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Making a spectacle of yourself: The effect of glasses and sunglasses on face perception
Daisy L. Graham & Kay L. Ritchie*
School of Psychology, University of Lincoln, Lincoln, UK
* Corresponding author
Email: [email protected]
University of Lincoln
Brayford Pool
Lincoln
UK
LN6 7TS
Abstract
We investigated the effect of wearing glasses and sunglasses on the perception of social traits
from faces, and on face matching. Participants rated images of people wearing no glasses,
glasses and sunglasses on three social traits (trustworthiness, competence and attractiveness).
Wearing sunglasses reduced ratings of trustworthiness. Participants also performed a
matching task (telling whether two images show the same person or not) with pairs of images
both wearing no glasses, glasses or sunglasses, and all combinations of eyewear. Incongruent
eyewear conditions (e.g. one image wearing glasses and the other wearing sunglasses etc.)
reduced performance. Further analysis comparing performance on congruent and incongruent
eyewear trials showed that our effects were driven by match trial performance, where
differences in eyewear decreased accuracy. For same-eyewear-condition pairs, performance
was poorer for pairs of images both wearing sunglasses than no glasses. Our results extend
and update previous research on the effect of eyewear on face perception.
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Introduction
We form first impressions of people very quickly, and these first impressions can have real-
world consequences. For example, people’s ratings of competence (Todorov, Mandisodza,
Goren, & Hall, 2005) and attractiveness (Lutz, 2010) can predict election results, and first
impressions from faces can predict whether or not someone is hired (Gilmore, Beehr, &
Love, 1986). These findings may lead to the assumption that a person’s attractiveness is a
stable property of their face, that is to say that a person is either attractive or not, irrespective
of the photograph used. The majority of research on social trait judgements from faces has
therefore used only one image of each identity. Recent research has shown, however, that
different images of the same person can give rise to very different first impressions (Jenkins,
White, Van Montfort, & Burton, 2011; Ritchie, Palermo, & Rhodes, 2017, Todorov & Porter,
2014). In fact, within-person variability in attractiveness has been shown in some cases to
exceed between-person variability (Jenkins et al., 2011).
Research using multiple images of each identity often uses ‘ambient images’, or naturally
occurring images which vary in many different aspects of the photograph, from person-
specific variability such as facial expression, to variability in the world such as lighting. It is
possible that many of these world- and person-specific differences between images may
influence the first impression generated by any specific image. One simple change a person
can make is whether they choose to wear glasses or sunglasses in a given photograph. An
older body of literature has looked specifically at the effect of glasses on first impressions
and suggested that glasses wearers are perceived as less attractive (e.g. Harris, 1991; Hasart
& Hutchinson, 1993) and more competent (Terry & Krantz, 1993) than people without
glasses. One study found that sunglasses wearers were perceived as less authoritative
(Bartolini et al., 1988), but to date there has been very little research on the effect of
sunglasses on the perception of social traits from faces.
It has been suggested that sunglasses may increase attractiveness because sunglasses increase
symmetry in the face (Brown, 2015). More symmetrical faces are judged as more attractive
(e.g. Jones et al., 2001; Perrett et al., 1999) and so by occluding the same portion of the face
on each side, sunglasses may cover any asymmetries, and by themselves being symmetrical,
may increase perceived attractiveness. Conversely, sunglasses may reduce perceived
trustworthiness because they render the eyes invisible. The eyes have been shown to be
important for making judgements of trustworthiness (Dotsch & Todorov, 2012) and so
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occluding the eye region may make this judgement more difficult, or lead to lower
trustworthiness ratings.
