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Procedure ManualProcedure #: G A 108
Related Policy Name and #: CASL Policy #107Approved By: Rani Dhaliwal
Approval Date: May 19, 2015Policy Holder Signature:
Replaces Procedure Date: n/aPolicy Holder: Senior Vice President,
Planning and Corporate Services and CFO
Administrative Contact Associate Vice President, Administrative Services
CANADA’S ANTI-SPAM LEGISLATION (“CASL”) COMMERCIAL ELECTRONIC MESSAGE (“CEM”) AND CONSENT PROCEDURE
Purpose:
To support employees’ understanding and implementation of Canada’s Anti-Spam Legislation (“CASL”). Specifically, this Procedure outlines which electronic communications are considered Commercial Electronic Messages (“CEM”s) under the legislation and the format in which to send these electronic messages to ensure all outbound CEMs from Humber are compliant with CASL.
It is the responsibility of Humber employees to:
• Review their day-to-day electronic communications with students, alumni, prospective students, and other members of the public;
• Identify whether the message is a CEM (i.e. does it have a commercial purpose?);• Determine whether the CEM is exempt (i.e. can the message be sent without consent
and/or an unsubscribe);• Check whether the electronic address has been unsubscribed; and• Confirm whether implied or express consent has been obtained.
This document is available in alternate accessible formats on request.
Definitions:
Commercial electronic messages (CEMs): Electronic messages (e.g. text (SMS/MMS), sound, voice or image) sent to an electronic address (e.g. email, instant messaging, telephone account, or any similar account) that, based on the message content, links, or contact information in the message, encourages participation in a “commercial activity”.
Express consent: Permission that is specifically given by an individual to receive messages, which has been documented in writing.
Implied consent: Consent that can be inferred based on the nature of the service being provided, that the individual is knowingly giving permission.
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Third party: A Third Party is an entity or individual that supplies a particular service or commodity to the College. The terms third-party, third-party provider, service provider, affinity partner, vendor and supplier and consultant can be used interchangeably.
Procedures:
1. Sending CASL-compiiant CEMs:
Employees must confirm prior consent (implied or express) and that the electronic address has not been unsubscribed from the mailing list before sending a CEM, in addition to including an opt-out/unsubscribe mechanism. In doing so, Humber must follow four steps to ensure its outbound communications are CASL-compliant, as follows:
1. Identify whether the message is a CEM (i.e. does it have a commercial purpose);2. Determine whether the CEM is exempt (i.e. can the message be sent without consent
and an unsubscribe);3. Check whether the electronic address has been unsubscribed; if not, then confirm
whether Humber has implied or express consent. If there is no evidence of consent, the CEM cannot be sent unless Humber asks for and receives express consent. Requests for express consent must be in prescribed form and may not be sent via email; and
4. Confirm that an opt-out/unsubscribe mechanism is included in the CEM.
Appendix A contains a diagram illustrating a high level process flow for Humber to ensure sent messages are CASL-compliant.
2. CASL Requirements:
CASL regulates CEMs, including emails and SMS/MMS messages which are sent by Humber, or by third parties (e.g. affinity partners) who send messages to individuals on Humber mailing lists.
Generally, a CEM must only be sent if:• Humber has prior implied or express consent to send the CEM; and• The CEM contains the proper form and content requirements (i.e. identifies the
sender of the message, including relevant contact information, and provides an opt- out/unsubscribe to the recipient from receiving future messages.
See Appendix A to understand how to send a CASL-compliant CEM.
The following sample language may be used when sending out CEMs to identify the sender and include an unsubscribe mechanism:
The Humber College Institute of Technology and Advanced Learning 205 Humber College Blvd., Toronto, Ontario M9W 5L7 (416) 675-6622 [email protected]
You may withdraw your consent and unsubscribe from Humber College’s e-communications at any time by clicking here [hyperlink]/emailing [email protected]. Please keep in mind that by unsubscribing you may not receive communications of interest and importance to you.
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3. Definition of a CEM:
CEMs are electronic messages (e.g. text, sound, voice or image) sent to or from an electronic address within Canada that encourages participation in a “commercial activity”.
