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    UTRAN Procedures

    Elementary procedures Pa in RRC connection setup

    Transaction reasoning Transaction setup with RAB allocation Transaction clearing and RAB release

    RRM procedures Radio link addition and deletion n ersys em an over rom o UE state transitions/ bearer reconfiguration

    -CM procedures -> see CM slides

    References:

    UMTS Networks 1Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Kaaranen ch. 10 (simple cases discussed here) 3GPP TR 25.931 (more complicated cases)

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    Basic Model of UMTS Network Transactions

    A transaction comprises all the elementaryprocedures required to enable

    the transport of user data (PS or CS

    Transaction Reasoning

    mode) or

    the exchange of higher-layer signalingmessages (e.g. MM or CM)

    .

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    the requested service

    Transaction

    (user or control plane)

    oca on o earers o supporrequired UMTS bearer service

    Transaction Release andRAB Release

    Transfer of data

    Release of all bearers to support

    UMTS Networks 2Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    RRC Connection ReleaseUMTS bearer service

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    PagingPaging

    RRC Connection Establishment

    Paging type 1:

    UE idle mode (no RRC connection)

    ransacton easonng(Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    RRC connected modes cell_PCH or URA_PCH Transaction(user or control plane)Transaction Release and

    RAB Release

    o e

    1.1

    o e

    2 .1 1 2

    RA N A P RA N A P1. Paging

    R A N A PR A N A P1. Paging

    2. PCCH : Paging Type 1

    (Requesting CN domain,

    IMSI, ...)

    3. PCCH : Paging Type 1

    UMTS Networks 3Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    PagingPaging

    RRC Connection Establishment

    Paging type 2:

    UE is in RRC connected mode cell_DCH or cell_FACH

    ransacton easonng(Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    ag ng reques rom ano er oma n

    Example: paging for a UE in RRC Connected Mode

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    (CELL_DCH or CELL_FACH state)

    UE Serving

    R N C

    C N

    R A N A P R A N A P1. Paging

    R R CR R C2. DCCH: Paging Type 2

    2 cases:

    UTRAN coordinates the paging request with the existing RRC connection (given example)

    UMTS Networks 4Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    RRC Connection SetupPaging

    RRC Connection Establishment

    ransacton easonng(Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    UE Node B RNC CN

    UE_Idle

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    Initial Random Access

    CCCH (TM)/ RACH: RRC Connection Request

    Addr.: Initial UE ID

    Request for DCCH

    Incl. Establishment

    RL Setup Request

    RL Setup Response

    cause

    Establishment

    ALCAP Iub Transport bearer Setup

    UL/DL Synchronisation

    of UTRAN

    DCH resourcesincl. CAC

    CCCH (UM)/ FACH: RRC Connection Setup Addr.: Initial UE ID

    CELL_DCH

    DCCH (AM)/ DCH: RRC Connection Setup Complete Addr.: by DCH

    DCCH established

    UE capabilities

    known

    UMTS Networks 5Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Establishment of a RRC connection in cell_DCH mode

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    Initial Random Access

    UE Node B Controlling

    RNC

    Preamble

    Preamble

    Preamble

    Persistency

    check before

    Acquisition Indication (AICH)

    Resourcing Node BHardware

    PRACH Message

    CRC Check

    RACHFP

    RACH Message

    [RRC Connection Request]

    RACHFP

    UE addressing

    UMTS Networks 6Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    DTCH/ DCCH: UE ID included in MAC header

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    RRC Connection Setup

    Reasons for RRC connection setup: Call setup (mobile-originated and mobile-terminated calls)

    Streaming call

    Interactive call Background call

    Emergency call

    -

    Exchange of signaling messages (low/high priority)

    connec on reques message con a ns, e.g.

    IMSI, TMSI, IMEI

    Location area routin area identit etc. Other information: e.g. HSDPA/ E-DCH UE capability, standards release

    UMTS Networks 7Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    NAS Signaling Connection EstablishmentTransaction Reasonin

    Paging

    RRC Connection Establishment

    ransac on eason ng

    (Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UE Serving

    RN C

    C N

    1. RRC C onnection Establishment

    2 DC C H : I n it ia l D i r ec t T r an sfe rRRCRRC

    .

