10 - occupational stress reflections on theory and practice
TRANSCRIPT
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8/9/2019 10 - Occupational Stress Reflections on Theory and Practice
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Kenny D.T., 1999Occupational Stress 16
Occupational stress: Reflections on theory and practice
Dianna T. Kenny
Chapter 20, (pp 375-396), Kenny, D. T., Carlson, J. G., McGuigan, F. J., & Sheppard, J. L. (Eds.) (2000). Stress and health: Research
n c inica app ications pages). mster am, e et er an s: or on reac arwoo ca em c u s ers.
376 8.
NTRODUCTION
W et er ur ene y an overw e m ng urry o
daily commitments or stifled by a sense of social
solation (or, oddly both); whether mired for hours
n a sense o e’s po nt essness or eset or ays
by unresolved anxiety; whether deprived by long
work weeks from quality time with one’s offspring
or rown ng n qua ty t me w t t em – w atever
the source of stress, we at times get the feeling thatmodern life isn’t what we were designed for (Wright,
1995, p.62 .
Occupational stress is currently one of the most
costly occupational health issues (Cooper & Cart-
right, 1994; Cooper, Luikkonen & Cartwright,
1996; Cotton & F s er, 1995; Karase & T eore ,
1990; Kottage, 1992 . T e e eter ous mp cat ons
or n v ua s an organ sat ons are man o , an
can result in serious physical and psychological ill-
ess for individuals, and major resource loss for or-
ganisations. The extent and progression of the prob-lem over the past 20 years have been eloquently
ocumente e sew ere see Lev t s vo ume ; &
Sp e erger, Re e ser, Re e ser, & Vagg t s vo -
ume .
Occupational stress research has concentrated on
aetiology (Hart & Wearing, 1993; Toohey, 1993),
easurement Sp e erger, 1998 , an tert ary nter-
ent ons. T ese ave ocuse on e t er en ancement
of the individual’s coping capacity (Murphy, 1988)
or broader organisational level changes such as in-
creased worker participation in decision making, job enlargement and enrichment, redesign of jobs
an wor ng env ronment, an creat on o a more
support ve wor env ronment t roug a range o
uman resource management ntervent ons Coop-
er et al, 1996; Hart & Wearing, 1995; Levi, 1990).
s effective as some of these strategies are in large
scale restructuring enterprises, many organisations
are deterred from such global changes as a means of
prevent ng an manag ng occupat ona stress. T s
s ue to t e cost an ntrus on o suc strateg es an
he relatively small numbers of employees mani-festing stress conditions that impair occupational
functioning at any one time in any one work place
(Cooper & Payne, 1992). There will always, there-
ore, e a nee to cope w t occupat ona stress on
both the macro (organisational, structural, political)
an m cro n v ua , ya c, tr a c eve s. T s
paper contributes to the enhancement of managing
occupat ona stress at t e m cro eve .
Firstly, a systemic model for understanding occu-
pat ona stress s propose . Some extant t eor es o
occupational stress will then be reviewed, and in-
tervent ons ar s ng rom t ese t eor es are assesse .
Finally, an intervention for the rehabilitation of oc-
cupat ona stress ase on t e propose mo e an
theoretical discussion is outlined.
THE MODEL
In a series of recent studies (Kenny, 1995a, 1995b,
1995c, 1995 , 1995e, 1995 , 1995g, 1996 , Kenny
explored the causes of the failure of occupationalrehabilitation to effect a sustainable return to work
o ow ng wor p ace n ury. S e conc u e t at a
systemic framework provided both the most heu-
r st c exp anat on or suc a ures an a wor a e
model on which to base subsequent rehabilitation
ntervent ons. Accor ng y, t e mo e or ot un-
derstanding occupational stress and to occupational
stress ntervent ons, propose n t s c apter s n-
formed by systemic theories, including cybernetics,
commun cat on t eory, am y t erapy as app e to
the systems (ie workplaces, organisations and work-ers’ compensation system) in which the worker is
ocate , an current t eor es o occupat ona stress
which embrace a systemic epistemology (Bowen,
1987; Cottone, 1991; Hart & Wear ng, 1995; Kara-
sek & Theorell, 1990; Kenny, 1995e).
A systemic theoretical model for tertiary rehabili-
tation of occupational stress (Cottone & Emener,
1990; Kenny, 1995g) is different to other models in
that the focus is on neither the individual, nor the
organ sat on, ut on t e system as a w o e. In t s
model, occupational stress is understood as the sys-tem’s attempt to ma nta n equ r um or to restore
homeostasis (Hart & Wearing, 1995; Hoffman,
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Chapter 20, Stress and Health Occupational Stress 17
1981). Occupational stress is not considered to be
symptomat c o ntra psyc c pat o ogy o t e en-
e c ent, as n t e me ca mo e , or a resu t o
env ronmenta actors, as n t e soc o og ca mo -
e . In t e propose mo e , a c rcu ar ep stemo ogy
(Hoffman, 1981; Keeney, 1987) informs the rehabil-
itation process by conceptualising relationships and
processes within the system as the proper subject of
investigation and intervention, thereby illuminating
a range o ntervent on strateg es at ot t e n -
ua an organ sat ona eve s. Anot er mportant
eature o a systems t eory ramewor t at ers
from current approaches is the temporal location,
hich is focused heuristically upon the present and
future, rather than on a forensic establishment of
fact based upon past actions and processes.