Commercial activity includes anything of a commercial nature (e.g. an activity that promotes a product(s), service(s), or a brand to a person(s) or encourages a person(s) to engage in the purchase of a product(s), or service(s)), whether or not there is an expectation of profit.
To illustrate, CEMs include emails, SMS/MMS messages, or instant messages that are sent from either a generic (e.g. [email protected]) or employee-specific electronic address e.g. [email protected]) that promote, advertise, market, sell a Humber product, service or promote the Humber brand, including:
Offers relating to Humber products or services
Newsletters that promote or market Humber products or services
Event notifications
Course information
4. What electronic messages are exempt from CASL?:
Certain CEMs are either fully or partially exempted from CASL’s requirements:• Fully exempted CEMs: can be sent without prior consent of the recipient and without
the form and content requirements.• Partially exempted CEMs: can be sent without the prior consent of the recipient, but
must include the form and content requirements.
4.1. Full Exemptions
Electronic communications which are fully exempted under CASL include those that are:• Exchanged between family or friends (e.g. engaged in direct, voluntary, virtual or in
person two-way communications and relationship is personal based on shared interests, experiences);
• Sent to staff at other companies with whom Humber has an existing relationship, provided that the message is about the activities of that company (e.g. sending an email to set up an alumni event for the college, where the company is currently providing services to the college such as catering or marketing);
• Exchanged between Humber employees using their Humber-employee email address (e.g. Program Director from one Department sends email to other staff to attend departmental event);
• Sent in response to a complaint, request or inquiry, provided that the reply does not include any promotional or marketing material the recipient would not expect an email (e.g. responding to a person’s inquiry about a particular program at the college);
• Sent to satisfy or enforce a legal obligation (e.g. legal notices of missed tuition, plagiarism notifications); and
• Sent over a closed network, such as Facebook, Linkedln, or Twitter, where the required identification and unsubscribe mechanisms are clearly published on the user interface.
• Sent to students by faculty requesting a meeting to discuss an assignment or academic matter.
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4.2. Partial Exemptions
The following list provides examples of CEMs that are partially exempted under CASL:• Provide factual information (e.g. job fair on campus)• Provide safety or security information (e.g. campus safety tips or events )• Provided in response to or as part of a service requested/signed-up for/opted into by the
CEM recipient (e.g. e-newsletters);• Facilitate, complete or confirm an existing commercial transaction between the parties
(e.g. confirmation of tuition payment);• Provide notification of factual information about the ongoing use or purchase of a
product(s), good(s), or service(s) offered under a subscription, membership, account or loan (e.g. emails sent to members of Humber’s alumni community regarding services provided to members); and
• Provide information directly related to an employment relationship or benefit plan.
4.3. Referral Marketing Exemption
Humber employees may send an initial message without prior consent of the recipient, following a third-party referral, and provided that the employee sending the message:
1. Discloses in the message the full name of the person who made the referral;2. Has an existing business relationship with the person who made the referral;3. States in the email that the message is sent as a result of a referral;4. Identifies Humber and includes relevant contact information; and5. Provides an opt-out/unsubscribe mechanism.
The employee must verify that the person who made the referral has an existing personal, business or family relationship with the person whom he/she referred.
5. Consent:
Humber or any third party sending emails or other electronic messages using Humber templates must have prior consent from recipients before sending CEMs, unless the message is exempt.
Templates:• Obtaining express consent in writing - see section 5.3.1• Obtaining express consent electronically - see section 5.3.2
Two types of consent are permitted under CASL: 1) implied consent and 2) express consent. Humber may rely on implied consent in prescribed circumstances and, in some cases, on a time-limited basis. Express consent is valid until it is revoked by the recipient.
5.1. Relying on Implied Consent
Humber may rely on implied consent to send CEMs in the following situations:
1. Humber has an existing business relationship1 with the recipient (e.g. students who graduated within the 2-year period immediately preceding the day the message is sent).
