution is
quenched, Figure 6.3a. A total of 70.3% quenching of the Ru(bpy)32+
photoluminescence occurred once the oxygen-free solution was purged with 100% O2
directly. The inset represents a plot of the Stern-Volmer equation (6.2) as a function of
photoluminescence. A best-fit line, using equation (6.3), was drawn to estimate the
slope, KS\, to be 0.0025 +/- 0.0011. Due to the extended photophysical degradation
pathways within the excited state of metal-centered complexes, the lifetime becomes
much longer-lived than that of the organic probes, see Table 6.1. The time-resolved
photoluminescence decays were fit with a first-order kinetic model, and the k constant
was used to find the lifetime ( r = A:"1) of the excited state (Figure 6.3b.) The lifetime of
Ru(bpy)32+ was found to be 605ns, 500ns, and 170ns in physiological Tyrode's solution
purged with 100% nitrogen, in ambient air, and purged with 100% oxygen, respectively.
All measurements were acquired at room temperature. The inset depicts the Stern-
Volmer Plot as a function of lifetime as seen in equation (6.2). The Ksv was estimated
from the slope of the best-fit line, equation (6.3), and was found to be 0.0027+/- 0.0033.
Although 355nm excitation was used, variation of the wavelength of excitation will not
134
a)
550 600 650 700 750 800
Wavelength, nm
b) ~ 0.025-
c 0) £ 0.020-0 o S 0.015 u (A 0) | 0.010-
•g 0.005-
Q. 1 U U L . J J M A . J J
0.000
0.0 1.0x10 2.0x10*
Time, s
3.0x10
2+ Figure 6.3. Quenching of Ru(bpy)3 is observed through a) the 2+ quenching of Ru(bpy)3 photoluminescence and through b) the
2+ shortening of the Ru(bpy)3 lifetime. Each trace was acquired in a potassium glutamate pipette solution (previously described) purged with either 100% nitrogen (black trace), in ambient air (red trace), or purged with 100% oxygen (blue trace). The insets of a) and of b) depict the Stern-Volmer plots of the dynamic quenching, represented by equation (6.2), as a function of photoluminescence intensities and lifetimes, respectively. The Stern-Volmer quenching constants (Ksv) were calculated from the slope of the plots and using equation (6.3) to be 0.0025 V. 0.0011 and 0.0027 +/_ 0.0033.
135
change the lifetime kinetics nor will the concentration of the probe; the emission will
always originate from the lowest lying excited state.
The photophysical and redox properties of the endogenous mitochondrial flavoproteins
have been previously described.19 Several different mitochondrial matrix flavoproteins
exist that autofluoresce; however, the photophysics of the oxidized form (FAD, flavin
adenine dinucleotide) contribute most to the green fluorescence signal, depicted in Table
6.1.19'20 FAD is an organic cofactor for a number of mitochondrial enzymes, including
pyruvate dehydrogenase (PDH), a-hetogluterate dehydrogenase (a-KDH), Succinate
dehydrogenase(SDH), and the b-oxidation pathway of the electron transport flavin20
whose oxidation- reduction reaction occurs within the mitochondrial matrix. The short
lifetimes of FAD in aerated cells were found to be 3.4ns and 0.12ns for the stacked and
unstacked conformations, respectively11. The Xmax,abs was found to be ~450nm while the
?WX,PL was ~540nmu. This allowed for the simultaneous excitation of the FAD and the
loaded Ru(bpy)32+ with 480nm irradiation. The FAD green emission band resides within
the large Stoke's shift of the Ru(bpy)32+ complex; therefore, the green emission from the
FAD and the Ru(bpy)32+ photoluminescence were monitored simultaneously without
significant overlap of the emission bands.
Figure 6.4 illustrates the relationship between the green flavoprotein fluorescence, the red
Ru(bpy)32+ photoluminescence, and the sarcolemmal 7K,ATP- The myocyte was allowed to
load via whole cell patch clamp for -10-15 minutes until the Ru(bpy)32+
photoluminescence signal reached a steady state. After loading, the cell was exposed to
136
Time (min)
Figure 6.4. After loading of the cardiomyocyte was complete (prior to time zero of this plot), uncoupler (FCCP) was added, and a simultaneous rise in the green fluorescence (FAD oxidation) and the red photoluminescence (dequenching of Ru(bpy)32+) occurred. Shortly after, a rise in K,ATP current (black trace) was observed. These effects were reversed by exposure of the myocyte to the inhibitor NaCN. INSET: A single cardiomyocyte loaded with
2+
0.1 mM Ru(bpy)3 . The red circle in both images highlights the location of the membrane-pipette interface. The image intensity
2+
represents the intracellular Ru(bpy)3 emission at 605nm a) in the presence of a Tyrode's bath solution and b) in the presence of l.OmMFCCP.