HEORIES OF OCCUPATIONAL STRESS
Psychological theories
e pre om nant para gm or un erstan ng
he causes of occupational injury and illness is the
edical model (Quinlan & Bohle, 1991; Quinlan &
ohnstone, 1993). With its emphasis on individuals
ather than groups, on treatment rather than preven-
ion, and on technological intervention rather than
env ronmenta c ange, t e me ca mo e as een
ery n uent a n contro ng ot t e way n w c
occupat ona n ur es an nesses ave een e- ned and the means by which they are managed.
he major criticism of the medical model has been
its focus on treating sick or injured workers rather
han on producing healthy working environments
(Biggins, 1986). The outcome of this approach was
o perpetuate t e not on t at wor p ace n ur es are
acc ents’ w c were not preventa e an to o-
cate t e ame or t e n ury n t e n v ua wor -
er or in the hazardous nature of the work (Davis &
George, 1993; Ferguson, 1988; James, 1989).
e sc p nes o n ustr a , occupat ona anea t psyc o ogy ave not ve up to t e r ear y
prom se ecause t ey ave a opte a manager a st
orientation akin to the medical model. That is, they
end to focus on the characteristics and behaviours
of individual workers and avoid addressing the role
hat the structure of power and authority in indus-
ry play in occupational well-being (Bohle, 1993).
or examp e, a t oug t e re at ons p etween
onotonous, es e an mac ne-pace wor
an env ronmenta an organ sat ona actors suc
as shiftwork, piece work, excessively high or lowork demands, and poor working conditions on
psychological and physiological stress responses
in workers have been demonstrated (Clegg & Wall,
1990 , t e r mpact s pre om nant y assesse n re-
lation to individual attitudes and behaviour, rather
than in relation to the structure of workplaces and
t e organ sat on o a our Qu n an, 1988 .
Sadly, the history of psychological theories of oc-
cupat ona stress, an n ee occupat ona n urygenerally, has been one of finding victims to blame,
and then to intervene in a linear way to alter the per-
ormance o t e atest scapegoat. Proponents o t ese
models have variously blamed the job, blamed the
equipment, blamed the worker, and blamed manage-
ment Cooper, 1995; Kenny, 1995e; Ha ec , 1993;
Quinlan, 1988; Willis, 1994). Such theories have
spawne an enormous amount o researc searc ng
or t e putat ve actors respons e or occupat ona
stress. Personality and organisational factors have
een ent e as t e ma or cu pr ts.Personality has always been considered a major
me ator o stress react v ty. T at s, a t oug cer-
ta n events are regar e as normat ve y stress u ,
sensitivity to stressors varies between individuals.
T at s, n v ua s w t erent persona t es w
respon s m ar y to p ys ca t reats, ut erent
responses to ego threats are related to personality
erences Eysenc , 1988 . Most t eor es o oc-
cupational functioning agree that personality makes
a significant contribution to performance and well-
e ng, w e ac now e g ng t at t e re at ons p between personality and environmental factors is
dynamic and complex. For example, Work Adjust-
ment T eory Roun s, Daw s, & Lo qu st, 1987 s
founded on the notion that stable cognitive, behav-
ioural and emotional dispositions underpin work
a ustment, ut t at s tuat ona n uences mpact
upon these stable dispositions for adaptation and
change, in both positive and negative ways. Simi-
ar y, Hea ey & Wear ng 1992 oun t at en ur-
ing personality characteristics, such as neuroticism
and extraversion, determine people’s daily workexper ences, use o cop ng strateg es, an eve s o
psychological distress and well-being. Extraversion
has been positively correlated with subjective well-
e ng Costa & McRae, 1980 , w e ntrovers on
and neuroticism are associated with increased stress
Fontana & A ouser e, 1993 , emot ona ex aust on
an epersona sat on P e mont, 1993 .
Hobfoll (1994), reacting to what he perceives to
e t e current over-emp as s on env ronmenta ac-
tors, has urged a re-consideration of the role of per-
sona ty n t e aet o ogy o occupat ona stress. Hestates t at we can Ano onger preten t at t ere s an
objective way to define stress at the level of environ-
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Kenny D.T., 1999Occupational Stress 18
ental conditions without reference to the charac-
er o t e person p 24 . In s m ar ve n, Ros es,
ou s-Guer n, & Fourn er, 1993 conc u e t at
persona ty can cus on as we as aggravate t e
mpact o occupat ona stress” p. 616-7 ; w t neg-
ative personality dispositions transforming stressors
into strains and strains into symptoms. Negative af-
fectivity, for example, has been associated with in-
erpersonal conflict (Spector & O’Connell (1994),
egative emotions (Chen & Spector (1991), psycho-
og ca stress, p ys ca symptoms Watson, Pen-
e a er, & Fo ger, 1986 , an o stra n Dec er &
orgen, 1993 . T e re at ons p etween ro e stress
and role distress has been found to be moderated
by a range of personality characteristics includ-
ing intolerance of ambiguity, dependency, strong
affiliation needs, low risk propensity (Siegall &
Cummings (1995), and high self-focused attention
Frone, Russe , & Cooper, 1991 . On t e pos t ves e, umour an opt m sm can s gn cant y mo -
erate t e re at ons p etween a y ass es, se -es-
eem maintenance, emotional exhaustion and physi-
cal illness (Fry, 1995).
esp te t e ent us asm or t e v ew t at person-
a ty c aracter st cs are un amenta to an un er-
stan ng o occupat ona stress, emp r ca support
or suc mo erat ng e ects as een m xe Frone
& McFarlin, 1989). Moreover, much of the research
as been atheoretical or exploratory, and it is dif-
cult to formulate interventions based on findingshat a small amount of variance in the experience
o occupat ona stress s accounte or y a part cu-
ar persona ty c aracter st c. Researc ers wor ng
t n t s ramewor wou , o course, recom-
en t at ntervent ons e a me at ncreas ng u-
our, optimism and tolerance of ambiguity and de-
creasing negative trait affectivity, neuroticism and
dependency. However, the literature is replete with
evidence that personality characteristics are notori-
ously difficult to modify (McRae & Costa, 1994).
ven t were poss e to c ange persona ty n t ees re rect on, t s not certa n t at wor p ace
cu t es wou mprove w t out s mu taneous y
attending to extrinsic organisational factors that
ay be operating. Moreover, personality traits may
be fixed to some extent, but their place in the sys-
em as antecedents or consequences will depend
on the nature of the interaction between individual
an env ronmenta systems, an to any c anges t at
ay occur w t n t at system. Persona ty may a so
e e ne as a unct on o cop ng sty e Eysenc ,
1988); consistent with a systemic framework, cop-ing behaviours will also be influenced by the sources
of occupational stress (O=Driscoll & Cooper, 1994)
and the resources and external support available for
ea ng w t t em Hart & Wear ng, 1995 .
Research into the role of organisational factors in
the aetiology of occupational stress has followed a
s m ar tra ectory to t e one out ne a ove or per-
sona ty. Ever engt en ng sts o putat ve actors
have been identified. In two reviews of occupationalstress, Cooper (1983; 1985) summarised and cate-
gor se s x groups o organ sat ona var a es, out-
ne e ow, t at may cause stress n t e wor p ace.