    RA NA P RA N AP

    3. Init ial UE M essage

    Payload contains system network message:

    UMTS Networks 8Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    the UE (IMSI, TMSI, location area, kind ofrequested transaction)

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    Authentication and Security ControlPaging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    Authentication request/response: mutual authentication of UE and network

    UMTS Networks 9Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    ecur ty mo e comman comp ete: oma n n cates to an t e encrypt on

    details (method/algorithms and encryption keys)

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    Transition Setup and RAB Establishment(PS Mode)

    Paging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 11Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    RAB Establishment

    CNSRNCNodeBUE

    Radio Link Reconfiguration Prepare

    RAB Assignment

    ALCAP Iu Transport Bearer Establishment

    Cell_DCH/When Cell_FACH:

    Radio Link Reconfiguration Ready

    ALCAP Iub Transport Bearer Establishment

    Node B RNC Data Transport Bearer Sync

    RL Setup

    Radio Bearer Setup Complete

    Radio Bearer Setup

    Radio Link Reconfiguration Commit

    Activation Time ,

    TActivation

    RAB Assignment Response

    Cell DCH

    UMTS Networks 12Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    Transaction Release and RAB ReleasePaging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)

    Authentication andSecurity

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 13Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Note: signaling connection and RRC connection remains

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    Transaction Release and Iu Release(CS Mode)

    Paging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)Authentication and

    Security

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 14Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Note: signaling connection and RRC connection are released

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    Transaction Release and RAB ReleasePaging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)Authentication and

    Security

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 15Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Note: signaling connection and RRC connection remain

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    Transaction Release and Iu Release(PS Mode)

    Paging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)Authentication and

    Security

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 16Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Note: signaling connection and RRC connection are released

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    RRC Connection ReleasePaging

    RRC Connection Establishment

    ransacton easonng

    (Signaling conn. establishment)Authentication and

    Security

    Transaction Setup andRAB Allocation

    Transaction(user or control plane)

    Transaction Release and

    RAB Release

    UMTS Networks 17Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    RRC Connection Release (involving DRNC)

    xamp e: connec on re ease o a e ca e c anne n so mo ewith DRNC

    U E N ode B N ode B D rift Serving C N r t erv ng

    R A N A P

    R A N A P

    1. Iu Release Command

    2. Iu R elease Comp lete

    R A N A P

    R A N A P

    5. RRC Connection Release Complete

    4. RRC Connection ReleaseRR C

    3. ALCAP Iu Bearer Release

    R R C

    6. Radio Link Deletion

    7. Radio Link Deletion

    R R CRR C

    N B A P

    R N S A P

    N B A P

    R N S A P

    10. Radio Link Deletion R esponse

    8. Radio Link Deletion

    9. R adio Link Deletion R esponseN B A P

    N B A PN B A P

    N B A P

    N B A P

    N B A P

    11. Radio Link Deletion R esponse

    R N S A P

    12. ALCA P Iub Bearer Release

    R N S A P

    UMTS Networks 18Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    ALCAP Iur BearerRelease13. ALCA P Iub Bearer Release

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    Soft Handover Radio Link Addition

    UE SRNCTarget

    Node BDRNC

    RNC Decides toRadio Link Add/ Setu Re uest

    Link

    start Rx

    Radio Link Add/ Setup Request

    Radio Link Add/ Setup Response

    ALCAP Iur bearer SetupALCAP Iub Data Transport bearer SetupWhen RL Setup

    Active Set Update (Radio Link Addition)

    Target Node B is

    ready

    a o n es ore n ca onRadio Link Restore Indication

    start Tx

    UE starts E.g. newnei hbour cell list

    Active Set Update Complete

    Rx on new

    radio linkMeasurement Control

    UMTS Networks 19Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Unsynchronized addition

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    Soft Handover Radio Link Deletion

    UE SRNCNode B DRNC

    Active Set Update (Radio Link Deletion)

    Active Set U date Com lete

    RNC Decides todelete an existingRadio Link

    UE stopsRx on oldradio link

    E.g. new

    neighbour cell listMeasurement Control

    Free-up resources ofold NodeB

    Radio Link Deletion RequestRadio Link Deletion Request

    Radio Link Deletion ResponseRadio Link Deletion Response

    stop Rx & Tx

    ALCAP Iur earer ReleaseALCAP Iu Data Transport earer Release

    UMTS Networks 20Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Unsynchronized deletion

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    Inter-system Handover (UMTS to GSM)

    UE 2G MSCSRNC 3G MSC BSC

    Channel activation

    procedure in BSS

    Relocation Required

    perform HO to

    GSM MAP Prepare HO Req.HO Request

    HO Request ACK

    UE switches

    MAP Prepare HO Response

    HO from UTRAN Command

    Relocation Command

    to GSM BSS

    HO Complete

    Radio Link Failure in UTRAN and Radio Link Establishment in GSM BSS

    Iu Release Procedure

    HO Complete

    MAP Send End Signal Req.

    Free up of

    MAP Send End Signal Resp.