137
the mitochondrial uncoupler, FCCP, Figure 6.4b. As a weak-acid protonophore, FCCP
can permeate the mitochondrial membrane due to the derealization of the electrons
throughout its 71-system.21'22 FCCP "short-circuits" the proton circuit and uncouples the
proton motive force from the generation of ATP at FiF0-ATPase. As a result, the rate of
respiration increases, and the oxidation of NADH and of the flavoproteins is enhanced
and an increase in the fluorescence of the latter occurs. In the process, oxygen is
consumed at Complex IV (cytochrome oxidase), therefore dequenching the Ru(bpy)32+
emission, resulting in an increase in photoluminescence intensity. Although respiration is
stimulated, the disruption of the protonmotive force causes a reversal of the FiFo-ATPase
and therefore, ATP consumption by the mitochondria.21 ATP hydrolysis eventually
exceeds the capacity of anaerobic metabolism (glycolysis) to compensate, accounting for
the delayed activation of the sarcolemmal K ATP channels ' ' as depicted in Figure 6.4a.
The addition of the electron transport chain inhibitor, NaCN, after washout of the FCCP,
completely reversed the effects of the uncoupler and causes maximal reduction of the
flavoprotein redox pool. ATP production and inhibition of KATP channels ensued. The
inset of Figure 6.4a illustrates the effects of 1.0 uM FCCP (b) on the emission of the
intracellular Ru(bpy)32+. There is an increase in photoluminescence as a result of the
dequenching of the ruthenium polypyridyl probe.
Ru(bpy)32+ loaded cells were then exposed to varying amount of the uncoupler, FCCP.
Cells are usually treated with 1.0 uM FCCP in the bath solution; this high concentration
allows for the cell to completely uncouple after a period of -1-2 minutes. Also, this
concentration can be applied to a cell for a period of only 5 minutes without causing
138
irreversible damage. However, the cardiomyocytes are found to be sensitive to much
lower concentration as seen in Figure 6.5. Here, FCCP solutions of increasing
concentration were titrated into the cell, but the period of exposure was lengthened to -10
minutes for each concentration to produce a response. As the concentration of FCCP
increased (in uM, 0.05, 0.1, 0.25, 0.50, 1.0) the emission intensity of the Ru(bpy)32+ as
well as the flavoproteins increased. This is indicative of uncoupling and of oxygen
consumption within the cell. The plot, Figure 6.5, illustrates a more rapid increase in
VO2 than in flavoprotein oxidation, when plotted as a function of Emiss/Emis0.
In order to achieve accurate quantitative measurements of the intracellular p02,
precautions were taken to ensure that the concentration of the loaded Ru(bpy)32+
remained unchanged. Loading via patch-clamp required -10-15 minutes, depending on
the pipette resistance, for the dye to reach an intracellular maximum concentration and
appear homogeneous throughout the cell. The emission intensity was recorded and
represented the steady-state photoluminescence intensity, Figure 6.6. Therefore, any
change in signal was directly correlated with a change in the intracellular oxygen
concentration and not due to a change in dye concentration. The variation in
intracellular p02 is a function of the rate of respiration and VO2 as well as a function of
the diffusion rate of molecular oxygen into the cell from the external solution and can be
represented by the following partial derivative,
d(pO?) = (srpOT) dt {8VO2;
dt + ext
5(E02}
8ext dt (6.4)
V02
139
a) 3.6
3.2 o
_l ^ 2.8-_ l Q. ,_ 2.4 O
£° 2.0
1.6-1
1.2
0.8 4 0
• Flavoprotein Fluorescence • Rutrisbpy Photoluminescence
200 400 600
[FCCP], nM
800 1000
b)
o
3.0-
2.5-
2.0-
1.5-
1.0- • 0
•
•
10
•
•
20 30 40
[FCCP], nM
•
•
50 60
Figure 6.5. a) The cardiomyocyte was exposed to several different concentrations of the uncoupler, FCCP (in nM: 0, 10, 25, 50, 1000). b) An enlargement of the plot at lower FCCP concentrations.
140
"8 N
1
!
0)
o c 0) o (A 0)
1.0
0.9
0.8
0.7
0.6
0.5
| 0.4
I
& & # *
i—'—r-0 2 8
— i — ' — i — • — i — • — i — • — i — • — i —
10 12 14 16 18 20
Time, min
Figure 6.6. The normalized photoluminescence plot indicative of the loading of Ru(bpy)3 technique.