These are
1. Factors ntr ns c to t e o eg eat, no se,
c em ca umes, s twor
2. Relationships at work (eg conflict with co-
or ers or superv sors, ac o soc a sup-
port
3. Role in the organisation (eg role ambiguity)
4. Career eve opment eg ac o status, ac o
prospects for promotion, lack of a career path,
job insecurity)
5. Organisational structure and climate (eg lack
of autonomy, lack of opportunity to participate
in decision making, lack of control over the
pace o wor
6. Home and work interface (eg conflict between
domestic and work roles; lack of spousal sup-
port or rema n ng n t e wor orce .
There is, of course, a complex relationship be-tween occupational and organisational factors and
psyc o og ca c aracter st cs. Interpersona con ct
n t e wor p ace, ncreas ng y recogn se as a ma or
contributor to work disability, has a complex aetiol-
ogy. Dissatisfaction with life, daily stress, neuroti-
c sm an ost ty were a oun to e s gn cant
r s actors or nterpersona con cts at wor or
both men and women (Appelberg, Romanov, Hon-
kasalo, & Kosdenvuo, 1991)
Responses ar s ng rom a psyc o og ca rame-
work have focused on tertiary and secondary inter-ventions. Tertiary interventions include individual
counse ng, stress management programs, emp oy-
ee ass stance programs, an wor p ace me at on
for conflict resolution (Appelberg, Romanov, Heik-
kila, Honkasalo, & Kosdenvuo, 1996). Second-
ary ntervent ons nc u e tra n ng an e ucat on
Mac ay & Cooper, 1987; Bo e, 1993 . T s s not
to say that such interventions are never effective in
reducing occupational stress. In a recent study, Rey-
nolds (1997) reported that individual counselling
mprove psyc o og ca we - e ng w e organ sa-tional level interventions (ie increasing employees’
participation and control) did not. However, Bohle
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Chapter 20, Stress and Health Occupational Stress 19
(1993) argued that, in general,
nterventions of this nature imply that the prob-
lem of stress lies primarily with the individual,
at t e respons ty or c ange consequent y es
primarily with workers, and that organisations are
only responsible for assisting individual workers
o c ange. …s nce no attempt s ma e to re uce oremove environmental stressors, interventions can
best be seen as attempts to increase workers’ tol-
erance o nox ous an stress u organ sat ona , tas
an ro e c aracter st cs” p.111 .
e a vanc ng our un erstan ng to some e-
gree, ot persona ty an organ sat ona actors re-
search has remained wedded to the dominant medi-
cal and psychomedical paradigms outlined above.
t oug t ey g g t mportant putat ve actors
hat may contribute to occupational stress, these
factors, considered separately, do not inform the re-a tat on process. Let us now turn to ot er mo -
els and approaches that may assist in this regard.
ociological theories
he most radical departure from the medical
o e as een t e approac o n ustr a soc o o-
g sts w o ave roug t t e soc a organ sat on o
ork as the primary determinant of occupational
n ury, ness, an stress nto s arp ocus Berger,
1993; James, 1989; W ams & T orpe, 1992 . T e
edical model’s notion of health and illness is re- jected as reductionist, individualistic and interven-
on st, n w c su ects are cons ere as un que
cases, independent of cultural, social, political, and
economic structures and processes. Industrial soci-
o og sts argue t at power structures, t e nst tut on-
alised conflicts of interest between safety and pro-
ductivity, the social division of labour, the labour
process, n ustr a re at ons an po t cs are t e root
causes of occupational illness and stress (McIntyre,
1998; Peterson, 1994).
ecent changes to legislation in occupationalealth and safety and workers’ compensation have
s te t e percept on o occupat ona ea t rom
an individual and marginalised process to a proc-
ess with major economic and political implications
Kenny, 1994a; 1994 ; W s, 1989 . T ese c ang-
es have led to the revised view that occupational ill-
ess is a social process, the dimensions of which are
ot n v ua se , un que or spec c. Furt er, soc -
ologists argue that for every occupational illness or
injury, there are physiological and ergonomic com-
ponents w ose e ects are me ate y t e soc aenv ronment, spec ca y, t e organ sat on o wor
and the sociology of medical knowledge surround-
ing the illness or injury (Figlio, 1982). Negotiation
over the social and political meaning of occupation-
al illnesses and their various economic and social
implications occurs prior to their being awarded the
status of a syndrome (Willis, 1994). The irony of
such a process is that while gaining recognition that
such conditions are public issues, solutions continue
to be sought in the individual. With some notable
exceptions (Levi, 1998), this has been the case for
occupat ona stress.
T e ma or contr ut on o soc o og ca approac es
to occupat ona ness s t at “occupat ona ea t
an sa ety as ncreas ng y ecome an n ustr a
re at ons ssue etween cap ta an a our;… t as
ncreas ng y come to me ate t e soc a re at ons o
pro uct on” W s, 1994, p.138 . In ot er wor s,
t e ocus as s te rom a ata st c acceptance
that there will be casualties of the work process to a
legislated requirement that employers provide a safe
workplace for all employees. The cost of compen-
sation is increasingly shaping occupational health
and safety practices and procedures and hence the
labour process itself (McIntyre, 1998).
Negotiating safety in reference to occupational
stress is, of course, more difficult than negotiating
safety with respect to the physical hazards of the
workplace. Occupational stress currently occupies
a similar nebulous position in the medical nomen-
clature that RSI (Repetitive Strain Injury) occupied
in the last decade. One must demonstrate that the
incidence of illness (presence of symptoms) is con-
nected to the organisation of work, and as stress is a
transactional process involving interactions between
physiological, psychological, behavioural and or-
ganisational variables, demonstrating the causal
nexus is not an easy matter. Moreover, the legislated
requ rements may n act ave wor e aga nst t e
reso ut on o ssues re ate to occupat ona stress,
requ r ng as t ey o t e cert cat on o a spec c
ness on t e Wor ers’ Compensat on cert cate.
Leg t mat ng t e exper ence o occupat ona stressme ca y may m tate aga nst an organ sat ona or
transact ona so ut on to t e pro em, s nce cert -
cat on, a process ac eve t roug po t ca act on,
as n v ua se t e pro em an returne u c r-
c e to t e v ct m am ng approac o t e me ca
mo e .