In addition to forming first impressions from faces, we use face images to determine people’s
identity. For example, photo-ID images are used in various security settings such as border
control. Despite the widespread use of photo-ID, we are actually relatively poor at identifying
unfamiliar people, even from videos (Bruce et al, 1999) or when comparing a photo to a live
person (Kemp, Towell & Pike, 1997; Ritchie, Mireku & Kramer, in press). A task which is
frequently used to test unfamiliar face processing is a face matching task wherein participants
are shown pairs of images and asked to determine whether the two images show the same
person or two different people. Participants are consistently more accurate at the task with
familiar compared to unfamiliar faces (see Ritchie et al, 2015), and with unfamiliar faces, the
addition of glasses has been shown to have a negative effect on performance. In face
matching tasks when one image shows glasses and the other does not, performance is slower
(Leder, Forster & Gerger., 2011) and less accurate (Kramer & Ritchie, 2016). Recognition
memory accuracy has also been shown to be poorer when a person seen initially wearing
glasses is shown at the recognition phase without glasses (Leder et al., 2011). Research on
unfamiliar face identification has not looked at the effect of sunglasses. This is a pertinent
avenue for enquiry as security services and CCTV personnel are often tasked with searching
for people in crowds where people may be outdoors and potentially wearing sunglasses.
Here we extend previous work on social impressions of faces wearing glasses to test the
effect of glasses and sunglasses on perceptions of trustworthiness, competence and
attractiveness. We also extend previous research on the effect of glasses on unfamiliar face
matching performance to include sunglasses. It is possible that there is a relationship between
the first impressions we have of faces, and our ability to perceive two images as belonging to
the same person. For example, if we perceive two images of the same person as very different
in attractiveness (without knowing that those two photos show the same person), it is possible
that we may be less inclined to perceive those two images as portraying the same person in a
matching task. Therefore in the current study we structured our task in such a way that the
images participants saw in the face matching task were the exact images they had rated in the
previous trait rating task. We predicted that photos showing glasses would be rated as less
attractive (Harris, 1991; Hasart & Hutchinson, 1993) and more competent (Terry & Krantz,
1993) than images without glasses. We also predicted that photos showing sunglasses would
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be rated as more attractive (due to increased symmetry) than photos shown without eyewear.
We also predicted that incongruencies in eyewear between two images would impair
performance on a face matching task (following Kramer & Ritchie, 2016), and that image
pairs including an image wearing sunglasses would result in lower performance due to the
increased concealment of the face. Finally we predicted a correlation between the difference
in social trait ratings between two images of the same person and accuracy in the face
matching task whereby larger differences in social trait ratings would correlate with poorer
accuracy on match trials.
Method
Participants
Forty-seven participants (12 male; mean age: 20 years, range: 18-54 years) took part in both
parts of the study. All were members of the University of Lincoln and took part voluntarily or
in return for course credits. All participants gave informed consent, and the study was given
ethical approval by the University of Lincoln School of Psychology Research Ethics
Committee.
Stimuli
Our stimuli were 60 identities (30 female) chosen to be unfamiliar to participants in the UK.
For each identity, we gathered two images without glasses, two with glasses, and two with
sunglasses, as well as 3 images of a foil identity (someone who resembled that person), one
image in each eyewear condition. Images were downloaded from Google Images (see Figure
1 for example stimuli). The images were ambient images as used in previous face matching
research (e.g. Dowsett & Burton, 2015; Ritchie et al., 2015), and sampled natural variability
in lighting, head angle, facial expression etc. All images were cropped to 380 x 570 pixels to
show the head and neck.
Design and Procedure
Participants completed a rating task followed by a matching task. For ease of explanation, we
describe the matching task first. In the matching task, participants saw pairs of images
presented simultaneously, and were asked to indicate whether the two images showed the
same person or two different people. Each identity was shown once in one of six image-pair
conditions: three congruent eyewear conditions – both images wore no glasses, both glasses,
both sunglasses, and three incongruent eyewear conditions – no glasses-glasses, no glasses-
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sunglasses, glasses-sunglasses. Half of the trials in each eyewear condition were match trials
(two photos of the same identity) and half mismatch (one photo of the identity and one of
their foil). Each participant, therefore, completed ten trials in each eyewear condition, five
match trials and five mismatch trials (60 trials in total). The image pairs were shown in a
random order, with the presentation of identities in each condition counterbalanced between
participants.