2+ by the patch-clamp
141
where "ext" is the extracellular oxygen concentration. In order to assign corresponding
changes in intracellular oxygen concentration to each partial, the photoluminescence
intensity was monitored while holding one of the variables constant. It is known that the
penetration of oxygen into the cell occurs by simple diffusion through the cell membrane
Oft
until the intracellular and extracellular concentrations are in equilibrium. Therefore, an
external oxygen sensor was used to measure the bath pC>2, while respiration was inhibited
through the use of 4mM NaCN; the internal p02 during inhibition of respiration is a
direct measure of pC>2 changes in the bath. This allowed for the loaded dye to be
calibrated for the cell.
Figure 6.7 illustrates the effects of purging the bath solution with 100% O2 gas or 100%
N2 gas. An abrupt quenching of the Ru(bpy)32+ photoluminescence was observed upon
the addition of oxygen to the bath solution; in contrast, upon exposure of the cell to a
100% N2 purged Tyrode's solution, a dequenching of the signal occurred. The signal
changes were completely reversible. The flavoproteins were unaffected by changing the
external pC>2. Despite continuous purging with pure N2, the bath solutions were unable to
reach the extremely low pC>2 required to inhibit cytochrome oxidase and alter the basal
rate of respiration; a completely gas-tight chamber and purging lines would be required.
The KATP current was also unaffected by these bath changes.
142
3000 n Current Flavoprotein fluorescence (GREEN channel) Rutrisbpy emission (RED channel)
2500-
2000 4 - . . .
< 1500-
1000
500
0
,v-' /y
m
Oi
-..-4 0
180 €
- 125
- 100150
75
50
-I 25
120
90
c 0)
c
2 "3T o c 0)
o £ o 2
20 22 24 26
Time (min) 28
Figure 6.7. The effect of varying bath p02:. The cell was exposed to bath solutions saturated with 100% 0 2 or 100% N2 with expected effects
2+
on Ru(bpy)3 photoluminescence intensity but no change in flavin fluorescence.
143
In the next experiment, NaCN was also used to calibrate the Ru(bpy)3
photoluminescence signal. Figure 6.8 shows the effects of the NaCN purged with 100
%N2 and in ambient air; there is only a small difference in the flavoprotein fluorescence
when exposed to a higher pC>2 in external bath. On the other hand, intracellular oxygen,
represented by the Ru(bpy)32+ photoluminescence signal, increased significantly (a
decrease in the PLI).
A single ventricular cardiomyocyte was loaded with a 50 uM Ru(bpy)32+ K-glutamate
pipette solution. This solution was altered from its original composition to enhance Ca2+
cycling and contractions, providing an increase in the energy demand. EGTA was used
in low concentration (0.1 mM) to reduce Ca2+ buffering, while the Na+ concentration was
raised to 15mM. The cell was then exposed to 4mM NaCN for ~4 minutes and washed
out with a physiological Tyrode's solution. The pC>2 of the environment was measured
simultaneously with an external oxygen electrode. A calibration was made from the
recorded photoluminescence and the corresponding external pC^; Figure 6.9 illustrates
this calibration. The solubility coefficients for O2 in buffer solution and in myocytes, for
conversion of % O2 to uM O2, were found in literature to be 1.30xl0'6 M/mmHg and
1.74xl0"6 M/mmHg, respectively, at 37°C.27 The cell was also paced at 2Hz to measure
the respiration during stimulation. The resting intracellular oxygen concentration was
found to be 197uM (14.9% 0 2 or 113mmHg) and was reduced to 150uM (11.4% 0 2 or
86.7mmHg) once twitching occurred, see Figure 6.10. There was an overall decrease of
-30.3 uM/ min. Before death, the cell became oxidized and completely uncoupled, and
the intracellular oxygen concentration was reduced to 2.06uM (1.56% O2 or 11.8mmHg).
144
4.0VV-
2400
~ 2000-tn c o
1 1600 c o
w 1200-
S UJ
800
400
t
CN'/N2
•
•
CN" / N2
• 1 i
• CN'/air
Flavoprotein Fluorescence
RiXbpyJj2* Photduminescence
CN'/air
• 1 i ' i ' i '
1
i '
12 14 16 18 20 22
%a
2+ Figure 6.8. The flavoprotein fluorescence and Ru(bpy)3 photoluminescence were recorded in the presence of 4mM NaCN purged with 100 %N2 or in ambient air. There is a larger change in the intracellular concentration, depicted by the Ru(bpy)32+
photoluminescence, than in the flavoprotein oxidation. This illustrates the effect of diffusion of oxygen from the extracellular medium during inhibited respiration.