Systemic t eories
In advocating a systemic/transactional approach
to occupational stress, it needs to be stated that there
are circumstances in which either personality is sodamaged or environmental conditions are so ad-
verse, that the relational context of one to the other
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Kenny D.T., 1999Occupational Stress 20
is irrelevant. These special cases must be dealt with
on a case- y-case as s requ r ng un que so ut ons,
anging from the individual to the political.
Severa t eor es o occupat ona stress t at ut se
social systems theory have been developed (Bach-
arac , 1991; E war s, 1992; Furn am & Sc ae er,
1984; Frone & McFurlin, 1989; Hart & Wearing(1995); Hobfoll, 1989; Karasek, 1979; Karasek &
eore , 1990; Lazarus & Fo man, 1984; Mc-
Grath 1976). Space permits only a brief summary of
e re evant mo e s ere, an t e ntereste rea er
is referred to the many excellent reviews available
for a comprehensive coverage.
Person-Environment Fit T eories
erson-Env ronment P-E F t t eor es Cap an &
arrison, 1993; Furnham & Schaeffer, 1984) were
early precursors to the dynamic systemic theoriesescr e n t e next sect on. Cap an 1987 use
-E fit theory as a method for understanding the
process of adjustment between employees and their
or env ronment. Accor ng to t s ramewor ,
occupational stress is defined in terms of work char-
acter st cs t at create stress or t e n v ua ue
o a lack of fit between the individual=s abilities and
attributes and the demands of the workplace. Caplan
1987 suggeste t at reco ect ons o past, present,
and anticipated P-E fit might influence well being as
e as per ormance.nterventions are directed at measuring fit prior
o vocat ona p acement, or measur ng screpancy
in fit in the identification of occupational stress ae-
iology. Interactions between person (eg personal-
ty tra ts, vocat ona or entat on, an exper ence
and environment variables have been found to be
etter pre ctors o stra n t an e t er person or en-
ironmental variables considered separately (An-
onovsky, 1987a; Caplan, Cobb, & French, 1975).
owever, c aracter st cs o o s an c aracter st cs
of workers may influence each other in dynamic re-ciprocal ways. Most P-E fit theories are static and
a e to a ress t e ongo ng, rec proca n uenc-
es of environment and person (Kulik, Oldham, &
ac man, 1987 .
Demand-Control theories
A eve opment an expans on o o stra n mo -
els, the demand-control model (Karasek, 1979)
concerns t e o nt e ects o o eman s an o
control on worker well being. Demand is subdivid-
ed into workload, work hazards, physical and emo-ona eman s an ro e con ct. Contro re ates
o substantive complexity of work, administrative
control, control of outcomes, skill discretion, super-
vision, decision authority and ideological control
Muntaner & Sc oen ac , 1994; So er e t, So er-
e t, Munstnaer, O’Campo, Warg & O son, 1996 .
Base on t e mens ons o eman an contro ,
o s ave een c ass e nto our categor es. T ese
are high strain jobs (high demand/low control); low
strain jobs (low demands/high control); active jobs
(high demands/high control); and passive jobs (low
demands/low control) (Landsbergis, Schnall, Dietz,
Friedman, & Pickering, 1992). In general, psycho-
logical distress is predicted by high demand/low
contro com nat ons Karase , 1990 . Converse y,
an ncrease n contro s pos t ve y corre ate w t
o sat s act on Murp y 1988 . Contro as a so
een mp cate n occupat ona stress ar s ng rom
organisational change processes, where control is
conceptualised as a stress antidote (Sutton & Kahn,
1986). The perception of control can also be linkedto personality factors, such as locus of control and
private self-consciousness (Frone & McFarlin,
1989; Kivimaki & Lindstrom, 1995).
Jo nson an Ha 1988 ave expan e t e mo -
e to nc u e a support component ncorporat ng
coworker and supervisor social support. Social sup-
port has positive effects on well-being and buffers
the impact of occupational stressors on psychologi-
cal distress (Karasek, Triantis, & Chaudry, 1982).
Low social support has been associated with greater
symptomatology, and a significant interaction witheman an contro as een o serve or o s-
sat s act on Lan s erg s, Sc na , D etz, Fr e man,
& P c er ng, 1992 .
Communication t eory
Karasek and Theorell (1990) view occupation-
a stress as a strateg c commun cat on o stress.
Too ey, 1993, 1995 as expan e t s concept nto
a mo e o unct ona commun cat on. In t s mo e ,
ssat s act on at t e wor p ace may e expresse
through illness behaviour (ie occupational stress),which is assessed as “a safe and acceptable manner
in which to communicate distress” (Toohey, 1995,
p 57). It is certainly debatable as to how expressing
one’s distress in this way is either safe or acceptable
in a workplace context, especially given the social
st gma attac e to ot menta ness, an to wor -
ers’ compensat on c a ms genera y. However, t ese
met o s are o v ous y more accepta e t an out-
ursts o anger, p ys ca v o ence or cr m na acts
such as theft or destruction of property. This model
is just a step away from the systemic analysis of thefunction of the symptom in the system in which it
occurs (Hoffman, 1981; Palazzoli et al., 1986), to
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Chapter 20, Stress and Health Occupational Stress 21
hich we will shortly turn our attention.
Dynamic equilibrium theory
A recent innovative approach to understanding oc-
cupational stress has been proposed by Hart, Wear-
ing, & Heady, 1993c; Hart & Wearing, 1995; Head-
ey & Wearing, 1992). They challenge the prevailing
Cannon (1929) Selye (1975) view of stress which is
ase on an eng neer ng mo e w ere stress s un-
erstoo as t e orce exerte on a structure, w c
ay t en s ow s gns o stra n n response to t at
orce. T e m ss ng part o t s ormu at on are t ose
characteristics which create susceptibility to strain,
either through innate personality traits, behaviours,
esources, or organisational factors. According to
he dynamic equilibrium theory, stress is not defined
as a demand, a response or a process, but as a state
of disequilibrium that arises when a change occurs
at a ects t e n v ua ’s norma eve s o psy-c o og ca stress an we - e ng. To un erstan
e cause o t s c ange, t s necessary to separate y
assess t e mpact o persona ty, organ sat on, cop-
ng processes an ot pos t ve an negat ve wor
experiences. People may respond with both positive
and negative affect to the same environment (Di-
ener & Emmons, 1985), and psychological well-be-
ing is therefore determined by the balance between
separate positive (eg extraversion, salutogenic life
events) and negative (eg neuroticism, adverse life
events actors Bra urn, 1969 , eac one o w cas ts own un que set o causes an consequences
Hart, 1994 . Hart an Wear ng 1995 argue t at
ot sta e persona ty c aracter st cs an t e y-
amic interplay between coping and daily work ex-
periences together account for changes in levels of
psychological distress and well-being.