In the preceding rating task, participants rated the exact images they would go on to see in the
matching task (120 images in total). Participants rated two images of each identity (or the
identity and the foil). Each participant rated each image for trustworthiness, competence, and
attractiveness on a seven-point scale. Participants saw each image once and gave all three
trait ratings concurrently. Participants were not told that they would go on to see the identities
again in a face matching task. The images were presented in a random order, one image at a
time, not blocked by identity, and participants were not told that they would see multiple
images of each person. We do not suspect that participants would have noticed that they were
seeing two images of each person (or the person and their foil).
Participants viewed the same images in the rating and matching task so that we could directly
determine whether the difference in ratings given to the two images of each identity
correlated with accuracy on the matching task with the same images. Although this means
that each participant saw all the images twice (once in the ratings task and once in the
matching task), we do not have reason to believe that seeing each face in isolation prior to the
matching task would have influenced matching performance.
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Figure 1. Example stimuli. All photographs show the same person. [Copyright restrictions
prevent publication of the face images used. The individual pictured in these images did not
appear in the experiment, and has given permission for their images to be reproduced here.]
Results
Social trait ratings
We carried out three repeated measures ANOVAs (one per trait) to investigate the effect of
eyewear on trait ratings. We found a significant effect of eyewear on ratings of
trustworthiness (F(2,92) = 29.20, p < .001, ηp2 = .39), and follow-up paired samples t-tests
(Bonferroni corrected) showed higher ratings for images wearing no glasses (M = 4.17) and
glasses (M = 4.25) than sunglasses (M = 3.70; no glasses vs sunglasses: t(46) = 5.30, p < .01,
d = .77; glasses vs sunglasses: t(46) = 6.90, p < .01, d = 1.01). There was a non-significant
difference between trustworthiness ratings for the no glasses vs glasses conditions:
t(46) = 1.30, p = .606, d = .19. There was a non-significant effect of eyewear on both
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competence (F(2,92) = .446, p = .642, ηp2 = .01) and attractiveness ratings (F(2,92) = 1.85,
p = .162, ηp2 = .04, see Figure 2).
Figure 2. Data from the trait rating task. Error bars denote SEM.
Previous studies have shown that the degree of smiling in an image can influence trait ratings
of both trustworthiness (Hehman, Flake & Freeman, 2015; Oosterhof & Todorov, 2008;
Todorov & Porter, 2014) and attractiveness (Todorov & Porter, 2014). Therefore in order to
determine whether our observed effects were due to the degree of smiling in the images as
opposed to the eyewear conditions, we ran a small secondary study. Twenty new participants
(4 male; mean age: 21 years, range: 19-34 years) rated all of the images used in the main
experiment for degree of smiling from not smiling at all to extremely smiling on a seven-
point scale. Cronbach’s alpha for each participant’s mean smiling rating for each of the three
conditions was .88. A repeated measures ANOVA showed a significant effect of eyewear
condition on the perceived degree of smiling (F(2,38) = 8.16, p < .01, ηp2 = .30). Bonferroni
comparisons showed that faces wearing no glasses (M = 3.15) were judged as smiling more
than both faces wearing glasses (M = 3.06) and faces wearing sunglasses (M = 2.87, both
ps < .05). There was a non-significant difference between degree of smiling for faces wearing
glasses and sunglasses (p = .091). This result does not entirely rule out the possibility that the
degree of smiling played a role in participants’ trait ratings of the sunglasses images
compared to other images. The sunglasses images were judged to be numerically the least
smiling images, but the difference between glasses and sunglasses images was non-
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significant. It is possible that the combination of wearing sunglasses and smiling (numerically
but not significantly) least made the sunglasses images look the least trustworthy. However,
we would expect the degree of smiling to influence perceptions of attractiveness as well as
trustworthiness. We did not find a difference in attractiveness ratings for sunglasses images
compared to other images. This could again be due to smiling less than other images,
however the pattern of results for the smiling experiment (with no glasses images being
judged as smiling more than the glasses and sunglasses images) does not follow the pattern of
data form the trait ratings experiment. We therefore suggest that although it may play a role,
the degree of smiling does not fully explain the trait rating data.
