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196 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 2, MARCH 2005
Experimental Results on Adaptive Output FeedbackControl Using a Laboratory Model Helicopter
Ali T. Kutay, Anthony J. Calise, Senior Member, IEEE, Moshe Idan, and Naira Hovakimyan, Senior Member, IEEE
AbstractExperimental results are presented that illustrate arecently developed method for adaptive output feedback control.The method permits adaptation to both parametric uncertaintyand unmodeled dynamics, and incorporates a novel approachthat permits adaptation under known actuator characteristicsincluding actuator dynamics and saturation. Only knowledge ofthe relative degree of the controlled system within the bandwidthof the control design is required. The controller design was testedby controlling the pitch axis of a three degrees-of-freedom (DOF)helicopter model, using attitude feedback through a low-resolutionoptical sensor.
Index TermsAdaptive control, neural networks (NNs), output
feedback, uncertain systems.
I. INTRODUCTION
RESEARCH in adaptive control is motivated by many
applications, modeling for which may vary from having
accurate low-frequency models in the case of rigid bodies, to
having no reasonable set of model equations in the case of
active control of flows and combustion processes. Moreover,
growing interest in the use of novel actuation devices intro-
duces additional uncertainty into the problem. Regardless of the
extent of the model accuracy that may be present, an important
aspect in any control design is the effect of parametric un-
certainty and unmodeled dynamics. Intensive research effortshave been devoted to adaptive control of uncertain nonlinear
systems. Universal approximation capabilities of neural net-
works (NNs) have been widely employed to model complex
nonlinear physical phenomena. The majority of papers on this
subject conclude with numerical simulations that illustrate the
advantages inherent in adaptive approaches. Very few of such
papers include experimental results.
Successful experimental evaluations of NN-based adaptive
control methods reported in the literature, several of which are
detailed below, date back to the early 1990s. A NN-based adap-
tive state feedback controller has been tested on a unicycle robot
in [1], with stability guaranteed based on Lyapunov analysis. Anoutput feedback direct NN-based adaptive controller was tested
Manuscript received August 15, 2003; revised April 19, 2004. Manuscriptreceived in final form June 9, 2004. Recommended by Associate Editor S. Kim.
A. T. Kutay and A. J. Calise are with the School of Aerospace Engi-neering, Georgia Institute of Technology, Atlanta, GA 30332 USA (e-mail:[email protected]; [email protected]).
M. Idan is with the Faculty of Aerospace Engineering, Technion-Israel Insti-tute of Technology, Haifa 32000, Israel (e-mail: [email protected]).
N. Hovakimyan was withGeorgiaInstituteof Technology, Atlanta, GA 30332USA. She is now with the Department of Aerospace and Ocean Engineering,Virginia Polytechnic Institute and State University, Blacksburg, VA 24061 USA(e-mail: [email protected]).
Digital Object Identifier 10.1109/TCST.2004.839563
on a force control servomechanism in [2], with stability shown
for a linear positive real plant. A full state feedback neural iden-
tifier and controller has been tested on a four-bar linkage load
system in [3], where the structure of the nonlinearity is assumed
known. A disk with a high-friction load mounted to a motor
has been used as a test bed for evaluation of a full state feed-
back direct adaptive control method in [4], in which the struc-
ture of the nonlinearity is assumed known. A full state feedback
neural dynamic adaptive controller with no stability guarantee
has been tested on a selective compliant assembly robot arm
(SCARA) robot in [5]. The method in [6] uses a NN trained on-
line with a recursive least squares training algorithm without anystability analysis to approximate the inverse model of the plant.
An output feedback method that uses a high-gain observer to
estimate states and integrates NNs into an adaptive robust con-
trol method has been tested on a linear motor drive system in
[7]. Stability and transient performance are guaranteed in this
paper, and asymptotic tracking is shown for the case where only
parametric uncertainty exists in the system. A NN-based output
feedback variable structure control method with guaranteed sta-
bility evaluated on a four-bar linkage system is presented in
[8]. Most of the earlier experimental works either lack a sta-
bility analysis, or assume that the structure of the nonlinearity
is known. Also, to our knowledge, no experimental results of anadaptive output feedback control method that can be applied to
systems with unmodeled dynamics and actuator nonlinearities
such as saturation have been reported.