A t oug o ten use nterc angea y n t e occu-
pat ona stress terature, Hart an Wear ng 1995
ave emonstrate t at psyc o og ca stress an
ora e operate as separate mens ons an ma e
independent contributions to the quality of worklife. That is, positive work experiences impact upon
orale, and negative work experiences impact upon
psychological distress. This suggests that morale
ay be improved by increasing positive work ex-
periences and that psychological distress can be re-
uce y ecreas ng negat ve wor exper ences. In
a t on, researc w t teac ers an po ce o cers
as n cate t at t ese pro ess ona groups are not
stresse so muc y t e nature o t e r wor , ut y
he organisational context in which the work occurs
(Headey & Wearing, 1992). The implication of thisnding is that intervention should focus on develop-
ing a supportive organisational climate that enables
workers to cope more adaptively with operational
work demands, rather than to direct change efforts
at the nature of the work per se. A core set of organi-
sational factors, among them staff relationships and
leadership quality, is related to both psychological
distress and morale. Other factors, such as excessive
work demands, are negative and relate only to psy-
chological distress, while factors such as opportuni-
ties for advancement, are positive and relate only to
mora e Hart, Conn, Carter, & Wear ng, 1993 . T at
s, stra n occurs w en excess e ements eg eman s
may t reaten one nee an e c t e ements eg ac
o commun cat on or support may t reaten anot er.
Care u ana ys s o ot pos t ve an negat ve or-
gan sat ona c aracter st cs s t ere ore nee e e-
ore nterven ng to ame orate ent e pro ems.
Cybernetics and Systems Theory
Cybernetics and General Systems Theory weredeveloped concurrently and are based on similar
theoretical principles. Social systems theory empha-
sises wholeness, the interaction of component parts,
and organisation as unifying principles (Goldenberg
& Goldenberg, 1985, p28); incorporates non-linear
theories of causation (Cottone 1991); and is based
upon a circular epistemology (Hoffman, 1981).
Cy ernet cs as een e ne as a sc ence o
commun cat on an contro n man an mac ne
E war s 1992; Frone & McFar n, 1989; We ner,
1948 ; an ep stemo og ca oun at on or personaan soc a c ange Bateson 1972 , w c ocuses on
menta process Keeney, 1983 , w ere y n v u-
a s mon tor t e r psyc o og ca an p ys o og ca
react ons to var ous stressors Frone & McFar n,
1989, p876 . In cy ernet c t eory, t e concept o
ee ac s t e p vota process. Fee ac escr es
a process w ere y t e system n t ates omeostat-
c mec an sms ase upon n ormat on rece ve .
Ho man 1981 escr es ee ac oops as e t er
ev at on amp y ng or ev at on counteract ng,
w ere y a system e t er sta ses, mov ng to a stateo equ r um, or esta ses, mov ng to a state o
sequ r um. Accor ng to a cy ernet c ana ys s,
systems or organ sat ons may un ergo rst or sec-
on or er c ange. In rst or er c ange, negat ve
ee ac s t e process w ere y systems ma nta n
t e r organ sat on t roug ev at on-counteract ng
mec an sms suc as omeostas s, morp ostas s,
an se -correct on S uz , 1985 . In secon or er
c ange, pos t ve ee ac oops amp y ev at on
e create c ange rat er t an ma nta n stas s .
Feedback loops are initiated when an individualidentifies a discrepancy between a perceived current
state that creates imbalance and discomfort, and an-
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Kenny D.T., 1999Occupational Stress 22
other desired psychological and/or physiological
state (Frone & McFarlin, 1989). The individual then
assigns significance (importance) to the discrepan-
cy Carver & Sc e er, 1981; Cumm ngs & Cooper,
1979; E war s, 1992 . T e mportance or mean-
ng accor e t s screpancy eterm nes w et er
a ee ac mec an sm s n t ate E war s 1992 .
n an nterest ng var at on o t s t eme, Buun an
Y ema 1997 ave propose t at exper enc ng oc-
cupat ona stress, or any orm o uncerta nty, nst -
gates a es re or soc a compar son n ormat on,
at s, a nee to scover ow ot er peop e ee
a out t e s tuat on. Contact w t s m ar ot ers may
lead the individual to adapt his/her stress response
o those of other group members. Such a process
ay account, in part, for particular patterns of oc-
currence of occupational stress or illness that have
been identified (Willis, 1994).
Consistent with circular causality and the muta-
bility of causal direction in relation to key variables,
cop ng s e ne as screpancy re uct on e av-
our Frone & McFar n, 1989 ; an outcome o t e
stress process E war s, 1992 , as a component o
e ntrapersona var a es w c ma e up persona -
ty, w c n uence ot t e n t a suscept ty to
perce ve stressors var a es suc as ego strengt ,
ar ness etc an t e a ty to respon to t e t reat
o omeostas s n system c terms or t e screpan-
cy occurr ng etween perce ve an es re states
n cy ernet c t eory . T e app cat on o a c rcu arepistemology resolves current disagreement over the
function and consequences of coping as either a me-
diator of the stress-strain relationship or as a mod-
erator (stress buffer) of the relationship (O’Driscoll
& Cooper, 1994). Edwards (1992) describes stress
explicitly as a discrepancy between perceptions and
desires, rather than a conflict between demands and
abilities, as in Selye’s model (Selye, 1975), which
dwards views as predictors of coping efficacy,
ather than stress per se (p 246).