145
a) > </> c 0)
c o u c o tfl <D i _
o 3
Li. C 0)
o a o > u_
260 n -
240-.
220-
200-" 180-
160-
140-
120-
100-
80-6 0 -
u: $•:<
<??.. i
•
< T ,
. » •
w * • V-* , l j r
b)
E 3 "5 Z .c Q.
1
NaCN/N2 NaCN/ 02
; Tyrode's/
t 240 c 0)
o c 0) o </> 0)
200-
180 ^
160-^
140 J
— i —
10
240 -a
220
200
180
160
A 140
15 20
o c o (A <D C
£ _3 O o
a If 0£
Time (min)
Y = A + B * X
Parameter Value
A 299.7821 B -4.78294
R SD
Error
12.78829 0.54882
N
-0.93461 12.01264 13
I
15 20 25
%0„
I
30 i
35 40
Figure 6.9. Calibration of the Ru(bpy)3 photoluminescence signal in the presence of NaCN. a) The flavoprotein redox properties ( ), the Ru(bpy)32+
photoluminescence ( ), and the external % O2 ( ) were recorded during a period of 4min exposure to NaCN purged with 100% N2, washout with Tyrode's solution, and then another 4min period of NaCN purged with 100% O2. The measurements were completed at 37°C. b) Ru(bpy)32+ photoluminescence values, taken during periods of NaCN (purged with either N2 or O2), were plotted with their corresponding external O2 concentrations. A best-fit line was used for calibration.
146
c 0)
o o c a> o (A £ o 3
> <0
O U U - ,
•
4i>0-
400-
350-
300-
PACE ON v = 2Hz
ajj^r . .J • m,—:—cj*r^
250 - * * * » *
200- 1 1 • r ' i • i ' i
. n -
1
H -
f. i '•
i -
X i
•
290 '(/)
280 |
270 g c
260 g
250 g "E _3 2 o
240
230
220 °-CQ
210 £
3 4 5
Time (min)
> 250-, "55 c 0) -g 245-I a> o § 240-| o (A a> • | 2 3 5 3
O .C a.
230
> 225 A a n
,-v.V
• .1 .7 • • • •
Y = A + B * X
Parameter Value
A 220.63526 B 10.5927
R SD N
Error
0.52953 0.32648
P
0.92224 2.00833 187 <0.0001
3 0.6 0.8 1.0 1.2 1.4 1.6 1.8 2.0 2.2 2.4
Time, min
Figure 6.10. a) The cardiomyocyte (also used in the measurement in Figure 6.9) was stimulated at 2Hz from the start of this recoding to induce twitching. Under conditions of basal respiration, Ru(bpy)32+
photoluminescence signal ( ), was measured to be 14.9 %02 (197u.M). Oxidation of the flavoproteins ( ) was immediately instigated upon stimulation. Before cell death, a spike in both the Ru(bpy)32+
photoluminescence and the flavoprotein fluorescence appeared with a measured intracellular %02 of 1.56% (2.06uM). b) The slope of the Ru(bpy)32+ photoluminescence curve that resulted from stimulation was fit with a best fit line. The overall decrease in intracellular oxygen content was measured to be 30.3uM/min.
147
Throughout the duration of this experiment, the temperature of the open chamber was
held constant while the external electrode measured a relatively constant oxygen
concentration 208uM (21% O2 or 160mmHg). To ensure that metabolic oscillations did
not occur, 1.5mM reduced glutathione was added to the pipette solution to function as a
ROS scavenger.
Applications have proven successful using this novel method to study cellular respiratory
function during metabolic or oxidative stress. Guinea pig ventricular cardiomyocytes
were susceptible to intrinsic oscillations of energy metabolism and were associated with
cyclical activation of ATP- sensitive potassium currents, Figure 6.11. These oscillating
currents were not provoked here by an electrical stimulus or pacemaker activity;
metabolic oscillations developed after the cell was exposed for ~5 minutes to a solution
purged with 100% O2, constituting a form of oxidative stress. The green trace in Figure
6.11 represents the flavoprotein fluorescence; an increase in fluorescence intensity
coincides with a net oxidation of the flavins and an increase in respiration. The red trace,
exhibiting parallel changes in intensity, symbolizes the Ru(bpy)32+ photoluminescence,
which is indicative of the intracellular pC>2. There is a slight delay in the oscillatory KATP
current activation, which consistently shadows the signal of the flavin oxidation and the
Ru(bpy)32+ photoluminescence dequenching. This is characteristic of sarcolemmal KATP
currents; see Figure 6.4.15 The oscillating photoluminescence signal represents the pC>2
changes occurring directly due to respiration, while the slightly slower variation in the
baseline correlates to the exchanging of the bath solution to one purged with 100 % O2 (a
decrease at 5min) and then to one purged with 100% N2 (an increase at 16 min),
148
Figure 6.11. Metabolic oscillations were induced in cardiomyocytes by a brief period of high p02 (bath solution saturated with 100% 02). 100% N2 saturated solution was applied after -15 minutes, but oscillations were not suppressed.