1 NOTE: Under CASL, an existing business relationship between Humber and the recipient expires 2 years after the last transaction, the termination of a contract, or six months after an inquiry.
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2. Humber has an existing non-business relationship with its members who are the recipients of the CEM given that the recipient is a member of the organization (e.g. current members of the college’s Alumni community and people who have donated to the college in the 2-year period immediately preceding the day the message is sent.)
3. The prospect has conspicuously published (e.g. online, in a directory, email signature) his/her electronic address without a “do not solicit” request, and provided the message relates to the prospect’s business/function/role.
4. The prospect has given Humber their business card (or equivalent contact information in person, orally or electronically) without any “do not solicit request”, provided the email relates to that person’s business/role/function.
Otherwise, if Humber cannot rely on implied consent, Humber must obtain express consent when sending CEMs
5.2. Transitional ProvisionsHumber may continue to rely on implied consent for a period of three years after CASL comes into force (i.e. until July 1, 2017) with individuals where a relationship exists, provided there was at least one electronic communication with the recipient (referred to as the Transition Period). This means that implied consent may apply to all current and former students of the college, all current and former students who are members of the alumni community, and all current and former donors and volunteers of a registered charity associated with Humber. Humber may continue sending CEMs to these recipients during the Transition Period, provided that:
1. The form and content requirements are complied with;2. As of July 1, 2014, Humber has already been communicating with the recipient via
CEMs; and3. The recipient has not unsubscribed from receiving CEMs (i.e. if the recipient
unsubscribes during the Transition Period, Humber can no longer rely on the Transition Period exemption to send further CEMs).
Humber may use the Transition Period as an opportunity to convert implied consents to express consents, until July 1, 2017.
5.3. Obtaining Express Consent
Express consents obtained by Humber specifically for email communications prior to July 1st, 2014, may be “grandfathered” (i.e. continue to be relied upon) once CASL comes into effect.
Otherwise, when seeking express consent, Humber may do so in real-time (e.g. during school fairs, in person, application form) or by using other ad hoc, documented processes used to collect electronic contact information.
In obtaining express consent, Humber must:
1. Outline the purpose for which the consent is being sought (i.e. to send CEMs);2. Specify the name which the person seeking the consent carries on business (i.e. identify the person who is requesting consent);3. Specify the name of the person seeking the express consent if the person seeking the express consent is doing so on behalf of another person (i.e. where a third party is seeking consent on behalf of Humber);
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Print Full Name Signature Date (DD/MM/YY)
E-mail address:
4. Provide the contact information of the person who is requesting express consent; and5. Provide a statement indicating that the person whose express consent is sought can withdraw their consent at any time.
Requests for express consent must be made separately from any request for consent to any terms and conditions associated with Humber service(s). Furthermore, the contact information provided as part of a request for express consent must remain valid (i.e. active and useable by the person whose consent is being sought) for no less than 60 days from the date that the contact information is provided.
Humber must not send an email to request the express consent of an intended recipient of CEMs as the request email is itself a CEM, unless Humber already has the recipient’s implied consent, and the time limit (in applicable instances) for reliance on implied consent has not already expired.
5.3.1 How to Obtain Express Consent in WritingExpress consent should be obtained in writing, where possible (e.g. at school events).
The following provides a sample template language for obtaining express consent when a prospect or non-student wants to sign up to receive CEMs:
I consent to Humber College sending me [program info, bulletins, newsletters, events, promotions] and other electronic messages (E-Communications)”.
I acknowledge that I may withdraw my consent at any time by contacting Humber College at [email protected] or 416-675-6622 [fill in by School/Department] by mail at 205 Humber College Boulevard, Toronto, Ontario, M9W 5L7.
By entering my electronic contact information above and signing below, I consent to the collection, use and disclosure of the personal information provided as described in the Humber Privacy Policy, and I agree that Humber may contact me at the electronic contact information provided about its products and services or for other promotional purposes. Furthermore, I confirm that I own and/or am authorized to use the electronic contact information I have provided.