Face matching
To investigate the effect of eyewear on unfamiliar face matching, we first compared
performance across the congruent (same eyewear) conditions to performance across the
incongruent (different eyewear) conditions using a paired samples t-test. Accuracy was
higher for the congruent conditions (M = 78.72%) than the incongruent conditions
(M = 74.96%), t(46) = 2.15, p = .037, d = 0.31. We also used signal detection measures
calculating d’ (sensitivity) and criterion (c, a measure of response bias) where hits are correct
responses when both images show the same identity and false alarms are incorrect responses
to different identity pairs. As with percent correct, d’ was significantly higher for the
congruent conditions (M = 1.55) than the incongruent conditions (M = 1.35), t(46) = 2.22,
p = .031, d = 0.32. We explored this effect further by carrying out a repeated measures
ANOVA on d’ values for the congruent conditions, which showed an effect of eyewear
(F(2,88) = 4.85, p = .010, ηp2 = .10), and follow-up paired samples t-tests (Bonferroni
corrected) showed higher d’ values for image pairs where both photos wore no glasses
(M = 1.67) compared to sunglasses (M = 1.32; t(46) = 2.61, p = .036, d = .38). There was a
marginal effect (of similar effect size to the no glasses vs sunglasses effect) for image pairs
where both photos wore glasses (M = 1.65) compared to sunglasses t(46) = 2.43, p = .057,
d = .35. There was a non-significant difference in d’ values for the no glasses and glasses
conditions t(46) = .19, p = 1, d = .03. A repeated measures ANOVA on d’ values for the
incongruent conditions showed a non-significant effect of eyewear (F(2,84) = .17, p = .848,
ηp2 < .01).
In addition to d’, we calculated criterion values, a measure of bias. We compared criterion
values for the congruent and incongruent conditions, and found more bias in the incongruent
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(M = -0.28) than the congruent conditions (M = -0.09), t(46) = 4.46, p < .001, d = 0.65. This
shows that participants were more biased to respond that the two images showed two
different people in the incongruent conditions where the two images showed two different
eyewear conditions.
In addition, we can look at performance on match (both photos show the same person) and
mismatch trials (photos of two different people) for congruent and incongruent eyewear
conditions. A 2 (eyewear congruency: congruent, incongruent) x 2 (trial type: match,
mismatch) ANOVA showed a significant main effect of eyewear (F(1,46) = 4.60, p = .037,
ηp2 < .09), a significant main effect of trial type (F(1,46) = 25.05, p < .001, ηp
2 < .35), and a
significant interaction (F(1,46) = 19.82, p < .001, ηp2 < .30). Follow-up paired samples t-tests
(Bonferroni corrected) showed poorer performance on match trials for incongruent eyewear
conditions (M = 63.26%) than congruent conditions (M = 74.61%), t(46) = 4.20, p < .001, d =
0.61, and a non-significant difference between congruent (M = 82.84%) and incongruent
eyewear (M = 86.67%) for mismatch trials t(46) = 1.78, p = .164, d = 0.26 (see Figure 3, and
see supplementary table S1 for all data).
Figure 3. Data from the matching task. Error bars denote SEM.
We constructed the task in such a way that participants would rate each image that they
would subsequently see in the matching task. This allows us to examine whether the
difference in trait ratings of two images of the same person correlates with performance on
the matching task. To assess this, we took responses to only match trials (two images
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showing the same identity). For each participant, we calculated the mean difference given to
all matching image pairs on each social trait. We then correlated these difference scores for
each trait with overall accuracy on match trials in the face matching task. We found no
significant correlations (trustworthiness: r = .25, p = .088; competence: r = .19, p = .196;
attractiveness: r = -.12, p = .409). Therefore in this case, differences in social trait ratings of
two images of the same person do not influence performance on a face matching task using
those same images.
Discussion
Here we have shown that wearing sunglasses makes a person look less trustworthy but did
not support our predictions that images wearing glasses would be rated as less attractive and
more competent, and images wearing sunglasses as more attractive. Where older research
showed lower attractiveness ratings for faces wearing glasses, more recent research showed a
more nuanced effect whereby only rimmed but not rimless glasses produced this effect
(Leder et al., 2011). Here we found no negative effect of glasses wearing on attractiveness.