149
respectively. These oscillations were best observed in freshly isolated and uncultured
ventricular cardiomyocytes.
6.4. Discussion.
The photophysical degradation pathways of excited state inorganic complexes differ
greatly from that of organic sensors; the lower energy triplet state of the metal complex
allows for these additional photophysical pathways in the excited state and therefore,
longer lived excited state lifetimes. The longer the lifetime of the oxygen probe, the
greater the probability of probe-quencher encounters during the excited state. This leads
to an overall more efficient and more sensitive oxygen probe. Using Ru(bpy)32+ to probe
the intracellular pC>2 has proven to be a successful, inexpensive tool that can be utilized in
future experiments to directly relate other known metabolic functions to intracellular
oxygen tension.
Many factors were taken into account when choosing a molecular oxygen probe.
Although Ru(bpy)32+ possessed the ideal photophysical and chemical characteristics and
energetics desired for our experiments, derivatives of this transition metal complex can
be synthesized. The synthetic addition of electron withdrawing ligands or additional %-
systems allows for fine-tuning of the electronic properties to achieve the desired spectral
characteristics, quantum yields, and lifetimes.28 Furthermore, the functionalization of
150
Ru(bpy)32+ with lipophilic ligands such as ethyl esters, may permit loading of the dye in
culture in lieu of utilizing the whole cell patch-clamp technique for dialysis.
However, the cell membrane impermeability to Ru(bpy)3 + can be viewed as an
advantage; it ensures that the dye does not accumulate in the mitochondrial matrix, in the
nucleus, or leak out of the cell. Accumulation of lipophilic probes in the matrix or in the
nuclear compartments can complicate interpretation of the results.22 Therefore, the
concentration of the Ru(bpy)32+, once steady state has been reached during dialysis,
remains unchanged, and any variations in signal are solely due to the changing
intracellular O2 levels. Once the experiment was complete, the original environmental
conditions were reestablished and the emission intensity of the dye within the cell was
again recorded; no change in intensity within instrumental error was observed. In
addition, this control illustrated that there was minimal photobleaching of the Ru(bpy)32+
throughout the duration of the experiments.
The loaded dye was found to be nontoxic to the isolated ventricular cardiomyocytes, but
the cells did exhibit some sensitivity to the photo-excited dye under prolonged periods or
irradiance. The cells were more sensitive to concentrations above 0.1 mM Ru(bpy)32+ in
the pipette solutions, depending on the intensity and duration of illumination. Neutral
density filters were used to decrease the intensity of the incident light, and a lower
frequency of light exposure was used to reduce free radical-mediated toxicity. It must be
noted that in solution, the excited state complex (exciplex) formed from the collision of
molecular oxygen ( O2) with the Ru(bpy)32+ excited state can result in a superoxide
151
product (202*")- Superoxide radicals, appear when the exciplex molecule, acting as an
electron donor, transfers an electron to a nearby 3C>2. Thus, photosensitivity of the cell is
believed to be due to the generation of the superoxide radical (O2"'). Although the yield
of O2"' is low in comparison to that of singlet oxygen ( O2) , a higher intensity excitation
leads to a greater number of excited states and therefore a proportional increase in
byproducts. Reduced glutathione, a thiol reagent, decreased the toxicity by acting as a
scavenger of free radical oxygen species byproducts (e.g. H2O2; not shown) through the
glutathione peroxidase.30 Endogenous superoxide dismutase (SOD) enzymes are present
in the cytopolasm and mitochondrial compartments to decrease the intracellular O2"
levels arising from respiration.30 Superoxide is a natural intrinsic byproduct of oxidative
phosphorylation; however, there is a maximum allowable threshold for O2"" concentration
that when crossed, can be toxic to cells. At lower power irradiation or concentrations of
Ru(bpy)32+ under ImM, O2"' production did not result in observable toxicity (increased
background leak current or hyper-contraction) Singlet oxygen, produced from O.lmM
Ru(bpy)32+, has proven to be a nontoxic, short-lived byproduct of this dynamic
quenching; it occurs in high yield, relative to that of the O2", also by electron transfer
from Ru(bpy)32+ to 302 .29 Any reduced Ru(bpy)32+ is regenerated by back-electron
transfer from these oxygen byproducts. In general, the most commonly produced
byproduct is triplet molecular oxygen that is released from the exciplex in its original
form.