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' Email Address
^ ' ■»
Email Address
5.3.2 Obtaining Express Consent Electronically
Humber employees may obtain express consent electronically on its website and through electronic application and registration forms. The following provides sample language for obtaining electronic express consent which requires a prospect or non-student to sign up through “opt-in” means:
I consent to Humber College sending ' me [program Info, bulletins, newsletters, events, promotions] and other electronic messages (E- Communlcations).
Please refer to our Privacy Policy or Contact Us for more Information.
Enter your email address above to be Included Inour mailing list and to learn more about HumberCollege. You may withdraw your consent at any
time.Please referto our Privacy Pollen or Contact Us for more Information.
5.3.3 Documenting Express ConsentHumber must be able to demonstrate that consent was obtained prior to sending a CEM, and as such, must capture, document and store consent in order to retrieve it and produce it when required (e.g. in the context of a CASL investigation, private right of action, or complaint).
Each School/Department must document, store, and update all related CASL unsubscribe and consent preferences in an accessible format for a minimum of three (3) years. Each School/Department is responsible for managing their mailing lists and ensuring all consent and unsubscribe requests are documented and actioned within ten (10) business days, and to retain all documentation and produce it upon request.
Employees must ensure that third party vendors who send CEMs that include Humber content send CEMs that meet the requirements set out in CASL and this procedure.
5.4. Consent - Summary
1. Humber can rely on implied consent for CEMs sent to existing students and alumni from thelast two years;
2. If Humber cannot rely on implied consent (e.g. existing business relationship with students),Humber must ensure it has express consent to send CEMs to prospects/non-students;
3. Humber must obtain express consent from prospects and non-students in written formeither in writing, or by using electronic opt-in means on their subscribe page.
5.5. Opt-Out/Unsubscribe Mechanism
Employees must include an opt-out/unsubscribe mechanism which allows the CEM recipient to indicate, at no cost to them, that they no longer wish to receive future messages from Humber on all non- or partially exempt CEMs.
The opt-out/unsubscribe mechanism must be set out clearly and prominently and must:
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□
1. Be consumer friendly and simple, quick and easy for consumer to use (e.g. a link inan email that takes the student to a web page where he/she can unsubscribe from receiving optional messages);2. Enable the recipient to opt out of communications using the same electronic meansby which the message was sent; and3. Provide the choice to opt out of all or certain types of communications.
Humber must honour opt-out/unsubscribe requests within ten (10) business days.
Sample unsubscribe language:
I would like to unsubscribe from receiving:
All messages from «Insert name of Humber School or Department»
Only messages related to [fill in - e.g. professional development, social events]
Humber must ensure that third party vendors include an opt-out/unsubscribe mechanism in their electronic communications (see Vendor Management Guideline).
References:
BLG CASL Toolkit for Colleges Ontario
Appendices:
Appendix A: CASL Procedure
Related Procedure(s):
CASL CEM and Consent Procedure
Vendor Management Guideline
Appe
ndix
A
Is th
e m
essa
ge a
n em
ail,
SMS/
MM
S, o
r in
stan
t mes
sage
pro
mot
ing,
adv
ertis
ing,
m
arke
ting,
or s
ellin
g a
Hum
ber p
rodu
ct o
r se
rvic
e, o
r pro
mot
ing
the
Hum
ber b
rand
?
Is it
fully
ex
empt
?
Full
Exem
ptio
ns: (
do n
ot re
quire
con
sent
or u
nsub
scrib
e op
tion)
•Exc
hang
ed b
etw
een
fam
ily o
r frie
nds
•Sen
t to
staf
f at o
ther
com
pani
es w
ith w
hom
Hum
ber h
as a
nex
istin
g re
latio
nshi
p, p
rovi
ded
that
the
mes
sage
is a
bout
the
activ
ities
of t
hat c
ompa
ny (e
.g. s
endi
ng a
n em
ail t
o se
t up
an
even
t for
the
colle
ge, w
here
the
com
pany
is c
urre
ntly
pr
ovid
ing
serv
ices
to th
e co
llege
suc
h as
cat
erin
g)
•Exc
hang
ed b
etw
een
Hum
ber e
mpl
oyee
s us
ing
thei
r Hum
ber-
empl
oyee
em
ail a
ddre
ss
•Sen
t in
resp
onse
to a
com
plai
nt, r
eque
st o
r inq
uiry
, as
long
as
the
repl
y do
es n
ot in
dude
any
pro
mot
iona
l mat
eria
l the
re
cipi
ent w
ould
not
exp
ect (
e.g.