This may be due to the fact that glasses wearing has become more fashionable in recent years
and so no longer bears the stigma attached in the past. Previous research has shown that
symmetry increases attractiveness (e.g. Jones et al., 2001; Perrett et al., 1999), and sunglasses
are both symmetrical and may occlude any asymmetries in the face. We therefore predicted
that sunglasses would increase attractiveness, however we did not find support for this idea.
Instead, we have shown that sunglasses decrease perceived trustworthiness, which may be
explained by the importance of the eyes in the perception of trustworthiness (Dotsch &
Todorov, 2012) such that occluding the eyes decreases the perception of trustworthiness in
the face.
Here, we also sought to combine the areas of first impression formation and face matching,
and predicted that two images of the same person which are rated as less similar on social
traits are more difficult to match in a face matching task. We did not find a correlation
between the mean difference in trait ratings of two images of the same person and mean
accuracy with those images in the match trials of a face matching task, therefore here we
have not found a relationship between differences in trait ratings and matching accuracy.
The results of our face matching task supported our prediction that when two images are
presented in different eyewear conditions, unfamiliar face matching is more difficult than
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when the two images show the same eyewear condition. Moreover, when both images are
pictured wearing sunglasses, performance is poorer than when they both show no glasses.
This result extends previous research which found slower (Leder et al., 2011) and poorer
performance (Kramer & Ritchie, 2016) for image pairs showing one photo with glasses and
one without. Our effect is driven by match trials, where incongruent eyewear conditions
produce poorer performance than congruent eyewear conditions (see Figure 3). This effect is
not present for mismatch trials. This provides an interesting theoretical point whereby small
changes in appearance seem to lead to the perception of a change in identity. This effect of
congruency on the stable perception of identity ties in with the encoding specificity principle
(Tulving & Thomson, 1973) which has been shown previously in face perception research
(Leder & Carbon, 2005). The authors argued that whole-to-part superiority in face learning
(whereby recognising facial parts presented in the context of a full face is easier than
recognising parts presented alone) can be explained by the encoding specificity principle as
only the precise encoded information is retrieved. In an adaptation of the standard task,
participants saw facial parts at encoding, and recognition of parts was disrupted when shown
in the context of a full face. The encoding specificity principle can also be used as a
framework to explain our results whereby small changes between images lead to the
perception of identity change. Our task does not rely on memory, but the same principle
could be applied to the perceptual task of face matching.
Our results are important for face matching in forensic settings such as identifying faces in
crowds where people may be wearing glasses or sunglasses. Current standard tests of face
matching ability such as the Glasgow Face Matching Test (Burton, White, & McNeill, 2010)
only include images with no eyewear, and so forensic training tasks based on such tests may
not reflect the real-world problem of glasses and sunglasses in face matching. In one
unfamiliar face matching study, mismatch trials were incorrectly accepted as a match more
often (by both students and police officers) when both images wore identical glasses,
indicating that fraudsters who adjust their appearance to match the person they are
impersonating may be more successful than those who do not (Wirth & Carbon, 2017). In
fact, deliberate disguise has been shown to reduce performance in a face matching task for
both viewers who are unfamiliar and those who are familiar with the targets (Noyes &
Jenkins, in press). In their evasion condition, Noyes and Jenkins (in press) gave participants a
previously taken image of themselves and asked participants to make themselves look as
different from that image as possible. In a face matching task, unfamiliar viewers responded
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correctly on only 60% of trials in this condition, and familiar viewers were only 86% correct.
That study did not use sunglasses, and so it is possible that with the addition of sunglasses,
both familiar and unfamiliar viewers would have performed even more poorly. Future
research should investigate the limits of familiar and unfamiliar face recognition under
conditions of disguise including the use of sunglasses.
Our results show that not only does wearing sunglasses make you look less trustworthy, they
also make you more difficult to recognise. In fact, any change in eyewear between two
images leads to reduced face matching accuracy.
Acknowledgements
We would like to thank Louis Kernahan and Samile A. Escobar Abadia for data collection on
the smiling rating task.
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