A t oug t e para e s rare y rawn, t ere s astrong p osop ca re at ons p etween t e con-
cept o ‘ screpancy’ n systems t eory, ‘a enat on’
n Marx’s t eory o t e pat o ogy o soc a c ange
Marx, 1982 , an Dur e m’s 1952 ‘anom e.’ Su-
san Sontag 1978 conce ve o ‘ ness as metap or’
ithin sociological theorising at about the same
ime that psychologists and family therapists were
embracing the notion of the symptom in the iden-
ified patient as a metaphor of family dysfunction
(Bowen, 1978; Haley, 1964; Minuchin, 1974; Pal-
azzoli, 1986). Similar analogies have been offeredsubsequently, for example, Willis’s (1994) analysis
of RSI as a metaphor for alienation. Applying these
concepts to occupational stress, one could argue
that occupational stress arises when, through either
n v ua or organ sat ona c ange processes, a s-
crepancy occurs etween t e persona va ues o t e
wor er an t e va ues o t e organ sat on to w c
s e e ongs. Because managers an superv sors
are ey representat ves o organ sat ona cu ture, t
s most o ten w t n t e re at ons p etween t e n-
dividual and the supervisor that the individual will
experience alienation (McIntyre, 1998).
The experience of occupational stress and its
concrete manifestation ie the lodging of a workers’
compensat on c a m, s t e unct ona commun ca-
t on o stress roug t a out y a enat on Kara-
se & T eore , 1990 . In E war ’s 1992 t eory,
a enat on may e un erstoo n terms o t warte
es res, w c pro uce negat ve emot ons suc as
anger, s us onment, or t e es re or retr ut on
or revenge. Decreased worker morale, in dynamic
equilibrium theory (Hart & Wearing, 1995), may be
conceptualised as a precursor to alienation if steps
are not taken to remedy the morale problem early in
the cycle. Similarly, Kenny (1995c; 1995d) argued
that the failure of some injured workers to return to
work following workplace injury was due, at least
in part, to a failure of management to either believe
t at t e n ury was genu ne or to s ow care, concern
an respect to t e n ure wor er. T ese a ures set
up a negat ve ee ac oop n w c wor ers ex-
per ence a narc ss st c n ury t at resu te n anger,ost ty, an a es re or revenge aga nst manage-
ment, w c o course, ea s to a enat on etween
worker and management.
REHABILITATION OF
OCCUPATIONAL STRESS
Occupational rehabilitation theories have followed
the dominant paradigms of occupational stress and
can be summarised using four broad categories.
These are a) expert technical approaches that fo-cus on the physical environment of work and work
practices; b) work psychology, which attributes ill-
ness to wor er e av oura c aracter st cs as we
as to some mme ate organ sat on e av ours suc
as pay systems, superv s ng env ronments, etc.; c
pseu o-psyc o ogy, a v ct m- am ng approac
w c ocuses on n v ua wor er e av our suc
as ma nger ng an acc ent proneness, an ea s
to relatively inexpensive employer corrective ac-
tivities such as pre-employment health assessments,
worker education, and drug tests; and d) sociologi-cal approaches which focus on broader social issues
such as power structures, profit/production impera-
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Chapter 20, Stress and Health Occupational Stress 23
ives and gender, ethnic and class divisions as well
as organ sat ona e av our Jo nstone & Qu n an,
1993).
e expert tec n ca approac as mprove t e
ergonomic environment of workers, but on its own,
cannot account for all problems related to occupa-
ona n ury or occupat ona stress. W s 1994 ,for example, questioned why some workers devel-
oped RSI after years of using the same equipment,
or cont nue to eve op RSI a ter ergonom c urn -
ure, pause strategies and exercises, and work rede-
sign had been introduced into the workplace. The
or psyc o ogy an pseu o-psyc o ogy mo e s
are still generally based upon a medical model of
near causa ty, w c as t erto prov e t e
om nant para gm n tert ary re a tat on Cot-
one & Emener, 1990; Kenny, 1995c). Its basic re-
qu rement s t e attac ment o a me ca or psyc o-og ca agnost c a e to t e c a mant. In so o ng,
he intervention becomes focused upon only one
component o a comp ex system Too ey 1993 ,
amely the putative psychopathology of the indi-
idual. This approach militates against a successful
e a tat on outcome, ea ng as t oes, to v ct m
blaming (Davis & George, 1993; Kenny, 1995e).
Conversely, the political/advocacy approach, based
on a soc o og ca ana ys s, attempts to reso ve t e
environmental issues to the exclusion of intra-psy-
chic problems.
he ecological view of humans as living systems
dependent upon a healthy relationship with the envi-
onment s one o some currency n po t ca , pu c
ealth and philosophical realms. The development
of this perspective into a model for explicating the
antece ent processes o occupat ona stress ase
on cybernetics and systems theory has been fore-
shadowed, but not yet realised (Cottone & Emener
1990; Cox, 1987; E war s 1992; Hart & Wear ng
1995; Kenny 1995e; Tate, 1992). The ecological
iew of occupational stress is succinctly summa-se , as o ows:
ork related psychosocial stressors originate in
soc a structures an processes, a ect t e uman or-
ganism through psychological processes, and influ-
ence health through four types of closely interrelat-
e mec an sms – emot ona , cogn t ve, e av oura
and physiological. Situational (eg social support)
and individual factors (eg personality, coping rep-
erto re mo y t e ea t outcome. T e wor -env -
onment-stress-health system is a dynamic one with
any ee ac oops…t e approac to nterven-on s ou e systems-or ente , nter sc p nary,
problem-solving oriented, health (not disease) ori-
ented, and participative (Levi, 1990, p1142).
Extant theories of occupational stress focusing on
cybernetics go some way towards operationalising
t e concepts an exp or ng aspects o t e mo e , ut
not in relation to the design of interventions from
either a preventive or management perspective (Ed-
war s, 1992; Frone & McFar n, 1989 .The processes involved in occupational rehabili-
tat on can e conceptua se cy ernet ca y, n terms
similar to those of systemic family therapy. Bowen
(1966, 1978) was a systemic family therapist who
postu ate t e mportance o t e ro e p aye y tr -
angles in family interaction. This process, called tri-
angulation, occurs in all social groups, as twosomes
orm to t e exc us on o , or aga nst a t r party. Bo-
wen proposed that a two-person system may form a
three-person system under stress. For instance, ten-
s on m g t ar se etween t e two an t e one w ofeels most uncomfortable or vulnerable may ‘trian-
g e n’ a t r party, to re eve tens on an to restore
t e power a ance. T e t r party, once rawn n,
may form his/her own set of alliances, thus creating
s t ng power a ances. T e act on may not rema n
oca se w t n t e or g na tr ang e, as more an
more stakeholders become involved in the ongoing
strugg e. Bowen assoc ates pat o ogy w t r g ty
and suggests that, although all systems create triadic
patterns, these patterns will become more rigid dur-
ng per o s o cr s s or stress. T e r g ty o t e re-sponse patterns set up by injury/occupational stress
and the central players’ initial response to the claim
o ow a m te an pre cta e pat an set up a
highly restricted set of choices for the stakeholders
involved.