In this paper, we evaluate experimentally the theoretical
results of a recently developed adaptive output feedback
method [9] in conjunction with a method for protecting the
adaptive element from nonlinear actuator characteristics such
as saturation and possibly neglected dynamics [10]. The model
used in the experiments is a laboratory-scale bench-top three
degrees-of-freedom (DOF) helicopter produced by Quanser
Consulting Inc. We consider control of the 1-DOF pitch motion
of the helicopter to evaluate the single-inputsingle-output
(SISO) design approach of [9]. There are significant nonlinear-
ities in the system due to friction and the aerodynamics of the
propellers. Only the angular position of the helicopter is used
for feedback.
The paper is organized as follows. In Section II, we describe
the experiment setup. Section III formulates the problem and
briefly describes the controller design. Experimental results are
presented in Section IV. Section V summarizes the paper.
II. EXPERIMENT SETUP
The laboratory model helicopter used to evaluate the adaptive
output feedback control method is shown in Fig. 1. It consists
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Fig. 1. Three-DOF model helicopter.
of a rectangular frame and two propellers mounted at its two
ends with axes normal to the frame. The helicopter frame is
free to roll about its center where it is connected to the end
of a long arm, which is free to rotate in pitch and yaw. The
system has a total of three DOF with two control inputs as the
voltages applied to the electric motors driving the propellers.
Control voltage is applied equally to both motors, keeping the
helicopter frame horizontal. Regulated output is the pitch angleof the arm, denoted by , measured by a 12-b encoder.
Design of the adaptive controller requires the relative degree
of the regulated output , and the sign and upper bound on the
magnitude of the control effectiveness , where is the
control. Open-loop experimental analysis presented in [11] re-
veals that the relative degree of the regulated output is for
frequencies up to 3 rad/s and the control effectiveness is approx-
imately . Open-loop frequency analysis also
shows that the system has nonlinear characteristics, mainly due
to friction, nonlinear actuation system, and nonuniform mass
distribution.
III. DESCRIPTION OF THE ADAPTIVE OUTPUT FEEDBACK
METHOD
The adaptive output feedback method employs feedback lin-
earization, coupled with an online NN-based adaptive element
to compensate for modeling errors, and a linear compensator
for the ideally linearized dynamics. The compensator also gen-
erates an auxiliary signal for training the linearly parameterized
NN by filtering the tracking error. For this, a stable low-pass
filter is used to meet a strictly positive real (SPR) condition of a
transfer function associated with the error dynamics. This con-
dition is utilized in the Lyapunov stability analysis to construct
the NN adaptation law using only available measurements [9].
Pseudocontrol hedging (PCH) is incorporated within the
above adaptive control setting to address unmodeled actuator
dynamics and saturation. PCH was first introduced for the state
feedback case [10], and later applied in an output feedback
setting [12]. The main idea behind the PCH approach is to
limit or hedge the reference model (RM) of a model reference
adaptive control architecture to prevent the adaptive element
from attempting to adapt to the actuation anomalies, while
not affecting adaptation to other sources of inversion error, for
which compensation is possible. Conceptually, PCH moves
the RM backward by an estimate of the amount the controlled
system did not move due to selected actuator characteristics.PCH has been successfully tested on various simulation and
Fig. 2. Controller architecture with PCH loop (shown with dashed lines).
experimental applications in both full state and output feedback
settings [13].