This electron transfer from the ruthenium complex to the molecular oxygen is
thermodynamically and energetically favorable as a result of their compatible reduction
152
potentials. However, the high reduction potential of Ru(bpy)3 does not lead to direct
electron transfer to any complexes, electron shuttles, or flavoproteins of the electron
transport chain because the dye cannot penetrate the mitochondrial membrane where
these acceptor complexes reside. The CCD images of the Ru(bpy)32+ distribution also
displayed no significant accumulation in the mitochondria or nucleus.
Metabolic oscillations in fresh cells were observed after a brief period of exposure to
100% O2 purged physiological bath solution. These results demonstrated the sensitivity
of the ruthenium bipyridine sensor to rapid changes in internal oxygen concentration due
to respiration. Direct relationships can be made between the oxidation of the flavins, the
activation /KATP, and the intracellular oxygen concentration. In addition, relationships
between NADH redox, membrane potential, ROS concentrations, and /KATP during
metabolic oscillations have been previously reported. ' ' There is a phase shift
between the NADH oxidation and the activation of the sarcolemmal KATP current,15 and
an indirect relationship can be inferred from comparing the current results to the
literature. Therefore, as NADH is oxidized, there is a simultaneous oxidation of the
flavins and a decrease in intracellular pC>2 due to the uncoupling of the mitochondrial
respiration. A direct relationship between the NADH pool and the membrane potential
was investigated; the depolarization of the membrane coincided with the oxidation of
NADH. 32 In a computational model of the mitochondrial oscillator, Cortassa et al. found
that an increase in ROS preceded a depolarization of the mitochondrial membrane.
153
6.5. Conclusions.
The findings indicate that single myocyte oxygen measurements can be made to directly
observe changes in mitochondrial respiration, which will be a useful tool for investigating
fundamental mechanisms of energy supply-and-demand matching in the heart.
154
References.
Wolfbeis, O. S. Materials for Fluorescence-based Optical Sensors. J. Mater
Chem. 2005, 15, 2657-2669.
Hitchman, M.C. Measurement of Dissolved Oxygen. Wiley, New York, 1978.
p.130.
Albani, J.; Alpert, B. Eur. J. Biochem. 1987, 162 (1), 175-178.
O'Regan, B.; Gratzel, M. Nature 1991, 353, 737-739.
Demas, J.N., Degraff, B.A. Anal Chem. 1991, 83 (17), 829-837.
Gerardi, R.D.; Barnett, N.W.; Lewis, S.W. Anal. Chim. Acta. 1999, 378, 1-43.
Liu, J.G.; Ye, B.H.; Li, H.; Zhen, Q.X.; Ji, L.N.; Fu, Y.H. J. Inorg. Biol. 1999,
70,265-271.
(a) Wu, X.J.; Choi, M.F.; Xiao, D. Analyst. 1999, 125, 157-162. (b) Choi, S.J.;
Choi, B.G.; Park, S.M. Anal. Chem. 2002, 74 (?), 1998-2002.
155
9. Kalyanasundaram, K. Coord. Chem. Rev. 1982, 46, 159-244.
10. Balzani, V.; Bolette, F.; Grandolfi, M.T.; Maestru, M. Top. Curr. Chem. 1978, 75,
1-64.
11. Lakowicz, J.R. Principles of Fluorescence Spectroscopy; 2nd ed. Kluwer
Academic Publishers/ Plenum Publishers. New York: New York. 1999.
12. Demas, J.N.; Crosby, G.A. J. Phys. Chem. 1971, 75 (8), 991-1024.
13. Demas, J.N.; DeGraff, B.A. Anal. Chem. 1991, 63, 829A-837.
14. Fuller, Z.J.; Bare, W.D.; Kneas, K.A.; Xu, W.-Y.; Demas, J.N.; DeGraff, B.A.
Anal. Chem. 2003, 75, 2670-2677.
15. O'Rourke, B.; Ramza, B.M. ;Marban, E. Science. 1994, 265, 962-966.
16. Rolling, O.W. Transactions of the Kansas Academy of Science 1995, 98 (1-2),
72-75.
