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WESTPAK, INC. | 83 Great Oaks Blvd. | San Jose, CA 95119 | Phone (408) 224-1300 | www.westpak.com
10326 Roselle St. | San Diego, CA 92121 | Phone (858) 623-8100
ISO 17028
Accredited
ISO 9001 and 14001
Registered
ISTA
Certified
ASTM F3039 Dye Penetration
Summary and Review
NORA CRIVELLO, VICE PRESIDENT
AUGUST 2014
2
WESTPAK, INC. | 83 Great Oaks Blvd. | San Jose, CA 95119 | Phone (408) 224-1300 | www.westpak.com
10326 Roselle St. | San Diego, CA 92121 | Phone (858) 623-8100
ISO 17028
Accredited
ISO 9001 and 14001
Registered
ISTA
Certified
Introduction
ASTM subcommittee F02.40 has released a new standard to complement the package
integrity testing standards already in use. The new standard, ASTM F3039 Standard Test
Method for Detecting Leaks in Nonporous Packaging or Flexible Barrier Materials by Dye
Penetration, is to be used for detection of edge seal channel leaks through a nonporous
package equal to or greater than 50µm (0.002in). While the traditional ASTM F1929 Dye
Penetration standard is used for porous packaging material, the ASTM F3039 is intended for
nonporous packages – both transparent pouches such as nylon-nylon and opaque (foil-foil)
packages.
While the standard does not forbid testing on lidded trays, there are very few trays that do
not use Tyvek®, and therefore this standard would not apply. Standard ASTM F3039 was
released to expand the package integrity test offerings, not to replace or augment the F1929
or F2096 (bubble emission) standard.
Purpose
The purpose of this standard is to detect channel leaks through the seals of a flexible barrier.
A channel leak can be thought of as a tunnel that runs through the two layers of material
being sealed together. The presence of a channel exposes the package to a potential breach
of integrity as microbes may enter the package where the sterile device is housed.
Throughout the testing and packaging community, there is no agreement concerning the size
of a channel that would be deleterious to the product, and therefore the potential patient.
This test does not measure the size of any channel leak found and is qualitative only.
Therefore, the results of the F3039 testing standard are ‘go/ no-go’.
How the test is run
The F3039 standard calls for dye penetrant to be injected into the package in a volume
relative to the longest edge of the pouch or tray. The seals of transparent packages (poly-
poly or nylon-nylon for example) are visually examined for entrance of dye penetrant into
the seal area. Opaque packages where the dye penetrant is not visible undergo a blotting of
the external edges onto absorbent material. The presence of dye on the exterior of the
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WESTPAK, INC. | 83 Great Oaks Blvd. | San Jose, CA 95119 | Phone (408) 224-1300 | www.westpak.com
10326 Roselle St. | San Diego, CA 92121 | Phone (858) 623-8100
ISO 17028
Accredited
ISO 9001 and 14001
Registered
ISTA
Certified
package signals a breach of the seal and must be examined more closely. The dye penetrant
will likely come into contact with the product if the seal is breached, and therefore,
functional product testing cannot be conducted on these samples.
How does it work?
The basis of this test methodology lies in an understanding of surface tension. In chemistry,
you likely learned that similar molecules form cohesive bonds with each other. At the
surface of water, the H2O molecules have fewer bonding options since half of the potential
bonds are air molecules. This results in stronger cohesive bonds between the water
molecules at the surface, which we also refer to as surface tension. Surface tension is
measured in dynes/cm with distilled water at ambient conditions coming in at 72.8
dynes/cm1. By comparison, surface tension of mercury is 428 dynes/cm while ethyl alcohol
is 22.3 dynes/cm. It is through manipulation of the surface tension that dye penetration
testing becomes useful.
Two chemicals are added to distilled water to produce the dye penetrant: a surfactant and
dye indicator. Surfactants are chemicals that reduce the surface tension of water.
Surfactants are used in cleaning or degreasing applications as they allow for a lower surface
tension and greater ability for cleaning agent to reach the dirt2. Surfactants are typically
amphiphilic, meaning they are both hydrophobic and hydrophilic (water fearing and water
loving, respectively). Triton-X100 used in dye penetration testing is a non-ionic surfactant
with both a hydrophilic polyethylene oxide chain as well as a hydrocarbon lipophilic group. If
you geek out on this stuff as I do, you’ll be impressed at its proper name: 4-(1,1,3,3-
Tetramethylbutyl)phenyl-polyethylene glycol, t-Octylphenoxypolyethoxyethanol3. Triton X-
100’s purpose is to increase the hydrophilic aspect, thus reducing the surface tension of
water.
1 www.hyperphysics.phy-ast.gsu
2 www.eco-forumn.dk/detergents
3 Sigma Aldrich
4 www.lookchem.com
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WESTPAK, INC. | 83 Great Oaks Blvd. | San Jose, CA 95119 | Phone (408) 224-1300 | www.westpak.com
10326 Roselle St. | San Diego, CA 92121 | Phone (858) 623-8100
ISO 17028
Accredited
ISO 9001 and 14001
Registered
ISTA
Certified
The second additive is toluidine blue which is
a basic indicator dye. (Remember all those
slides of blue cells from high school biology?
That was likely toluidine blue you were
looking at). Toludine blue is a harmless
substance, but will permanently stain any
clothing it comes into contact with.
What happens then?
When unlike molecules interact, it causes adhesive forces to attract. These bonds are
stronger than those caused by the covalent bonds of like-water molecules. The resulting
effect is seen by water “pulling” away from other water and migrating toward the unlike
surface. You see this effect through the capillary action of absorbent paper towels. The
surface tension of the dye penetrant is typically lower than the surface energy of the
materials generally used for flexible packaging. For example, a foil-foil pouch will have a
surface free energy of around 41.2 dynes/cm while a nylon pouch comes in at 44.3
dynes/cm. Both are higher than the dye penetrant’s surface tension of 25 dynes/cm. The
effect is that when the dye penetrant finds a channel, the surfactant will pull the liquid
through the channel.
Footnote 4
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WESTPAK, INC. | 83 Great Oaks Blvd. | San Jose, CA 95119 | Phone (408) 224-1300 | www.westpak.com
10326 Roselle St. | San Diego, CA 92121 | Phone (858) 623-8100
ISO 17028
Accredited
ISO 9001 and 14001
Registered
ISTA
Certified
Okay, now what?
If you are currently using the F1929 standard, you may be asking if you should switch to the
F3039 standard to conduct your dye penetration testing. The first question to ask is “Does a
porous material compose part of my package?” If the answer is “yes,” continue with ASTM
F1929 as it is specific to porous packages. However, if you have a nonporous material,
consider switching to F3039. Round-robin studies were conducted on both standards with
comparable results of 0.3% false positives noted.
Conclusion
In conclusion, the ASTM F3039 is a new consensus test standard which provides a means to
test pouches and trays for channel leaks as small as 50µm when nonporous packaging
material is utilized.
Westpak, Inc., an independent testing laboratory accredited to ISO 17025 by A2LA, has
conducted a validation test of this standard and is happy to answer any questions you may
have.