The overall control architecture, including the PCH loop, is
depicted in Fig. 2. To briefly summarize the controller design
process, let the actual dynamics of the model helicopter be given
by
(1)
where is the system state, , are the
system input (achieved control) and output (measurement) sig-
nals, respectively, and , are unknown func-
tions. We assume that the dynamic model in (1) satisfies the
inputoutput feedback linearization condition with relative de-
gree , i.e.,
(2)
Here, , such that for
and . Our aim is to design an output feedback con-
trol law that utilizes the available measurement , to achieve
output tracking of a bounded trajectory .
A. Feedback Linearization and Model Inversion Error
Feedback linearization is performed by introducing the trans-
formation
(3)
where is the commanded control, is commonly referred
to as a pseudocontrol signal and is an approxima-tion of in which only is used in the approximation.
Consequently, the approximation may be very crude. Using (3),
the output dynamics (2) can be expressed as
(4)
where
(5)
The control input to be commanded is obtained from (3) as
(6)
The pseudocontrol is chosen to have the form(7)
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198 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 2, MARCH 2005
Fig. 3. Computation of the PCH signal.
where is the output of a RM that definesthe desired response
of the closed-loop system, is the output of a linear dynamic
compensator designed to stabilize the ideally linearized system,
and is the adaptive control signal designed to approximately
cancel . In the case of perfect actuation ( ), the RM
is designed as resulting in the following error dy-
namics:
(8)
where is the tracking error.
B. PCH
When the applied control is different from the commanded
control due to, e.g., actuator saturation, PCH modifies the
RM by introducing a signal . To compute the PCH signal
, a measurement or an estimate of the actuator position is
required. If actuator position measurements are not available, a
model that includes the characteristics we want to protect the
adaptive system from can be used to generate actuator position
estimates. The process is illustrated in Fig. 3 for an actuator
model that has position limit, rate limit, actuator dynamics, and
time delay. Any of these characteristics can significantly change
the system dynamics and even render the system unstable.
The PCH signal is defined as the difference between the
commanded pseudocontrol and the estimated achievable pseu-
docontrol
(9)
Next, is introduced as an additional input into the RM,
forcing it to move back. If the RM update without PCH was
of the form
(10)
where is the external command signal, then the RM update
with PCH is
(11)
The instantaneous pseudocontrol output of the RM that is used
as an input to the linearized plant model is not changed by the
use of PCH and remains
(12)
Fig. 4. th-order RM with PCH signal.
The effect of the PCH signal on a linear th-order RM is shown
schematically in Fig. 4. With the modified RM (11), the error
dynamics become
(13)
where
(14)
Equation (13) is in the same form as (8), the error dynamics
without PCH, with a very important difference that appears in
the place of in the expression for the modeling error. This
in effect prevents the adaptive process from seeing the portion
of the modeling error that is due to difference between and
. Without PCH, the modeling error that the NN is designed to
cancel contains all the effects of the actuation anomalies. Since
the other sources of nonlinearities and modeling error still ap-
pear in the error signal, the NN continues to compensate for
them. An extreme case can exist during periods of full saturation
in which the adaptive process is no longer in control, but is still
capable of tracking the modeling error. Thus, PCH also permits
the introduction of limited authority adaptive control in prac-
tical applications. Such limited authority control might extend
to the limit of having no authority, in which case the adaptive
process is simply monitoring the model error, and can be en-
gaged only when it is determined that the modeling error is suf-
ficiently large (for example, in the event of an actuator failure).
More general methods for accommodating saturation in adap-
tive systems have recently been reported in [14]. In the experi-mental results reported in the next section, we use PCH to shield
the adaptive system from the dc motor dynamics and the voltage
limit that is enforced to protect the motor windings.
C. Linear Compensator and Adaptive Signal Design
A single-inputtwo-output dynamic compensator denoted by
(15)
is used to generate the linear control signal together withan auxiliary error signal that is required to ensure an imple-
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KUTAY et al.: EXPERIMENTAL RESULTS ON ADAPTIVE OUTPUT FEEDBACK CONTROL 199
Fig. 5. Block diagram of the error dynamics.
mentable adaptive law. The stability analysis requires that thetransfer function from to given by
(16)
be SPR. This transfer function is depicted in Fig. 5. For ,
it is not possible to make SPR, so a stable low-pass filter
is introduced in (16) so that can
be made SPR
(17)
The adaptive signal is the output of a linearly parameterized NN,
represented by
(18)
where is the NNweight vector, isa suitably chosenvector
of radial basis functions filtered through , and is the
input vector composed of current and past inputoutput data.