17. Kautsy, H. Trans. Faraday Soc. 1939, 35, 216-219.
18. Lewis, G.N.; Kasha, M. J. Amer. Chem. Soc. 1944, 66, 2100-2116.
156
19. Chance, B.; Ernster, L.; Garland, P.B.; Lee, C.P.; Light, P.A.; Ohnishi, T.; Ragan,
C.I.; Wong, D. Proc. Natl. Acad. Sci. 1967, 57, 1498-505.
20. a) Kunz, W.S.; FEBS Lett. 1986, 195 (1-2), 92-96. b) Kunz, W.B.; Kunz, W.
Biochim. Biophys. Acta 1985, 841 (3), 237-246.
21. Nicholls, D.G.; Ferguson, S.J. Bioenergetics. Academic Press: London, UK.
2002.
22. (a) Benz, R.; McLaughlin, S., Biophys. J. 1983, 41, 381-398. (b) Noma, A.
Nature 1983, 305, 147-148.
23. Sasaki, N.; Sato, T.; Marban, E.; O'Rourke, B. Am. J. Heart Circ. Physiol. 2001,
280, H1882-H1888.
24. Romasko et al 1998
25. Nelson, D. L., Cox, M.M. Lehniger Principles of Biochemistry: 3 ed. Worth
Publisher. New York: New York. 2000.
26. Meyer, M.; Keweloh, B.; Holmes, J.W.; Pieske, B.; Lehnart, S.E.; Hanjorg, J.;
Hasenfuss, G. JMol Cell Cardiol 1998, 30, 1459-1470
157
27. Beard, D.A.; Schenkman, K.A.; Feigl, E.O. AJP- Heart Circ Physiol. 2003, 285,
1826-1836.
28. Dong, W.; Mendelsohn, R.; Galoppini, E.; Hoertz, P.G.; Carlisle, R.A.; Meyer,
G.J. J. Phys. Chem. B 2004, 108, 16641-16653.
29. Demas, J.N., Harris, E.W., McBride, R.P. J. Am. Chem. Soc. 1977, 99 (11),
3547-3551.
30. Chance, B., Williamson, J.R., Schoener, B. Biochem Z. 1965, 341, 357-377.
31. Cortassa, S, Aon, M.A, Winslow, R.L., O'Rourke, B. Biophys J. 2004, 87, 2060-
2073.
32. Aon, M.A., Contassa, S., Lemar, K.M, Hayes, A.J., Lloyd, D. FEBS Letters,
2007, 557, 8-14.
158
CURRICULUM VITAE
EDUCATION
The Johns Hopkins University, Baltimore, MD
Ph.D. Candidate with emphasis on physical-inorganic chemistry applied to
cardiology, September 2007
Master of Arts Chemistry, April 2003
James Madison University, Harrisonburg, VA
Bachelor of Science in Chemistry, May 2001
Minor: Studio Art, Pre-medicine
HONORS
Member of the James Madison University Honors Program, 1997-2000
Recipient of the Madison Achievement Scholarship, 1997
159
EXPERIENCE
The Johns Hopkins University, Baltimore, MD
Research Assistant, April 2001 - Present
• Maintain and advance four major organic/ inorganic and cardiology research
projects
• Develop novel protocols to interface the two fields of chemistry and cardiology
• Perform Langendorff isolations of ventricular guinea pig cardiomyocytes
• Patch clamp individual ventricular cardiomyocytes to obtain electrophysiological
results
• Examine research results by means of chemical and physical analyses
• Create presentations and posters for local and national conference symposiums
• Present research results weekly to coworkers, postdoctoral fellows, professors,
and medical professionals
• Employ analytical and critical thinking skills to independently identify and solve
problems
• Utilize and cultivate written communication through journal publications
Teaching Assistant in Intermediate Chemistry, January 2003 - May 2003
• Administered personal help sessions to review and clarify lectures
• Organized and led review classes before exams
• Graded exams and finals
• Created curriculum for and taught several lectures to a 150-student class
160
Teaching Assistant in Physical Chemistry, August 2002 - December 2002
• Graded exams and homework problem sets
• Held individual help sessions
Teaching Assistant in Physical Chemistry Laboratory, August 2001 - May 2002
• Educated senior engineer and chemistry students on Fourier Transform Nuclear
Magnetic Resonance (FTNMR)
• Graded laboratory reports
Villa Julie College, Baltimore, MD
Instructor of Physical Chemistry (Thermodynamics and Quantum Chemistry), January
2005- Present
• Create a curriculum for both semesters of physical chemistry (Thermodynamics
and Quantum Chemistry)
• Educate senior level students on the states of matter, chemical equilibrium,
chemical kinetics, and electrochemistry