When a worker is injured/stressed, the matter is
initially dealt with in the injured worker-employer
ya . I t e wor er an emp oyer ea w t t e mat-
ter to their mutual satisfaction, no other parties need
become involved, other than in a service provision
capac ty. T at s t e emp oyer w not y t e n-surer, who will organise payment, and the injured
worker may contact a health professional for treat-
ment. However, t e emp oyer s ssat s e w t
the injured worker’s response to his injury (eg by
taking too much time off work, or by remaining on
s ortene ours o wor , e may ca n t e nsurer,
not as a service provider, but as an ally against the
injured worker. The insurer will respond by disput-
ng t e c a m or wor ers’ compensat on, or er ng
expert medical opinion and instructing the worker
to atten a octor appo nte y t e nsurance com- pany. T e n ure wor er may respon y atten ng
his own doctor, no longer only as a service provider,
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Kenny D.T., 1999Occupational Stress 24
but also as an ally who will assist the injured worker
o restore the power balance by organising medi-
cal specialist opinion which is frequently contrary
o t e nsurance octor’s op n on. T e part es may
en ecome po ar se n an apparent y unreso v-
a e emma. One o t e reasons or t s s t at t e
ssue o ow est to manage t e n ury s rep ace
t t e ssue o sta e o er ntegr ty, part cu ar y
at o t e n ure wor er. T e genu neness o t e
n ury ecomes t e ocus o sta e o er nvo ve-
ent, rat er t an searc ng or t e est ‘soc a t’
or t e wor er an s er emp oyer. T e more par-
es w o ecome nvo ve , t e poorer t e commu-
ication between them and the greater the suspicion
and hostility. Recourse to the legal profession with
protracted legal proceedings is often the next step in
his process of triangulation.
Systemic concepts such as Bowen’s notion of
riangulation (Bowen, 1966, 1978), and Karasek’s
otion of stress as a form of strategic or functional
commun cat on Karase & T eore , 1990 , ave
e capac ty to prov e a rm un erp nn ng to t e
o e o tert ary re a tat on escr e n t s
c apter.
he proposed systemic model is particularly rel-
evant to the analysis and case management of oc-
cupational stress. It suggests that the intervention of
he rehabilitation case manager should be directed
at identifying the dyadic and triadic relationships
and at providing clients with a functional means
of communicating their distress. It is vital that this
process allows the real sources of stress to be identi-
ed. In an interesting and provocative paper, Maho-
y (1996), building on Goffman’s (1971) distinction
between ‘front stage’ and ‘back stage’ explana-
ions of behaviour, argues that certain occupational
groups present ‘front stage’ explanations only for
e causes o t e r occupat ona stress. Front stage
e ers to t ose exp anat ons t at are most e y to
ave currency w t preva ng soc a norms, man-
agement, an n t e case o c a ms or occupat onastress, t e Wor ers’ Compensat on aut or t es. S e
s g ts t e examp e o pr son o cers, w ose ront
stage exp anat ons or occupat ona stress nc u e
a y exposure to persona r s , resu t ng n sa ety
ears, nc u ng ears o n ury an eat at t e
ands of violent criminals. The back stage reality,
hat were the underlying causes of absenteeism, sick
leave and occupational stress was the inherent bore-
dom of the job (eg standing in a tower on guard for
eight hours) and stigmatisation by outsiders. These
putative back stage factors would receive much lesssupport from management or Workers’ Compensa-
ion authorities. Therefore, workers may collude in
propagating the front stage reality to the detriment
o eve op ng appropr ate ntervent ons or c ange.
Careful analysis is required to avoid intervening on
the basis of front stage interpretations of the prob-
em. T s may ea to mpasses, sta emates, anger,
hostility, and industrial action.
Prov s on o t e opportun ty to ea w t otfront stage and back stage issues, that may include,
among others, medical or treatment issues, industri-
a an ega ssues, c ange management pro ems,
family problems, life cycle issues, underlying or
consequent psychological or psychiatric conditions,
an competence an tra n ng cu t es, s a neces-
sary component in the rehabilitation process. If suc-
cess u , t s commun cat on w ree ot t e c ent
an s gn cant sta e o ers rom t e aggregat on o
issues (eg searching for truth or blame and appoint-
ng scapegoats t at as resu te n tr angu at on processes see Kenny, 1995 , 1995e t at were ot
precursors to the claim and impediments to success-
u return to wor . T s ana ys s a so serves to c ar-
ify expected outcomes of the rehabilitation process,
as distinct from other (eg industrial/legal) processes
w c may ave a ear ng on t e reso ut on o t e
problems (Nowland, 1997).
Due to t e comp ex nature o t e re a tat on
process and the large number of stakeholders in-
volved, the role of the case manager is central and
p vota Kenny, 1995c; We & Kar s, 1985 . T eadoption by the rehabilitation professional of an ad-
vocacy or adversarial role, either on behalf of the
wor er, or on e a o one o t e ot er sta e o ers
(usually the employer) may create a major barrier
to successful rehabilitation (Kenny, 1995a, 1995f;
S rey, 1993 . A system ca y ase ntervent on
will resolve these errors by clarifying the role of
the case manager within this system as an advocate
or t e re a tat on process, rat er t an or any o
the stakeholders. A systems framework emphasises
the importance of professional neutrality, providingc ear ro es an unct ons ase upon t e pro ess on-
al’s relationship to the system as a whole, rather than
to any one component (Furlong & Young, 1996).
T s approac a so serves to c ar y expecte out-
comes of the rehabilitation process, as distinct from
ot er eg n ustr a ega processes t at may ave a
ear ng on t e reso ut on o t e pro ems.