NN weights are initialized as zero and updated using
(19)
where the positivedefinite matrix and are the
adaptation gains.
IV. EXPERIMENT RESULTS
In this section, we present experimental results obtained using
the laboratory helicopter model depicted in Fig. 1. The arm car-
rying the helicopter is balanced so that it remains horizontal
when the propellers are not actuated, and this position is de-
fined as zero pitch angle. Positive and negative commands in
the following results correspond to positions above and belowthe horizontal, respectively.
The PCH loop contains an actuator model that includes the
characteristics that are desired to be hedged from the adaptive
system. The most important characteristic that can destabilize
the system is saturation of the control voltage introduced
to protect the control hardware. In addition to saturation, a
first-order dynamic model of the dc motors that was identi-
fied in [11] is also included in the PCH loop, reducing the
relative degree of the plant as seen by the adaptive system to
two. Motivation for removing the actuator dynamics from the
adaptive system is to simplify the design of the linear com-
pensator, and to demonstrate the effectiveness of PCH against
actuator dynamics. Hence, the controller design is performedusing , implying that the ideally inverted plant transfer
Fig. 6. Output tracking of the model helicopter with sinusoidal inputs.
function is approximated by the linear model .
The approximate model inversion function introduced in (3)
is selected as where the constant
is chosen in accordance with the assumption stated in [9] that
guarantees existence and uniqueness of a solution for .
Consequently, the adaptive element of the controller must com-
pensate for nonlinearities of the system, parameter uncertainty,
and unmodeled actuator dynamics.
The linear compensator (15) that stabilizes the linear system
is designed as
(20)The above compensator places the poles of the closed-loop
system at , . The SPR filter is chosen as
(21)
A linearly parameterized NN with ten neurons is used with the
adaptation gains and . Pitch angle of
the arm is commanded to follow the output of a linear third-
order RM, designed with a pair of complex conjugate poles with
natural frequency rad s and damping , and a
real pole at s . A second-order RM would be sufficientto generate for the design. A third-order RM is
used to ensure that is continuous in case input to the RM is
not.
Results for two cases are presented. In the first case, the RM
is driven by a sum of three sinusoids with frequencies 1.5, 3,
and 4.5 rad/s, and in the second one it is driven by a series of
positive and negative step commands. Fig. 6 shows the results
for the first case. The upper two plots show the tracking perfor-
mance without PCH; the first plot depicts experimental results
performed without NN compensation and the second with NN
compensation. The dotted curves show the output of the RM and
the solid curves show the actual pitch angle. The lower two plots
show the responses with PCH turned on. As explained earlier,PCH modifies the output of the RM. The desired pitch attitude is
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200 IEEE TRANSACTIONS ON CONTROL SYSTEMS TECHNOLOGY, VOL. 13, NO. 2, MARCH 2005
Fig. 7. Commanded and applied control voltages for the sinusoidal inputs.
the unmodified RM command, shown with dashed lines. If this
command is not achievable with the supplied actuator and in-
verted plant models (just a double integrator for this example),
PCH modifies it and generates an estimate of the best achiev-
able command, shown with dash-dotted lines. This would be the
best achievable command if the actuator and the plant models
were exact. Since they are not, the dash-dotted lines shown in
the bottom two plots are estimates. Note that the dash dotted
lines are nearly indistinguishable from the actual response.