• Extend the students' knowledge of calculus by providing in depth mathematical
derivations of thermodynamic and quantum mechanical concepts
• Develop the students' understanding of classical and quantum mechanics,
quantum theory behind atoms and molecules, theory of spectroscopy and solid
state theory
• Design new laboratory curriculums in thermodynamics and quantum chemistry
161
Instructor of General Chemistry, Summer 2006
• Developed student knowled'ge of general chemistry theories and enhanced their
dexterity in problem solving
James Madison University, Harrisonburg, VA
Research Assistant in chemistry, 1999-2001
• Investigated the relationship between protein structure and function in
Escherichia coli protein, RecA
• Co-authored and illustrated a computer tutorial program for incoming inorganic
college students
Teaching Assistant in general chemistry laboratory, 1998-1999
• Promoted high-quality laboratory techniques
ACTIVITIES
Private Tutor, The Johns Hopkins University, Summer 2004- Present
• Prepare and home-tutor high school students for the chemistry Advanced
Placement exam
• Teach Intermediate Chemistry to several post-bachelor premedical students
162
Sigma Kappa Sorority, James Madison University
Sigma Kappa Sorority President, 2000
• Dedicated time to fostering sisterhood among its 160 members through
philanthropic, social and academic events
• Organized and ran weekly chapter meetings and rituals
• Acted as liaison between the chapter, the JMU sorority administration, and the
national counsel
Senior Ethics Committee and Standards Board Chair, 2001
• Promoted ethical conduct and behavior by confronting and reprimanding
members
Risk Manager, 1999
• Created new bylaws that helped reduce and eliminate negligent behavior
• Oversaw risk management committee to enforce existing policies
Best Buddies Organization
Vice President of Public Relations, 1997-2000
• Maintained a "best-buddy" relationship with mentally challenged and physically
disabled adults
• Established monthly events to involve the community with Best-Buddies
163
POSTERS
• Carlisle, R.A., O'Rourke, B. "Measurements of Oxygen Tension in Single
Cardiomyocytes." POSTER. Biophysical Society. Baltimore, MD. March
2007.
• Carlisle, R.A., O'Rourke, B. "Measurements of Oxygen Tension in Single
Cardiomyocytes: Photoluminescence Quenching of Intracellular Ru(bpy)32+ by
Molecular Oxygen." POSTER. Biophysical Society. Salt Lake City, UT.
February 2006.
• Carlisle, R.A. Meyer,G.J. "Organic Rigid- Rod Linkers for Coupling
Chromophores to Metal Oxide Nanoparticles." POSTER. National Science
Foundation. Washington, D.C. February 2004.
PRESENTATIONS
• Carlisle, R.A. "Measurements of Oxygen Tension in Single Cardiomyocytes:
Photoluminescence Quenching of Intracellular Ru(bpy)32+ by Molecular
Oxygen." PRESENTATION. University of Oslow. Oslow, Norway. February
2006.
164
• Carlisle, R.A. "Photophysical and Electrochemical Properties of Pyrene Rigid-
Rod Derivatives." PRESENTATION. The Johns Hopkins University:
Inorganic Nights; Baltimore, MD. September 2005.
PUBLICATIONS
• Taratula, O.; Rochford, J.; Piotrowiak, P.; Carlisle, R.A.; Meyer, G.J.;
Galoppinni, E. "Pyrene- Terminated Phenyenethynylene Rigid Linkers
Anchored to Metal Oxide Nanoparticles." J. Phys. Chem B 2006, 110, 15734-
15741.
• Hoertz, P.G.; Carlisle, R.A.; Meyer G.J.; Wang, D.; Mendelsohn, R.; Galoppini
E. "Excited State Electron Transfer from Ru(II) Polypyridyl Compounds
Anchored to Nanocrystalline Ti02 Through Rigid-Rod Linkers." J. Phys. Chem B
2004,108,16642-16653.
• G.J.; Wang, D.; Piotrowiak, P.; Galoppini, E.; Hoertz, P.G.; Carlisle, R.A.;
Meyer, "Organic Rigid-Rod Linkers for Coupling Chromophores to Metal Oxide
Nanoparticles." Nanoletters 2003,3, 325-330.
165
PROFESSIONAL ASSOCIATIONS
American Chemical Society, member
Materials Research Society, member
American Heart Association, member
Biophysical Society, member
166