The focus of the systemic intervention is the re-
at ons p etween t e n ure wor er an t e sys-
tem rather than an exploration of the individual’s
tra ts, s s an capac t es n so at on. It s aseon t e cy ernet c mo e out ne a ove w c as
in turn been informed by the theories and processes
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Chapter 20, Stress and Health Occupational Stress 25
described in the preceding sections. In this model,
developed by Nowland (1997), and enlarged upon
ere, the case manager should
1 Map t e sta e o ers an t e r nter-re-
at ons ps. Bot t e c ent an t e case manager
ee to un erstan w o s nvo ve , e t er overt y
or covert y. A e map s t en constructe o t e
overa system o sta e o ers an t e r re at on-
s ps to one anot er n t e system. F gure 1 presents
a prototyp ca examp e o a e map. T s map n-
c u es a most sta e o ers w o may ecome n-
o ve once a c a m or wor ers’ compensat on s
a e. Not a c ents w come nto contact w t a
part es out ne n F gure 1. However, t e sc emat c
epresentat on o t e e r ngs nto s arp ocus a
e poss e ya c an tr a c re at ons ps t at can
occur n t e post- n ury per o .
2) Identify sub-systems. Sub-systems areidentified by the commonality of their purpose and
ules. Different stakeholders may belong to more
han one sub-system, and through a process of iden-
ifying sub-system membership, conflicts of interest
and alliances and coalitions may be clarified (ie Bo-
en’s triangulation processes). The client is inevi-
ably a member of a large number of sub-systems
simultaneously (ie workplace, medical and rehabili-
ation systems, family systems and social systems).
t is important to determine the relative strength and
influence of each of these systems. The more inten-sive, committed, and socially integrated a setting,
he greater is its potential impact on the outcome
(Moos, 1987). In addition, the relationship of the
worker to his/her work in terms of demand/control/
social support may further illuminate the putative
sources of stress currently experienced. It may also
be possible to identify the dominant source of stress
within one of the identified sub-systems.
3 I ent y t e ru es govern ng t e operat on
o t e su -systems. T e ru es govern ng t e e av-
our o t e su -systems may not e cons stent w t
t e purpose o t e overa system, nor to e n t e
est nterest o success u re a tat on. T e case
manager nee s to ent y any omeostat c mec a-
n sms t at wou operate to t reaten c ange, an to
ma e t ese ru es an mec an sms exp c t.
4) Identify the issues for the client. This step
assists the client to understand the systemic causal
relationship between his/her stress response and in-
dividual and systems variables. This process willhighlight the initial factors as well as to identify
potential barriers to resolution of the problem. A
number of structured exercises can facilitate this
process (Brassard & Ritter, 1994). During this
stage, it is important that the case manager obtain
a clear understanding of the ‘back stage’ issues for
the client, and to allow ample opportunity for the
functional communication of distress that may con-
stitute one of the underlying impediments to the res-
olution of the issues. Clarifying and separating both
positive and negative work experiences may assistthe client to gain some conceptual clarification of
the causes of their psychological distress, as distinct
Legend
or over ut or ty
Rehabilitation Provider
mp oyer
nsurer
n u re or er
reat ng octor
nsurance octor
n nsurance nvest gator
upport roups
o c t or
Rehabilitation Coordinator
n
Fig.1 A mo e o t e proxima an ista sta e o ers in t e post-injury perio an communication pat ways
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Kenny D.T., 1999Occupational Stress 26
from vocational dissatisfaction or morale. This step
can then lead into stage 5 of the process.
5 Apport on respons ty or management o
e actors. D erent ssues may nee to e re erre
o erent personne , e t er w t n or outs e t e
organ sat on. Poss e sources o a t ona support
include union representative or other employee ad-ocate, individual counsellor, or line manager. The
ehabilitation case manager co-ordinates and moni-
ors these referrals and acts as a conduit and liaison
between the client and other stakeholders.
6) Plan and implement the rehabilitation in-
ervention. Once the aggregation of issues has been
ea t w t , t e case manager can t en prepare t e
c ent or return to wor . Dur ng t s p ase, t e case
anager gra ua y re nqu s es respons ty to t e
c ent an ot er ey sta e o ers n t e wor p ace.
reliminary investigation indicates that systemicinterventions have not previously been operational-
ised in this way and diverge in significant ways from
current practice. Predictions from the application of
his model include role clarification for all stake-
olders, case manager neutrality, task assignment,
increased ability to manage the multivariate factors
involved in a claim for occupational stress, chal-
lenging homeostatic mechanisms, and illuminating
a greater range of intervention strategies through the
systemic analysis of the precipitating and maintain-
ing factors.
IRECTIONS FOR FUTURE RESEARCH
his model for rehabilitation of occupational
stress s yet to e teste emp r ca y. Mo e spec -
cat on an mp ementat on wou e en ance y
e o ow ng:
i) improving identification, nomenclature and
classification of occupational stress claims and sep-
arating them from related factors such as morale,
ocational satisfaction and attitudes towards work(Hart & Wearing, 1995).
ii) development of strategies to avoid the medi-
ca sat on, an ot erw se na equate c n ca man-
agement, o occupat ona stress c a ms. Current
pro ems are ue to omver-me ca sat on o oc-
cupat ona stress Qu n an, 1988 , poor agnost c
s s n genera pract t oners Kenny, 1996 , poor
c n ca assessment pract ces, pass ve c n ca man-
agement rom re a tat on prov ers an over-re-
ance on c a mant se -report as t e pr nc pa source
o ata Cotton, 1996 .iii) an assessment of pre-program (eg availability
of Employee Assistance Programs, grievance pro-
cedures, mediation services) and program (eg type
o ntervent on, y w om, sta e o ers nvo ve ,
nature and frequency of contact) variables, which
can be linked to successful outcomes in the man-
agement o occupat ona stress c a ms. A t oug
t ere as een some recent attent on to t e eve -
opment of stricter procedures, protocols, and role
spec cat on o t e var ous sta e o ers nvo ve n
t e management o stress c a ms, t e ntervent on
processes that occur at the different stages of the
life of the claim, and which contribute to success-
u unsuccess u outcome ave not, to ate, een
sufficiently elucidated
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