resp
ondi
ng to
a p
erso
n's
inqu
iry a
bout
a p
artic
ular
pro
gram
at t
he c
olle
ge)
•Sen
t ove
r a d
osed
net
wor
k, s
uch
as F
aceb
ook,
Lin
kedl
n, o
rTw
itter
, whe
re th
e re
quire
d id
entif
icat
ion
and
unsu
bscr
ibe
mec
hani
sms
are
dear
ly p
ublis
hed
on th
e us
er in
terfa
ce.
Part
ial E
xem
ptio
ns: (
Req
uire
con
sent
and
sen
der I
D p
lus
unsu
bscr
ibe
optio
n)
•Pr
ovid
e fa
ctua
l inf
orm
atio
n (e
.g. j
ob fa
ir on
cam
pus)
•Pr
ovid
ed in
resp
onse
to o
r as
part
of a
ser
vice
requ
este
d/si
gned
-up
for/o
pted
into
by
the
CEM
reci
pien
t (e.
g. e
- ne
wsl
ette
rs)
•Fac
ilitat
e, c
ompl
ete
or c
onfir
m a
n ex
istin
g co
mm
erda
ltra
nsac
tion
betw
een
the
parti
es (e
.g. c
onfir
mat
ion
of tu
ition
pa
ymen
t)
•Pro
vide
not
ifica
tion
of fa
ctua
l inf
orm
atio
n ab
out t
he o
ngoi
ngus
e or
pur
chas
e of
a p
rodu
ct(s
), go
od(s
), or
ser
vice
(s)
offe
red
unde
r a s
ubsc
riptio
n, m
embe
rshi
p, a
ccou
nt o
r loa
n (e
.g. e
mai
ls s
ent t
o m
embe
rs o
f Hum
ber's
alu
mni
com
mun
ity
rega
rdin
g se
rvic
es p
rovi
ded
to m
embe
rs)
•Pro
vide
info
rmat
ion
dire
ctly
rela
ted
to a
n em
ploy
men
tre
latio
nshi
p or
ben
efit
plan
.
'Ist
he£
jel
ectr
onic
addr
ess
Do
not
send
Do
you
have
co
nsen
t?
Prov
ided
the
CEM
iden
tifie
s th
at
Hum
ber i
s se
ndin
g th
e m
essa
ge,
incl
udes
rele
vant
con
tact
in
form
atio
n, a
nd in
clud
es a
n un
subs
crib
e m
echa
nism
if
rely
ing
on im
plie
d co
nsen
t.
Do
not s
end
- O
btai
n ex
pres
s co
nsen
t
Exis
ting
busi
ness
rela
tions
hip
Publ
ishe
del
ectr
onic
addr
ess
The
pros
pect
has
con
spic
uous
ly
publ
ishe
d (i.
e. o
nlin
e, in
a d
irect
ory,
em
ail s
igna
ture
, etc
.) hi
s/he
r em
ail
addr
ess
or m
obile
pho
ne n
umbe
r with
out
any
"do
not s
olic
it" re
ques
t, pr
ovid
ed th
e m
essa
ge re
late
s to
the
pros
pect
's
busi
ness
/func
tion/
role
.
Bus
ines
s ca
rd
The
pros
pect
has
giv
en y
ou th
eir
busi
ness
car
d (o
r equ
ival
ent c
onta
ct
info
rmat
ion
in p
erso
n, o
rally
or
elec
troni
cally
) with
out a
ny "d
o no
t so
licit
requ
est",
pro
vide
d th
e em
ail
rela
tes
to th
at p
erso
n's
busi
ness
/role
/ fu
nctio
n.
Expr
ess
cons
ent