1. i*Trade Application Form

Remisier/DR/AO to indicate type of account

CDS # is to be completed by staff from CDS or Nominees

Client code is to be completed by Data Management from CIMB Investment Bank Berhad [“CIMBIB”]

Remisier/Dealer’s Representative[“DR”]/Authorized Officer of CIMB Bank Berhad [“AO”] to complete client’s name here.

Note: It is important to advise client to read this page before completing the form.

Notes: It is mandatory for client to complete all the information as required under Section A to D. Section A Client to select the type of broking,

Conventional / Islamic Client to select the type of account to be

opened, client can both Direct & Securitised if he wishes to open both accounts.

Client to indicate whether he wants to go online by on Online Trading box

Client to indicate whether he wants to trade cross border by on Non-Ringgit Securities Trading box

Client can Clicks Trader if he wants to open Clicks Trader account at any of CIMB Bank branch

Notes: It is mandatory for client to complete all the information as required Section B to D Notes:

(a) Direct Trading Account (Non-Pledged Account) – A trading account which is tagged to a CDS account opened under the name of client e.g. Lim Ah Kow

(b) Securitised Direct Trading Account

(Pledged Account) – A trading account which is tagged to a CDS account opened under the name of client e.g. Lim Ah Kow

(c) Securitised Nominees Trading Account –

A trading account which is tagged to a Central Depository System (“CDS”) account opened under the name of CIMSEC Nominees (Tempatan/Asing) Sdn Bhd Pledged Securities Account for “name of client”.e.g. CIMSEC Nominees (Tempatan) Sdn Bhd Pledged Securities Account for Lim Ah Kow;

(d) Clicks Trader - A trading account which is

tagged to a Central Depository System (“CDS”) account opened under the name of CIMSEC Nominees (Tempatan/Asing) Sdn Bhd Pledged Securities Account for “name of client”.e.g. CIMSEC Nominees (Tempatan) Sdn Bhd Pledged Securities Account for Lim Ah Kow;

Notes: It is mandatory for client to complete all the information as required under Section E to H

Section I It is important to advice client to read & understand the risk disclosure statement for securities.

Section I It is important to advice client to read & understand the T&C. Where client is unable to read & understand the provisions as contained in the application form Remisier/ DR/AO is required to translate or explain these provisions in the language or dialect which is understood by the client & such language or dialect used is to be indicated in the space provided at Page 7.

Notes: Section L– Payment Instruction Client can opt for :-

(a) Direct credit into his CIMB Bank account – Indicate the 14 digits account no and remember to enclose a photocopy of passbook or bank statement.

(b) By Cheque (c) Credit directly into his trust account

maintained with CIMBIB Client can only select for one of the above and this payment instruction shall remain in force until further notice to CIMBIB in writing.

Notes: Section K– Instructions To Receive Contracts Statements Via Email Client can instruct CIMBIB to send daily contract statement via email. Client need to provide :-

(a) Contact Number (b) Email Address(es)

Notes Section L –Declaration By Client Client needs to complete :- Part (9) – Applicable for client trading in cross border to declare whether he has any domestic ringgit credit facilities. Client to endorse his signature at the space marked “Signature of Applicant” & indicate name, NRIC no. & date of signing. Who can witness:- DR / Remisier AO (Applicable to Bank Branch

Broking only) Notary Public Indicate Name, NRIC & date

Section M (Declaration By DR) –To Be Completed By DR/AO (Applicable to Bank Branch Broking only) Remisier/DR/AO to complete the following info:- (a) Proposed trading Limit (b) Name of the sales person, if

applicable (c) Day Trading Facility – Circle yes, if

Remisier/DR/AO would like to extend day trade to his client & indicate the rate applicable (Bursa floor rate is 0.15%)

(d) As part of KYC Remisier/DR/AO it is mandatory for Remisier/DR/AO to furnish this additional information.

(e) Jurat clause – Where client is unable to read & understand the provisions as contained in the application form Remisier/DR/AO is required to translate or explain these provisions in the language or dialect which is understood by the client & such language or dialect used is to be indicated in the space provided at Page 9.

(f) Remisier/DR/AO is to sign on the space provided and to affix the rubber stamp bearing their name & License no. Thereafter indication date of signing.

2. Bursa Malaysia Depository - Opening of Account (CDS)

Notes: Application For Opening of Account Form It is mandatory for client to complete all the information as required. Client needs to complete :-

(a) New NRIC (b) Name as per

NRIC/Passport/Authority Card/Registration Document

(c) Registered Address as per NRIC/Passport/Authority Card/Registration Document

(d) Postcode (e) Town (f) State (g) Country (h) Correspondence Address if differ

than registered address (i) Postcode (j) Town (k) State (l) Country (m) Telephone (n) Nationality (o) Race/Ownership

Client to endorse his signature at the space marked “Signature of Applicant” & date of signing. Remisier/Dealer is to sign on the space provided and to affix the rubber stamp bearing their name & License no. Thereafter indication date of signing

3. Bursa Malaysia Depository - Updating of Account Particulars

Notes: Application for Updating of Account Particulars Form Client needs to complete :-

(a) Name of Depositor (b) New NRIC

Client to endorse his signature at the space marked “Signature of Depositor” & date of signing.

4. Bursa Malaysia Depository - e-Dividend Form

Notes: E-Dividend Form It is mandatory for client to complete all the information as required under Section A to B . Client needs to complete :-

(a) CDS Account Number (b) Name Of Depositor (c) NRIC (a) Client to select the type of

investor, client can either New Applicant or Updating of Information

(b) Client to select the type of investor, client can either Consolidation of Bank Accounts or Revocation of consolidated bank accounts

(d) Handphone Number (e) Email Address (f) Bank Name (g) Bank Account Number (c) Client can Yes or No either it

is Joint Account Client to endorse his signature at the space marked “Signature of Depositor” & date of signing. Remisier/Dealer is to sign on the space provided and to affix the rubber stamp bearing their name & License no. Thereafter indication date of signing Notes: If you had not opted for the consolidation feature, you will need to provide your bank account information every time you open a new CDS account.

5. Bursa Malaysia Depository - 2 specimen Signature Cards

Note: Bursa Malaysia Depository Specimen Card It is mandatory for client to complete all the information as required. Client needs to complete :-

(a) Client to select the type of investor, client can either Individual or Corporate Investor or Power Autority

(b) Name (c) NRIC

Client to endorse his signature at the space marked “Specimen Signature column” Remisier/Dealer is to sign on the space provided and to affix the rubber stamp bearing their name & License no. Thereafter indication date of signing