The top two plots show that the helicopter cannot track the
command without PCH, even when the NN is incorporated: the
system is unstable both with and without NN. The sharp cor-ners in the response curves correspond to instants when the heli-
copter arm hits the table. Experiments were stopped around
s to protect the helicopter. The instability encountered here is
not unexpected. The adaptive method requires knowledge of the
relative degree. The assumed relative degree of ignores
the dynamics of the actuators. When PCH is off, the actual rela-
tive degree as seen by the adaptive controller is , which vi-
olated a basic assumption in the overall approach. Nonetheless,
the most significant factor causing the instability is probably
control saturation observed in the following figure. The bottom
two plots in Fig. 6 with PCH show that modified RM commands
are tracked almost perfectly both with and without NN adapta-
tion. However, there is a significant improvement with NN adap-
tation since the RM commands, both with and without PCH, and
the helicopter response are all nearly identical.
Fig. 7 shows the commanded and applied controls cor-
responding to the results in Fig. 6. Vertical axis limits are
adjusted to focus on the applied voltage variations rather than
the commanded voltage variations. Without PCH, voltage ap-
plied to the motors is almost always saturated. It is not apparent
in the figure, but the amplitudes of the commanded voltages
without PCH gradually increase, a further indication that the
closed-loop system is unstable. The value of the voltage limit
( V) is treated as a known quantity, and used to model the
actuator limits in the PCH loop. In general, if it is not known,then it is preferable to use a conservative value for the limit.
Fig. 8. Output tracking and control activity of the model helicopter with step
inputs.
With PCH, the durations of periods of saturation are reduced,
and when adaptation is on, the saturation is almost completely
eliminated. One striking feature in Fig. 7 is the excessive noise
in the control activity when both NN and PCH are on. The
reason for the noisy control activity will be discussed at the end
of this section.
Results for the second case of step inputs are presented in
Fig. 8. Adaptation is on at the beginning, then it is turned off at
s and turned on again at s. PCH is on throughout
the experiment. The upper plot shows tracking performance, and
the lower plot shows the commanded and applied voltages. Thedashed and dotted curves show the RM outputs with and without
hedging. The response tracks the hedged RM output closely,
except when adaptation is turned off. When adaptation is off,
the response is very oscillatory, and the helicopter strikes the
table when commanded in the downward direction. The over-
shoot and oscillations are completely eliminated when adapta-
tion is on. After s disturbances are applied (by manu-
ally pushing on the helicopter frame) to demonstrate disturbance
rejection. Note that the second disturbance causes the control
signal to saturate for a while. The large error that occurs when
a disturbance is applied is due to the control voltage limit.
Both Figs. 6 and 7 exhibit a noisy control activity when adap-tation is on. This is due to the fact that a 12-b resolver (4096
counts per revolution) was used to measure the pitch angle of
the arm, which corresponds to approximately 0.1 deg. resolu-
tion. The staircase form of the feedback signal causes the NN
to generate sudden peaks to compensate the sudden changes in
the error signal, and leads to a noisy control signal as observed
in Figs. 6 and 7. In effect, the adaptive process views quanti-
zation error as modeling error, and attempts to adapt to it. The
development of a method for hedging that can be applied at the
sensor level remains a topic for future research. A higher res-
olution sensor would eliminate the noise in the control signal.
This fact has been verified in simulation. Fig. 9 shows simulated
control activity in which we employed models of a 12 b and24 b (16 777 216 counts per revolution) angular resolver, which
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KUTAY et al.: EXPERIMENTAL RESULTS ON ADAPTIVE OUTPUT FEEDBACK CONTROL 201
Fig. 9. Control activity in simulation with 12-b and 24-b resolvers.
corresponds to approximately 2 resolution. Control
activity with a 12-b resolver is very noisy, similar to the exper-
imental results. Increasing the resolution of the sensor to 24 b
without changing any other parameter in the design eliminates
the noise-like activity in the control response.
V. SUMMARY
This paper presents experimental evaluation of a NN-basedadaptive output feedback control method applied to a labora-
tory model helicopter. The method is based on model inversion
with feedback linearization and uses a linearly parameterized
NN to cancel modeling errors. Also, a method for protecting
the adaptive element from the effects of unmodeled actuator dy-
namics and saturation has been employed. Experiments revealed
robustness of the method to parameter uncertainty, unmodeled
dynamics, and disturbances, and effectiveness of PCH in pro-
tecting the adaptive process during periods of control saturation.