    UMTS Networks 21Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    UTRAN Initiated UMTS-GPRS Cell Reselection

    UE SGSNServing

    RNC

    1. UTRAN decision to perform Cell Change Order from UTRAN:

    RRC RRC

    . e ange r er rom

    UTRAN

    3. The UE accesses the GSM 4. SRNS Context Requestsys em an n a es rou ng area

    update. The packet context is

    transferred to the new SGSN.RANAP RANAP

    5. SRNS Context Response

    RANAP RANAP. u e ease omman

    RANAP RANAP7. Iu Release Complete

    UMTS Networks 22Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Most signalling between 2G and 2G CN

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    SRNS Relocation (CS)

    UMTS Networks 23Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

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    UE RRC Connected States

    Cell FACHCell FACH

    optional

    Dataactivity

    High trafficor CS call

    Dataactivity

    High trafficor CS call

    No data

    No dataow

    traffic

    Dynamic RBreconfigureNo data

    No dataow

    traffic

    Dynamic RBreconfigure

    Cell_DCH

    Data activity

    Data activity

    Dedicated Traffic and Control carried over DCH

    Cell_FACH

    URA_PCH

    No air interface resources required, dormant RB

    UMTS Networks 24Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    UE receives paging on UTRAN Routing Area (URA) basis rather than

    standard routing area (RA); URA usually in the order of 10 cells

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    URA_PCH to CELL_DCH/ CELL_FACH Transition

    UE Node B SRNC

    URA PCH

    UE temporary in Cell Update (CCCH, RACH, TM, cause paging response or Uplink Data transmission)

    Radio Link Setup request

    Radio Link Setup response

    e _ AIf Cell_DCH

    Incl. DBC check

    For each DCH,

    UE Transitions to

    Cell DCH/ stays in

    Cell_FACHCell Update Confirm(CCCH, FACH, UM)

    ALCAP Iub Data Transport bearer Setupseparate y

    Incl. UL/ DL Synch.

    RRC State Indicator

    Cell_DCH/

    Cell_DCH: Radio Bearer Reconfiguration Complete (DCCH AM, DCH)

    UE Sends Com lete

    Radio Link Restore IndicationCell_DCH/

    Cell_FACH

    _

    TActivation = NOW

    e _ : ob ty on rm , )

    Message

    L2 ACK (DCCH)

    UMTS Networks 25Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Unsynchronised procedure with CRNC = SRNC

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    CELL_FACH to CELL_DCH Transition

    UE Node B RNC CN

    Radio Link Setup request RNC determines UEshould transition to

    Cell FACH

    Cell DCH

    ALCAP for both DCH

    Radio Bearer Reconfiguration (DCCH, FACH)UE Transitions toCell DCH RNC Stops MAC-d

    Transmission to UE

    FP Synch

    Radio Bearer Reconfiguration Complete (DCCH AM, DCH)UE Sends CompleteMessage on DCH

    L2 ACK (DCH)

    a o n estore n cat one

    UMTS Networks 26Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Unsynchronised procedure with CRNC = SRNC

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    CELL_DCH to URA_PCH/ CELL_FACH Transition

    UE Node B SRNC

    RRC State Indicator

    Cell_FACH/

    URA_PCH

    Cell DCH

    UE transitions toCell FACH and

    Radio Bearer Reconfiguration (DCCH, DCH, UM)

    L2 ACK (DCCH, FACH)

    UE Sends Complete

    Message on RACH

    _

    reads SIB Radio Bearer Reconfiguration Complete(DCCH, RACH, AM)

    RNC leaves time

    for L2 ACK being

    errored

    Radio Link Deletion Request

    Cell_FACH/URA_PCH

    Radio Link Deletion Response Free-up non-usedDCH Resources

    ALCAP Iub Data Transport Bearer Release

    UMTS Networks 27Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Unsynchronised procedure with CRNC = SRNC

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    Dynamic Bearer Reconfiguration

    UE SRNC

    Radio Link Reconfig

    Pre are

    Node B(Drift

    RNS)

    Node B(Serving

    RNS)

    DRNC

    Cell DCH RNC Decides to

    chan e the rate of a o n econ gurat on repare

    Radio Link Reconfiguration Prepare

    Radio Link Reconfiguration ReadyRadio Link Reconfig Ready

    the UE

    Radio Link Reconfiguration Ready

    ALCAP Iur bearer SetupALCAP Iub Data Transport bearer SetupWhen rate increase

    Radio Link Reconfigcommit (TActivation)Radio Link Reconfiguration Commit (TActivation)

    Radio Link Reconfi uration commit T

    All Node Bs are

    ready

    Activation Time

    Transport Channel Reconfiguration (DCCH, AM, TActivation)

    Transport Channel Reconfiguration Complete (DCCH, AM)

    , TActivation

    UE & Node-BRelease the transport

    Network resources for

    ALCAP Iub Data Transport bearer Release

    ALCAP Iub Data Transport bearer Release ALCAP Iur bearer Release

    Cell DCH

    the new ratesthe prev ous

    configuration

    UMTS Networks 28Andreas Mitschele-Thiel, Jens Mueckenheim November 2009

    Synchronised DCH modify w/o transport bearer reconfiguration