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Ali T. Kutay received the B.Sc. and M.Sc. degreesfrom the Aerospace Engineering Department,Middle East Technical University, Ankara, Turkey,in 1996 and 1999, respectively. He is currently
working toward the Ph.D. degree at the GeorgiaInstitute of Technology, Atlanta.
Anthony J. Calise (S63M74SM04) was a Pro-fessor of Mechanical Engineering at Drexel Univer-sity, Philadelphia, PA, for eight years prior to joiningthe faculty at theGeorgia Institute of Technology, At-
lanta. He also worked for ten years in industry for theRaytheon Missile Systems Division and DynamicsResearch Corporation, where he was involved withanalysis and design of inertial navigation systems,optimalmissileguidance, and aircraft flight path opti-mization. Since leaving industry, he has worked con-
tinuously as a consultant for19 years.He is theauthorof over 150 technical reports and papers. The subject areas that he has publishedin include optimal control theory, aircraft flight control, optimal guidance ofaerospace vehicles, adaptive control using neural networks, robust linear con-trol, and control of flexible structures. In the area of adaptive control, he hasdeveloped a novel combination for employing neural-network-based control incombination with feedback linearization. Applications include flight control offighter aircraft, helicopters, and missile autopilot design. He is a former Asso-ciate Editor for the Journal of Guidance, Control, and Dynamics.
Dr. Calise was the recipient of the USAF Systems Command Technical
Achievement Award, and the AIAA Mechanics and Control of Flight Award.He is a Fellow of the AIAA and an Associate Editor for the IEEE C ONTROLSYSTEMS MAGAZINE.
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Moshe Idan received the B.Sc. and M.Sc. degreesfrom the Aerospace Engineering Department atthe Technion-Israel Institute of Technology, Haifa,Israel, in 1983 and 1986, respectively, and thePh.D. degree from the Department of AerospaceEngineering, Stanford University, Stanford, CA, in1990.
Since 1991, he has been with the Department of
Aerospace Engineering, TechnionIsrael Institute ofTechnology. From 2000to 2001, he spent a sabbaticalin the School of Aerospace Engineering, Georgia In-
stitute of Technology, Atlanta. His research concentrates on robust and adaptiveflight control system design techniques and applications.
Naira Hovakimyan (M01SM02) received thePh.D. degree in physics and mathematics from theInstitute of Applied Mathematics, Russian Academyof Sciences, Moscow, in 1992.
After receiving the Ph.D. degree, she joinedthe Institute of Mechanics, Armenian Academy ofSciences, as a Research Scientist, where she workeduntil 1997. In 1997, she was awarded a governmental
postdoctoral scholarship to work at INRIA, France.The subject areas in which she has published includedifferential pursuit-evasion games, optimal control
of robotic manipulators, robust control, adaptive estimation, and control. In1998, she wasinvited to the School of AerospaceEngineering, Georgia Instituteof Technology, Atlanta, where she worked as a Research Faculty Memberuntil 2003. In 2003, she joined the Department of Aerospace and OceanEngineering, Virginia Polytechnic Institute and State University, Blacksburg,an Associate Professor. She has authored over 90 refereed publications. Hercurrent interests are in the theory of adaptive control and estimation, neuralnetworks, and stability theory.
Dr. Hovakimyan received the SICE International Scholarship for the bestpaper of a young investigator in the VII ISDG Symposium, Japan, 1996. She isalso the receipient of the 2004 Pride @ Boeing Award. She is a Senior Memberof AIAA, a Member of AMS and ISDG, and is an Associate Editor for the IEEEControlSystems Society, theIEEE TRANSACTIONS ON NEURAL NETWORKS, andthe International Journal of Control Systems and Automation.